2. Removals - Download as Excel

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					REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.    Licence Type                               Types of Regulated Activity
Centurion Global Capital Limited                              ALG531    Licensed Corporation                       4, 9
Chirin Capital Hong Kong Limited                              AMX725    Licensed Corporation                       9
First State (Hong Kong) LLC                                   ADV673    Licensed Corporation                       4, 5, 9
Fore Asia, Limited                                            AJJ496    Licensed Corporation                       4, 9
Standard Commodities (Asia) Limited                           ADW338    Licensed Corporation                       2, 5
Yu On Commodities Company Limited                             AAF899    Licensed Corporation                       2
Cypress International Investment Advisors Limited             AAJ404    Licensed Corporation (Deemed Licence)      4, 5, 6, 9
FRM (Australia) Pty Limited                                   AOB252    Licensed Corporation (Temporary Licence)   1
BALANCO Laurence                                              APG273    Licensed Representative                    4
BHANDARI Manu                                                 ANZ657    Licensed Representative                    1, 2
BOU AOUN Salem                                                AIO001    Licensed Representative                    1
BRETT Patrick Joseph                                          APK225    Licensed Representative                    1
BRIER Kenneth John                                            AJB744    Licensed Representative                    1
BURKETT Jeffrey Scott                                         AQE602    Licensed Representative                    1, 6
CAIN Steven Robert                                            AGD094    Licensed Representative                    1, 2, 7
CAO Yanling                                                   AOC722    Licensed Representative                    1, 6
CHAN Cherk Him, Simon                                         ANB798    Licensed Representative                    1, 2
CHAN Hing Yip, Bryan                                          AEK264    Licensed Representative                    1, 2, 7
CHAN Hoi Hin, William                                         ANJ133    Licensed Representative                    1, 6
CHAN Ka Lee                                                   ALL335    Licensed Representative                    4
CHAN Kar Ming, Leo                                            AMU485    Licensed Representative                    1, 4, 5
CHAN Kwun Chi                                                 AMI497    Licensed Representative                    1, 3
CHAN Ming Kwan                                                APL804    Licensed Representative                    4
CHAN Suk Chun                                                 AQU422    Licensed Representative                    1, 4, 9
CHAN Suk Mei, Anita                                           AGP818    Licensed Representative                    4
CHAN Wai Shan, Monica                                         ANP645    Licensed Representative                    1
CHAN William                                                  AOA559    Licensed Representative                    4
CHAN Yan Yan, Emily Eunice                                    AHT583    Licensed Representative                    1
CHAN Yuen Ming, Anthony                                       AOD773    Licensed Representative                    3
CHANG Andrew Inhyuk                                           AMJ738    Licensed Representative                    1, 6
CHEN Ben                                                      ANT254    Licensed Representative                    1, 6
CHEN Cheng-Cheng                                              APB411    Licensed Representative                    1, 4
CHEN Shiuan-tai                                               ALN457    Licensed Representative                    1, 2
CHENG Chi Ho                                                  ACD904    Licensed Representative                    4
CHENG Sui Yuk                                                 ADR287    Licensed Representative                    1
CHEUNG Choi Hing                                              ANY134    Licensed Representative                    4
CHEUNG Lai Chung, Gabriel                                     AME669    Licensed Representative                    1, 6
CHEUNG Tsz Man                                                AMB557    Licensed Representative                    4
CHEUNG Wai Man                                                AQU145    Licensed Representative                    1
CHEUNG Ying Wai                                               ANU424    Licensed Representative                    2
CHIA Douglas Boon Liang                                       AOR808    Licensed Representative                    1, 2
CHING Wan Sze                                                 ANE396    Licensed Representative                    1
CHIU Clifford King                                            AEU889    Licensed Representative                    1, 4, 9
CHOI Sin Yi                                                   AQU936    Licensed Representative                    2
CHONG Selina                                                  ADW191    Licensed Representative                    1, 4, 9




                                                                       1 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.    Licence Type              Types of Regulated Activity
CHOU Ho Wah                                                   AGI096    Licensed Representative   4
CHOU I-chiang                                                 ALR989    Licensed Representative   1
CHUI Wai Kit, Ricky                                           AAV447    Licensed Representative   4
D'ABO John Gerard Nicholas                                    AFH717    Licensed Representative   1, 4, 6
FAN Sai Kit, Gregory                                          AKP102    Licensed Representative   1, 2, 2, 3, 3
FAN Ying Chow                                                 AOH111    Licensed Representative   1
FISHER Jason Christopher                                      AQE038    Licensed Representative   1, 4, 6
FOO Ling                                                      AKX870    Licensed Representative   4
FOUTS Jonathan Jensen                                         AGM504    Licensed Representative   1, 6
FUNG An Yee, Jennifer                                         ACP673    Licensed Representative   1, 2
FUNG Hon Kit, Henry                                           AOT759    Licensed Representative   4
GAO Chenxi                                                    ANR810    Licensed Representative   6
GE Ning                                                       ALC812    Licensed Representative   4, 6
HO Ging Yee, Winnie                                           AGH204    Licensed Representative   4
HO Rick Pak-cheung                                            AKT423    Licensed Representative   1
HO Tung Pak, Victor                                           AMQ909    Licensed Representative   4
HUI Chung Ming, Bruce                                         AGN391    Licensed Representative   1, 4, 9
HUI Piu                                                       APF499    Licensed Representative   1, 2, 7
HUI Shuk Kwan                                                 ANA928    Licensed Representative   4
JIN Lifeng                                                    APH708    Licensed Representative   4
KANJI Hanif                                                   ADW981    Licensed Representative   4, 9
KENNEDY Brynne Shanahan                                       ANS123    Licensed Representative   4, 6
KIM Ik Joong                                                  APS744    Licensed Representative   1
KO Yum Chuen, Ronny                                           AEX224    Licensed Representative   1
KOON Siu Kin                                                  APO089    Licensed Representative   1
KWOK Chun Wing                                                ADU040    Licensed Representative   1, 2
LAI Chi Kin                                                   AIR705    Licensed Representative   4, 9
LAM Jacqueline Ying Yee                                       APS247    Licensed Representative   1, 4
LAM Kam Fai                                                   APU425    Licensed Representative   1
LAM Sheung Lai                                                APR414    Licensed Representative   1, 4
LAM Wai Choy                                                  AND856    Licensed Representative   1
LAM Wai Hung                                                  APV151    Licensed Representative   4
LAM Yun Tung                                                  APW920    Licensed Representative   2, 3
LAW Mang Kwan                                                 AON979    Licensed Representative   1, 4
LE PAPE Pierre Guillaume Joseph                               AIR726    Licensed Representative   1
LEE Chi Hang                                                  AOG963    Licensed Representative   4
LEE Frank I-J                                                 AJL237    Licensed Representative   1
LEE Ka Man                                                    AKX670    Licensed Representative   1, 2, 4
LEE Kai Cheong                                                AMJ851    Licensed Representative   1
LEE Melisa Gaik Lin                                           AGT677    Licensed Representative   1
LEE Pui Shan                                                  AOG098    Licensed Representative   6
LEONG Pun Cheng                                               APP449    Licensed Representative   1
LERNER Jonathan Fabe                                          ANO877    Licensed Representative   9
LEUNG Ching Hang                                              AJD397    Licensed Representative   2, 3
LEUNG Wing Chi                                                AOB275    Licensed Representative   1




