Documents > NASDAQ

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No Thereto Relating to Optional Routing of Orders in Nasdaq s INET Facility
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 18 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-53474; File No. SR-NASD-2006-022) March 13, 2006 Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Optional Routing of Orders in Nasdaq’s INET Facility Pursuan ...  more>>

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Codify the Nasdaq Sponsored Access Rule
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 4 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-55061; File No. SR-NASDAQ-2006-061) January 8, 2007 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC to Codify Sponsored Access Rule Pursuant to the provisions of Section 19(b)(1) under the Securities Exchange Act of  ...  more>>

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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Amended Regarding Pricing for Non Members Using the New Nasdaq Workstation and Weblink ACT
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 8 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-54501; File No. SR-NASDAQ-2006-026) September 25, 2006 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Amended Regarding Pricing for Non-Members Using the New Nasdaq Workstation and Weblink ACT Pursuant  ...  more>>

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Parallel Petroleum Corp. 2006 Annual Report
From: AnnualReports | Date: 2/12/2008 | Rated: 0 (0) | Views: 57 | Downloads: 0

Founded in 1979, Parallel Petroleum Corporation is an independent energy company headquartered in Midland, Texas, focused on strong growth in shareholder value, in the acquisition, development, exploration and production of oil and gas using enhanced oil recovery techniques and 3-D seismic technology. more>>

Tags: NASDAQ
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Language: English
American Physicians Capital 2006 Annual Report
From: AnnualReports | Date: 2/12/2008 | Rated: 0 (0) | Views: 73 | Downloads: 0

American Physicians Capital Inc. is a regional provider of medical professional liability coverage through American Physicians Assurance Corporation and its other subsidiaries. more>>

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Brian O Malley Senior Vice President and General Auditor Nasdaq Stock Market
From: CCO | Date: 6/18/2008 | Rated: 0 (0) | Views: 26 | Downloads: 0

Testimony of Brian O’Malley Senior Vice President and Chief Auditor, NASDAQ OMX June 3, 2008 Before the Department of Treasury Advisory Committee on the Auditing Profession “NASDAQ OMX Views of the May 5, 2008 Draft Report on the Auditing Profession” Thank you Chairman Levitt and Chairman Nicolaisen. NASDAQ OMX appreciates your invitation to addre ...  more>>

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A Membership Application and Nasdaq Membership Agreement
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 83 | Downloads: 0

The Nasdaq Stock Market LLC Membership Application Form An applicant for membership with The Nasdaq Stock Market LLC must complete this Membership Application Form, including Exhibit A (collectively "Application Documents"), pursuant to NASDAQ Rule 1013. Completed Application Documents, including the supplemental materials requested, should be sent ...  more>>

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Targa Resources Partners LP 2006 Annual Report
From: AnnualReports | Date: 2/12/2008 | Rated: 0 (0) | Views: 84 | Downloads: 0

Targa Resources Partners LP is a growth-oriented Delaware limited partnership recently formed by Targa, a leading provider of midstream natural gas and NGL services in the United States, to own, operate, acquire and develop a diversified portfolio of complementary midstream energy assets. more>>

Tags: NASDAQ, Oil
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Language: English
Notice of Filing of Proposed Rule Change and Amendments No and Thereto to Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 4 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-55457; File No. SR-NASDAQ-2006-064) March 13, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet Pursuant to Section 19(b)(1) of the S ...  more>>

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NASD Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No Thereto Regarding the Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq s Brut and
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 3 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-54160; File No. SR-NASD-2006-057) July 17, 2006 Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Pricing Schedule for NASD Members Using the Nasdaq Market C ...  more>>

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Waive In Membership Application and Nasdaq Membership Agreement
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 18 | Downloads: 0

THE NASDAQ STOCK MARKET Waive-In Membership Application Form To qualify for Waive-In Membership in The NASDAQ Stock Market LLC (NASDAQ), the applicant must be an approved National Association of Securities Dealers, Inc. (NASD) member. An applicant is eligible to automatically become a NASDAQ member and to automatically register all associated perso ...  more>>

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for Nasdaq Members Using the Nasdaq Market Center - March 15, 2007 issue (wn031507.shtml)
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 4 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-55461; File No. SR-NASDAQ-2007-017) March 13, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for Nasdaq Members Using the Nasdaq Market Center Pursuant to Section 19(b)(1) of the Securities Exch ...  more>>

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NASDAQ Order Granting Approval of Proposed Rule Change as Amended by Amendment No Regarding Restrictions on Affiliations between Nasdaq and its Members
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 3 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-54170; File No. SR-NASDAQ-2006-006) July 18, 2006 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Regarding Restrictions on Affiliations between Nasdaq and its Members I. Introduction On April 5, 2006, The NAS ...  more>>

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The NASDAQ NTS Access Order Form and NASDAQ Access Services Agreement
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 51 | Downloads: 0

NASDAQ NTS Access Order Form This NASDAQ NTS Access Order Form, and the provision of all Services ordered pursuant to this NASDAQ NTS Access Order Form, shall be governed by the terms and conditions of the NASDAQ Services Agreement (“Agreement”) executed by and between NASDAQ and the Firm set forth below. The terms and conditions of the Agreement a ...  more>>

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JMAR Technologies 2005 Annual Report
From: AnnualReports | Date: 2/12/2008 | Rated: 0 (0) | Views: 54 | Downloads: 0

JMAR Technologies Inc. is the world´s leading developer and manufacturer of semiconductor X-ray lithography sources and systems and is a leading developer of proprietary advanced laser, X-ray and EUV light sources for other high-value microelectronics products. more>>

Views: 54
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Language: English