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Ellen_Demming

Ellen_Demming

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From Wikipedia, the free encyclopedia Ellen Demming Ellen Demming  ... 
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David Demming CFP principal Demming Financial Services Corp

David Demming CFP principal Demming Financial Services Corp

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February 24, 2007 I am writing to share my concerns about Amendment No. 3 to SR-NASD-2004-183 ('Proposed Rule') filed by the NASD on November 15,... ... 
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Tags: securities and exchange commission, SEC documents, SEC filings, SEC reporting, sec gov, sec rules, us securities and exchange commission, security and exchange commission, financial planners, Practice Standards
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Categories:Legal › Government › SEC › 
117374 8 views Language: English

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