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SECDocs 6/2/2008 | 0 (0) | 49 | 0 | 0 | English
As ??led with the Securities and Exchange Commission on February 8, 2002 Registration No. 333-UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549Form S-3REGISTRATION ... more>>
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Securities Act of 1933: Rules 144, 405 and 414 and Forms S-3 and S-4; Securities Exchange Act of... Counsel Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington ... more>>
SECDocs 6/2/2008 | 0 (0) | 6 | 0 | 0 | English
Securities Act of 1933: Rules 144, 405 and 414 and Forms S-3 and S-4; Securities Exchange Act of... Counsel Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington ... more>>
sammyc2007 2/4/2008 | 0 (0) | 209 | 2 | 0 | English
i Securities Regulation Outline Fairfax, Spring 2001 Table of Contents Page Numbers Definition of a Security ???????????????????????????????????????????????????????????? 1 Family Resemblance Test ... more>>
balazon 1/22/2008 | 0 (0) | 79 | 0 | 0 | English
Sample report for U.S. Treasury Securities Outstanding Kind Of Obligation ... more>>
SECDocs 5/30/2008 | 0 (0) | 21 | 0 | 0 | English
UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934 Rel. No. 55850 / June 1, 2007 Admin. Proc. File No ... more>>
SECDocs 6/2/2008 | 0 (0) | 11 | 0 | 0 | English
UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934 Rel. No. 55850 / June 1, 2007 Admin. Proc. File No ... more>>
SECDocs 5/30/2008 | 0 (0) | 5 | 0 | 0 | English
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF... of Global Express Securities, Inc., Respondent.ORDER INSTITUTING ADMINISTRATIVE PROCEEDING ... more>>
SECDocs 6/2/2008 | 0 (0) | 8 | 0 | 0 | English
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF... of Global Express Securities, Inc., Respondent.ORDER INSTITUTING ADMINISTRATIVE PROCEEDING ... more>>
SECDocs 5/30/2008 | 0 (0) | 31 | 0 | 0 | English
UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON. D.C& 20549MARKET REGULATIONMarch 15, 1996 Rochelle PullmanChairmanCapital Committee Securities Industry Association ... more>>
balazon 1/22/2008 | 0 (0) | 67 | 0 | 0 | English
Sample report for U.S. Treasury securities outstanding by kind of obligation ... more>>
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Sample report for U.S. Treasury Securities Outstanding By Kind Of Obligation ... more>>
sammyc2007 2/4/2008 | 0 (0) | 327 | 16 | 0 | English
1I. Definition of a Security A. ??2A of the ???33 Act enumerates: 1. Stocks, bonds, voting trusts, certificates of deposits, investment contracts, and anything commonly known as a ... ... more>>
SECDocs 5/30/2008 | 0 (0) | 12 | 0 | 0 | English
Securities and Exchange Act of 1934 Release No. 53813 / May 16, 2006 Administrative Proceeding File... Securities and Exchange Commission (???Commission???) announced the issuance of an Order Instituting ... more>>
SECDocs 5/30/2008 | 0 (0) | 11 | 0 | 0 | English
UNITED STATESSECURITIES A N D EXCHANGE COMMISSIONW A S H I N G T O N , D.C. 20549DIVISION... 450 Lexington Avenue New York, NY 10017Re: Banc of America Securities LLC, Administrative Proceeding File ... more>>
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