From: fkuept | Date: 10/16/2009 | Rated: 0 (0) | Views: 1

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Securities Act Secondary Distributions Rule 144 • – – – Coverage Insiders resales (“affiliates”) Non-insider resales (“restricted shares”) Brok ...  more>>

From: WillLawrence | Date: 9/10/2009 | Rated: 0 (0) | Views: 0

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Reprint as at 27 June 2008 Securities Act (Certificates for Securities Transferred Electronically) Exemption Notice 2003 (SR 2003/148) Pursuant to ...  more>>

From: AmericanLegalNet | Date: 8/25/2009 | Rated: 0 (0) | Views: 6

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Notice Of Limited Offering Of Securities Under Maryland Securities Act Form. This is a Maryland form and can be use in Securities Secretary Of State. ...  more>>

From: yungtyriq | Date: 8/16/2009 | Rated: 0 (0) | Views: 0

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ATTACHMENT B UNIFORM SECURITIES ACT 2001 AGENDA: MARCH 23-25, 2001 Friday, March 23 Administration and Judicial Review (Article 6); and Misce ...  more>>

From: yungtyriq | Date: 8/16/2009 | Rated: 0 (0) | Views: 0

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UNIFORM SECURITIES ACT (1985) WITH 1988 AMENDMENTS Drafted by the NATIONAL CONFERENCE OF COMMISSIONERS ON UNIFORM STATE LAWS and by it APPR ...  more>>

From: gailfan9112 | Date: 7/24/2009 | Rated: 0 (0) | Views: 44

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SEC Division of Corporation Finance Manual of Publicly Available Telephone Interpretations B. SECURITIES ACT RULES 1. Rule 134 Paragraph (a)(14) ...  more>>

From: DynamiteKegs | Date: 11/3/2009 | Rated: 0 (0) | Views: 23

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UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 RELEASE NO. 58190 / July 18, 2008 AMENDMENT TO ...  more>>