                                                                       2 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.    Licence Type              Types of Regulated Activity
LEUNG Yee Ki                                                  APO013    Licensed Representative   1
LEUNG Yiu Hong                                                ANR651    Licensed Representative   1, 2
LI Chunliang                                                  AQA052    Licensed Representative   9
LI Ka Yee                                                     APN595    Licensed Representative   1, 2
LI Wing Yin                                                   APH459    Licensed Representative   1
LI Xufu                                                       AOM607    Licensed Representative   6
LIAO Chen Yi                                                  AMZ964    Licensed Representative   1
LING Kin Shun, Anne                                           ACX120    Licensed Representative   4
LO Yi Pin                                                     ALJ988    Licensed Representative   1
MAK Ngo Sze, Alvan                                            AQQ501    Licensed Representative   1, 4
MING Wing Kin                                                 APV622    Licensed Representative   4
MISAKA Kiichi                                                 AKT387    Licensed Representative   1
MIYAMOTO Koji                                                 ANN585    Licensed Representative   1
MIYAMOTO Takeo                                                APC292    Licensed Representative   4
NEARY James Joseph                                            AQE987    Licensed Representative   1
NG Hang Yue, Rosina                                           AGQ083    Licensed Representative   4
NG Wai Man                                                    ACH939    Licensed Representative   1
NG Wing Hong, Desmond                                         AON882    Licensed Representative   4
NGAI So Ling, Angela                                          AFE620    Licensed Representative   1, 2, 5
NOLAN Michael Francis                                         ALN186    Licensed Representative   1
OBHRAI Kaushik                                                AOK743    Licensed Representative   1
OGURA Kyoko                                                   APZ782    Licensed Representative   1
OH John Sehyun                                                AJH934    Licensed Representative   1
OLAUSSON Bernt Niklas                                         AEY431    Licensed Representative   4
PANG Ka Yue, Marble                                           AMK122    Licensed Representative   4
PIERCY Yeuk Bo                                                ALY335    Licensed Representative   1
PITFIELD John Sutherland                                      AML767    Licensed Representative   1, 6
PONG Kam Wah                                                  AGB190    Licensed Representative   4
POON Chit, Rebecca                                            AGQ354    Licensed Representative   4
PUN Wing Sun                                                  AML599    Licensed Representative   1, 4
RAMAKRISHNAN Sudarshan                                        ALE788    Licensed Representative   1, 6
SHAN Wai Lun                                                  AGA131    Licensed Representative   1, 4
SHIE Tsung Ming                                               AJL619    Licensed Representative   1
SIU Lai On, Diana                                             AOC905    Licensed Representative   1, 4, 5, 9
SO Pui Yin                                                    APO857    Licensed Representative   1, 4, 9
SUN Sai Man                                                   ANQ197    Licensed Representative   4
SUTTIE Ben Charles                                            AFW867    Licensed Representative   1, 2, 7
SZETO Carissa Carol                                           AIU527    Licensed Representative   1, 4, 6, 9
TAI Hoi Shan                                                  AGX306    Licensed Representative   1, 4
TAI On Ting                                                   APK217    Licensed Representative   1, 2, 3
TAM Leong Wang                                                AFR830    Licensed Representative   1
TAN Bok Chuan                                                 ALF923    Licensed Representative   1, 4
TANG Ki Shun, Jason                                           AJL731    Licensed Representative   1, 4, 9
TANG Wendy Ka-Tong                                            AME910    Licensed Representative   4
TANG Wing Kin                                                 ADN455    Licensed Representative   4, 5, 9




                                                                       3 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.    Licence Type              Types of Regulated Activity
TANG Ye                                                       ANQ032    Licensed Representative   6, 9
TING Ning                                                     AMY197    Licensed Representative   4
TOH Ee-Han                                                    ANS072    Licensed Representative   1, 2
TORNE Olaf                                                    APP356    Licensed Representative   1, 2
TSAI Hui-Fang                                                 AIR783    Licensed Representative   1, 2, 5
TSANG Kwok Leung, Duncan                                      AML597    Licensed Representative   1, 4
TSANG Lok Ki                                                  ANY061    Licensed Representative   1
TSANG Ping Kwan                                               AEH879    Licensed Representative   1, 2, 3
TSE Sin Yan, Carol                                            AOC956    Licensed Representative   4, 9
TSUI Hung Yuen                                                AAC360    Licensed Representative   1
WAI Justin                                                    ANU188    Licensed Representative   1, 6
WAN Chengshui                                                 ALH700    Licensed Representative   1
WANG Te-Yi, Doria                                             ALB987    Licensed Representative   1
WATKINS Bryan                                                 APH491    Licensed Representative   1
WICKER William Mac Callum                                     AMB452    Licensed Representative   6
WONG Chak Wai                                                 APH462    Licensed Representative   6
WONG Chau Yeung                                               AGG004    Licensed Representative   4
WONG Chi Kai                                                  ACG603    Licensed Representative   1
WONG Chong Yau, Runme                                         ALY546    Licensed Representative   9
WONG Ho Yin                                                   AOH632    Licensed Representative   1
WONG Hoi Man                                                  APH931    Licensed Representative   4
WONG Jacqueline Tik Yan                                       AOD380    Licensed Representative   6
WONG Ka Chun                                                  ADA002    Licensed Representative   3
WONG Ka Kin                                                   AOQ782    Licensed Representative   1
WONG Ka Lun                                                   AMO968    Licensed Representative   4
WONG Shuk Fong, Ava                                           AGQ274    Licensed Representative   4
WONG Siu Hang                                                 APV160    Licensed Representative   1, 2
WONG Wai Lap                                                  APP233    Licensed Representative   9
WONG Wai Lin                                                  AGO148    Licensed Representative   1
WONG Wing Yin                                                 AMP581    Licensed Representative   6
WONG Wun Man, Andrew                                          API022    Licensed Representative   4, 9
WONG Yan                                                      APR916    Licensed Representative   4, 6
WONG Yee Wing                                                 AAW749    Licensed Representative   1
WONG Yeuk Ching                                               APC514    Licensed Representative   1
WONG Yuk, Kane                                                AOG944    Licensed Representative   1, 4, 9
WU Chih-Wei                                                   ANE980    Licensed Representative   1, 2
WU Wai Fong                                                   ABE454    Licensed Representative   1, 4, 6, 9
XU Ziwang                                                     ACB050    Licensed Representative   1, 6
YANG Meng                                                     AOS652    Licensed Representative   6
YAO Wing Kei                                                  AFK106    Licensed Representative   4
YEUNG Ka Hei                                                  APW259    Licensed Representative   1
YICK Chun Hang                                                ACG670    Licensed Representative   1, 2
YIP Chi Chung                                                 ALQ632    Licensed Representative   3, 4
YIP Kwan Ying, Lisa                                           ANY284    Licensed Representative   4
YIP Lai Ching, Angel                                          APC626    Licensed Representative   2




