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SEC
anonymous 2/8/2008 | 0 (0) | 96 | 1 | 0 | English
SEC 1528 (1-08) Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549 FORM TA-1 OMB ApprovalOMB Number: 3235-0084 Expires: June 30, 2009 Estimated average burden hours ... more>>
anonymous 2/8/2008 | 0 (0) | 148 | 3 | 0 | English
Form ADV (provided in PDF format): . Instructions & Glossary . Part 1A (including Schedules A, B, C, D and DRPs) . Part 1B (state-registered advisers only -link to NASAA website) . Part II (including Schedules F, G, and H) . Execution Pages OMB Approval OMB Number: 3235-0049; Expires: July 31, 2008; Estimated average burden per response: 9.402 Fede ... more>>
anonymous 2/8/2008 | 0 (0) | 245 | 5 | 0 | English
Form BD Uniform Application for Broker-Dealer Registration OMB Number: 3235-0012 Expires: November 30, 2010 Estimated average burden hours per response. . . . . . . 2.75 per amendment . . . . . . . . 0.33 OMB APPROVAL Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a c ... more>>
anonymous 2/8/2008 | 0 (0) | 80 | 1 | 0 | English
United States Securities and Exchange Commission Washington, D.C. 20549 Form ID UNIFORM APPLICATION FOR ACCESS CODES TO FILE ON EDGAR PART I -APPLICATION FOR ACCESS CODES TO FILE EDGAR Name of applicant (applicant's name as specified in its charter, except, if individual, last name, first name, middle name, suffix (e.g., "Jr.") Mailing Address or P ... more>>
anonymous 2/8/2008 | 0 (0) | 99 | 1 | 0 | English
OMB APPROVAL SEC 2560 (07-05) Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (AMENDMENT NO. ______) Ple ... more>>
anonymous 2/8/2008 | 0 (0) | 88 | 1 | 0 | English
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Supplemental Information for Regulated Entities* Directed to Supply Information Other Than Pursuant to a Commission Subpoena A. Freedom of Information Act The Freedom of Information Act, 5 U.S.C. 552 (the "FOIA"), generally provides for disclosure of information to the public. Rule 83 of the ... more>>
anonymous 2/8/2008 | 0 (0) | 86 | 1 | 0 | English
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Supplemental Information for Persons Requested to Supply Information Voluntarily or Directed to Supply Information Pursuant to a Commission Subpoena False Statements and Documents Section 1001 of Title 18 of the United States Code provides as follows: Whoever, in any matter within the jurisd ... more>>
anonymous 2/8/2008 | 0 (0) | 127 | 1 | 0 | English
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM SE FORM FOR SUBMISSION OF PAPER FORMAT EXHIBITS BY EDGAR ELECTRONIC FILERS Exact name of registrant as specified in charter Registrant CIK Number Electronic report, schedule or registration statement SEC file number, if available of which the documents are a part (give pe ... more>>
anonymous 2/8/2008 | 0 (0) | 96 | 1 | 0 | English
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-2 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF AN INDIVIDUAL DESIGNATED TO ACT AS TRUSTEE SPECIAL INSTRUCTIONS FOR COMPLETING FORM T-2 SPECIAL INSTRUCTIONS FOR COMPLETING FORM T-2 Under Sections 304, 305, 307, 308, 309, 310, and 319 of the Trust In ... more>>
anonymous 2/8/2008 | 0 (0) | 130 | 1 | 0 | English
OMB APPROVAL OMB Number: 3235-0110 Expires: January 31, 2010 Estimated average burden hours per response . . . . . ...4.00 Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1836 (01-07) UNITED STATES SECURITIES AND EXCHANGE COMMI ... more>>
anonymous 2/8/2008 | 0 (0) | 84 | 1 | 0 | English
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 4 Check this box if no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPsubject to Section 16. Form 4 orForm 5 obligations may continue.Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public UtilitySee Instruction 1(b). Holding ... more>>
anonymous 2/8/2008 | 0 (0) | 106 | 1 | 0 | English
OMB APPROVAL OMB Number: 3235-0330 Expires: June 30, 2009 Estimated average burden hours per response . . . .14.43 UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549FORM N-SARSEMI-ANNUAL REPORTFOR REGISTEREDINVESTMENT COMPANIESPersons who respond to the collection of information contained in this form are not required to respond ... more>>
anonymous 2/8/2008 | 0 (0) | 82 | 1 | 0 | English
!"# !$ !%!&'($) !!"#$ %"& ""*"#+* !"#$"%&"'()*+,"#''"##"- "".#""'#"""- #".##! /"%&"'()*+."'""#-'-"" 000000000000000000000000000000000"000 000000000000.$000000000000000000000000000000000000000000000 123450000000000000000000000000000000000000000000000000000000000000000000000000000000000000000 ',/5 ("6-,"7# ! "#"$#%#&$' ())'********+,-./ ,*! -#*"!"# ... more>>
anonymous 2/8/2008 | 0 (0) | 75 | 1 | 0 | English
UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549FORM 2-E OMB APPROVAL OMB Number: 3235-0233 Expires: September 30,2009 Estimated average burden hours per response. . . . . . 4.00 REPORT PURSUANT TO RULE 609 OF REGULATION E 1. Name of issuer 2. Name of underwriter 3. Date of this report 4. (a) Date offering commenced (b) Date of ... more>>
anonymous 2/8/2008 | 0 (0) | 208 | 1 | 0 | English
_____________________________________________________________________________________________________________________ _____________________________________________________________________________________________________________________ _________________________________________________ __________________ OMB APPROVAL OMB Number: 3235-0116 Expires: F ... more>>
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