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SEC
anonymous 2/8/2008 | 0 (0) | 140 | 3 | 0 | English
OMB APPROVAL OMB Number: 3235-0018 Expires: October 31, 2008 Estimated average burden hours per response. . . . . . . 0.25 Form BDW Uniform Requestfor Broker-Dealer Withdrawal Persons who to respond to the collection of information contained in this form are not required to respond unless the form displaysSEC 122 (01-08) a currently valid OMB contr ... more>>
anonymous 2/8/2008 | 0 (0) | 106 | 1 | 0 | English
__________________________________________________ OMB APPROVAL OMB Number: 3235-0123 Expires: February 28, 2010 Estimated average burden UNITED STATES hours per response. . . . . . 12.00 SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549FOCUS REPORT FORM X-17A-5 SCHEDULE I (To be filed annually as of the end of calendar year) Contents Schedu ... more>>
anonymous 2/8/2008 | 0 (0) | 92 | 1 | 0 | English
SEC 1840 (8-05) Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-27D-1 ACCOUNTING OF SEGREGATED TRUST ACCOUNT For the period from _______________________ ... more>>
anonymous 2/8/2008 | 0 (0) | 98 | 1 | 0 | English
_________________________________________________________ _____________________________________________ _________________________________________ _____________________________________________ _________________________________________ _________________________________________ ___________________________________ _________________ OMB APPROVAL OMB Num ... more>>
anonymous 2/8/2008 | 0 (0) | 114 | 1 | 0 | English
OMB APPROVAL OMB Number: 3235-0456 Expires: June 30, 2009 Estimated average burden hours per response . . . . . . . 2 UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549FORM 24F-2Annual Notice of Securities SoldPursuant to Rule 24f-2Read instructions at end of Form before preparing Form. 1. Name and address of issuer: 2. The name ... more>>
anonymous 2/8/2008 | 0 (0) | 86 | 1 | 0 | English
OMB APPROVAL OMB Number: 3235-0044 UNITED STATESExpires: April 30, 2009 SECURITIES AND EXCHANGE COMMISSIONEstimated average burden hours per response . . . . . . . . . . . . . 3 Washington, D.C. 20549 FORM X-15AJ-2 File No. Annual Consolidated Supplementof(Name of Association) AS OF MARCH 1, 20____ The attached statement and exhibits consolidate th ... more>>
anonymous 2/8/2008 | 0 (0) | 86 | 1 | 0 | English
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 18-K For Foreign Governments and Political Subdivisions Thereof ANNUAL REPORT of ___________________________________________ (Name of registrant) Date of end of last fiscal year________________________ SECURITIES REGISTERED (As of the close of the fiscal year) Amount as to ... more>>
anonymous 2/8/2008 | 0 (0) | 82 | 1 | 0 | English
_ _______________________________________________________________________________________________________________________________ ____________________________ _ _______________________________________________________________________________________________________________________________ ____________________________ _ ______________________________ ... more>>
anonymous 2/8/2008 | 0 (0) | 100 | 1 | 0 | English
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 GENERAL INSTRUCTIONS A. Rule as to Use of Form 10-K. (1) This Form shall be used for annual reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 7 ... more>>
anonymous 2/8/2008 | 0 (0) | 95 | 1 | 0 | English
UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 5 Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Check box if no longer subject toSection 16. Form 4 or Form 5 obli-SECURITIES gations may continue. See Instructiio 1(b).Form 3 Holdings Reported Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 ... more>>
anonymous 2/8/2008 | 0 (0) | 103 | 1 | 0 | English
OMB Number: 3235-0157 Expires: January 31, 2008 Estimated average burden hours per response. . . . . . . .3 OMB APPROVAL SEC 1691 (5-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. UNITED STATES SECURITIES AND ... more>>
anonymous 2/8/2008 | 0 (0) | 92 | 1 | 0 | English
OMB APPROVAL OMB Number: 3235-0538 Expires: July 31, 2008 Estimated average burden hours per response . . .1.00 Form ADV-H APPLICATION FOR A TEMPORARY OR CONTINUING HARDSHIP EXEMPTION Item 1 Type of Exemption You are (check one): ? Requesting a Temporary Hardship Exemption; or ? Applying for a Continuing Hardship Exemption A. If you are requesting ... more>>
anonymous 2/8/2008 | 0 (0) | 106 | 1 | 0 | English
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20459 FORM T-4 ____________________________________________________________________________________________________________________ (Name of applicant) ____________________________________________________________________________________________________________________ (Address of pri ... more>>
anonymous 2/8/2008 | 0 (0) | 111 | 3 | 0 | English
OMB APPROVAL OMB Number: 3235-0083 Expires: February 29, 2008 UNITED STATES Estimated average burden SECURITIES AND EXCHANGE COMMISSION hours per response .......15.0 Washington, D.C. 20549 FORM MSD APPLICATION FOR REGISTRATION AS A MUNICIPAL SECURITIES DEALERPURSUANT TO RULE 15Ba2-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934OR AMENDMENT TO SUCH APP ... more>>
anonymous 2/8/2008 | 0 (0) | 107 | 1 | 0 | English
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 18 For Foreign Governments and Political Subdivisions Thereof APPLICATION FOR REGISTRATION PURSUANT TO SECTION 12(b) AND (c) OF THE SECURITIES EXCHANGE ACT OF 1934 Published 7/5/35 File No. ______________________ (Leave Blank) ______________________________________________ ... more>>
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