                                                                       4 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.    Licence Type                                              Types of Regulated Activity
YU Siu Chung                                                  AOX543    Licensed Representative                                   4, 9
YUNG May Yee, Maggie                                          AMN585    Licensed Representative                                   4
YUNG Pui Man, Jamie                                           AEH759    Licensed Representative                                   1, 4, 9
ZHANG Hui                                                     AOX819    Licensed Representative                                   6
ZHANG Wenxian                                                 AJC736    Licensed Representative                                   4
ZHU Baoqi                                                     AOB353    Licensed Representative                                   9
AU YEUNG LEUNG Suk Men, Piera                                 AAA941    Licensed Representative - Responsible Officer             1, 4, 9
CHAU Shing Yim, David                                         AFR321    Licensed Representative - Responsible Officer             1, 4, 6
CHEN Cheng Huei, James                                        ADP869    Licensed Representative - Responsible Officer             6
CHOY Peng Wah                                                 ADI230    Licensed Representative - Responsible Officer             1, 4, 9
CHUNG Yuet Sheung, Lorrain                                    AAC310    Licensed Representative - Responsible Officer             1, 4, 6, 9
LEE Henry Da-Cheng                                            ACS621    Licensed Representative - Responsible Officer             4, 9
LEE Kok Yi                                                    AEW883    Licensed Representative - Responsible Officer             4, 5
LEE Yue Kam                                                   AAG593    Licensed Representative - Responsible Officer             1
LEONG Kwok Wai, Winston                                       ABA897    Licensed Representative - Responsible Officer             4
MATSUDA Minoru                                                ADJ260    Licensed Representative - Responsible Officer             1
MO Kwong Wai, Jimmy                                           AAC319    Licensed Representative - Responsible Officer             1
NG Chit Chung, Eddie                                          ACK216    Licensed Representative - Responsible Officer             3
NG Tat Yan                                                    AEA162    Licensed Representative - Responsible Officer             1
OGAWA Kazutoshi                                               AKP013    Licensed Representative - Responsible Officer             1, 2, 4, 5, 6
PHILLIPS Ned                                                  AFC917    Licensed Representative - Responsible Officer             1, 4
PRENZLIN Ruediger                                             AFU802    Licensed Representative - Responsible Officer             4, 9
SHIM Young Yook                                               AIU238    Licensed Representative - Responsible Officer             1, 4
SO Hing Woh                                                   AIS019    Licensed Representative - Responsible Officer             9
TSANG Henry Yuk Wong                                          AAV787    Licensed Representative - Responsible Officer             1, 6
TSUI Wai Man                                                  AAC348    Licensed Representative - Responsible Officer             1
WEE Christopher Tze Chern                                     ACR436    Licensed Representative - Responsible Officer             1
WONG Esther Ka Wai                                            ADH555    Licensed Representative - Responsible Officer             1
WONG Kun Kau                                                  AAW483    Licensed Representative - Responsible Officer             1
YOSHIZAWA Noriyasu                                            ACG722    Licensed Representative - Responsible Officer             1, 2, 4, 5, 6
CHEUNG Siu Yuen, Raymond                                      AAJ392                                                              4, 5, 6,
                                                                        Licensed Representative - Responsible Officer (Deemed Licence) 9
VALTE III Fernando Shotwell                                   AQQ199    Licensed Representative - Responsible Officer (Provisional6Licence)
JONES Lindsay Sarah                                           ABY618    Licensed Representative - Responsible Officer (Temporary1Licence)
AGARWAL Manoj                                                 AQU259    Licensed Representative (Provisional Licence)             1, 6
ALEXANDER Andrew Bernard                                      ABM861    Licensed Representative (Provisional Licence)             1
AN Hae Kyun                                                   APR833    Licensed Representative (Provisional Licence)             1, 2
ANG Wai Ming                                                  AQU241    Licensed Representative (Provisional Licence)             4
ANG Xiao Yun                                                  AQU426    Licensed Representative (Provisional Licence)             1, 6
ARIAS Anthony Christophe                                      AQW523    Licensed Representative (Provisional Licence)             1
BARRAI Francesco                                              AQU124    Licensed Representative (Provisional Licence)             9
BEAUX Joy, Marie, Isabelle, Germaine                          AQT315    Licensed Representative (Provisional Licence)             1, 4
BENNETT Andrew                                                AQQ140    Licensed Representative (Provisional Licence)             1, 2
BHOJWANI Shilpi Malik                                         AQU898    Licensed Representative (Provisional Licence)             1, 2
BICHON Gerard Jean Francois                                   AQX534    Licensed Representative (Provisional Licence)             1, 4
BLANCHETTE Sean David Hardy                                   AJO166    Licensed Representative (Provisional Licence)             9




                                                                       5 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.    Licence Type                                    Types of Regulated Activity
BOGOMOL Matthew David                                         AFO857    Licensed Representative (Provisional Licence)   1
BONFA Juliana Campos De Araujo                                AQX401    Licensed Representative (Provisional Licence)   1, 4
BOYD Waller Brian                                             AQU102    Licensed Representative (Provisional Licence)   1
BRET Jean-Sabastian, Pierre                                   AQX041    Licensed Representative (Provisional Licence)   1, 2
BUGG John Charles                                             AQY392    Licensed Representative (Provisional Licence)   4, 9
CARD Thomas James                                             AQY105    Licensed Representative (Provisional Licence)   4
CARLSEN Nicholas James                                        AQW035    Licensed Representative (Provisional Licence)   1, 2
CASTAGNE Allan John                                           AQU899    Licensed Representative (Provisional Licence)   1, 2
CHAK Shu Yan                                                  AQU144    Licensed Representative (Provisional Licence)   4
CHAK Wing Hong, John                                          AQS468    Licensed Representative (Provisional Licence)   1
CHAN Caroline Wing Han                                        AQS919    Licensed Representative (Provisional Licence)   1, 2
CHAN Chun Lung                                                AQU198    Licensed Representative (Provisional Licence)   1
CHAN Ho Wai                                                   AQR317    Licensed Representative (Provisional Licence)   1
CHAN Ka Fai, Daniel                                           AQU516    Licensed Representative (Provisional Licence)   1, 4
CHAN Kar Kit, Eric                                            AQY521    Licensed Representative (Provisional Licence)   4
CHAN Kin Hang                                                 AOB240    Licensed Representative (Provisional Licence)   1, 2
CHAN Kit Hing, Kathy                                          AHG624    Licensed Representative (Provisional Licence)   1
CHAN Kwok Chung                                               AQW745    Licensed Representative (Provisional Licence)   1, 4
CHAN Kwok Wing                                                AQX039    Licensed Representative (Provisional Licence)   1, 2
CHAN Mo Chi                                                   AQX409    Licensed Representative (Provisional Licence)   1
CHAN Nga Nam                                                  AQQ030    Licensed Representative (Provisional Licence)   4
CHAN Pak Ho, Kenneth                                          AQS715    Licensed Representative (Provisional Licence)   9
CHAN Sau Ling, Tammy                                          AQV050    Licensed Representative (Provisional Licence)   1, 4
CHAN Sin Hang                                                 AQT279    Licensed Representative (Provisional Licence)   1, 2
CHAN Sin Hang                                                 AQU095    Licensed Representative (Provisional Licence)   1
CHAN Suk Ching                                                AQI984    Licensed Representative (Provisional Licence)   6
CHAN Suk Chun                                                 AQU422    Licensed Representative (Provisional Licence)   1, 4, 9
CHAN Tiffany Wun-Kwan                                         AQU427    Licensed Representative (Provisional Licence)   1, 6
CHAN Tsang Tao, Oswald                                        AQS492    Licensed Representative (Provisional Licence)   6
CHAN Wai Ling Luisa                                           AQU108    Licensed Representative (Provisional Licence)   4
CHAN Wai Yat, Micky                                           AQY824    Licensed Representative (Provisional Licence)   1, 4
CHAN Yu Fung                                                  AQW017    Licensed Representative (Provisional Licence)   1
CHANG Xueshan                                                 AQU414    Licensed Representative (Provisional Licence)   4, 5, 9
CHANTHONGKAEW Sorach                                          AQX938    Licensed Representative (Provisional Licence)   2
CHAO Hanting                                                  AQW591    Licensed Representative (Provisional Licence)   1, 6
CHAU Siu Lam                                                  AQR766    Licensed Representative (Provisional Licence)   4
CHAY Sipha                                                    AQX339    Licensed Representative (Provisional Licence)   1, 4, 9
CHEAH Ming Huat                                               AQU260    Licensed Representative (Provisional Licence)   1, 6
CHEAH Sin Ying                                                AQU254    Licensed Representative (Provisional Licence)   1
CHEN Bertrand Sijia                                           AQS921    Licensed Representative (Provisional Licence)   1, 2
CHEN Jing                                                     AQS352    Licensed Representative (Provisional Licence)   6
CHEN Ming-Chao                                                AQX499    Licensed Representative (Provisional Licence)   1, 6
CHEN Sze Hon, Johnson                                         AQX577    Licensed Representative (Provisional Licence)   6
CHEN Xiaogang                                                 AQX411    Licensed Representative (Provisional Licence)   1, 4, 6
CHEN Xu                                                       AQQ634    Licensed Representative (Provisional Licence)   6




