Compliance Certificate This is a form of Compliance Certificate signed by a CEO of a company in connection with the closing of a financing of the company. The CEO represents and warrants in the Compliance Certificate that the company’s representations and warranties in the stock purchase agreement continues to be true and correct and that the Company has complied with all of its agreements, obligations and conditions contained in said agreement.
[NAME OF COMPANY] COMPLIANCE CERTIFICATE The undersigned, , hereby certifies as follows:
1. The undersigned is the duly appointed Chief Executive Officer of [NAME OF COMPANY], a [STATE] corporation (the “Company”). The representations and warranties of the Company set forth in Section of the Series Preferred Stock Purchase Agreement (the “Agreement”) dated ___________, are true and correct in all respects as though made as of the date hereof. 3. The Company has performed and complied with all agreements, obligations and conditions contained in the Agreement that are required to be performed or complied with by the Company on or prior to the Closing. 4. There have been no material adverse changes in the business, affairs, prospects, operations, properties, assets or condition of the Company since [DATE]. The undersigned has executed this certificate as an officer of the Company this _____ day of __________, . 2.
[NAME] Chief Executive Officer