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Mortgage Backed Securities

neophyte 9/25/2008 | 1 (1) | 444 | 13 | 0 | English

The USA is faced with a huge problem, a problem worth $700 billion. The US treasury does not know how to value vast amounts of mortgage-backed securities that no one wants to buy. And buy them they must, the government says: Otherwise, the credit crisis will continue to worsen, threatening the entire financial system.  ... more>>

Regulation on Supervision and Administration of Securities Firms

stevenchow 9/7/2008 | 0 (0) | 67 | 1 | 0 | English

Regulation on Supervision and Administration of Securities Firms  ... more>>

Regulation on Risk Management of Securities Firms

stevenchow 9/7/2008 | 0 (0) | 74 | 2 | 0 | English

Regulation on Risk Management of Securities Firms  ... more>>

OFFSHORE SECURITIES PURCHASE AGREEMENT

mw 11/16/2007 | 0 (0) | 425 | 28 | 0 | English

THE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND MAY NOT BE OFFERED OR SOLD IN THE UNITED STATES OR TO U.S. PERSONS (OTHER THAN DISTRIBUTORS) UNLESS THE SECURITIES ARE REGISTERED UNDER THE SECURITIES ACT OF 1933, OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT OF 1933 IS AVAILABLE. This Offshore Securities Purchase Agreement (this "Agreement") is made by Synthetic Blood International, Inc., a New Jersey corporation (the "Company"), and the purchaser identified on the signature page hereto, including its successors and assigns, (the "Buyer"); and WHEREAS, this Agreement is executed in reliance upon the transaction exemption afforded by Regulation S ("Regulation S") as promulgated by the Securities and Exchange Commission ("SEC"), under the Securities Act of 1933, as amended, (the "1933 Act"), NOW, THEREFORE, in consideration of the foregoing recitals and the terms and conditions hereinafter set forth the parties hereto agree as follows: 1. SUBSCRIPTION (a) The Buyer hereby subscribes for and purchases units, each unit consisting of one share of the restricted common stock of the Company and a warrant to purchase one share of the restricted common stock of the Company, the form of which is attached hereto as Exhibit A, at a price of $0.20 per unit or a total purchase price of $ (U.S.). The common stock and warrants are collectively referred to as the "Securities." (b) Buyer has deposited the purchase price by delivering good funds in United States Dollars to the Company.  ... more>>

SECURITIES ACT REGISTRATIONS

ProfessionalDocument 8/28/2008 | 0 (0) | 22 | 0 | 0 | English

Securities Indus

justia 4/15/2008 | 0 (0) | 34 | 0 | 0 | English

Securities Indus & Financial Markets Assoc v. Garfield et alDoc. 21Case 3:06-cv-02005-SRU... CONNECTICUT SECURITIES INDUSTRY and FINANCIAL MARKETS ASSOCIATION, Plaintiff, v. JEFFREY B. GARFIELD, in  ... more>>

U S SECURITIES AND EXCHANGE COMMISSION Securities Exchange

SECDocs 5/30/2008 | 0 (0) | 75 | 1 | 0 | English

U.S. SECURITIES AND EXCHANGE COMMISSION Securities Exchange Act of 1934 Release No. 54620 / October... 18, 2006, the Securities and Exchange Commission (???Commission???) instituted administrative  ... more>>

U S SECURITIES AND EXCHANGE COMMISSION Securities Exchange

SECDocs 6/2/2008 | 0 (0) | 90 | 0 | 0 | English

U.S. SECURITIES AND EXCHANGE COMMISSION Securities Exchange Act of 1934 Release No. 54620 / October... 18, 2006, the Securities and Exchange Commission (???Commission???) instituted administrative  ... more>>

SECURITIES AND EXCHANGE COMMISSION Washington D C Securities

SECDocs 5/30/2008 | 0 (0) | 48 | 0 | 0 | English

SECURITIES AND EXCHANGE COMMISSION Washington D.C. Securities Exchange Act of 1934 Release No.... and Gordon C. Cantley The United States Securities and Exchange Commission (Commission) announced  ... more>>

SECURITIES AND EXCHANGE COMMISSION Washington D C Securities

SECDocs 6/2/2008 | 0 (0) | 45 | 0 | 0 | English

SECURITIES AND EXCHANGE COMMISSION Washington D.C. Securities Exchange Act of 1934 Release No.... and Gordon C. Cantley The United States Securities and Exchange Commission (Commission) announced  ... more>>

Securities Act of Section a Securities Exchange Act

SECDocs 5/30/2008 | 0 (0) | 23 | 0 | 0 | English

Securities Act of 1933 ??? Section 2(a)(3) Securities Exchange Act of 1934 ??? Section 13 March 15, 2005 Response of the Office of Chief Counsel Division of Corporation Finance Re: Manulife Financial  ... more>>

Securities Act of Section a Securities Exchange Act

SECDocs 6/2/2008 | 0 (0) | 26 | 0 | 0 | English

Securities Act of 1933 ??? Section 2(a)(3) Securities Exchange Act of 1934 ??? Section 13 March 15, 2005 Response of the Office of Chief Counsel Division of Corporation Finance Re: Manulife Financial  ... more>>

SECURITIES AND EXCHANGE COMMISSION Washington D C SECURITIES

SECDocs 5/30/2008 | 0 (0) | 59 | 0 | 0 | English

SECURITIES AND EXCHANGE COMMISSION Washington D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No... 11238 for Review of Disciplinary Action Taken by NASD OPINION OF THE COMMISSION REGISTERED SECURITIES  ... more>>

SECURITIES AND EXCHANGE COMMISSION Washington D C SECURITIES

SECDocs 6/2/2008 | 0 (0) | 54 | 0 | 0 | English

SECURITIES AND EXCHANGE COMMISSION Washington D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No... 11238 for Review of Disciplinary Action Taken by NASD OPINION OF THE COMMISSION REGISTERED SECURITIES  ... more>>

Provisions on the Administration of Sales Information Management Platforms of Securities Investment Funds

stevenchow 9/19/2008 | 0 (0) | 48 | 0 | 0 | Chinese

Provisions on the Administration of Sales Information Management Platforms of Securities Investment Funds  ... more>>


   
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