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List of Non-Compliant Companies as of Sep 09_ 2011

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List of Non-Compliant Companies as of Sep 09_ 2011 Powered By Docstoc
					                           List of Non-Compliant Companies as of Sep 13, 2011
Each trading day, NASDAQ publishes a list of companies that are non-compliant with its continued
listing standards. In the event of a bankruptcy, a company is added to the list two business days
after notification by NASDAQ. In all other instances of non-compliance, including a delinquent or
otherwise incomplete filing a company is added to the list five business days after
notification.Companies are removed from the list one business day after NASDAQ determines
that it has regained compliance, or the company no longer trades on NASDAQ.

Investors seeking further information may view the Company's filings on the SEC's and/or the
company's website. NASDAQ's continued listing standards can be viewed at:
http://www.nasdaq.com/about/nasdaq_listing_req_fees.pdf


Issuer Name                                      Deficiency                             Market   Notification Date
A-Power Energy Generation Systems, Ltd.          Public Interest Concern                NGS      09/01/2011

     Affected Issue(s):                   APWR


A-Power Energy Generation Systems, Ltd.          Delinquent (12/31/2010 20F)            NGS      09/01/2011

     Affected Issue(s):                   APWR


Agenus Inc.                                      Bid Price                              NCM      03/03/2011

     Affected Issue(s):                   AGEN


Allos Therapeutics, Inc.                         Audit Committee Composition            NGS      08/22/2011

     Affected Issue(s):                   ALTH


American Superconductor Corporation              Delinquent (06/30/2011 10Q)            NGS      08/16/2011

     Affected Issue(s):                   AMSC


American Superconductor Corporation              Delinquent (03/31/2011 10K)            NGS      06/17/2011

     Affected Issue(s):                   AMSC


Ampal-American Israel Corporation                Bid Price                              NGM      08/11/2011

     Affected Issue(s):                   AMPL


Anchor BanCorp Wisconsin Inc.                    Bid Price                              NGS      05/13/2011

     Affected Issue(s):                   ABCW


Anchor BanCorp Wisconsin Inc.                    Market Value of Publicly Held Shares   NGS      08/18/2011

     Affected Issue(s):                   ABCW


Applied Energetics, Inc                          Bid Price                              NCM      12/14/2010

     Affected Issue(s):                   AERG


Arrowhead Research Corporation                   Bid Price                              NCM      12/08/2010

     Affected Issue(s):                   ARWR


Astrotech Corporation                            Bid Price                              NCM      08/30/2011

     Affected Issue(s):                   ASTC


Atlantic Coast Federal Corporation               Audit Committee Composition            NGM      08/25/2011

     Affected Issue(s):                   ACFC




                                                                                                              1 of   8
Issuer Name                                 Deficiency                             Market   Notification Date
Atrinsic, Inc.                              Audit Committee Composition            NCM      07/08/2011

     Affected Issue(s):             ATRN


Atrinsic, Inc.                              Mkt Value/Equity/Net Income            NCM      08/16/2011

     Affected Issue(s):             ATRN


AutoChina International Limited             Delinquent (12/31/2010 20F)            NCM      07/15/2011

     Affected Issue(s):             AUTC


Aware, Inc.                                 Audit Committee Composition            NGM      06/08/2011

     Affected Issue(s):             AWRE


Bank of Granite Corporation                 Bid Price                              NCM      09/22/2010

     Affected Issue(s):             GRAN


Bank of the Carolinas Corporation           Market Value of Publicly Held Shares   NGM      08/25/2011

     Affected Issue(s):             BCAR


Bidz.com, Inc.                              Bid Price                              NCM      08/12/2011

     Affected Issue(s):             BIDZ


BioFuel Energy Corp.                        Bid Price                              NGM      04/20/2011

     Affected Issue(s):             BIOF


Bionovo, Inc.                               Bid Price                              NCM      03/14/2011

     Affected Issue(s):             BNVI


Brooklyn Federal Bancorp, Inc.              Bid Price                              NCM      09/06/2011

     Affected Issue(s):             BFSB


Carver Bancorp, Inc.                        Market Value of Publicly Held Shares   NGM      03/28/2011

     Affected Issue(s):             CARV


Carver Bancorp, Inc.                        Bid Price                              NGM      04/18/2011

     Affected Issue(s):             CARV


CDC Corporation                             Delinquent (12/31/2010 20F)            NGS      07/19/2011