                                                                       6 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.    Licence Type                                    Types of Regulated Activity
CHEN Yi Ding                                                  AQK951    Licensed Representative (Provisional Licence)   9
CHEN Ying-jo                                                  AQU581    Licensed Representative (Provisional Licence)   4
CHEN Zhao Teng                                                AQY139    Licensed Representative (Provisional Licence)   1, 2
CHENG Chin-Wen                                                AQU890    Licensed Representative (Provisional Licence)   1, 2
CHENG Chun Chung                                              AQR445    Licensed Representative (Provisional Licence)   4
CHENG Kit Sum Clara                                           AGT651    Licensed Representative (Provisional Licence)   6
CHENG Kwok Wai                                                ADS285    Licensed Representative (Provisional Licence)   1, 2
CHENG Sui Kei                                                 AQQ129    Licensed Representative (Provisional Licence)   1
CHENG Suk Man                                                 AQU628    Licensed Representative (Provisional Licence)   1, 2
CHENG Yu Man                                                  AQR444    Licensed Representative (Provisional Licence)   4
CHEUNG Chuk Hei                                               AQU333    Licensed Representative (Provisional Licence)   1, 4, 6
CHEUNG Hiu Nam                                                AQY727    Licensed Representative (Provisional Licence)   1
CHEUNG King Man                                               AQV146    Licensed Representative (Provisional Licence)   1
CHEUNG King Tak, Candy                                        AQX898    Licensed Representative (Provisional Licence)   1
CHEUNG Kwan Yin, Bruce                                        AQR709    Licensed Representative (Provisional Licence)   1, 2
CHEUNG Man Wah, Amanda                                        AQX929    Licensed Representative (Provisional Licence)   9
CHEUNG Ning                                                   AQX919    Licensed Representative (Provisional Licence)   1
CHEUNG Sau Ki                                                 AQX377    Licensed Representative (Provisional Licence)   1, 4, 9
CHEUNG Ting Hin                                               AQW570    Licensed Representative (Provisional Licence)   1, 2
CHEUNG Wai Man                                                AQU145    Licensed Representative (Provisional Licence)   1
CHIK Chung Lim                                                AQU093    Licensed Representative (Provisional Licence)   1
CHIU Man Leong                                                AQV672    Licensed Representative (Provisional Licence)   1
CHIU Shun Yin, Mark                                           AQU146    Licensed Representative (Provisional Licence)   4
CHIU Szu-Chi                                                  AQV918    Licensed Representative (Provisional Licence)   1, 6
CHO Mi Ra                                                     AQW596    Licensed Representative (Provisional Licence)   1, 2
CHOI King Yin, Christopher                                    AEG671    Licensed Representative (Provisional Licence)   4, 6, 9
CHOI Sin Yi                                                   AQU936    Licensed Representative (Provisional Licence)   2
CHOI Wing Ching                                               AQU147    Licensed Representative (Provisional Licence)   4
CHOI Yuk Bun                                                  AQQ324    Licensed Representative (Provisional Licence)   4
CHOW Hoi Hung, Ronald                                         AQQ038    Licensed Representative (Provisional Licence)   4
CHOW Shu Yan, Christopher                                     AQU148    Licensed Representative (Provisional Licence)   4
CHOY Chor Leung, Thomas                                       AQX885    Licensed Representative (Provisional Licence)   1, 4
CHOY Wing Yin                                                 AQT314    Licensed Representative (Provisional Licence)   1, 2
CHU Li-Fan                                                    AQU600    Licensed Representative (Provisional Licence)   1, 4
CHU TSANG KWAN Caroline                                       AQS309    Licensed Representative (Provisional Licence)   1
CHU Ying                                                      AQY614    Licensed Representative (Provisional Licence)   9
CHUI Wai Kit                                                  AQS648    Licensed Representative (Provisional Licence)   1
CHUNG Otto Jone Kwok Ho                                       AQX201    Licensed Representative (Provisional Licence)   4
CORMIER David                                                 AQM106    Licensed Representative (Provisional Licence)   1, 2
CRAMMOND James Ian                                            APZ137    Licensed Representative (Provisional Licence)   4, 5
CUI Fan                                                       AQR519    Licensed Representative (Provisional Licence)   4
CZAPALSKI Paul E                                              AQS659    Licensed Representative (Provisional Licence)   1
DAI Jiajia                                                    AQQ074    Licensed Representative (Provisional Licence)   1, 2
DALEY John Kieren                                             AQX910    Licensed Representative (Provisional Licence)   1, 2, 4, 5
DAVIS Arron                                                   AQS310    Licensed Representative (Provisional Licence)   1




                                                                       7 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.    Licence Type                                    Types of Regulated Activity
DAVIS Jonathan                                                AQU955    Licensed Representative (Provisional Licence)   1, 2
DESAI Jasmine Sherzad                                         AQS924    Licensed Representative (Provisional Licence)   1, 2
DI GIANDOMENICO Gaetano                                       AQT250    Licensed Representative (Provisional Licence)   1, 2
DU Jinsong                                                    AQU252    Licensed Representative (Provisional Licence)   1, 2
DU Yi                                                         AQT269    Licensed Representative (Provisional Licence)   4, 6, 9
DUFAY Philippe, Gerard, Pierre                                AQU250    Licensed Representative (Provisional Licence)   1
EDGE Stephen James                                            ALB076    Licensed Representative (Provisional Licence)   1, 2
FAN Tsz Ying                                                  AQW345    Licensed Representative (Provisional Licence)   1, 2
FAN Yi Ting                                                   AQS920    Licensed Representative (Provisional Licence)   1, 2
FANG Dan                                                      AQE031    Licensed Representative (Provisional Licence)   1, 4
FONG Chiu Hung, Agnes                                         AQV864    Licensed Representative (Provisional Licence)   1, 4, 9
FONG Yun Wah                                                  AQS478    Licensed Representative (Provisional Licence)   4
FOO Man Yin                                                   APU805    Licensed Representative (Provisional Licence)   1
FU Jonathan Dei Jeng                                          AQV835    Licensed Representative (Provisional Licence)   9
FUAN Hai Tao                                                  AQV646    Licensed Representative (Provisional Licence)   9
FUNG Hon Nam                                                  AFR093    Licensed Representative (Provisional Licence)   4, 5, 9
FUNG Pui Ki                                                   AQS474    Licensed Representative (Provisional Licence)   4
GANDHI Harmendra                                              AQX048    Licensed Representative (Provisional Licence)   4
GAO Feng                                                      AQQ495    Licensed Representative (Provisional Licence)   6
GAO Jiangfeng                                                 AQS811    Licensed Representative (Provisional Licence)   4
GAO Jianrong                                                  AQV157    Licensed Representative (Provisional Licence)   2
GEROVICH Lisa Lydia Mary                                      AQS815    Licensed Representative (Provisional Licence)   1, 4, 6
GILL Davinder Singh                                           AQV525    Licensed Representative (Provisional Licence)   1
GOH Toh Kiat Kelvin                                           AQY380    Licensed Representative (Provisional Licence)   1
GONG Shumin                                                   AQW033    Licensed Representative (Provisional Licence)   1, 9
GORNISH Keith Philip                                          AQX458    Licensed Representative (Provisional Licence)   1
GOWRI SHANKAR Rajshri                                         AQY077    Licensed Representative (Provisional Licence)   1, 2
GRAFTON James Christopher                                     AQJ413    Licensed Representative (Provisional Licence)   1, 2, 7
GRANGER Axel Alexandre                                        AQS922    Licensed Representative (Provisional Licence)   1, 4, 6
GU Junlei                                                     AQU245    Licensed Representative (Provisional Licence)   1, 6
GU Xiaoying                                                   AQV842    Licensed Representative (Provisional Licence)   1, 2, 7
GUPTA Abhishek                                                AQX042    Licensed Representative (Provisional Licence)   1
HALL Anthony Clifton                                          AAH356    Licensed Representative (Provisional Licence)   1, 4
HALMOS Laurent Jacques                                        AMX737    Licensed Representative (Provisional Licence)   4
HAN Zhe                                                       AQV652    Licensed Representative (Provisional Licence)   1, 2
HAU King Hung                                                 AQW037    Licensed Representative (Provisional Licence)   1
HENDERSON Scott Michael                                       AQU952    Licensed Representative (Provisional Licence)   4, 9
HENRY James Christian                                         AQJ309    Licensed Representative (Provisional Licence)   1
HO Hung Tai                                                   AQX571    Licensed Representative (Provisional Licence)   1
HO Ka Ling                                                    AQT308    Licensed Representative (Provisional Licence)   1, 4
HO Tin Shing                                                  AQW224    Licensed Representative (Provisional Licence)   4
HO Yuen Man                                                   AQU622    Licensed Representative (Provisional Licence)   4, 9
HOLSHEIMER Ryan Hans                                          AEE749    Licensed Representative (Provisional Licence)   1, 2
HON Wai Ling                                                  AQX515    Licensed Representative (Provisional Licence)   1, 4
HONG Tzu-Yen                                                  AQV649    Licensed Representative (Provisional Licence)   1




