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NASD Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No Thereto to Modify Fees for the use of Nasdaq s Application Programming Interface Protocol by NASD Members
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 10 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-53317; File No. SR-NASD-2005-156) February 15, 2006 Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for the use of Nasdaq’s Application Programming Interf ...  more>>

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Notice of Filing of Proposed Rule Change and Amendment No Thereto to Establish Rules Governing the Trading of Options on the NASDAQ Options Market
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 8 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-55667; File No. SR-NASDAQ-2007-004) April 25, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Rules Governing the Trading of Options on the NASDAQ Options Market Pursuant to Section 19(b)(1) of the Se ...  more>>

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Notice of Filing of Proposed Rule Change and Amendment No Thereto to Establish Rules Governing the Trading of Options on the NASDAQ Options Market
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 6 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-55667; File No. SR-NASDAQ-2007-004) April 25, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Rules Governing the Trading of Options on the NASDAQ Options Market Pursuant to Section 19(b)(1) of the Se ...  more>>

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower Fees for Distributors of Certain Market Data from the Nasdaq Market Center
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 7 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-55608; File No. SR-NASDAQ-2007-032) April 10, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower Fees for Distributors of Certain Market Data from the Nasdaq Market Center Pursuant to Section 19(b)(1) of the ...  more>>

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT - September 26, 2006 issue (wn092606.shtml)
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 8 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-54500; File No. SR-NASDAQ-2006-025) Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT September 25, 2006 Pursuant to Section 19(b) ...  more>>

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No Thereto Relating to Optional Routing of Orders in Nasdaq s INET Facility
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 2 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-53474; File No. SR-NASD-2006-022) March 13, 2006 Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Optional Routing of Orders in Nasdaq’s INET Facility Pursuan ...  more>>

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower Fees for Distributors of Certain Market Data from the Nasdaq Market Center
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 11 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-55608; File No. SR-NASDAQ-2007-032) April 10, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower Fees for Distributors of Certain Market Data from the Nasdaq Market Center Pursuant to Section 19(b)(1) of the ...  more>>

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No Thereto Relating to Optional Routing of Orders in Nasdaq s INET Facility
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 18 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-53474; File No. SR-NASD-2006-022) March 13, 2006 Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Optional Routing of Orders in Nasdaq’s INET Facility Pursuan ...  more>>

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NASD Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No Thereto to Establish Pricing for the Nasdaq IPO Halt Cross
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 16 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-53931; File No. SR-NASD-2006-061) June 1, 2006 Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Establish Pricing for the Nasdaq IPO/Halt Cross Pursuant to Section 19( ...  more>>

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NASD Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No Thereto to Establish Pricing for the Nasdaq IPO Halt Cross
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 10 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-53931; File No. SR-NASD-2006-061) June 1, 2006 Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Establish Pricing for the Nasdaq IPO/Halt Cross Pursuant to Section 19( ...  more>>

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The NASDAQ Stock Market LLC Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Risk Management Workstation Fees
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 17 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-56153; File No. SR-NASDAQ-2007-057) July 27, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Risk Management Workstation Fees Pursuant to Section 19(b)(1) of the Securities Exchange Act of 193 ...  more>>

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The NASDAQ Stock Market LLC Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Risk Management Workstation Fees
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 11 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-56153; File No. SR-NASDAQ-2007-057) July 27, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Risk Management Workstation Fees Pursuant to Section 19(b)(1) of the Securities Exchange Act of 193 ...  more>>

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Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq s Risk Management Service - January 23, 2007 issue (wn012307.shtml)
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 17 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-55130; File No. SR-NASDAQ-2006-067) January 19, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq’s Risk Management Service Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”) ...  more>>

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Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq s Risk Management Service - January 23, 2007 issue (wn012307.shtml)
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 14 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-55130; File No. SR-NASDAQ-2006-067) January 19, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq’s Risk Management Service Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”) ...  more>>

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center - July 2, 2007 issue (wn070207.shtml)
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 9 | Downloads: 0

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-55979; File No. SR-NASDAQ-2007-055) Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center June 28, 2007 Pursuant to Section 19(b)(1) of the Securities Exchange Act of ...  more>>

Views: 9
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Language: English