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					Financial services for institutional investors
Our know-how                            Your advantage




Company profile

As an independent company listed by the Federal Financial
Supervisory Authority (Bundesanstalt für Finanzdienstleistungs-
aufsicht, BaFin), we act as an investment and contract broker
between institutional clients in accordance with the German
Banking Act.


1.1 Client information

MGW mbH is a financial services institution in accordance with
Art. 1 (1a) section 1 of the German Banking Act (KWG) and thus
an investment services company pursuant to Art. 2 (4) of the
German Securities Trading Act (WpHG). As such it is regulated
by the Federal Financial Supervisory Authority (BaFin) and/or the
German Federal Bank. The company’s operates as a broker for
financial, securities and currency transactions, and loans (34c
German Industrial Code/GewO)
MGW mbH brokers financial instruments exclusively among mar-
ket participants who conduct these transactions as part of their
ordinary business activities. In exchange for its services, MGW
mbH receives a brokerage fee (commission) agreed with the
client in advance.
MGW mbH manages no portfolios of its own and has no access
to client deposits or client funds. Brokering in the money-market
sector is accomplished exclusively via deposit-insured financial
institutes. No investment advice is provided. It is not possible to
have a business relationship to MGW mbH as an individual client.
Our know-how                           Your advantage




Company profile


1.2 Products

Securities
public sector bonds, covered bonds, bearer bonds, corporate
bonds and structured bonds issued as instruments payable to
bearer or inscribed stock:

  fix coupon bonds
  floating rate note (FRN)
  zero coupon

Bonded loans
with classification as customer or interbank money

  fix coupon bonds
  floating rate note (FRN)
  zero coupon

Savings bank bonds

Tier 3 capital

Time deposits
as customer or interbank money with different maturities


1.3 Clients

Our clients domestically and in foreign European countries

  Public law and independent savings banks
  Cooperative banks
  Mortgage banks
  State banks
  Commercial and private banks
  Building societies
  Federal government and states
  Insurance companies
  Industrial enterprises
  Towns, counties and municipalities
  Municipal associations
  Public utility companies
Our know-how                              Your advantage




Company profile


1.4 Procedures

Below we provide a list of the services performed and/or offered
by MGW for our existing and future clients:

Brokering of securities transactions

Following initial contact with or via a market participant, the
company looks for a counterparty for the remaining supply or
demand.
Once a counterparty for the transaction has been found, MGW
mbH brokers between the two parties by telephone. Thus, orders
can be accepted and executed simultaneously.
Both parties receive a transaction confirmation promptly follow-
ing finalisation by telephone – including information about the
buyer and/or seller, securities description, securities identification
number, amount, closing date, trading time, trading value dates,
interest date, due date, delivery modalities as well as amount of
agreed brokerage fee – dispatched the same day by post (and
in advance by fax).
Settlement is handled directly between the parties and is usually
effected as “payment against delivery” via intermediate clearing
houses ( clearstream, euroclear etc.).


Brokering fixed-term deposits

Brokering of fixed-term deposits is executed by and large in the
same way as securities transactions.
In exchange for its services, MGW mbH receives a brokerage fee
(commission) agreed with the borrowing bank in advance.
The lending bank and the borrowing bank receive a transaction
confirmation promptly following finalisation by telephone, inclu-
ding information about the amount, interest rate, interest me-
thod, term and account details. The provision of the investment
amount is transacted with fixed value dates exclusively to the
investor’s benefit directly into the account of the borrowing bank,
which promptly confirms receipt thereof.
Extensive account opening documents are not required. Due to
legal regulations, however, the borrowing bank is obligated to
check the investor’s legitimacy. An employee of MGW mbH will
contact you two days before the due date to discuss extension
options or to agree payment.
Our service                       Your gain




 Our team


 Andreas von Nolcken
 Tel +49 (0) 89 672 08 230
 a.nolcken@mgw-muenchen.de

 Helmuth Huber
 Tel +49 (0) 89 672 08 200
 h.huber@mgw-muenchen.de

 Christian Thumerer
 Tel +49 (0) 89 672 08 160
 c.thumerer@mgw-muenchen.de

 Thomas Dunne
 Tel +49 (0) 89 672 08 150
 t.dunne@mgw-muenchen.de

 Maren Frank
 Tel +49 (0) 89 672 08 175
 m.frank@mgw-muenchen.de

 Carla Ritz
 Tel +49 (0) 89 672 08 180
 c.ritz@mgw-muenchen.de

 Nicole Seiler-Oliveira
 Tel +49 (0) 89 672 08 170
 n.seiler@mgw-muenchen.de

 Vanessa Moormann
 +49 (0) 89 672 08 190
 v.moormann@mgw-muenchen.de

 Julia Scheidwimmer
 +49 (0) 89 672 08 120
 j.scheidwimmer@mgw-muenchen.de
Our service                       Your gain




 Our team


 Andreas Hirschbrunn
 +49 (0) 89 672 08 125
 a.hirschbrunn@mgw-muenchen.de

 Denny Woschech-Jurisch
 +49 (0) 89 672 08 110
 d.woschech@mgw-muenchen.de

 Constanze Huber
 +49 (0) 89 672 08 195
 c.huber@mgw-muenchen.de

 Sabrina Müller
 +49 (0) 89 672 08 185
 s.mueller@mgw-muenchen.de

 Dominik Huber
 +49 (0) 89 672 08 130
 d.huber@mgw-muenchen.de


 Telefax: +49 (0) 89 672 08 300
Tel +49 (0) 89 672 08 100                        Information




 Contact


 MGW
 Gesellschaft für Geld- und Wertpapiervermittlung mbH München

 Raiffeisenallee 16
 82041 Oberhaching
 Germany

 Tel +49 (0) 89 672 08 100
 Fax+49 (0) 89 672 08 300

 Web:
 www.mgw-muenchen.de

 Email:
 info@mgw-muenchen.de

 REUTERS: MGW01
 BLOOMBERG: mgw1@bloomberg.net

 Trade register:
 Trade Register B 155203 District Court Munich

 Managing partners:
 Andreas von Nolcken (Munich)
 Helmuth Huber (Soyen)

 Supervisory authorities:
 Bundesanstalt für Finanzdienstleistungsaufsicht
 Graurheindorfer Straße 108
 53 117 Bonn
 Germany

 Tax number:
 DE 143 162 30475
 Inland Revenue Munich

 Bank account:
 HypoVereinsbank AG

				
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posted:9/24/2011
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