                                                                       8 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.    Licence Type                                    Types of Regulated Activity
HOW Beng Wee                                                  AQI399    Licensed Representative (Provisional Licence)   1, 2
HSIEH Kenny                                                   AQX043    Licensed Representative (Provisional Licence)   4, 6
HU Ninan                                                      AQX034    Licensed Representative (Provisional Licence)   1
HUA Fengmao                                                   AFJ365    Licensed Representative (Provisional Licence)   6
HUANG Shin-Hui                                                AQV647    Licensed Representative (Provisional Licence)   4
HUANG Wei                                                     AQS353    Licensed Representative (Provisional Licence)   6
HUANG Xiaobo                                                  ALZ455    Licensed Representative (Provisional Licence)   9
HUANG Zhongquan                                               AEG824    Licensed Representative (Provisional Licence)   1
HUI Heung Fai                                                 AQX415    Licensed Representative (Provisional Licence)   1
HUI Hung To                                                   AQV694    Licensed Representative (Provisional Licence)   1
HUI Lok Fai, Jebsen                                           AQV850    Licensed Representative (Provisional Licence)   4
HUI Sai Ki                                                    AQQ602    Licensed Representative (Provisional Licence)   1
HUREWITZ Joel Allan                                           AIN756    Licensed Representative (Provisional Licence)   1
HWANG Yau Man                                                 AOT463    Licensed Representative (Provisional Licence)   1
IP Alan Wai Luen                                              AQY200    Licensed Representative (Provisional Licence)   1
IP Bik Kee, Becky                                             AQU151    Licensed Representative (Provisional Licence)   4
IP Wang Hoi                                                   ALN577    Licensed Representative (Provisional Licence)   1, 4, 6
IP Yeng Kwen                                                  AAZ192    Licensed Representative (Provisional Licence)   1, 2
JIANG Weijia                                                  AQQ338    Licensed Representative (Provisional Licence)   4
JOHRI Siddharth                                               AQS817    Licensed Representative (Provisional Licence)   1
JOLLEY Mark                                                   AQW518    Licensed Representative (Provisional Licence)   1, 4
KANG Hanzhen                                                  AQV691    Licensed Representative (Provisional Licence)   6
KANG Hye Seung                                                AQW768    Licensed Representative (Provisional Licence)   4
KIM Hong Il                                                   AQT254    Licensed Representative (Provisional Licence)   1, 6
KIM Hyung Joon                                                AQU597    Licensed Representative (Provisional Licence)   1
KIM Min Ho                                                    AQY427    Licensed Representative (Provisional Licence)   1, 4, 9
KO Jui-Fen                                                    ALS082    Licensed Representative (Provisional Licence)   1, 2
KOH Dae Suk                                                   AQT252    Licensed Representative (Provisional Licence)   1, 6
KONG HO Pui King, Stella                                      AAZ044    Licensed Representative (Provisional Licence)   1, 4
KONG Kai Pong                                                 AQX967    Licensed Representative (Provisional Licence)   3
KOTIKALPUDI Vinayak Sharat Chandra                            AQX914    Licensed Representative (Provisional Licence)   1, 4
KRISHNAN Rajesh Raman                                         AQK251    Licensed Representative (Provisional Licence)   1, 6
KUH Theodore                                                  AQU242    Licensed Representative (Provisional Licence)   1, 6
KUKREJA Kathy Sham                                            ANB187    Licensed Representative (Provisional Licence)   1, 4, 6
KUMAR Gautam                                                  AMM350    Licensed Representative (Provisional Licence)   1, 2
KUMAR Satish                                                  AQX050    Licensed Representative (Provisional Licence)   4
KWAN Cheong Wah, Benjamin                                     AQQ326    Licensed Representative (Provisional Licence)   4
KWAN Siu Hang                                                 AQR768    Licensed Representative (Provisional Licence)   4
KWAN Tze Kit, Christopher                                     AQW764    Licensed Representative (Provisional Licence)   4
KWAN Ut Hoi                                                   AQW340    Licensed Representative (Provisional Licence)   1, 2
KWIK Claudia Hwee Kim                                         AGK799    Licensed Representative (Provisional Licence)   1
KWOK Ching Man                                                AQR443    Licensed Representative (Provisional Licence)   4
KWOK Ka Ming                                                  AQS307    Licensed Representative (Provisional Licence)   1
KWONG Kin Hung, Ricky                                         AQR307    Licensed Representative (Provisional Licence)   1
KWONG Michael                                                 AQS646    Licensed Representative (Provisional Licence)   1




                                                                       9 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.     Licence Type                                    Types of Regulated Activity
LAI Chen-Chin                                                 AQE961     Licensed Representative (Provisional Licence)   6
LAI Ho Mei                                                    AQW346     Licensed Representative (Provisional Licence)   1
LAI Patrick Pak Hung                                          AQU258     Licensed Representative (Provisional Licence)   1, 6
LAI Wing Yi, Adda                                             AQX410     Licensed Representative (Provisional Licence)   1
LAM Bing Wai                                                  AMM133     Licensed Representative (Provisional Licence)   1
LAM Chi Keung                                                 AQX036     Licensed Representative (Provisional Licence)   4, 5, 9
LAM Chun Kit                                                  AQU092     Licensed Representative (Provisional Licence)   1
LAM Erica Joyce                                               AQX491     Licensed Representative (Provisional Licence)   4, 6, 9
LAM Ho                                                        AQQ036     Licensed Representative (Provisional Licence)   4
LAM Ho Yan                                                    AOD774     Licensed Representative (Provisional Licence)   3
LAM King Hong                                                 AQX563     Licensed Representative (Provisional Licence)   1
LAM Wai Chun                                                  AQQ595     Licensed Representative (Provisional Licence)   4
LAMARLERE Dimitri                                             AQX649     Licensed Representative (Provisional Licence)   1, 4
LANE Jeremy Nicholas                                          AQU926     Licensed Representative (Provisional Licence)   1, 6
LANGENKAMP Matthew Dobie                                      AHE509     Licensed Representative (Provisional Licence)   1, 6
LANGFORD Michael                                              AQU895     Licensed Representative (Provisional Licence)   1, 2, 4
LAO Hong Fat                                                  AQQ127     Licensed Representative (Provisional Licence)   1, 2, 4, 5
LASKOV Alexey                                                 AQT164     Licensed Representative (Provisional Licence)   1, 2
LAU Dorothy Kwok Cheung                                       AEY067     Licensed Representative (Provisional Licence)   1, 2
LAU Fung Ki                                                   AQS475     Licensed Representative (Provisional Licence)   1, 7
LAU Pak Yu, Iki                                               AQY422     Licensed Representative (Provisional Licence)   1, 2
LAU Siu Hong                                                  AQU579     Licensed Representative (Provisional Licence)   1, 2
LAU Suk Ching                                                 AQT277     Licensed Representative (Provisional Licence)   6
LAW Kevin Hugh-Fung                                           AQS471     Licensed Representative (Provisional Licence)   4
LAW Muk                                                       AQQ327     Licensed Representative (Provisional Licence)   4
LEDGER Timothy John                                           AQQ606     Licensed Representative (Provisional Licence)   4
LEE Cheuk Yin                                                 AQQ433     Licensed Representative (Provisional Licence)   4
LEE Chi Wing                                                  AQW857     Licensed Representative (Provisional Licence)   1, 2
LEE Chia Huan                                                 AQR078     Licensed Representative (Provisional Licence)   4, 6, 9
LEE Chun Yin, Benedict                                        AQT306     Licensed Representative (Provisional Licence)   1, 2
LEE Francis Kam Pui                                           AQU393     Licensed Representative (Provisional Licence)   1, 2, 3
LEE Hoi Wah                                                   ALL686     Licensed Representative (Provisional Licence)   1, 4
LEE Ka Man                                                    AQY015     Licensed Representative (Provisional Licence)   1
LEE Ka Yi                                                     AQR442     Licensed Representative (Provisional Licence)   4
LEE Lai Ping, Amy                                             AQV165     Licensed Representative (Provisional Licence)   6
LEE Lip Jin                                                   AQS923     Licensed Representative (Provisional Licence)   1, 2
LEE Nga Lai                                                   AQQ040     Licensed Representative (Provisional Licence)   4
LEE Pui Man                                                   AQQ430     Licensed Representative (Provisional Licence)   4
LEE Simone                                                    ACS806     Licensed Representative (Provisional Licence)   1, 2
LEE Wan Lim                                                   AQU589     Licensed Representative (Provisional Licence)   1, 6
LEE Wanda Wai Hung                                            AQX730     Licensed Representative (Provisional Licence)   1, 4
LEUNG Charles                                                 AQQ376     Licensed Representative (Provisional Licence)   4
LEUNG Chi Man                                                 AQV179     Licensed Representative (Provisional Licence)   1, 2, 4, 5
LEUNG Chi Wai                                                 AQV068     Licensed Representative (Provisional Licence)   1, 2, 7
LEUNG Chun Hung                                               AQU141     Licensed Representative (Provisional Licence)   4




