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MT548 Codes - Citibank

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MT548 Codes - Citibank Powered By Docstoc
					                Citi ISO 15022 MT 548 Status/Reason Codes List (As of SR2010)
25D Status      25D Status Code      24B Reason     24B Reason      Corresponding Citibank    Description                                                                     REAS Narrative Information
Qualifier                            Qualifier      Code            Code for 7775 messages

CPRC            CAND                 CAND           CANI                        89            Cancelled by Yourselves                                                       Not Required
CPRC            CAND                 CAND           NARR                  Not Supported       Narrative - Cancellation Reason                                               N/A
CPRC            CANP                 CANP           CONF                        92            Pending Cancellation; awaiting confirmation of cancellation from counterparty Not Required

CPRC            CANP                 CANP           NARR                 Not Supported        Narrative - Pending Cancellation                                                N/A
CPRC            DEND                 DEND           DCAN                       89             Denied Since Already Cancelled                                                  Not Required
CPRC            DEND                 DEND           DPRG                       89             Denied Since in Progress                                                        Not Required
CPRC            DEND                 DEND           DREP                       89             Denied Since Repo Ended                                                         Not Required
CPRC            DEND                 DEND           DSET                       89             Denied Since Already Settled                                                    Not Required
CPRC            DEND                 DEND           NARR                       89             Narrative - Denied Reason                                                       Mandatory (see Note 1)
CPRC            PACK                 N/A            N/A                  Not Supported        Cancellation Accepted for Further Processing                                    Not Required
CPRC            REJT                 REJT           NRGM                 Not Supported        No Match                                                                        N/A
CPRC            REJT                 REJT           NRGN                       89             Not Found                                                                       N/A

CPRC status will be used if a cancellation request was sent by client. The related message reference (RELA) in the MT548 LINK sequence will be the reference
number of the cancellation instruction sent in by the client.

Note 1: To be used for all manual denial of cancellations. Mandatory narrative - Transaction Not Found


25D Status      25D Status Code      24B Reason     24B Reason      Corresponding Citibank    Description                                                                     REAS Narrative Information
Qualifier                            Qualifier      Code            Code for 7775 messages

IPRC            CAND                 CAND           CANI                       89             Cancelled by Yourselves                                                         Not Required
IPRC            CAND                 CAND           CANS                       89             Cancelled By System                                                             Not Required
IPRC            CAND                 CAND           CSUB                       89             Cancelled by Agent                                                              Not Required
IPRC            CAND                 CAND           NARR                       89             Narrative - Cancellation Reason                                                 Mandatory
IPRC            CANP                 CANP           CONF                  Not Supported       Pending Cancellation; awaiting confirmation of cancellation from counterparty   Not Required

