SEC Document Library

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change... ...: ... More »

Tags: Fixed Income Clearing Corporation, Proposed Rule Change, Federal Register, Securities and Exchange Commission, the Exchange, NYSE Arca, Rule Filings, Agency Information Collection, FICC: ... More »

Categories:Legal › Government › SEC ›

807203 62 views Language: English

SEC Proposed Rule Change for Grail McDonnell Fixed Income ETFs

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SEC Proposed Rule Change for Grail McDonnell Fixed Income ETFs. NYSE: ... More »

Tags: Grail McDonnell Fixed Income ETFs, ETF, SEC, mortgage, loans, financeSecurities and Exchange Commis..., Proposed Rule Change, money market funds, hedge fund, indexed annuity, final rule, NYSE: ... More »

Categories:Legal › Government › SEC ›

807203 95 views Language: English

US Securities and Exchange Commission Proposes Mandatory Credit Ratings Disclosure

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US Securities and Exchange Commission Proposes Mandatory Credit Ratings Disclosure.: ... More »

Tags: US Securities and Exchange Commission..., SEC, Security and Exchange Commission, credit, credit ratings, credit card, debt, loan, mortgage, securities, bank, banking: ... More »

Categories:Legal › Government › SEC ›

807203 210 views Language: English

Exhibit 7 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509

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SEC Deposition of JACQUELINE WOOD PERRELL; aka Jacqueline Wood, Jacqueline Murray Wood, Former OCIE Attorney Advisor, aka Witness Number 7, Witness... ...: ... More »

Categories:Legal › Government › SEC ›

1632220 51 views Language: English

Exhibit 6 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509

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SEC Deposition of Jane Doe, Witness No. 6, Witness 6, Witness # 6 UNITED STATES SECURITIES ANU EXCHANGEC OMMISSION In the Matter of: File No.... ...: ... More »

Categories:Legal › Government › SEC ›

1632220 52 views Language: English

Exhibit 5 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509

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SEC Deposition of Witness 13 BEFORE THE SECURITIES AND EXCHANGE COMMISSION In the Matter of: GIG-509 GIG-502 OU -938 WITNESS: #13 PAGES:... ...: ... More »

Categories:Legal › Government › SEC ›

1632220 33 views Language: English

Exhibit 4 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509

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SEC Deposition of MAVIS KELLY UNITED STATES SECURITIES AND EXCHANGE COMMISSION In the Matter of: File No. GIG-509 GIG-509 f~ *c� WITNESS: Number... ...: ... More »

Categories:Legal › Government › SEC ›

1632220 35 views Language: English

Exhibit 3 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509

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SEC Deposition of OCIE Staff Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION In the Matter of: File No. GIG-509 GIG-509 WITNESS: Number... ...: ... More »

Categories:Legal › Government › SEC ›

1632220 32 views Language: English

Exhibit 1 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509

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UNITEDSTA'rE~S SECURITIES AND EXCHANGE COMMISSION In the Matter of: File GIG-509 No... ...: ... More »

Categories:Legal › Government › SEC ›

1632220 80 views Language: English

U.S. Securities and Exchange Commission, Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509

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[NOTE: If all 477 pages don't appear in your browser, refresh or download the document.] U.S. Securities and Exchange Commission (SEC) Office of... ...: ... More »

Categories:Legal › Government › SEC ›

1632220 590 views Language: English

SUN LIFE ASSURANCE COMPANY OF CANADA SEC Filing

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ORDER PURSUANT TO SECTION 26(c) OF THE INVESTMENT COMPANY ACT OF 1940 GRANTING APPROVAL OF SUBSTITUTIONS AND PURSUANT TO SECTION 17(b) OF THE ACT... ...: ... More »

Tags: SUN LIFE ASSURANCE COMPANY OF CANADA, life assurance quote, SECURITIES AND EXCHANGE COMMISSION, SEC: ... More »

Categories:Legal › Government › SEC ›

807203 101 views Language: English

GDP-ADV Part II _ Schedule F

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GDP: SEC ADV part 2 & Schedule F.: ... More »

Tags: gdpwealth, gdp.la, scott bell los angeles, youtube.com/gdwealth: ... More »

Categories:Legal › Government › SEC ›

1488585 290 views Language: English

The - ANUKRET_appoitment_Directors

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Royal Government of Cambodia No: 923 ANKR.TT KINGDOM OF CAMBODIA NATION RELIGION KING rriss ANUKRET ON THE APPOINTMENT OF THE CIVIL... ...: ... More »

Categories:Legal › Government › SEC ›

1314029 85 views Language: English

SECC_offcial and original_khmer

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Categories:Legal › Government › SEC ›

1314029 41 views Language: English

Anukret_khmer on the Implementation of the Law on the Issuance and Trading of non-government securities_approved on 03 April

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Categories:Legal › Government › SEC ›

1314029 39 views Language: English

ANUKRET_appoitment_Board

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KINGDOM OF CAMBODIA Royal Government of Cambodia No: 396 ANKR.TT NATION RELIGION KING ANUKRET ON THE APPOINTMENT OF THE COMPOSITION OF THE... ...: ... More »

Categories:Legal › Government › SEC ›

1314029 119 views Language: English

Anukret of the implementation on the Law of Issuance and Trading of non-government securities_English_HP

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KINGDOM OF CAMBODIA NATION RELIGION KING Royal Government of Cambodia No: 54 ANKR BK ANUKRET ON THE IMPLEMENTATION OF THE LAW ON ISSUANCE AND TRADING ...: ... More »

Categories:Legal › Government › SEC ›

1314029 60 views Language: English

Anukret of the conduct and organization of the SECC_English

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ANUKRET ON THE CONDUCT AND ORGANIZATION OF THE SECURITIES AND EXCHANGE COMMISSION OF CAMBODIA The Royal Government of Cambodia Having seen the... ...: ... More »