                                                                       10 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.     Licence Type                                    Types of Regulated Activity
LEUNG Chun Kit, Brandon                                       ADA882     Licensed Representative (Provisional Licence)   4
LEUNG Grace Wing Han                                          AKY651     Licensed Representative (Provisional Licence)   1, 2
LEUNG Ka Ki                                                   AQU879     Licensed Representative (Provisional Licence)   1, 2
LEUNG Kin Chung                                               AQQ431     Licensed Representative (Provisional Licence)   4
LEUNG Pui Yan                                                 AFY194     Licensed Representative (Provisional Licence)   1
LEUNG Pui Ying, Annis                                         AQU812     Licensed Representative (Provisional Licence)   1, 6
LEUNG Sik Kwan                                                AQR440     Licensed Representative (Provisional Licence)   4
LEUNG Suk Kuen, Winnie                                        AQS466     Licensed Representative (Provisional Licence)   1, 2, 5
LEUNG Wai Yeung                                               AQV396     Licensed Representative (Provisional Licence)   1, 4
LEUNG Wai Yip                                                 AQS036     Licensed Representative (Provisional Licence)   1
LEUNG Wing Hang                                               AQA234     Licensed Representative (Provisional Licence)   1, 2
LEUNG Wing Kei, Kristi                                        AQW093     Licensed Representative (Provisional Licence)   1
LEUNG Yam Chi                                                 AQT295     Licensed Representative (Provisional Licence)   1
LEUNG Yuen Ha                                                 AOG865     Licensed Representative (Provisional Licence)   1
LEWIS Paul Simon                                              AQU410     Licensed Representative (Provisional Licence)   9
LI Bryan Chee Keung                                           AQU428     Licensed Representative (Provisional Licence)   1, 6
LI Chak Pong                                                  AQV019     Licensed Representative (Provisional Licence)   4
LI Chun Man                                                   ACP244     Licensed Representative (Provisional Licence)   3
LI Hai                                                        AQU876     Licensed Representative (Provisional Licence)   4
LI Heng Lam                                                   AQQ387     Licensed Representative (Provisional Licence)   4
LI Heung Chun                                                 AQS720     Licensed Representative (Provisional Licence)   1
LI Hoi Yin                                                    AQP645     Licensed Representative (Provisional Licence)   1
LI Jingxin                                                    AQU255     Licensed Representative (Provisional Licence)   4
LI Ka Ho, Dennis                                              AQP644     Licensed Representative (Provisional Licence)   1, 2
LI Kit Suen, Anita                                            AKQ877     Licensed Representative (Provisional Licence)   1, 4
LI Lan                                                        AQQ432     Licensed Representative (Provisional Licence)   4
LI Li                                                         AQW004     Licensed Representative (Provisional Licence)   6
LI Wu                                                         AQP947     Licensed Representative (Provisional Licence)   9
LI Wukang                                                     AQX222     Licensed Representative (Provisional Licence)   6
LI Xin                                                        AQU247     Licensed Representative (Provisional Licence)   1, 6
LI XiongHou                                                   AQW513     Licensed Representative (Provisional Licence)   1, 4
LI Yan                                                        AQY400     Licensed Representative (Provisional Licence)   4
LI Yanying                                                    APR655     Licensed Representative (Provisional Licence)   1, 4
LI Yifei                                                      AQU599     Licensed Representative (Provisional Licence)   4
LIANG Guanhao                                                 AQY707     Licensed Representative (Provisional Licence)   1, 6
LIAO Kuan-Wei                                                 AQX337     Licensed Representative (Provisional Licence)   1, 2
LILAONITKUL Watjana                                           AQX037     Licensed Representative (Provisional Licence)   1, 2
LIM Siok-Mei                                                  AQQ370     Licensed Representative (Provisional Licence)   4, 9
LIN Qian                                                      AQU406     Licensed Representative (Provisional Licence)   4
LIN Wen Pin                                                   ALI163     Licensed Representative (Provisional Licence)   1
LING Chi Chuen                                                AQQ128     Licensed Representative (Provisional Licence)   1, 2, 4, 5
LIU Alex Sk                                                   AQX051     Licensed Representative (Provisional Licence)   1, 2
LIU Huiming                                                   AQU886     Licensed Representative (Provisional Licence)   4
LIU Keung                                                     AQT307     Licensed Representative (Provisional Licence)   1
LIU Mei Wa                                                    AQQ393     Licensed Representative (Provisional Licence)   4




                                                                       11 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.     Licence Type                                    Types of Regulated Activity
LIU Shuofeng                                                  ANH388     Licensed Representative (Provisional Licence)   6
LIU Yong                                                      APR217     Licensed Representative (Provisional Licence)   1, 6
LO Kai Ho                                                     AQW021     Licensed Representative (Provisional Licence)   9
LO Wei Man                                                    AQQ599     Licensed Representative (Provisional Licence)   3
LONG Yuanyuan                                                 AQY297     Licensed Representative (Provisional Licence)   1
LU Chin-Hsing                                                 AQW569     Licensed Representative (Provisional Licence)   1, 2
LU Yanxiang                                                   AQX954     Licensed Representative (Provisional Licence)   1, 4
LU Yiu Kit                                                    AQQ035     Licensed Representative (Provisional Licence)   4
LUI Ka Yan, Karen                                             AQX044     Licensed Representative (Provisional Licence)   4
LUI Shing, Jason                                              AQW034     Licensed Representative (Provisional Licence)   1, 4, 5
LUI Yu Kan                                                    AQQ394     Licensed Representative (Provisional Licence)   4
LUK Koon Tai                                                  ABZ897     Licensed Representative (Provisional Licence)   1, 4
LUK Man Chiu, Hazel                                           AQS477     Licensed Representative (Provisional Licence)   1
LUO Xuan                                                      AQS758     Licensed Representative (Provisional Licence)   1, 2, 7
MA Ching Hung                                                 AQR771     Licensed Representative (Provisional Licence)   4
MA Keju                                                       AQT316     Licensed Representative (Provisional Licence)   1
MA Xiaoling                                                   AQU423     Licensed Representative (Provisional Licence)   2
MAK Chun Pong                                                 AQP683     Licensed Representative (Provisional Licence)   1
MAK Lung Lok                                                  AFS919     Licensed Representative (Provisional Licence)   1, 4
MAN Hoi Lam, Karen                                            AQQ400     Licensed Representative (Provisional Licence)   4
MAN Pui Sze                                                   AQS704     Licensed Representative (Provisional Licence)   1, 2
MCLAUGHLIN Philip Thomas                                      AQW372     Licensed Representative (Provisional Licence)   1, 6
MENNESSON Thomas                                              AQX047     Licensed Representative (Provisional Licence)   1, 2
MESZAROS Andor Istvan                                         AQU256     Licensed Representative (Provisional Licence)   1, 4
MINTZ Nathan Keith                                            AQT165     Licensed Representative (Provisional Licence)   1, 2
MOHAN Siddharth                                               AQW031     Licensed Representative (Provisional Licence)   1, 2
MONSEN Thor Kristian Vigso                                    AQV127     Licensed Representative (Provisional Licence)   1, 4
MUSSET Julien                                                 AQS649     Licensed Representative (Provisional Licence)   1, 2
MUSTON Nigel Peter                                            AQU888     Licensed Representative (Provisional Licence)   4
NAGATA Shunosuke                                              AQP759     Licensed Representative (Provisional Licence)   1, 4, 6
NARAIN Jayesh Suresh                                          AQX336     Licensed Representative (Provisional Licence)   1
NATARAJAN Akshay                                              AQX046     Licensed Representative (Provisional Licence)   4, 6
NEWMAN Daniel Antony                                          AAN991     Licensed Representative (Provisional Licence)   1, 4, 6
NG Chi Wai                                                    AQQ434     Licensed Representative (Provisional Licence)   4
NG Kwok Hang                                                  AQS470     Licensed Representative (Provisional Licence)   4
NG Suk Ching                                                  ADW550     Licensed Representative (Provisional Licence)   1, 4, 9
NG Yung Wo, Ronco                                             AQR772     Licensed Representative (Provisional Licence)   4
NGAI Kwok Kin, Kevin                                          AHF930     Licensed Representative (Provisional Licence)   1
NGAI Sing Lung                                                AQY372     Licensed Representative (Provisional Licence)   1, 4
NGAOTHEPPITAK Palin                                           AQV908     Licensed Representative (Provisional Licence)   1
NGO Dong Sinh                                                 AQX342     Licensed Representative (Provisional Licence)   1, 4, 9
NGOK Wing Chung                                               AQU618     Licensed Representative (Provisional Licence)   1
NI Yiru                                                       AQT278     Licensed Representative (Provisional Licence)   1
NICHOLS Robert                                                AQV682     Licensed Representative (Provisional Licence)   1, 2, 4, 5
NIMTZ Matthew Clark                                           AQT251     Licensed Representative (Provisional Licence)   1, 6