IPRC            CANP                 CANP           NARR                  Not Supported       Narrative - Pending Cancellation                                                N/A
IPRC            CGEN                 CGEN           TRAN                  Not Supported                                                                                       N/A
IPRC            CPRC                 N/A            N/A                        89             Cancellation Request                                                            Not Required
IPRC            PACK                 N/A            N/A                  Not Supported        Cancellation Acknoweledged/Accepted for Further Processing                      N/A
IPRC            PACK                 PACK           NARR                 Not Supported        Acknowledgement Narrative                                                       N/A
IPRC            PACK                 PACK           SMPG                 Not Supported        Market Practice Rule Discrepancy                                                N/A
IPRC            REJT                 REJT           BATC                 Not Supported        Processing Batch Rejection                                                      N/A
IPRC            REJT                 REJT           CADE                  Not Supported       Repurchase Call Delay Rejection                                                 N/A
IPRC            REJT                 REJT           CAEV                 Not Supported        Corporate Action Rejection                                                      N/A
IPRC            REJT                 REJT           CASH                 Not Supported        Cash Account Rejection                                                          N/A
IPRC            REJT                 REJT           CASY                       89             Impossible Cash Settlement System                                               Optional
IPRC            REJT                 REJT           DDAT                 Not Supported        Settlement Date Rejection                                                       N/A
IPRC            REJT                 REJT           DDEA                 Not Supported        Deal Price Rejection                                                            N/A
IPRC            REJT                 REJT           DEPT                 Not Supported        Place of Settlement Rejection                                                   N/A
IPRC            REJT                 REJT           DMON                 Not Supported        Settlement Amount Rejection                                                     N/A
IPRC            REJT                 REJT           DQUA                 Not Supported        Quantity Rejection                                                              N/A
IPRC            REJT                 REJT           DSEC                 76 (See Note 3)      Security Rejection                                                              Mandatory (See Note 4)
IPRC            REJT                 REJT           DTRD                 Not Supported        Trade Date Rejection                                                            N/A
IPRC            REJT                 REJT           FORF                 Not Supported        Forfeit Repurchase Amount Rejection                                             N/A
IPRC            REJT                 REJT           ICAG                 Not Supported        Agent Rejection                                                                 N/A
IPRC            REJT                 REJT           ICUS                 Not Supported        Receiving or Delivering Custodian Rejection                                     N/A
IPRC            REJT                 REJT           IEXE                 Not Supported        Buyer or Seller Rejection                                                       N/A
IPRC            REJT                 REJT           IIND                 Not Supported        Common Reference Rejection                                                      N/A
IPRC            REJT                 REJT           LATE                 Not Supported        Too Late                                                                        N/A
IPRC            REJT                 REJT           MINO                       89             Minimum Settlement Amount                                                       Mandatory
IPRC            REJT                 REJT           MISM                  Not Supported       Invalid Requested Message Type                                                  N/A
IPRC            REJT                 REJT           MUNO                       89             Multiple Settlement Amount                                                      Mandatory
IPRC            REJT                 REJT           NARR                       89             Narrative - Rejection Reason                                                    Mandatory
IPRC            REJT                 REJT           NCRR                 Not Supported        Settlement Amount Currency Rejection                                            N/A
IPRC            REJT                 REJT           NRGM                 Not Supported        No Match                                                                        N/A
IPRC            REJT                 REJT           NRGN                 Not Supported        Not Found                                                                       N/A


                                                                                                            Page 1 of 4
IPRC            REJT                  REJT           PHYS                 Not Supported       Physical Settlement Impossible                            N/A
IPRC            REJT                  REJT           PLCE                  Not Supported      Place of Trade Rejection                                  N/A
IPRC            REJT                  REJT           REPA                 Not Supported       Repurchase Amount Rejection                               N/A
IPRC            REJT                  REJT           REPO                 Not Supported       Repurchase Rate Rejection                                 N/A
IPRC            REJT                  REJT           REPP                 Not Supported       Repurchase Premium Amount Rejection                       N/A
IPRC            REJT                  REJT           RERT                 Not Supported       Repurchase Rate Type Rejection                            N/A
IPRC            REJT                  REJT           RSPR                  Not Supported      Repurchase Rate Spread Rejection                          N/A
IPRC            REJT                  REJT           RTGS                 Not Supported       Impossible to use the RTGS system instructed              N/A
IPRC            REJT                  REJT           SAFE                  Not Supported      Safekeeping Account Rejection                             N/A
IPRC            REJT                  REJT           SETR                 79 (See Note 3)     Settlement Transaction Rejection                          Mandatory (See Note 4)
IPRC            REJT                  REJT           TERM                  Not Supported      Closing Date/Time Rejection                               N/A
IPRC            REJT                  REJT           VASU                 Not Supported       Variable Rate Support Rejection                           N/A


Note 2: IPRC/CAND/CAND/CANS will be used to confirm cancellation through Aged Fail Management.

Note 3: When REJT Status/Reason is used, Citibank will not reject the client instruction.

Note 4: Mandatory narrative: DSEC - Securities Restricted Local Ownership Only; SETR - Trade Prohibited By Local Regulation.