     Affected Issue(s):             CHINA


CDC Software Corporation                    Delinquent (12/31/2010 20F)            NGM      07/22/2011

     Affected Issue(s):             CDCS


Central Federal Corporation                 Bid Price                              NCM      07/13/2011

     Affected Issue(s):             CFBK


China CGame, Inc                            Audit Committee Composition            NGS      08/22/2011

     Affected Issue(s):             CCGM


China CGame, Inc                            Bid Price                              NGS      08/26/2011

     Affected Issue(s):             CCGM




                                                                                                         2 of   8
Issuer Name                                      Deficiency                             Market   Notification Date
China Infrastructure Investment Corporation      Bid Price                              NCM      09/09/2010

     Affected Issue(s):                   CIIC


Commonwealth Bankshares, Inc.                    Equity                                 NGS      08/18/2011

     Affected Issue(s):                   CWBS


Commonwealth Bankshares, Inc.                    Bid Price                              NGS      05/09/2011

     Affected Issue(s):                   CWBS


Commonwealth Bankshares, Inc.                    Market Value of Publicly Held Shares   NGS      05/17/2011

     Affected Issue(s):                   CWBS


Consumer Portfolio Services, Inc.                Market Value of Publicly Held Shares   NGM      08/29/2011

     Affected Issue(s):                   CPSS


Cosi, Inc.                                       Bid Price                              NGM      08/23/2011

     Affected Issue(s):                   COSI


Cosi, Inc.                                       Market Value of Listed Securities      NGM      08/24/2011

     Affected Issue(s):                   COSI


CyberDefender Corporation                        Market Value of Listed Securities      NGM      08/24/2011

     Affected Issue(s):                   CYDE


CyberDefender Corporation                        Bid Price                              NGM      08/30/2011

     Affected Issue(s):                   CYDE


Cybex International, Inc.                        Equity                                 NGM      04/05/2011

     Affected Issue(s):                   CYBI


Cybex International, Inc.                        Bid Price                              NGM      06/16/2011

     Affected Issue(s):                   CYBI


CytRx Corporation                                Bid Price                              NCM      02/18/2011

     Affected Issue(s):                   CYTR


DayStar Technologies, Inc.                       Bid Price                              NCM      04/29/2011

     Affected Issue(s):                   DSTI


Dearborn Bancorp, Inc.                           Delinquent (06/30/2011 10Q)            NGM      08/18/2011

     Affected Issue(s):                   DEAR


DRI Corporation                                  Bid Price                              NCM      06/10/2011

     Affected Issue(s):                   TBUS


EDGAR Online, Inc.                               Market Value of Listed Securities      NCM      07/19/2011

     Affected Issue(s):                   EDGR


eDiets.com, Inc.                                 Market Value of Listed Securities      NCM      01/31/2011

     Affected Issue(s):                   DIET




                                                                                                              3 of   8
Issuer Name                                  Deficiency                    Market   Notification Date
Education Management Corporation             Audit Committee Composition   NGS      03/30/2011

     Affected Issue(s):               EDMC


Educational Development Corporation          Audit Committee Composition   NGM      01/03/2011

     Affected Issue(s):               EDUC


Emmis Communications Corporation             Bid Price                     NGS      08/31/2011

     Affected Issue(s):               EMMS


Empire Resorts, Inc.                         Bid Price                     NGM      02/14/2011

     Affected Issue(s):               NYNY


Ener1 Inc                                    Delinquent (06/30/2011 10Q)   NGS      08/16/2011

     Affected Issue(s):               HEV


Ener1 Inc                                    Bid Price                     NGS      09/06/2011

     Affected Issue(s):               HEV


Energy Focus, Inc.                           Bid Price                     NCM      05/18/2011

     Affected Issue(s):               EFOI


EpiCept Corporation                          Bid Price                     NCM      10/06/2010

     Affected Issue(s):               EPCT


First Place Financial Corp.                  Delinquent (03/31/2011 10Q)   NGS      05/17/2011

     Affected Issue(s):               FPFC


First Place Financial Corp.                  Bid Price                     NGS      08/24/2011

     Affected Issue(s):               FPFC


First Place Financial Corp.                  Delinquent (12/31/2010 10Q)   NGS      02/17/2011

     Affected Issue(s):               FPFC


First Place Financial Corp.                  Delinquent (09/30/2010 10Q)   NGS      11/19/2010