                                                                       12 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.     Licence Type                                    Types of Regulated Activity
NING Feng Tao                                                 AQX333     Licensed Representative (Provisional Licence)   1, 2
OH Hyok                                                       AQU583     Licensed Representative (Provisional Licence)   4
OH Yoon Jin                                                   AQU953     Licensed Representative (Provisional Licence)   4, 6
OHM Kee Won                                                   AQT309     Licensed Representative (Provisional Licence)   1
PABARI Shrikesh Dilip                                         AQY822     Licensed Representative (Provisional Licence)   1, 2
PANG Peter Chun Ming                                          AQT313     Licensed Representative (Provisional Licence)   6
PAO Wai Man                                                   ADS272     Licensed Representative (Provisional Licence)   1, 2
PATEL Divyesh Dineshchandra                                   AQW179     Licensed Representative (Provisional Licence)   1, 7
PATRIC Kevin Lawrence                                         AQX925     Licensed Representative (Provisional Licence)   9
PENG Jia                                                      AQV994     Licensed Representative (Provisional Licence)   6
PENG Megan Ce                                                 AQX492     Licensed Representative (Provisional Licence)   6
PENG Shuo                                                     AQX906     Licensed Representative (Provisional Licence)   1, 2
PERIAKARUPPAN Chidambaram                                     AQS367     Licensed Representative (Provisional Licence)   1, 2
POON Wai Kei, Raymond                                         ADX642     Licensed Representative (Provisional Licence)   1, 6
PORAY-NIZANKOWSKI Andrew Christopher                          AQX903     Licensed Representative (Provisional Licence)   1, 2
QIU Kang                                                      AQX035     Licensed Representative (Provisional Licence)   1
RAMJI Gireesh                                                 AQH607     Licensed Representative (Provisional Licence)   1, 2
RAMSCAR Paul John                                             AQU686     Licensed Representative (Provisional Licence)   4, 9
RAO Pradeep Vithal                                            AQU896     Licensed Representative (Provisional Licence)   1, 6
RIDLEY Barry Steven                                           AQX335     Licensed Representative (Provisional Licence)   1, 4
ROBERTSON Guy Hamilton                                        ANE312     Licensed Representative (Provisional Licence)   1, 2
ROTHSTEIN Jason Adam                                          AQW002     Licensed Representative (Provisional Licence)   6
RYU Tantan                                                    AQQ257     Licensed Representative (Provisional Licence)   1
SALIBA Mathew Leigh                                           AQU123     Licensed Representative (Provisional Licence)   1, 4, 6
SAMTANI Manesh Vijaykumar                                     AQR540     Licensed Representative (Provisional Licence)   1, 4
SANEY Neelam Mohan                                            AQY080     Licensed Representative (Provisional Licence)   1
SANGALUNGKARN Aroonrath                                       AQQ111     Licensed Representative (Provisional Licence)   1, 2
SCHANTZ Andrew Robertson                                      AQY133     Licensed Representative (Provisional Licence)   1
SEBTI Karim                                                   AQS402     Licensed Representative (Provisional Licence)   1, 2
SEHONAMIN Anthonius                                           AQU366     Licensed Representative (Provisional Licence)   1, 6
SHAH Sheryl                                                   AQV658     Licensed Representative (Provisional Licence)   1, 2
SHI Cen                                                       AGV375     Licensed Representative (Provisional Licence)   9
SHINOTSUKA Masaaki                                            AOY905     Licensed Representative (Provisional Licence)   1, 2
SHUM Hok Cheung                                               APN831     Licensed Representative (Provisional Licence)   1, 2
SHUM Yu Kwan                                                  AQU244     Licensed Representative (Provisional Licence)   1, 2
SINPRASEUTH Christopher                                       AQU096     Licensed Representative (Provisional Licence)   1
SIT Wai Lan                                                   AQS880     Licensed Representative (Provisional Licence)   1
SO Kuen Kei                                                   ANR645     Licensed Representative (Provisional Licence)   1, 2
SO Sin Yi, Cecilia                                            AQS716     Licensed Representative (Provisional Licence)   1
SOEMITRO Ronny Suhardhanto                                    AQA245     Licensed Representative (Provisional Licence)   1, 2
SOH Jinlong                                                   AQU607     Licensed Representative (Provisional Licence)   1, 2, 7
SOH Lisa Hwee Chin                                            AQV978     Licensed Representative (Provisional Licence)   4
SOO Chee Kin                                                  AQX408     Licensed Representative (Provisional Licence)   1
STEAD David Andrew                                            AQT298     Licensed Representative (Provisional Licence)   1, 2
STUERMER John Raymond                                         AQU596     Licensed Representative (Provisional Licence)   4




                                                                       13 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                         CE No.     Licence Type                                    Types of Regulated Activity
SU Tzu-Yun                                                      AQS490     Licensed Representative (Provisional Licence)   1, 4
SUDHARSAN Srinivasan                                            AQS476     Licensed Representative (Provisional Licence)   1, 2
TAGAWA Eiji                                                     AQU122     Licensed Representative (Provisional Licence)   1, 2
TAI Cheuk Yin, Eric                                             AQB144     Licensed Representative (Provisional Licence)   1, 2
TAI Ming Kong                                                   AQW020     Licensed Representative (Provisional Licence)   1
TAI Wai Lam                                                     AQT312     Licensed Representative (Provisional Licence)   1
TAM Ka Wai, Clara                                               AQS480     Licensed Representative (Provisional Licence)   1, 4
TAM Kin Lam                                                     AQS870     Licensed Representative (Provisional Licence)   1, 2
TAM Wan Rou, Denise                                             AQS365     Licensed Representative (Provisional Licence)   1, 4, 9
TAM Yuk Yin, Denise                                             AQW022     Licensed Representative (Provisional Licence)   1, 4
TAN Rina                                                        AQT258     Licensed Representative (Provisional Licence)   1, 4
TANG Hing Pang, Donmany                                         AEX291     Licensed Representative (Provisional Licence)   1, 6
TANG Kei Yan                                                    AQU598     Licensed Representative (Provisional Licence)   1, 4
TANG King Hong                                                  AQU165     Licensed Representative (Provisional Licence)   4
TANG Oi Ling                                                    ADO934     Licensed Representative (Provisional Licence)   4
TANG Siu Yin                                                    AQW614     Licensed Representative (Provisional Licence)   1
TERAI Fumi                                                      AQS809     Licensed Representative (Provisional Licence)   1
TO Wai Chi, Sabrina                                             AQQ031     Licensed Representative (Provisional Licence)   4
TONG Cheuk Wai, Tony                                            AQW016     Licensed Representative (Provisional Licence)   3
TONG Hing Lung                                                  AQW032     Licensed Representative (Provisional Licence)   1
TONG Shaojing                                                   AQY871     Licensed Representative (Provisional Licence)   1
TRIPAJAYAKORN Pangkhum                                          AQK105     Licensed Representative (Provisional Licence)   1
TSAI Alfred                                                     ACC552     Licensed Representative (Provisional Licence)   1, 2
TSANG Yuen Pui, Joannie                                         AQY749     Licensed Representative (Provisional Licence)   1
TSE Koon Ming                                                   AQR306     Licensed Representative (Provisional Licence)   1
TSE Wai Luen, William                                           AQT276     Licensed Representative (Provisional Licence)   1, 6
TSUI Hui-Wen                                                    AGI191     Licensed Representative (Provisional Licence)   4, 6
TSUI Kwong Fai                                                  AFS774     Licensed Representative (Provisional Licence)   1
TUNG Yiu Kei, Kenneth                                           AQS812     Licensed Representative (Provisional Licence)   4
VADLAMANI Subramanya Srikanth                                   AQX049     Licensed Representative (Provisional Licence)   4
VALTE III Fernando Shotwell                                     AQQ199     Licensed Representative (Provisional Licence)   1
WANG Daina                                                      AQU588     Licensed Representative (Provisional Licence)   1
WANG Tse Chieh                                                  AQS925     Licensed Representative (Provisional Licence)   1, 2, 4
WANG Ying Hua                                                   AQJ207     Licensed Representative (Provisional Licence)   2
WHITTALL Matthew St Clair                                       AQU887     Licensed Representative (Provisional Licence)   4
WIECZOREK Michael                                               AQT034     Licensed Representative (Provisional Licence)   1
WIELOWIEYSKI-IPNARSKI Adam Raymond Julian Maurice Jan-Nepomucen AQK239     Licensed Representative (Provisional Licence)   1, 2
WONG Chun Lun                                                   AQE929     Licensed Representative (Provisional Licence)   1, 2
WONG Ho Yin                                                     AQS653     Licensed Representative (Provisional Licence)   1, 2
WONG Hon Lam                                                    AQQ041     Licensed Representative (Provisional Licence)   4
WONG Janet Hoi Ching                                            AQU590     Licensed Representative (Provisional Licence)   1, 6
WONG Man Hon, Aero                                              AQQ428     Licensed Representative (Provisional Licence)   4
WONG Pak Yan                                                    AMU238     Licensed Representative (Provisional Licence)   4, 9
WONG Schenken                                                   AQS494     Licensed Representative (Provisional Licence)   1, 2
WONG Siu Yung                                                   AQX385     Licensed Representative (Provisional Licence)   1, 4, 9




