Docstoc

Senior Investment Analyst Retirement Plans in Dallas TX Resume Jeff Rock

Document Sample
Senior Investment Analyst Retirement Plans in Dallas TX Resume Jeff Rock Powered By Docstoc
					                                      JEFF ROCK, CFA
3437 Walington Drive                                                             home 972-964-6893
Plano, Texas 75093                                                               cell 972-896-3124
                                        jeffrock1@verizon.net


                  Senior Investment Analyst | Retirement Plans

Highly motivated investment professional with 13 years of multinational pension & corporate
investment management experience and 4 years in private wealth management. Demonstrated
strong consultative and leadership skills in implementing 401(k) plan conversions, manage key
pension plan and corporate relationships, developed new business relationships and managed high
net worth portfolios. Core competencies include:
     Cash Management                 Investment Management          Relationship Management
     Financial Analysis              Problem Solving                Solid Presentation Skills




                                  CAREER EXPERIENCE

MORGAN STANLEY SMITH BARNEY, Plano, Texas                                               2010-2011
Financial Advisor
    Provide financial planning and investment management solutions to the retail market place
FLUOR CORPORATION, Irving, Texas                                                           2009
Senior Investment Analyst, Contract Position
    Administer and manage the US defined benefit and defined contribution retirement plans
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST, Dallas, Texas                               2008
Assistant Portfolio Manager
    Team portfolio manager on a growing number of client accounts and assisted other managers
       in the implementation and monitoring of investment portfolios

ELECTRONIC DATA SYSTEMS, Plano, Texas                                                   1996 - 2007
Senior Investment Analyst
    Strategically redesigned a $3 billion domestic 401(k) plan and implemented a new unitized
       investment platform increasing employee participation by 20%
    Achieved top quartile growth in a $4 billion domestic defined benefit plan for 5 and 10-year
       periods due to superior manager selection and a aggressive asset allocation policy
    Successfully managed a $250 million insurance portfolio for over five years
    Implemented and managed a $1.5 billion fixed income investment program with six
       relationship banks. Program value added exceeded the composite benchmark by 134bp
    Developed critical investment policy and principles statements for our domestic defined
       benefit and 401(k) pension plans
    Authored key plan documents such as a 401(k) plan prospectus, standard plan documents,
       investment fund fact sheets, employee handbooks and participant communications
                                     JEFF ROCK         Page 2

DIAMOND SHAMROCK / MAXUS ENERGY, Dallas, Texas                                        1985 - 1996
Senior Auditor / Specialist
    Directed both domestic and international audits of drilling activity, gas plant construction,
       worldwide financial operations and joint ventures
    Significant accomplishments include financial recoveries of over a million dollars, and the
       implementation of operational and organization controls that led to a more efficient and
       effective operating environment

PAINE WEBBER & ISFA CORPORATION, Walnut Creek, CA & Dallas, TX 1983 - 1985
Retail Stockbroker
    Provided financial advice and service to clients through portfolio analysis and review
    Grew the business significantly over time as customers gained confidence in my open and
        honest approach to the money management business




                                           EDUCATION
                                 UNIVERSITY OF MICHIGAN
                        Bachelor of Business Administration, Accounting
                                        CFA INSTITUTE
                                    Chartered Financial Analyst
                             INSTITUTE OF INTERNAL AUDITORS
                                   Certified Internal Auditor
                   FINRA LICENSES 7, 66 & LIFE, ACCIDENT, HEALTH INSURANCE




                                        ASSOCIATIONS

                          CFA SOCIETY OF DALLAS / FORT WORTH
                                       Member
                      DFW ASSOCIATION FOR TECHNICAL ANALYSIS
                                     Member
                            GRACE COMMUNITY CHURCH - PLANO
                                      Member

                               HEARTS AND HAMMERS MINISTRY

				
DOCUMENT INFO
Description: Jeff Rock is a highly motivated investment professional with 13 years of multinational pension & corporate investment management experience and 4 years in private wealth management. He has demonstrated strong consultative and leadership skills in implementing 401(k) plan conversions, manage key pension plan and corporate relationships, developed new business relationships and managed high net worth portfolios.