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Jasonpet 11/25/2007 | 0 (0) | 351 | 8 | 0 | English
Page 1 of 15 Section 2 --Definitions; Promotion of Efficiency, Competition, and Capital Formation a. Definitions. When used in this subchapter, unless the context otherwise require... ... more>>
Jasonpet 11/25/2007 | 0 (0) | 335 | 4 | 0 | English
??? Rule 163 ??? pre-filing offers by WKSIs o Available only for WKSIs ??? all written and oral offers made by or on behalf of a WKSI before the filing of a registration statement ... ... more>>
Jasonpet 11/25/2007 | 0 (0) | 435 | 9 | 0 | English
PRE FILING PERIOD ??? Pre-Filing offers by WKSIs -Rule 163 ??? o Available only for WKSIs ??? all written and oral offers made by or on behalf of a WKSI before the filing of a regi... ... more>>
CFTC 6/30/2008 | 0 (0) | 27 | 0 | 0 | English
COMMISSION 17 CFR Part 240 [Release No. 34RIN 3235-AJ54 Joint Proposed Rules: Application of the Definition... proposed rules. SUMMARY: The Commodity Futures Trading Commission ("CFTC") and the Securities and ... more>>
SECDocs 5/30/2008 | 0 (0) | 66 | 1 | 0 | English
SEC Performance Budget for 2007 In accordance with Section 220 of Office of Management and Budget Circular A11, the SEC has crafted the following Performance Budget for Fiscal Year 2007. This ... more>>
SECDocs 6/2/2008 | 10 (1) | 50 | 0 | 0 | English
SEC Performance Budget for 2007 In accordance with Section 220 of Office of Management and Budget Circular A11, the SEC has crafted the following Performance Budget for Fiscal Year 2007. This ... more>>
SECDocs 5/30/2008 | 0 (0) | 84 | 0 | 0 | English
SELECT SEC AND MARKET DATA FISCAL 2005Table of Contents EnforcementMilestones ... more>>
SECDocs 6/2/2008 | 0 (0) | 161 | 0 | 0 | English
SELECT SEC AND MARKET DATA FISCAL 2005Table of Contents EnforcementMilestones ... more>>
SECDocs 5/30/2008 | 0 (0) | 29 | 0 | 0 | English
May 13, 2005 This is in reference to : SEC File No. 4-500 We, the American investing public, need... sadly that is just ONE company. There are hundreds of companies in the Pink Sheets that the SEC has ... more>>
SECDocs 6/2/2008 | 0 (0) | 30 | 0 | 0 | English
May 13, 2005 This is in reference to : SEC File No. 4-500 We, the American investing public, need... sadly that is just ONE company. There are hundreds of companies in the Pink Sheets that the SEC has ... more>>
SECDocs 5/30/2008 | 0 (0) | 27 | 0 | 0 | English
SEC Mutual Fund InitiativesFor informal, informational purposes only. Prepared by the SEC???s Office of Legislative Affairs Consists primarily of information found in SEC press releases. For ... more>>
SECDocs 6/2/2008 | 0 (0) | 34 | 0 | 0 | English
SEC Mutual Fund InitiativesFor informal, informational purposes only. Prepared by the SEC???s Office of Legislative Affairs Consists primarily of information found in SEC press releases. For ... more>>
SECDocs 5/30/2008 | 0 (0) | 22 | 0 | 0 | English
SEC Performance Budget for 2006In accordance with Section 220 of Office of Management and Budget Circular A-11, the SEC has crafted the following Performance Budget for 2006. This document aligns ... more>>
SECDocs 6/2/2008 | 0 (0) | 28 | 0 | 0 | English
SEC Performance Budget for 2006In accordance with Section 220 of Office of Management and Budget Circular A-11, the SEC has crafted the following Performance Budget for 2006. This document aligns ... more>>
SECDocs 5/30/2008 | 0 (0) | 19 | 0 | 0 | English
Thursday, May 26, 2005Gentleman: It is imperative that SEC File No. 4-500 Request for Rulemaking Regarding Member Records of ???Short??? Positions and Reporting and Public Dissemination of ... more>>
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