                                                                         14 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.     Licence Type                                    Types of Regulated Activity
WONG Sook Kwun, Ophelia                                       AFO337     Licensed Representative (Provisional Licence)   4
WONG Sze Man                                                  AQS231     Licensed Representative (Provisional Licence)   1, 6
WONG Sze Sze                                                  AQR527     Licensed Representative (Provisional Licence)   1
WONG Tsin Hing                                                AQQ039     Licensed Representative (Provisional Licence)   4
WONG Wai Ho                                                   AQQ042     Licensed Representative (Provisional Licence)   4
WONG Wai Kuen                                                 ABP501     Licensed Representative (Provisional Licence)   1
WU Mei Yuk                                                    AQU094     Licensed Representative (Provisional Licence)   1, 2
WU Pui Shan                                                   AQQ436     Licensed Representative (Provisional Licence)   4
WUNG Sheng-Bin                                                AQS401     Licensed Representative (Provisional Licence)   1, 4
XIA Steven Kai                                                AQW627     Licensed Representative (Provisional Licence)   1
XIE Jinhui                                                    AQO522     Licensed Representative (Provisional Licence)   1, 2
XIE Jinling                                                   AQQ666     Licensed Representative (Provisional Licence)   1, 6
XIONG Hui                                                     AQV261     Licensed Representative (Provisional Licence)   1, 4, 6
XU Bin                                                        AQX592     Licensed Representative (Provisional Licence)   1, 6
XU Yongjiu                                                    AQU246     Licensed Representative (Provisional Licence)   1, 6
XUE Ying                                                      AQW522     Licensed Representative (Provisional Licence)   6
YANO Tomoko                                                   AQN971     Licensed Representative (Provisional Licence)   9
YEE Wai Lun                                                   AQU412     Licensed Representative (Provisional Licence)   4
YEUNG Chun Kit                                                AQU429     Licensed Representative (Provisional Licence)   1, 6
YEUNG Ka Yat                                                  AQY203     Licensed Representative (Provisional Licence)   1, 2
YEUNG Sin                                                     AQU160     Licensed Representative (Provisional Licence)   4
YEUNG Wai Kin                                                 AMF681     Licensed Representative (Provisional Licence)   2
YEUNG Wing Yee, Cecilia                                       AQU954     Licensed Representative (Provisional Licence)   1
YIM Yin Ha, Eileen                                            AQX365     Licensed Representative (Provisional Licence)   4
YIP Pui Ching                                                 AQS918     Licensed Representative (Provisional Licence)   1
YU Cheung Ling, Kelly                                         AQQ084     Licensed Representative (Provisional Licence)   4
YU Chun Ming                                                  AQW510     Licensed Representative (Provisional Licence)   4
YU Ka Hung                                                    AQS495     Licensed Representative (Provisional Licence)   9
YU Kin Lok                                                    AQU140     Licensed Representative (Provisional Licence)   4
YU Min                                                        AQW376     Licensed Representative (Provisional Licence)   1, 6
YU Pik Sim                                                    AQX572     Licensed Representative (Provisional Licence)   1, 4, 9
YUAN Nelson Chien                                             AKY987     Licensed Representative (Provisional Licence)   1, 9
YUEN Kin Hang                                                 AQT297     Licensed Representative (Provisional Licence)   1
ZENG Jiamin                                                   AQT318     Licensed Representative (Provisional Licence)   1, 4
ZHANG Ying                                                    AQY465     Licensed Representative (Provisional Licence)   4
ZHAO Liujun                                                   ANR808     Licensed Representative (Provisional Licence)   1, 6
ZHENG Yuan                                                    AQM633     Licensed Representative (Provisional Licence)   4
ZHOU Yajiang                                                  ANT733     Licensed Representative (Provisional Licence)   1
ZHU Liliang                                                   AQW227     Licensed Representative (Provisional Licence)   1
ZHU Mengyao                                                   AQU630     Licensed Representative (Provisional Licence)   1, 6
ZHU Ning                                                      AQX040     Licensed Representative (Provisional Licence)   4
ZHU Xu                                                        AQU126     Licensed Representative (Provisional Licence)   1
ZHU Zhenyu                                                    AQW435     Licensed Representative (Provisional Licence)   1
ANTONELLI Christopher George                                  AQJ320     Licensed Representative (Temporary Licence)     1
BARRON Alana                                                  ARD435     Licensed Representative (Temporary Licence)     1




                                                                       15 of 16
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2008
CE Name                                                       CE No.     Licence Type                                  Types of Regulated Activity
BERNAYS Lucy Monica                                           AQN258     Licensed Representative (Temporary Licence)   1
BUCHINSKI Trevor                                              AQM553     Licensed Representative (Temporary Licence)   4
CHINNERY Michelle Anne                                        ARD431     Licensed Representative (Temporary Licence)   1
FROST Michael                                                 AHQ485     Licensed Representative (Temporary Licence)   1, 2
HOWE Christian John                                           AQN996     Licensed Representative (Temporary Licence)   1, 2
IP Angela Sin-Yue                                             ANN456     Licensed Representative (Temporary Licence)   2
LACHS Jessica Lee                                             AQL411     Licensed Representative (Temporary Licence)   1, 6
LAM Eric Christopher                                          AQA564     Licensed Representative (Temporary Licence)   1, 2
LATHAM Ritchie Stephen                                        AQP593     Licensed Representative (Temporary Licence)   1, 2
LEUNG Andrew Jason                                            ANV051     Licensed Representative (Temporary Licence)   1, 2
LUU Stephen                                                   AQW769     Licensed Representative (Temporary Licence)   1
NESBITT Paul John Russell                                     ALS754     Licensed Representative (Temporary Licence)   4
TAMURA Hiromichi                                              APQ492     Licensed Representative (Temporary Licence)   4
TREVOR Stephen Spaulding                                      ACR194     Licensed Representative (Temporary Licence)   1
TUMBRIDGE Mark Raymond                                        APJ986     Licensed Representative (Temporary Licence)   1, 2
WINDSOR Richard Hector Stanley                                AOX940     Licensed Representative (Temporary Licence)   4




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