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Saga Share Direct Stocks and Shares ISA Application Form Minimum investment £250 maximum investment £10 200 subject to any subscription to a Cash ISA This subscription relates to the tax year

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Saga Share Direct Stocks and Shares ISA Application Form Minimum investment £250 maximum investment £10 200 subject to any subscription to a Cash ISA This subscription relates to the tax year Powered By Docstoc
					Saga Share Direct
Stocks and Shares ISA Application Form
Minimum investment £250, maximum investment £10,200 (subject to any subscription to a Cash ISA).

This subscription relates to the tax year                       (please complete) and to each subsequent year until further notice.
Please check that the details are correct and make any amendments or additions in ink if necessary. (These must be initialled.) Under current legislation governing ISAs, you must provide
us with your National Insurance Number or confirmation that you do not have one. (If you do not know it see your P60 form, notice of coding or tax return. Otherwise your employer or
tax office may be able to help. If you receive a pension you can find the number on the cover of your pension book.)

   Personal details

    Title                                                                                            E-mail
    First name(s)                                                                                        National Insurance No.
    Surname                                                                                      Please note that if you do not provide a National Insurance Number we may open
                                                                                                 the account at our discretion, but you will have 30 days to supply the number.
                       Date of birth           /            /
                                                                                                                                         Tick here if you do not have one
    Address
                                                                                                 Do you pay tax?                                   Yes           No

                                   Postcode                                                      Is your permanent residence in the UK?           Yes           No
                                                                                                                                          (Please tick as appropiate)
    Previous address (if you have lived at the above address for less than three years)
                                                                                                 What nationality are you?

                                                                                                       Please tick this box if you are acting on behalf of the Investor under a legally
                                   Postcode                                                           appointed authority (refer to the Declaration and Authority section of this form).
    Daytime tel no.                                                                              Please provide evidence, certified as a true copy by a Lawyer, Doctor, Bank Manager,
                                                                                                 Police Officer, Accountant, Justice of the Peace or other suitable professional, of your
    Evening tel no.                                                                              legal appointment or authority to act on behalf of the Investor.


    Application for Authority to Deal by another person
              I would like to permit another person to have dealing access to my account. (Please complete an Authority to Deal Form.)


    Managing your income and fees
    For further information on paying your fees and receiving income, see the Terms and          Paying your fees
    Conditions.
                                                                                                 Your fees can be taken from your ISA or from your chosen bank account. If you
    Receiving your income                                                                        want your fees taken from your bank account you must complete a Direct Debit
                                                                                                 Instruction Form.
            I want all income received paid to my ISA
                                                                                                        I would like all fees taken from my chosen bank account
            For income paid to your ISA you can choose to take advantage of the
                                                                                                        OR
            auto-dividend reinvest facility, where we will accept scrip whenever a company
            offers them or re-invest the cash dividend in line with the terms of the service.           I would like all fees taken from my ISA
            I want to use the auto-dividend reinvest facility                                    If you do not select an option above then we will automatically retain all income within
                                                                                                 your ISA and take all fees from your ISA account.
            Alternatively, you can choose one of the following where the company gives
            the option                                                                           Bank/Building Society
            Please always take cash dividends on my behalf
            OR                                                                                   Branch name
            Please always take scrip dividends on my behalf                                      Sort Code

            If you do not want to hold the income in your ISA it can be paid to your             Account number
            chosen bank account.
                                                                                                 Please complete the white boxes above to nominate the Bank/Building Society Account
            I want all income received paid to my chosen bank account                            where you would like the income to be paid. If you are paying fees from your chosen
            (please complete details in the section to the right)                                account you must complete and return the Direct Debit Instruction in the ‘Stocks and
                                                                                                 Shares ISA Funding’ form. If we do not receive this authority we will take fees from
                                                                                                 and pay dividends to your ISA.


    Funding your ISA
    Please also complete the Stocks and Shares ISA Funding Form. Without it, we may be unable to complete your application.

PLEASE REMEMBER TO COMPLETE AND SIgN ThE REvERSE OF ThIS FORM.
    Important
    To complete this application, you will need:
    • A signed Stocks and Shares ISA Funding Form, any CREST Transfer Forms, and share certificates (if funding your ISA using any existing shares)
    • A signed cheque (from your personal or a joint bank account), payable to Barclays Stockbrokers Limited, if you are paying cash into your ISA.
    Please send your completed form to: Saga Share Direct, ISA New Business Department, PO Box 15172, Tay House, 300 Bath Street, Glasgow G2 4LH.
    REMEMBER: Your completed application must reach us at least 10 business days before the end of the tax year if you want to fund your ISA using shares. If you are only paying
    cash into your ISA then your application must reach us one business day before the end of the tax year.


