Section 2 -- Definitions; Promotion of Efficiency, Competition, and Capital Formation Definitions. When used in this subchapter, unless the ... more>>
Yale School of Management Hedge Fund Regulation SEC mission and history SEC/ government interest in hedge funds Systemic risk Regulatory ―g ... more>>
Karen Vincent and Zodiac Dr. Robert W. Pricer Graham Wisconsin Distinguished Professor University of Wisconsin-Madison ISA ... more>>
Federal Register / Vol. 73, No. 240 / Friday, December 12, 2008 / Rules and Regulations Subpart R—[Amended] ■ 75589 41. The authority ... more>>
SEC Complaint - SEC V John Bravata Complaint more>>
SEC Amends Mutual Fund Advertising Rules, Proposes New Rules and Amendments for Fund of Funds... Page 1 of 3 Home | Previous Page SEC Amends ... more>>
SEC PROPOSED REGULATION SHO TO UPDATE AND REPLACE RULES GOVERNING SHORT SALES October 23, 2003 At an open meeting yesterday, the SEC proposed new Regu ... more>>
Rule 163 - pre-filing offers by WKSIs Available only for WKSIs - all written and oral offers made by or on behalf of a WKSI before the filing of a r ... more>>
EMPLOYEE BENEFIT IMPLICATIONS OF NEW SEC RULES FOR SECTION 16 INSIDER REPORTS At its open meeting on August 27, 2002, the SEC adopted final rules impl ... more>>
PRE FILING PERIOD Pre-Filing offers by WKSIs - Rule 163 - Available only for WKSIs - all written and oral offers made by or on behalf of a WKSI be ... more>>
Changes to SEC Rules Regarding Shell Companies and the Use of Form S-8 Registration Statements New SEC policies are intended to combat the misuse of ... more>>