SEC News Digest_ 01-26-1995
sec news di.gest
Issue 95-17 January 26, 1995 ENFORCBHENT PROCEEDr.NGS PROCEEDINGS INSTITUTED AGAINST MATHEWS, HOLMQUIST & ASSOCIATES,
INC. AND ... more>>
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Going Concern Study of Bankruptcy Filings of Publicly Traded
AccountingMalpractice.com Going Concern: Study of Bankruptcy Filings of Publicly Traded Companies 1996 Through 2000
Introduction:
Despite arguably ... more>>
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the firm,
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SEC-REL, SEC-DOCKET 64 SEC-DOCKET 1432-100, Rules Implementing
SEC-REL, SEC-DOCKET 64 SEC-DOCKET 1432-100, Rules Implementing Amendments to the Investment Advisers Act of 1940 , (May 15, 1997)
Rules Implementing ... more>>
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SEC Adopts Final Rules on Compliance Policies and Procedures
Volume B • Issue 4
4th Quarter 2003
SEC Adopts Final Rules on Compliance Policies and Procedures Requirements for Investment Advisers and Invest ... more>>
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Welcome Investment Advisers Planning To Register with the SEC
Welcome Investment Advisers Planning To Register with the SEC In 1996 Congress authorized the SEC to establish a one-stop electronic filing system for ... more>>
Tags: financial planning,
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The Decision to Go Public Evidence from Mandatory SEC
The Decision to Go Public: Evidence from Mandatory SEC Filings of Private Firms
April 2003
Jean Helwege Fisher College of Business Department of ... more>>
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Sec
Sec. 42-3. Open burning. (a) The expression "open burning" as used in this section is defined as the combustion of any matter in such a way that the ... more>>
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Speech The SEC and The Accounting Profession Responsibility
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THE SEC AND THE ACCOt;~TING PROFESSION: RESPO~SIBILITY. AUTHORITY A~D PROGRESS
JOHN C. BURTON
Chief Accountant
*
.. Securities ... more>>
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Speech The SEC And The Accounting Profession Creative Tension
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C.
(202) 755-4846
20549
THE SEC AND THE ACCOUNTING ... more>>
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