Documents > sec rules

Facebook Letter to SEC
Facebook Letter to SEC
From: erickschonfeld | Date: 11/21/2008 | Rated: 0 (0) | Views: 9145
Add to My Docs Not Relevant Good Result

Facebook Letter to the SEC asking for an exemption to teh 500-shareholder rule. more>>

Views: 9145
Language:
Grammar Capitalization Rules
Grammar Capitalization Rules
From: B_Gjas | Date: 11/7/2008 | Rated: 0 (0) | Views: 2184
Add to My Docs Not Relevant Good Result

NASA SP-7084 Grammar, Punctuation, and Capitalization A Handbook for Technical Writers and Editors Mary K. McCaskill Langley Research Center ...  more>>

Views: 2184
Language: English
SEC v Millennium Bank and United Trust of Switzerland Complaint
SEC v Millennium Bank and United Trust of Switzerland Complaint
From: ProfessionalDocument | Date: 3/26/2009 | Rated: 0 (0) | Views: 1726
Add to My Docs Not Relevant Good Result

The Commission seeks emergency relief to halt an on-going $68 million Ponzi scheme orchestrated by Wise and Kristi Hoegel and executed through compani ...  more>>

Views: 1726
Language: English
SEC OUTLING 011
SEC OUTLING 011
From: Jasonpet | Date: 11/25/2007 | Rated: 0 (0) | Views: 959
Add to My Docs Not Relevant Good Result

NEW RULES (that cover pre filing publicity) The underlying policy - is that the SEC is to have the authority to make rules in regards to securities ( ...  more>>

Views: 959
Language:
SEC V John Bravata Complaint
SEC V John Bravata Complaint
From: ProfessionalDocument | Date: 7/28/2009 | Rated: 0 (0) | Views: 835
Add to My Docs Not Relevant Good Result

SEC Complaint - SEC V John Bravata Complaint more>>

Views: 835
Language: English
SEC v ANTHONY VASSALLO and Equity Investment Management Complaint
Views: 781
Language: Italian
SEC NEW RULES EDITED
SEC NEW RULES EDITED
From: Jasonpet | Date: 11/25/2007 | Rated: 0 (0) | Views: 738
Add to My Docs Not Relevant Good Result

PRE FILING PERIOD Pre-Filing offers by WKSIs - Rule 163 - Available only for WKSIs - all written and oral offers made by or on behalf of a WKSI be ...  more>>

Views: 738
Language: English
SEC problems on page 103 - 107
SEC problems on page 103 - 107
From: Jasonpet | Date: 11/25/2007 | Rated: 0 (0) | Views: 662
Add to My Docs Not Relevant Good Result

SEC Problems pg 103 - 107 Assumptions IPO Already Public After Dec. 1, 2006 A (1-17) Pre Filing - NO REGISTRATION STATEMENT HAS BEEN FILED ...  more>>

Views: 662
Language:
SEC RULES FROM THE S.E.C.
SEC RULES FROM THE S.E.C.
From: Jasonpet | Date: 11/25/2007 | Rated: 0 (0) | Views: 630
Add to My Docs Not Relevant Good Result

Section 2 -- Definitions; Promotion of Efficiency, Competition, and Capital Formation Definitions. When used in this subchapter, unless the ...  more>>

Views: 630
Language:
SEC MORE EXEMPTIONS
SEC MORE EXEMPTIONS
From: Jasonpet | Date: 11/25/2007 | Rated: 0 (0) | Views: 580
Add to My Docs Not Relevant Good Result

Exempt Transactions The exempt securities above can be sold and resold without ever being subject to the section 5 registration requirements. ...  more>>

Views: 580
Language:
SEC NEW RULES NOT EDITED
SEC NEW RULES NOT EDITED
From: Jasonpet | Date: 11/25/2007 | Rated: 0 (0) | Views: 573
Add to My Docs Not Relevant Good Result

Rule 163 - pre-filing offers by WKSIs Available only for WKSIs - all written and oral offers made by or on behalf of a WKSI before the filing of a r ...  more>>

Views: 573
Language: English
SEC News Digest Issue 2003-223
SEC News Digest Issue 2003-223
From: pjmickelson | Date: 10/30/2007 | Rated: 0 (0) | Views: 471
Add to My Docs Not Relevant Good Result

SEC NEWS DIGEST Issue 2003-223 November 24, 2003 COMMISSION ANNOUNCEMENTS FEE RATE ADVISORY #6 FOR FISCAL YEAR 2004 The continuing resolution funding  ...  more>>

Categories: Business >
Views: 471
Language:
SEC v B of A
SEC v B of A
From: ingridrburke | Date: 9/16/2009 | Rated: 0 (0) | Views: 405
Add to My Docs Not Relevant Good Result

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ------------------------------------x SECURITIES AND EXCHANGE COMMISSION, : : Plaintiff, :  ...  more>>

Categories:
Views: 405
Language:

Submit a document request and get notified of matches on Docstoc.