     Affected Issue(s):               FPFC


First Security Group, Inc.                   Bid Price                     NGS      04/04/2011

     Affected Issue(s):               FSGI


FNB United Corp.                             Mkt Value/Equity/Net Income   NCM      03/16/2011

     Affected Issue(s):               FNBN


FNB United Corp.                             Bid Price                     NCM      08/02/2010

     Affected Issue(s):               FNBN


Harris Interactive, Inc.                     Bid Price                     NGS      06/13/2011

     Affected Issue(s):               HPOL


InfoSonics Corp                              Bid Price                     NCM      04/05/2011

     Affected Issue(s):               IFON




                                                                                                 4 of   8
Issuer Name                                          Deficiency                    Market   Notification Date
Joe's Jeans Inc.                                     Bid Price                     NCM      06/08/2011

     Affected Issue(s):                      JOEZ


Keyuan Petrochemicals, Inc.                          Delinquent (12/31/2010 10K)   NGS      04/07/2011

     Affected Issue(s):                      KEYP


Keyuan Petrochemicals, Inc.                          Delinquent (03/31/2011 10Q)   NGS      05/23/2011

     Affected Issue(s):                      KEYP


Keyuan Petrochemicals, Inc.                          Delinquent (06/30/2011 10Q)   NGS      08/17/2011

     Affected Issue(s):                      KEYP


Keyuan Petrochemicals, Inc.                          Public Interest Concern       NGS      07/05/2011

     Affected Issue(s):                      KEYP


Kingtone Wirelessinfo Solution Holding Ltd           Board Independence            NCM      07/05/2011

     Affected Issue(s):                      KONE


Kingtone Wirelessinfo Solution Holding Ltd           Audit Committee Composition   NCM      07/05/2011

     Affected Issue(s):                      KONE


Leap Wireless International, Inc.                    Audit Committee Composition   NGS      08/03/2011

     Affected Issue(s):                      LEAP


Life Partners Holdings Inc                           Delinquent (02/28/2011 10K)   NGS      06/01/2011

     Affected Issue(s):                      LPHI


Life Partners Holdings Inc                           Delinquent (05/31/2011 10Q)   NGS      07/18/2011

     Affected Issue(s):                      LPHI


LiveDeal, Inc.                                       Public Float                  NCM      02/02/2011

     Affected Issue(s):                      LIVE


LiveDeal, Inc.                                       Mkt Value/Equity/Net Income   NCM      05/18/2011

     Affected Issue(s):                      LIVE


Mannatech, Incorporated                              Bid Price                     NGS      08/11/2011

     Affected Issue(s):                      MTEX


Marina Biotech, Inc.                                 Bid Price                     NGM      03/25/2011

     Affected Issue(s):                      MRNA


NetSol Technologies Inc.                             Bid Price                     NCM      09/02/2011

     Affected Issue(s):                      NTWK


NeuroMetrix, Inc.                                    Bid Price                     NCM      09/24/2010

     Affected Issue(s):                      NUROD


Novogen Limited                                      Bid Price                     NCM      07/21/2011

     Affected Issue(s):                      NVGN




                                                                                                         5 of   8
Issuer Name                                   Deficiency                             Market   Notification Date
OptimumBank Holdings, Inc.                    Board Independence                     NCM      01/10/2011

     Affected Issue(s):                OPHC


OptimumBank Holdings, Inc.                    Market Value of Publicly Held Shares   NCM      07/19/2011

     Affected Issue(s):                OPHC


OptimumBank Holdings, Inc.                    Mkt Value/Equity/Net Income            NCM      05/17/2011

     Affected Issue(s):                OPHC


OptimumBank Holdings, Inc.                    Audit Committee Composition            NCM      06/21/2011

     Affected Issue(s):                OPHC


OXiGENE, Inc.                                 Board Independence                     NCM      04/06/2011

     Affected Issue(s):                OXGN


OXiGENE, Inc.                                 Audit Committee Composition            NCM      04/06/2011

     Affected Issue(s):                OXGN


Point.360                                     Bid Price                              NCM      01/12/2011

     Affected Issue(s):                PTSX


Poniard Pharmaceuticals, Inc.                 Bid Price                              NCM      07/20/2010

     Affected Issue(s):                PARD


Pressure BioSciences, Inc.                    Mkt Value/Equity/Net Income            NCM      04/06/2011