25D Status      25D Status Code       24B Reason     24B Reason      Corresponding Citibank   Description                                               REAS Narrative Information
Qualifier                             Qualifier      Code            Code for 7775 messages

MTCH            NMAT                  NMAT           CADE                       89            Disagreement Repurchase Call Delay                        Optional
MTCH            NMAT                  NMAT           CLAT                       89            Counterparty Too Late for Matching                        Not Required
MTCH            NMAT                  NMAT           CMIS                       30            Matching Instruction Not Found                            Not Required
MTCH            NMAT                  NMAT           CPCA                       38            Counterparty Cancelled Instruction                        Not Required
MTCH            NMAT                  NMAT           DDAT                       26            Disagreement Settlement Date                              Mandatory
MTCH            NMAT                  NMAT           DDEA                       89            Disagreement Deal Price                                   Optional
MTCH            NMAT                  NMAT           DELN                       89            Disagreement Direction of Trade                           Not Required
MTCH            NMAT                  NMAT           DEPT                       89            Disagreement Place of Settlement                          Mandatory
MTCH            NMAT                  NMAT           DMON                       21            Disagreement Settlement Amount                            Mandatory
MTCH            NMAT                  NMAT           DQUA                       22            Disagreement Quantity                                     Mandatory
MTCH            NMAT                  NMAT           DSEC                       24            Disagreement Security                                     Mandatory
MTCH            NMAT                  NMAT           DTRA                       33            Not Recognized                                            Not Required
MTCH            NMAT                  NMAT           DTRD                       18            Disagreement Trade Date                                   Mandatory
MTCH            NMAT                  NMAT           FORF                       89            Disagreement Forfeit Repurchase Amount                    Optional
MTCH            NMAT                  NMAT           FRAP                       25            Disagreement Payment Code                                 Not Required
MTCH            NMAT                  NMAT           ICAG                       23            Incorrect Agent                                           Mandatory
MTCH            NMAT                  NMAT           ICUS                       89            Disagreement receiving or delivering custodian            Mandatory
MTCH            NMAT                  NMAT           IEXE                       89            Incorrect Buyer or Seller                                 Mandatory
MTCH            NMAT                  NMAT           IIND                       89            Disagreement common reference                             Mandatory
MTCH            NMAT                  NMAT           LATE                 89 (see Note 5)     Customer's Instruction Too Late for Matching              Not Required
MTCH            NMAT                  NMAT           LEOG                       89            Disagreement Letter of Guarantee                          Not Required
MTCH            MACH                  N/A            N/A                        90            Matched                                                   Not Required
MTCH            NMAT                  NMAT           NARR                       61            Customer's Instruction Received after Citibank Deadline   Mandatory
MTCH            NMAT                  NMAT           NCRR                       89            Disagreement Currency Settlement Amount                   Mandatory
MTCH            NMAT                  NMAT           NMAS                       98            No Matching Started                                       Not Required
MTCH            NMAT                  NMAT           PHYS                       89            Disagreement Physical Settlement                          Not Required
MTCH            NMAT                  NMAT           PLCE                       89            Disagreement Place of Trade                               Mandatory
MTCH            NMAT                  NMAT           PODU                       63            Possible Duplicate Transaction                            Optional
MTCH            NMAT                  NMAT           REGD                       89            Disagreement registration details                         Optional
MTCH            NMAT                  NMAT           REPA                       89            Disagreement Repurchase Amount                            Optional
MTCH            NMAT                  NMAT           REPO                       89            Disagreement Repurchase Rate                              Optional
MTCH            NMAT                  NMAT           REPP                       89            Disagreement Repurchase Premium Amount                    Optional
MTCH            NMAT                  NMAT           RERT                       89            Disagreement Repurchase Rate Type                         Optional
MTCH            NMAT                  NMAT           RSPR                       89            Disagreement Repurchase Rate Spread                       Optional
MTCH            NMAT                  NMAT           RTGS                       89            Counterparty is RGTS/non-RGTS                             Optional
MTCH            NMAT                  NMAT           SAFE                       89            Disagreement Safekeeping Account                          Mandatory
MTCH            NMAT                  NMAT           SETR                       89            Disagreement Settlement Transaction                       Optional
MTCH            NMAT                  NMAT           SETS                       89            Disagreement Settlement System/Method                     Not Required
MTCH            NMAT                  NMAT           TERM                       89            Disagreement Closing Date/Time                            Optional
MTCH            NMAT                  NMAT           TXST                       89            Disagreement Tax Status                                   Optional
MTCH            NMAT                  NMAT           VASU                       89            Disagreement Variable Rate Support                        Optional




                                                                                                            Page 2 of 4
Note 5: For LATE, MTCH/NMAT status to be used prior to contractual settlement date; SETT/PENF status to be used on or after contractual settlement date.


