Sample of Letter of Notice of Death Resolution

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					                       TABLE OF CONTENTS

I         ENROLLMENT FORMS

I-1    401(k) Enrollment Form (For Traditional 401(k) Without Roth
Contributions)

I-2     401(k) Roth Plan And Trust Enrollment Form

I-3     401(k) Salary Reduction Agreement Change Form

I-4     Participant Investment Election Form

I-5     Participant Information Change Form

I-6      Application For Incoming Rollover or Transfer

I-7     IRS Sample Automatic Enrollment and Default Notice

I-8     Notice of Automatic Enrollment

I-9     401(k) Plan and Trust Participant Enrollment Form

I-10    Roth 401(k) Plan and Trust Participant Enrollment Form

I-11    Notice of Default Investment Option and Procedures

I-12    Notice of Default Investment Option and Procedures

I-13    Investment Election Form

II       DEATH BENEFIT RELATED FORMS

II-1    Profit Sharing Death Beneficiary Designation Form

II-2    Defined Benefit Death Beneficiary Designation Form

II-3    Death Notice Form


III       IN-SERVICE RELATED DISTRIBUTION FORMS

III-1   401(k) Hardship Withdrawal Application
(Using Safe Harbor Provisions To Ensure Financial Need; Future Contributions
Suspended)

III-2 401(k) Hardship Withdrawal Application
(Using Employee Representation)

III-3 Loan Application
(Without Restrictions On Use Of The Proceeds

III-4 Loan Application
(Where Loans Are Restricted In Use

III-5 Sample Loan Policy
(Without Restriction On Use Of Proceeds)

III-6 Sample Loan Policy
(Allowing Loans For Only Specified Purposes)

III-7 Sample Loan Policy
(Without Restriction On Use Of Proceeds But Plan Subject To Joint And Survivor
Requirements Of §417)

III-8 Sample Loan Policy
(Allowing Loans For Only Specified Purposes But Plan Subject To Joint And
Survivor Requirements Of §417)

III-9 QDRO Checklist
(To Be Used To Evaluate Whether A Domestic Relations Order Rises To The
Level Of A QDRO)

III-10 Sample QDRO
(For Division Of Defined Benefit Plan Where The Participant Is Not In Pay
Status)

III-11 Sample QDRO
(For Division Of Defined Benefit Plan Where The Participant Is Currently In Pay
Status)

III-12 Sample QDRO
(For Division Of Profit Sharing Plan)

III-13 Plan QDRO Procedures

III-14  Sample Letter From Plan Administrator Of Tentative Determination That
Order Constitutes A QDRO And Explaining How Plan Will Interpret Upon Final
Determination
IV       GENERAL PLAN DOCUMENTS

IV-1   Sample Investment Policy Statement

IV-2   Sample 204(h) Notice Freezing Defined Benefit Plan

IV-3 Sample 204(h) Notice For Modification Of Money Purchase Plan
Contribution Formula

IV-4     DOL Safe Harbor Blackout Notice

IV-5   IRS Model Employer Stock Diversification Notice

IV-6   Notice Of Fund Elimination

IV-7   Notice Of Watch List Placement

IV-8 Sample Summary Of Material Modification Implementing Pension
Protection Act Vesting And Nonspouse Rollover Changes

IV-9 Notice Of Section 401(K) Safe Harbor Election For Upcoming Plan Year
Using Safe Harbor Matching Contributions

IV-10 Notice Of Section 401(k) Safe Harbor Election For Upcoming Plan Year
Using Safe Harbor Nonelective Contributions

IV-11 Notice To Interested Parties
(Required To Be Distributed Before Any IRS Submission For A Favorable
Determination Letter)

V       DISTRIBUTION RELATED FORMS

V-1 401(k) Or Profit Sharing Consent And Distribution Form
(Distribution Made In Lump Sum Payment Only)

V-2 401(k) Or Profit Sharing Consent And Distribution Form
(Distribution Made In Lump Sum Payment Only But With Loan Outstanding)

V-3 401(k) Or Profit Sharing Consent And Distribution Form
(Distribution Allowed In Lump Sum Payment Or Installments)

V-4 401(k) Or Profit Sharing Consent And Distribution Form
(Distribution Allowed In Lump Sum Payment Or Installments But With
Outstanding Loan)
V-5 Special Tax Notice Regarding Plan Payments (Required To Be Issued At
Least 30 Days And No More Than 180 Days Before Distribution)

V-6     IRA Restricted Account And Plan Repayment Agreement


VI       REFERENCE CHARTS

VI-1 EGTRRA Remedial Amendment And Determination Letter Submission
Chart For Individually Designed Plans

VI-2 EPCRS (Employee Plans Compliance Resolution System) Chart
Regarding Correction Of Plan Defects

VI-3   Payment Of Expenses Chart

VI-4     Plan Rollover Chart

				
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Description: Sample of Letter of Notice of Death Resolution document sample