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SECDocs 5/30/2008 | 0 (0) | 116 | 0 | 0 | English
SELECT SEC AND MARKET DATA FISCAL 2005Table of Contents EnforcementMilestones ... more>>
SECDocs 6/2/2008 | 0 (0) | 183 | 0 | 0 | English
SELECT SEC AND MARKET DATA FISCAL 2005Table of Contents EnforcementMilestones ... more>>
Jasonpet 11/25/2007 | 0 (0) | 392 | 2 | 0 | English
Exempt Transactions ??? The exempt securities above can be sold and resold without ever being subject to the section 5 registration requirements. ??? There are also transaction exe... ... more>>
Jasonpet 11/25/2007 | 0 (0) | 259 | 4 | 0 | English
[????716-723] 166 | SECURITIES REGULATION (1) Liability for improper disclosure or violation of section 5 registration pro visions [??716] Section 11 of the 1933 Act provides for l... ... more>>
SECDocs 5/30/2008 | 0 (0) | 40 | 0 | 0 | English
May 13, 2005 This is in reference to : SEC File No. 4-500 We, the American investing public, need... sadly that is just ONE company. There are hundreds of companies in the Pink Sheets that the SEC has ... more>>
SECDocs 6/2/2008 | 0 (0) | 43 | 0 | 0 | English
May 13, 2005 This is in reference to : SEC File No. 4-500 We, the American investing public, need... sadly that is just ONE company. There are hundreds of companies in the Pink Sheets that the SEC has ... more>>
Jasonpet 11/25/2007 | 0 (0) | 643 | 11 | 0 | English
NEW RULES (that cover pre filing publicity) ??? The underlying policy ??? is that the SEC is to have the authority to make rules in regards to securities (for the public interest and protection to ... more>>
Jasonpet 11/25/2007 | 0 (0) | 254 | 10 | 0 | English
G. Liabilities Under the 1933 Act Objectives ??? providing full disclosure of material information to potential investors in newly issued securities and ??? Generally preventing fr... ... more>>
Jasonpet 11/25/2007 | 0 (0) | 206 | 3 | 0 | English
[????711-715] companies and issuers of debt securities must comply with a set of requirements under the regulation, including placing legennd on the offering documents and complian... ... more>>
Jasonpet 11/25/2007 | 0 (0) | 357 | 4 | 0 | English
??? Rule 163 ??? pre-filing offers by WKSIs o Available only for WKSIs ??? all written and oral offers made by or on behalf of a WKSI before the filing of a registration statement ... ... more>>
Jasonpet 11/25/2007 | 0 (0) | 457 | 10 | 0 | English
PRE FILING PERIOD ??? Pre-Filing offers by WKSIs -Rule 163 ??? o Available only for WKSIs ??? all written and oral offers made by or on behalf of a WKSI before the filing of a regi... ... more>>
SECDocs 5/30/2008 | 0 (0) | 30 | 0 | 0 | English
Thursday, May 26, 2005Gentleman: It is imperative that SEC File No. 4-500 Request for Rulemaking Regarding Member Records of ???Short??? Positions and Reporting and Public Dissemination of ... more>>
SECDocs 5/30/2008 | 0 (0) | 28 | 0 | 0 | English
SEC Performance Budget for 2006In accordance with Section 220 of Office of Management and Budget Circular A-11, the SEC has crafted the following Performance Budget for 2006. This document aligns ... more>>
SECDocs 6/2/2008 | 0 (0) | 38 | 0 | 0 | English
SEC Performance Budget for 2006In accordance with Section 220 of Office of Management and Budget Circular A-11, the SEC has crafted the following Performance Budget for 2006. This document aligns ... more>>
WeatherService 7/25/2008 | 0 (0) | 18 | 0 | 0 | English
SEC???s Web SiteViola Raben & Michael HuslerNOAA Space Environment CenterAbstractSEC???s... be displayed, along with a Profile of SEC???s customer base.http://www.sec.noaa.govWWW ... more>>
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