25D Status      25D Status Code      24B Reason    24B Reason      Corresponding Citibank    Description                                                                 REAS Narrative Information
Qualifier                            Qualifier     Code            Code for 7775 messages

SETT            PEND                 PEND          CYCL                       89             Awaiting Next Settlement Cycle                                              Not Required
SETT            PEND                 PEND          FUTU                       89             Awaiting Settlement Date                                                    Not Required
SETT            PEND                 PEND          NARR                       93             Pre-matched with Market                                                     Not Required
SETT            PEND                 PEND          NMAS                       95             No Matching Required                                                        Not Required
SETT            PEND                 PEND          TAMM                       89             Trade Amended in Market                                                     Optional
SETT            PEND/F               PEND/F        BATC                       89             Processing Batch Difference                                                 Optional
SETT            PEND/F               PEND/F        BLOC                       89             Account Blocked                                                             Optional
SETT            PEND/F               PEND/F        CAIS                       81             Awaiting Securities (Corporate Action)                                      Not Required
SETT            PEND/F               PEND/F        CHAS                       89             Enquiry Sent                                                                Optional
SETT            PEND/F               PEND/F        CLAC                       34             Counterparty Insufficient Securities                                        Not Required
SETT            PEND/F               PEND/F        COLL                       52             Securities Pledged as Collateral                                            Not Required
SETT            PEND/F               PEND/F        CPEC                       89             Counterparty in receivership                                                Not Required
SETT            PEND/F               PEND/F        DEPO                       89             Refused Deposit for Issue of Depositary Receipts                            Not Required
SETT            PEND/F               PEND/F        DOCC                       32             Awaiting Documents/Endorsements from Counterparty                           Optional
SETT            PEND/F               PEND/F        DOCY                       89             Awaiting Documents/Endorsements from You                                    Mandatory
SETT            PEND/F               PEND/F        FLIM                       84             Maximum Foreign Limit Reached                                               Optional
SETT            PEND/F               PEND/F        GLOB                       89             Global Form Securities                                                      Not Required
SETT            PEND/F               PEND/F        GUAD                       89             Guaranteed Delivery Indicator                                               Not Required
SETT            PEND/F               PEND/F        INCA                       89             Income Adjustment Required                                                  Optional
SETT            PEND/F               PEND/F        LAAW                       89             Awaiting Other Transaction                                                  Optional
SETT            PEND/F               PEND/F        LACK                       15             Lack of Securities                                                          Optional
SETT            PEND/F               PEND/F        LALO                       50             Securities are Loaned Out                                                   Not Required
SETT            PEND/F               PEND/F        LINK                       16             Pending Linked Transaction                                                  Optional
SETT            PEND/F               PEND/F        MINO                       89             Minimum Settlement Amount                                                   Mandatory
SETT            PEND/F               PEND/F        MONY                       10             Insufficient Money                                                          Optional
SETT            PEND/F               PEND/F        MUNO                       17             Multiple Settlement Amount                                                  Mandatory
SETT            PEND/F               PEND/F        NARR                       89             Narrrative - Pending Reason                                                 Mandatory
SETT            PEND/F               PEND/F        NCON                       89             Confirmation Not Received                                                   Not Required
SETT            PEND/F               PEND/F        NEWI                       56             New Issues                                                                  Not Required
SETT            PEND/F               PEND/F        NOFX                       89             No Foreign Exchange Transaction                                             Not Required
SETT            PEND/F               PEND/F        PART                       89             Trade Settles in Partials                                                   Not Required
SETT            PEND/F               PEND/F        PHSE                       89             Physical Delivery Delay                                                     Not Required
SETT            PEND/F               PEND/F        PREA                 Not Supported        Pre-advice Instructed                                                       N/A
SETT            PEND/F               PEND/F        REFS                       85             Not in Good Order                                                           Mandatory
SETT            PEND/F               PEND/F        SBLO                       53             Securities Blocked                                                          Not Required
SETT            PEND/F               PEND/F        SDUT                       87             Lack of Stamp Duty Information                                              Not Required
SETT            PEND/F               PEND/F        YCOL                       89             Collateral Shortage                                                         Optional
SETT            PEND/F               PEND/F        AWSH                       64             Awaiting Securities from Counterparty                                       Not Required
SETT            PEND/F               PEND/F        CLHT                       89             Instructed Settlement Date does not afree with the settlement date on the   Not Required
                                                                                             Clearing House transaction (specific to India)
SETT            PEND/F               PEND/F        CMON                       36             Counterparty Insufficient Money                                             Not Required
SETT            PEND/F               PEND/F        DENO                       89             Unavailable deliverable denominated quantity                                Optional
SETT            PEND/F               PEND/F        DISA                       89             Natural disaster resulting in the closing of financial institutions         Not Required
SETT            PEND/F               PEND/F        DKNY                       43             Counterparty Returned Shares                                                Not Required
SETT            PEND/F               PEND/F        FROZ                       72             Securities frozen at CDS (blocked following corporate event                 Not Required
SETT            PEND/F               PEND/F        PHCK                       48             Physical securities verification process (being checked for authenticity)   Not Required
SETT            PEND/F               PEND/F        PRCY                       89             Counterparty instructed pre-advice (not NEWM)                               Not Required
SETT            PEND/F               PEND/F        REGT                       89             Certificates rejected (lodged with registrar but rejected for incompler     Mandatory
                                                                                             documentation or foreign ownership limit reached)
SETT            PEND/F         (see PEND/F         AWMO                       69             Awaiting Money                                                              Not Required
                Note 6)
SETT            PENF                 PENF          BENO                       27             Beneficial Ownership Disagreement                                           Mandatory
SETT            PENF                 PENF          BYIY                       46             Buy-in Procedure                                                            Optional
SETT            PENF                 PENF          CANR                 62 (see Note 8)      Cancellation/Confirmation Request                                           Not Required
SETT            PENF                 PENF          CERT                       89             Wrong Certificate Numbers                                                   Mandatory
SETT            PENF                 PENF          CLAT                       89             Counterparty Too Late for Settlement                                        Not Required
SETT            PENF                 PENF          LATE                 89 (see Note 7)      Too Late for Settlement                                                     Not Required
SETT            PENF                 PENF          MLAT                       59             Money Too Late for Settlement                                               Not Required
SETT            PENF                 PENF          OBJT                       89             Under Objection                                                             Optional
SETT            PENF                 PENF          SETS                       89             Settlement System/Method Modified                                           Not Required



