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From: zzzmarcus | Date: 5/18/2009 | Rated: 0 (0) | Views: 6
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April Via Electronic Mail rule comments sec gov
April Via Electronic Mail rule comments sec gov
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 70
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1 April 28, 2007 Via Electronic Mail: rule-comments@sec.gov Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE ...  more>>

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http www sec gov about offices ocie ocie exambrochure pdf
http www sec gov about offices ocie ocie exambrochure pdf
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 53
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EXAMINATION INFORMATION FOR BROKER-DEALERS, TRANSFER AGENTS, CLEARING AGENCIES, INVESTMENT ADVISERS, AND INVESTMENT COMPANIES This brochure, prepared ...  more>>

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JONATHAN S POLISH Illinois Bar No polishi sec gov
JONATHAN S POLISH Illinois Bar No polishi sec gov
From: robyniscrazy | Date: 2/11/2009 | Rated: 0 (0) | Views: 10
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<-* JONATHAN S. POLISH (Illinois Bar No. 6237890) polishi@sec.gov ANNE C. MCKINLEY (Illinois Bar No, 6270252) mckinleva@sec.nov RICHARD G. STOLTZ ...  more>>

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JOHN E BIRKENHEIER Email birkenheier sec gov ANDREA R
JOHN E BIRKENHEIER Email birkenheier sec gov ANDREA R
From: robyniscrazy | Date: 2/11/2009 | Rated: 0 (0) | Views: 15
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' JOHN E. BIRKENHEIER Email: birkenheier' sec.gov ANDREA R. W O b 8 Email: woodar sec. ov MARGARET EM ALA NELSON Email: nelsonm@sec.gov U.S. ...  more>>

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SEC 00140-02
SEC 00140-02
From: chrstphr | Date: 12/1/2009 | Rated: 0 (0) | Views: 0
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STATE OF CONNECTICUT AUDITORS' REPORT STATE EMPLOYEE CAMPAIGNS FOR THE 2001 AND 2002 CAMPAIGNS AUDITORS OF PUBLIC ACCOUNTS KEVIN P. JOHNSTON ♦ ...  more>>

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Language: English
SEC Performance Budget for
SEC Performance Budget for
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 161
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SEC Performance Budget for 2007 In accordance with Section 220 of Office of Management and Budget Circular A11, the SEC has crafted the following Perf ...  more>>

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ms rev Sec Gov tour press release 9 22
ms rev Sec Gov tour press release 9 22
From: Chiodos | Date: 10/7/2009 | Rated: 0 (0) | Views: 0
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NEWS RELEASE Tuesday, Sept. 22, 2009 COTA CONTACT Beth Berkemer Public Relations and Media Relations Manager 614-275-5938 Office 614-565-6767 Cell ...  more>>

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SEC Complaint in this matter - LR-19607
SEC Complaint in this matter - LR-19607
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 98
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UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBLA SECURITIES AND EXCHANGE COMMISSION 100 F Street, N.E. Washington, DC 20549, ...  more>>

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SEC Complaint in this matter - LR-19324
SEC Complaint in this matter - LR-19324
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 91
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Thomas M. Melton (Bar No. # 4999) Karen L. Martinez (Bar No. # 79 14) William B. McKean (Bar No. # 4883) Attorneys for the Plaintiff SECURITIES AND ...  more>>

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Complaint in this matter SEC v Eveleth
Complaint in this matter SEC v Eveleth
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 143
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IN THE UNITIED STATES DISTRICT COURT FOR THE DISTRICT OF COLORADO Civil Action No. ______________ ( ) Securities and Exchange Commission, ...  more>>

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Distribution of SEC Settlement to FT Funds
Distribution of SEC Settlement to FT Funds
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 123
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1 of 2 Distribution of SEC Settlement to FT Funds Acct Name T GROWTH FUND INC T WORLD FUND T FOREIGN FUND FSS FR SM-MID CAP GRW FD FRANKLIN INCOME FU ...  more>>

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