From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 83 | Downloads: 0

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The Nasdaq Stock Market LLC Membership Application Form An applicant for membership with The Nasdaq Stock Market LLC must complete this Membership Application Form, including Exhibit A (collectively "Application Documents"), pursuant to NASDAQ Rule 1013. Completed Application Documents, including the supplemental materials requested, should be sent ...  more>>

From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 41 | Downloads: 0

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SECURITIES AND EXCHANGE COMMISSION (Release No. 34-54179; File No. SR-NASDAQ-2006-013) July 20, 2006 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Modify Nasdaq Data Feeds Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),1 and Rule 19b4 thereunder,2 notice is hereb ...  more>>

From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 49 | Downloads: 0

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The Nasdaq Stock Market, Inc. Unconsolidated Balance Sheet The Nasdaq Stock Market, Inc. (In thousands) Year ended December 31, 2004 - Assets Current assets: Cash and cash equivalents Investments: Available-for-sale, at fair value Held-to-maturity, at amortized cost Receivables, net Receivables from related parties Deferred tax asset Other curren ...  more>>

From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 42 | Downloads: 0

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UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Rel. No. 54763 / November 16, 2006 Admin. Proc. File No. 3-12384 In the Matter of the Application of NASDAQ STOCK MARKET, LLC For Review of Action Taken by the CONSOLIDATED TAPE ASSOCIATION ORDER GRANTING PROTECTIVE ORDER The Consolidated Tape A ...  more>>

From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 18 | Downloads: 0

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UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Rel. No. 54763 / November 16, 2006 Admin. Proc. File No. 3-12384 In the Matter of the Application of NASDAQ STOCK MARKET, LLC For Review of Action Taken by the CONSOLIDATED TAPE ASSOCIATION ORDER GRANTING PROTECTIVE ORDER The Consolidated Tape A ...  more>>

From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 31 | Downloads: 0

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The NASDAQ Stock Market LLC Form 1 - Exhibit C, Tab 8 Name and Address: Nasdaq Insurance Agency LLC 1 Liberty Plaza 165 Broadway New York, NY 10006 Details of organization: Nasdaq Insurance Agency, renamed as of December 3 1,2004, is a limited liability company organized under Section 203 of the Limited Liability Company Law of the State of New Yor ...  more>>

From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 30 | Downloads: 0

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The NASDAQ Stock Market LLC Form 1 - Exhibit C, Tab 8 Name and Address: Nasdaq Insurance Agency LLC 1 Liberty Plaza 165 Broadway New York, NY 10006 Details of organization: Nasdaq Insurance Agency, renamed as of December 3 1,2004, is a limited liability company organized under Section 203 of the Limited Liability Company Law of the State of New Yor ...  more>>

From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 24 | Downloads: 0

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The NASDAQ Stock Market LLC Form 1 - Exhibit C, Tab 12 Name and Address: Nasdaq Technology Services, LLC C/O The Corporation Trust Co. Corporation Trust Center 1209 Orange Street Wilmington, DE 1980 1 Details of organization: Organized under the Delaware Limited Liability Company Act on January 28, 2004, by the filing of a Certificate of Formatio ...  more>>

From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 22 | Downloads: 0

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The NASDAQ Stock Market LLC Form 1 - Exhibit C, Tab 12 Name and Address: Nasdaq Technology Services, LLC C/O The Corporation Trust Co. Corporation Trust Center 1209 Orange Street Wilmington, DE 1980 1 Details of organization: Organized under the Delaware Limited Liability Company Act on January 28, 2004, by the filing of a Certificate of Formatio ...  more>>

From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 30 | Downloads: 0

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The NASDAQ Stock Market LLC Form 1 - Exhibit C, Tab 5 Name and Address: Nasdaq Execution Services, LLC C/OThe Corporation Trust Co. Corporation Trust Center 1209 Orange Street Wilmington, DE 19801 Details of organization: Organized under the Delaware Limited Liability Company Act on May 17,2004, by the filing of a Certificate of Formation with th ...  more>>

From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 31 | Downloads: 0

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The NASDAQ Stock Market LLC Form 1 - Exhibit C, Tab 5 Name and Address: Nasdaq Execution Services, LLC C/OThe Corporation Trust Co. Corporation Trust Center 1209 Orange Street Wilmington, DE 19801 Details of organization: Organized under the Delaware Limited Liability Company Act on May 17,2004, by the filing of a Certificate of Formation with th ...  more>>

From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 92 | Downloads: 0

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The NASDAQ Stock Market LLC Form 1 - Exhibit C, Tab 14 Name and Address: The Nasdaq Stock Market, Inc. One Liberty Plaza New York, New York 10006 Details of organization: Stock corporation originally organized as NASD Market Services, Inc. under the General Corporation Law of the State of Delaware on November 13, 1979. The Nasdaq Stock Market, Inc. ...  more>>

From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 101 | Downloads: 0

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The NASDAQ Stock Market LLC Form 1 - Exhibit C, Tab 14 Name and Address: The Nasdaq Stock Market, Inc. One Liberty Plaza New York, New York 10006 Details of organization: Stock corporation originally organized as NASD Market Services, Inc. under the General Corporation Law of the State of Delaware on November 13, 1979. The Nasdaq Stock Market, Inc. ...  more>>

From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 16 | Downloads: 0

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The NASDAQ Stock Market LLC Form 1 - Exhibit C, Tab 6 Name and Address: Nasdaq Global Funds, Inc. 9600 Blackwell Road Rockville, MD 20850 Details of organization: Corporation organized under the General Corporation Law of the State of Delaware on August 6, 1998. Prior to January 25,2005, Nasdaq Global Funds, Inc. was named Nasdaq Financial Produc ...  more>>

From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 20 | Downloads: 0

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The NASDAQ Stock Market LLC Form 1 - Exhibit C, Tab 6 Name and Address: Nasdaq Global Funds, Inc. 9600 Blackwell Road Rockville, MD 20850 Details of organization: Corporation organized under the General Corporation Law of the State of Delaware on August 6, 1998. Prior to January 25,2005, Nasdaq Global Funds, Inc. was named Nasdaq Financial Produc ...  more>>