    Declaration and Authority
    I apply to subscribe to an Individual Savings Account with Barclays Stockbrokers                I authorise Saga Share Direct:
    Limited, the ISA Provider. The first tax year to which this application relates is detailed
                                                                                                    (i)        to hold my ISA Investments, interest, dividends and any other rights or proceeds
    overleaf and then each subsequent year until further notice.
                                                                                                               in respect of ISA investments and any other cash;
    I declare that:
                                                                                                    (ii)       to make on my behalf any claims to relief from tax in respect of
    (i)       I am 18 or over;                                                                                 ISA investments;
    (ii)      I am resident and ordinarily resident in the United Kingdom for tax purposes,         (iii) on my written request, to transfer or pay to me, as the case may be, all ISA
              or if not so resident, perform duties which by virtue of Section 132(4)(a)                  investments, interest, dividends, rights or other proceeds in respect of such
              of the Income and Corporation Taxes Act 1988 (Crown employees serving                       investments or any other cash held in my ISA;
              overseas) are treated as being performed in the United Kingdom, or am
                                                                                                    (iv)       to deduct from my chosen bank account (if applicable) all fees and other sums
              married to a person who carries out such duties. I will inform Saga Share
                                                                                                               payable in accordance with the Terms and Conditions.
              Direct if I cease to be so resident and ordinarily resident, or to perform such
              duties, or to be married to a person who performs such duties, as the case            • I authorise the ISA Provider to act in accordance with the investment instructions
              may be;                                                                                 contained in ‘ISA Funding’ form.
    (iii)     I have not subscribed, and will not subscribe, more than the overall                  • I agree that I will not receive interest on my investment cheque pending the
              subscription limit in total to a Cash ISA and a Stocks and Shares ISA in the            ISA being opened.
              same tax year. I have not subscribed, and will not subscribe, to another
              Stocks and Shares ISA in the same tax year that I subscribe to this Stocks and        • I confirm that the information given is true and complete and authorise you to
              Shares ISA;                                                                             make any voters roll and other client identification checks in accordance with your
                                                                                                      normal procedures in connection with this Application.
    (iv)      all subscriptions to this ISA shall comprise cash or investments to which I am
              solely and beneficially entitled;                                                     • I understand that I can request not to receive details of other Saga products and
                                                                                                      services, by contacting Saga on: 0800 300 555.
    (v)       the information given is correct to the best of my knowledge and belief;
                                                                                                    Please check your application form and your Direct Debit form,
    (vi)      I agree to be bound by the Terms and Conditions enclosed with this                    making sure you have signed them, and then send everything to:
              Application Form;                                                                     Saga Share Direct, New Business Department, PO Box 15172,
    (vii)     I will inform Saga Share Direct promptly of any change in my circumstances            Tay House, 300 Bath Street, Glasgow G2 4LH
              which affects information given on this form.


    Please sign below after ensuring that you have completed both sides of this form
    I agree to the declaration and authority above.


    Signature
                    ✗                                                                  Date                /               /


    Where an application is made on behalf of the Investor: I (the undersigned) hereby declare and agree to the Declaration and Authority and declare that I am the legally
    appointed representative of the Investor by authority granted to me by:

            guardianship         Power of Attorney           Continuing Power of Attorney            Enduring Power of Attorney               Appointment under Court Order.


    Authorised Representative’s Signature       ✗                                                                    Date              /           /


    For office use only

    Date                                             Sort Code                                                 Staff No.                                        Source
    Outlet                                         Staff Name                                                    Premier                                     Intro Code

Information correct at the time of going to print, October 2009.
The value of stocks and shares and the income received from them can fall as well as rise and you may not get back the amount you originally invested. Past performance is not necessarily a
guide to future performance. If you are unsure about dealing shares and other equity investments, you should contact your financial adviser, as these types of investments may not be suitable
for everyone. The values on taxation may change. The value to you of any tax benefits will depend on your tax position.
Saga Share Direct is a registered trading name of Saga Personal Finance Limited, which is authorised and regulated by the Financial Services Authority. Saga Personal Finance Limited is registered
in England and Wales (Company No: 3023493) and is a wholly owned subsidiary of Saga group Limited. Registered Office: Enbrook Park, Sandgate, Folkestone, Kent CT20 3SE. The Saga Share
Direct service is operated for Saga Personal Finance Limited by Barclays Stockbrokers Limited (BSL), which is authorised and regulated by the Financial Services Authority and is a member of the
London Stock Exchange and PLUS. Barclays Stockbrokers Limited is registered in England (Company No: 1986161). Registered Office: 1 Churchill Place, London E14 5hP.
CSSS4095                                                                                                                                                                          DN/ISA/NB/A4/099

				
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Description: Stocks Receiving Form document sample