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SEC RULES FROM THE S.E.C.

Jasonpet 11/25/2007 | 0 (0) | 351 | 8 | 0 | English

Page 1 of 15 Section 2 --Definitions; Promotion of Efficiency, Competition, and Capital Formation a. Definitions. When used in this subchapter, unless the context otherwise require...  ... more>>

SEC NEW RULES NOT EDITED

Jasonpet 11/25/2007 | 0 (0) | 335 | 4 | 0 | English

??? Rule 163 ??? pre-filing offers by WKSIs o Available only for WKSIs ??? all written and oral offers made by or on behalf of a WKSI before the filing of a registration statement ...  ... more>>

SEC NEW RULES EDITED

Jasonpet 11/25/2007 | 0 (0) | 435 | 9 | 0 | English

PRE FILING PERIOD ??? Pre-Filing offers by WKSIs -Rule 163 ??? o Available only for WKSIs ??? all written and oral offers made by or on behalf of a WKSI before the filing of a regi...  ... more>>

CFTC and SEC Joint Proposed Rules

CFTC 6/30/2008 | 0 (0) | 27 | 0 | 0 | English

COMMISSION 17 CFR Part 240 [Release No. 34RIN 3235-AJ54 Joint Proposed Rules: Application of the Definition... proposed rules. SUMMARY: The Commodity Futures Trading Commission ("CFTC") and the Securities and  ... more>>

SEC Performance Budget for

SECDocs 5/30/2008 | 0 (0) | 66 | 1 | 0 | English

SEC Performance Budget for 2007 In accordance with Section 220 of Office of Management and Budget Circular A11, the SEC has crafted the following Performance Budget for Fiscal Year 2007. This  ... more>>

SEC Performance Budget for

SECDocs 6/2/2008 | 10 (1) | 50 | 0 | 0 | English

SEC Performance Budget for 2007 In accordance with Section 220 of Office of Management and Budget Circular A11, the SEC has crafted the following Performance Budget for Fiscal Year 2007. This  ... more>>

Select SEC and Market Data

SECDocs 5/30/2008 | 0 (0) | 84 | 0 | 0 | English

SELECT SEC AND MARKET DATA FISCAL 2005Table of Contents EnforcementMilestones  ... more>>

Select SEC and Market Data

SECDocs 6/2/2008 | 0 (0) | 161 | 0 | 0 | English

SELECT SEC AND MARKET DATA FISCAL 2005Table of Contents EnforcementMilestones  ... more>>

May This is in reference to SEC File

SECDocs 5/30/2008 | 0 (0) | 29 | 0 | 0 | English

May 13, 2005 This is in reference to : SEC File No. 4-500 We, the American investing public, need... sadly that is just ONE company. There are hundreds of companies in the Pink Sheets that the SEC has  ... more>>

May This is in reference to SEC File

SECDocs 6/2/2008 | 0 (0) | 30 | 0 | 0 | English

May 13, 2005 This is in reference to : SEC File No. 4-500 We, the American investing public, need... sadly that is just ONE company. There are hundreds of companies in the Pink Sheets that the SEC has  ... more>>

SEC Mutual Fund Initiatives

SECDocs 5/30/2008 | 0 (0) | 27 | 0 | 0 | English

SEC Mutual Fund InitiativesFor informal, informational purposes only. Prepared by the SEC???s Office of Legislative Affairs Consists primarily of information found in SEC press releases. For  ... more>>

SEC Mutual Fund Initiatives

SECDocs 6/2/2008 | 0 (0) | 34 | 0 | 0 | English

SEC Mutual Fund InitiativesFor informal, informational purposes only. Prepared by the SEC???s Office of Legislative Affairs Consists primarily of information found in SEC press releases. For  ... more>>

SEC Performance Budget for Fiscal

SECDocs 5/30/2008 | 0 (0) | 22 | 0 | 0 | English

SEC Performance Budget for 2006In accordance with Section 220 of Office of Management and Budget Circular A-11, the SEC has crafted the following Performance Budget for 2006. This document aligns  ... more>>

SEC Performance Budget for Fiscal

SECDocs 6/2/2008 | 0 (0) | 28 | 0 | 0 | English

SEC Performance Budget for 2006In accordance with Section 220 of Office of Management and Budget Circular A-11, the SEC has crafted the following Performance Budget for 2006. This document aligns  ... more>>

Thursday May Gentleman It is imperative that SEC

SECDocs 5/30/2008 | 0 (0) | 19 | 0 | 0 | English

Thursday, May 26, 2005Gentleman: It is imperative that SEC File No. 4-500 Request for Rulemaking Regarding Member Records of ???Short??? Positions and Reporting and Public Dissemination of  ... more>>


   
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