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April Via Electronic Mail rule comments sec gov
April Via Electronic Mail rule comments sec gov
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 70
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1 April 28, 2007 Via Electronic Mail: rule-comments@sec.gov Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE ...  more>>

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.gov
.gov
From: zzzmarcus | Date: 5/18/2009 | Rated: 0 (0) | Views: 5
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http www sec gov about offices ocie ocie exambrochure pdf
http www sec gov about offices ocie ocie exambrochure pdf
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 53
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EXAMINATION INFORMATION FOR BROKER-DEALERS, TRANSFER AGENTS, CLEARING AGENCIES, INVESTMENT ADVISERS, AND INVESTMENT COMPANIES This brochure, prepared ...  more>>

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JOHN E BIRKENHEIER Email birkenheier sec gov ANDREA R
JOHN E BIRKENHEIER Email birkenheier sec gov ANDREA R
From: robyniscrazy | Date: 2/11/2009 | Rated: 0 (0) | Views: 15
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' JOHN E. BIRKENHEIER Email: birkenheier' sec.gov ANDREA R. W O b 8 Email: woodar sec. ov MARGARET EM ALA NELSON Email: nelsonm@sec.gov U.S. ...  more>>

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JONATHAN S POLISH Illinois Bar No polishi sec gov
JONATHAN S POLISH Illinois Bar No polishi sec gov
From: robyniscrazy | Date: 2/11/2009 | Rated: 0 (0) | Views: 5
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<-* JONATHAN S. POLISH (Illinois Bar No. 6237890) polishi@sec.gov ANNE C. MCKINLEY (Illinois Bar No, 6270252) mckinleva@sec.nov RICHARD G. STOLTZ ...  more>>

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SEC
SEC
From: bokegood | Date: 9/16/2009 | Rated: 0 (0) | Views: 6
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SEC more>>

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SEC Performance Budget for
SEC Performance Budget for
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 157
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SEC Performance Budget for 2007 In accordance with Section 220 of Office of Management and Budget Circular A11, the SEC has crafted the following Perf ...  more>>

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ms rev Sec Gov tour press release 9 22
ms rev Sec Gov tour press release 9 22
From: Chiodos | Date: 10/7/2009 | Rated: 0 (0) | Views: 0
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NEWS RELEASE Tuesday, Sept. 22, 2009 COTA CONTACT Beth Berkemer Public Relations and Media Relations Manager 614-275-5938 Office 614-565-6767 Cell ...  more>>

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Thursday May Gentleman It is imperative that SEC
Thursday May Gentleman It is imperative that SEC
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 48
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Thursday, May 26, 2005 Gentleman: It is imperative that SEC File No. 4-500 Request for Rulemaking Regarding Member Records of “Short” Positions and ...  more>>

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Distribution of SEC Settlement to FT Funds
Distribution of SEC Settlement to FT Funds
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 122
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1 of 2 Distribution of SEC Settlement to FT Funds Acct Name T GROWTH FUND INC T WORLD FUND T FOREIGN FUND FSS FR SM-MID CAP GRW FD FRANKLIN INCOME FU ...  more>>

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AICPA SEC Regulations Committee
AICPA SEC Regulations Committee
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 35
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March 8, 2005 Mr. Jay P. Hartig Chairman AICPA SEC Regulations Committee c/o PricewaterhouseCoopers LLP 500 Campus Drive Florham Park, NJ 07932 Dear ...  more>>

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SEC Mutual Fund Initiatives
SEC Mutual Fund Initiatives
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 43
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SEC Mutual Fund Initiatives For informal, informational purposes only. Prepared by the SEC’s Office of Legislative Affairs Consists primarily of ...  more>>

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