     Affected Issue(s):                PBIO


Pressure BioSciences, Inc.                    Bid Price                              NCM      08/15/2011

     Affected Issue(s):                PBIO


Private Media Group, Inc.                     Bid Price                              NGM      03/24/2011

     Affected Issue(s):                PRVT


Private Media Group, Inc.                     Market Value of Publicly Held Shares   NGM      07/21/2011

     Affected Issue(s):                PRVT


ProPhase Labs, Inc.                           Bid Price                              NGM      06/29/2011

     Affected Issue(s):                PRPH


Provident Community Bancshares, Inc.          Market Value of Publicly Held Shares   NCM      07/07/2011

     Affected Issue(s):                PCBS


Provident Community Bancshares, Inc.          Bid Price                              NCM      04/27/2011

     Affected Issue(s):                PCBS


Shiner International, Inc.                    Bid Price                              NCM      09/01/2011

     Affected Issue(s):                BEST


Spire Corporation                             Market Value of Publicly Held Shares   NGM      08/01/2011

     Affected Issue(s):                SPIR




                                                                                                           6 of   8
Issuer Name                                         Deficiency                             Market   Notification Date
Suffolk Bancorp                                     Delinquent (03/31/2011 10Q)            NGS      05/18/2011

     Affected Issue(s):                SUBK


Suffolk Bancorp                                     Delinquent (06/30/2011 10Q)            NGS      08/11/2011

     Affected Issue(s):                SUBK


Technical Communications Corporation                Audit Committee Composition            NCM      05/25/2011

     Affected Issue(s):                TCCO


Telik, Inc.                                         Bid Price                              NCM      04/21/2011

     Affected Issue(s):                TELK


The Princeton Review, Inc.                          Bid Price                              NGM      03/29/2011

     Affected Issue(s):                REVU


The Princeton Review, Inc.                          Audit Committee Composition            NGM      06/24/2011

     Affected Issue(s):                REVU


Trailer Bridge, Inc.                                Market Value of Publicly Held Shares   NGM      08/18/2011

     Affected Issue(s):                TRBR


Trident Microsystems, Inc.                          Bid Price                              NGS      07/18/2011

     Affected Issue(s):                TRID


Trimeris, Inc.                                      Audit Committee Composition            NGM      12/09/2010

     Affected Issue(s):                TRMS


Urologix, Inc.                                      Bid Price                              NCM      08/12/2011

     Affected Issue(s):                ULGX


Waccamaw Bankshares Inc                             Delinquent (12/31/2010 10K)            NGM      04/04/2011

     Affected Issue(s):                WBNK WBNKW


Waccamaw Bankshares Inc                             Delinquent (03/31/2011 10Q)            NGM      05/17/2011

     Affected Issue(s):                WBNK WBNKW


Waccamaw Bankshares Inc                             Delinquent (06/30/2011 10Q)            NGM      08/16/2011

     Affected Issue(s):                WBNK WBNKW


Waccamaw Bankshares Inc                             Market Value of Publicly Held Shares   NGM      06/24/2011

     Affected Issue(s):                WBNK


Waccamaw Bankshares Inc                             Bid Price                              NGM      06/24/2011

     Affected Issue(s):                WBNK


Westinghouse Solar, Inc.                            Mkt Value/Equity/Net Income            NCM      05/06/2011

     Affected Issue(s):                WEST


World Heart Corporation                             Bid Price                              NCM      08/15/2011

     Affected Issue(s):                WHRT




                                                                                                                 7 of   8
Issuer Name                                Deficiency                    Market   Notification Date
Wuhan General Group (China), Inc.          Bid Price                     NCM      05/17/2011

     Affected Issue(s):             WUHN


YRC Worldwide, Inc.                        Shareholder Approval          NGS      07/22/2011

     Affected Issue(s):             YRCW


YRC Worldwide, Inc.                        Public Interest Concern       NGS      07/22/2011

     Affected Issue(s):             YRCW


Zanett Inc.                                Delinquent (06/30/2011 10Q)   NCM      08/17/2011

     Affected Issue(s):             ZANE


Zanett Inc.                                Bid Price                     NCM      07/06/2011

     Affected Issue(s):             ZANE


Zoo Entertainment, Inc.                    Mkt Value/Equity/Net Income   NCM      08/25/2011

     Affected Issue(s):             ZOOG




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