                                                                                                           Page 3 of 4
SETT             PENF                   PENF            STCD                          89              Confirmation Discrepancy                                     Mandatory


Note 6: PEND status to be used prior to contractual settlement date; PENF status to be used on or after contractual settlement date.

Note 7: For LATE, MTCH/NMAT status to be used prior to contractual settlement date; SETT/PENF status to be used on or after contractual settlement date.

Note 8: For Aged Fail Management, SETT/PENF/PENF/CANR will be used for cancellation requests to clients.


Existing Citibank Fail Reason Codes to be Reported via Reason Narrative

25D Status       25D Status Code        24B Reason      24B Reason       Corresponding Citibank       Description                                                  REAS Narrative Information
Qualifier                               Qualifier       Code             Code for 7775 messages

SETT             PEND                   PEND            NARR                         3                Documents Sent to Transfer Agent (used in Moscow only)       Mandatory
SETT             PEND                   PEND            NARR                         4                Documents Sent to Registrar (used in Moscow only)            Mandatory
SETT             PEND                   PEND            NARR                         5                Documents Rejected by Transfer Agent (used in Moscow only)   Mandatory
SETT             PEND/F                 PEND/F          NARR                         20               (Region A only) Counterparty Instructions do not match       Optional
SETT             PEND/F                 PEND/F          NARR                         60               Incomplete Client Instruction                                Mandatory


Note 9: PEND status to be used prior to contractual settlement date; PENF status to be used on or after contractual settlement date.


Update August 19, 2005 - For Aged Fail Management, replacement of IPRC/CPRC with SETT/PENF/PENF/CANR for cancellation requests to clients.




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