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									   Design Build Responsibility/Risk Allocation Matrix


                                                                  Design-Bid-Build                  Design-Build Process
                                                               Owner Shared Contractor   Change   Owner Shared Design Builder
                                  RISK




Design Issues
  Definition of Scope                                            X                                  X
  Project Definition                                             X                                  X
  Establishing Performance Requirement                           X                                  X
  Preliminary survey/base map                                    X                                  X
  Geotech Investigation - Initial Borings based on prel des.     X                                  X
  Geotech Investigation - Initial Borings based on proposal      X                                                     X
  Establish/Define initial subsurface conditions                 X                                  X
  Init proj Geotechnical Anal/Report based on prel. Des.         X                                  X
  Proposal specific Geotechnical Analysis/Report                 X                                                     X
  Plan conformance with regulations/guidelines/RFP               X                                                     X
  Plan accuracy                                                  X                                                     X
  Design Criteria                                                X                                  X
  Conformance to Design Criteria                                 X                                                     X
  Design Review Process                                          X                                                     X
  Design QC                                                      X                                                     X
  Design QA                                                      X                                                     X
  Owner Review Time                                              X                                  X
  Changes in Scope                                               X                                  X
  Constructability of Design                                     X                                                     X
  Contaminated Materials                                         X                                  X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls                      1 of 106                                         Overall Risk
   Design Build Responsibility/Risk Allocation Matrix


                                                                Design-Bid-Build                  Design-Build Process
                                                             Owner Shared Contractor   Change   Owner Shared Design Builder
                               RISK




Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanent Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits                                     X
   Access Hearings/Findings and order                          X
   R/W Plan Approval                                           X
   Appraisal/Review                                            X
   Establish Just Compensation                                 X
   Acquire Right of Way                                        X
   Construction Easements                                      X
   Permanent Easements                                         X
   Condemnation                                                X
   Complete Relocation                                         X
   Take Possession                                             X
   Certification                                               X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls                    2 of 106                                         Overall Risk
   Design Build Responsibility/Risk Allocation Matrix


                                                           Design-Bid-Build                  Design-Build Process
                                                        Owner Shared Contractor   Change   Owner Shared Design Builder
                               RISK




Environmental
  Define Initial Project env impacts                      X
  Define parameters for impacts                           X
  Environmental Investigation                             X
  Environmental Permits                                   X
  Environmental Mitigation                                X
  Environmental Compliance                                X
  Known Hazardous Waste - mitigation                      X
  Unknown/nondefined hazardous waste - mitigation         X
  Obtain Environmental Approvals - Const. related         X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               3 of 106                                         Overall Risk
   Design Build Responsibility/Risk Allocation Matrix


                                                                           Design-Bid-Build                  Design-Build Process
                                                                        Owner Shared Contractor   Change   Owner Shared Design Builder
                                  RISK




Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                         X                                  X
   Obtaining Initial local agency permits                                 X                                  X
   Establishing initial local agency requirements                         X                                  X
   Establishing final/actual local agency impacts                         X                                                     X
   Modifications to existing local agency permits                         X                                                     X
   Identification of initial utility impacts from preliminary des         X                                  X
   Establish initial Utility Locations / Conditions                       X                                  X
   Defining required utility relocations from preliminary des             X                                  X
   Relocation of utilities prior to contract                              X                                  X
   Relocation of utilities under agreement during contract                                X                                     X
   Modified agreement with private utility based on final des             X                                                     X
   Modified agreement with public utility based on final des              X                                                     X
   Damage to Utilities under Construction                                                 X                                     X
   Verification of Utility Locations/Conditions                           X                                                     X
   Coordination with Utility Relocation Efforts during contract                      X                                          X
   Unforeseen delays - Utility/thirdparty
   Utility/Third Party Delays resulting from proposal/modified design
   Identification of RR impacts based on preliminary design               X                                  X
   Obtaining initial RR agreement based on preliminary des                X                                  X
   Coordinating with RR under agreement                                   X                                                     X
   Other work/Coordination                                                           X                                          X
   Third Party Agreements (Fed, Local, Private, etc.)                     X                                  X
   Coordinating with Third Parties under agreement                                   X                                          X
   Coordination/collection for third party betterments                               X                                          X
   Coordination with Other Projects                                                  X                                          X
   Coordination with Adjacent Property Owners                                        X                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls                               4 of 106                                         Overall Risk
   Design Build Responsibility/Risk Allocation Matrix


                                                           Design-Bid-Build                  Design-Build Process
                                                        Owner Shared Contractor   Change   Owner Shared Design Builder
                                RISK




Construction
  DBE compliance                                                          X                                     X
  Safety / Safety QA                                                      X                                     X
  Construction Quality/Workmanship                                        X                                     X
  Schedule                                                                X                                     X
  Materials Quality                                                       X                                     X
  Materials documentation                                                 X                                     X
  Material availability                                                   X                                     X
  Initial performance requirements of QA Plan             X                                  X
  Final Construction/Materials QC/QA Plan                 X                                                     X
  Construction/Materials QA                               X                                                     X
  Construction QC                                                         X                                     X
  Construction QA Procedural compliance auditing          X                                                     X
  Construction IA testing/inspection                      X                                  X
  Construction Staking                                               X                                          X
  Erosion Control                                                    X                                          X
  Spill Prevention                                                   X                                          X
  Accidents within work zone / liability                                  X                                     X
  Third Party Damages                                                     X                                     X
  Operations and Maintenance During Construction                          X                                     X
  Maintenance under Construction - new features                           X                                     X
  Maintenance under Construction - exist. features                        X                                     X
  Maintenance of Traffic                                             X                                          X
  Quantity/Cost of WSP Callbacks                          X                                                     X
  Availability of WSP Callbacks
  Damage to Utilities under Construction                                  X                                     X
  Falsework                                                               X                                     X
  Shop Drawings                                                           X                                     X



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               5 of 106                                         Overall Risk
   Design Build Responsibility/Risk Allocation Matrix


                                                                Design-Bid-Build                  Design-Build Process
                                                             Owner Shared Contractor   Change   Owner Shared Design Builder
                                   RISK




   Equipment failure/breakdown                                                 X                                     X
   Work Methods                                                                X                                     X
   Early Construction / At Risk Construction                                                                         X
   Community Relations                                         X                                  X
   Performance of defined mitigation measures                  X                                                     X
   Warranty                                                    X                                                     X

Force Majeure / Acts of God
   Strikes/Labor Disputes - on site labor                      X                                                     X
   Tornado/Earthquake                                          X                                  X
   Epidemic, terrorism, rebellion, war, riot, sabotage         X                                  X
   Archaeological, paleontological discovery             *     X                                  X
   Suspension of any environmental approval              *     X                                  X
   Changes in Law                                              X                                  X
   Lawsuit against project                                     X                                  X
   Storm/Flooding                                              X                                  X
   Fire or other physical damage                               X                                  X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                         X                                  X
    Differing Site Conditions                                  X                                  X

Completion and Warranty
  Establishment/definition of any risk pool                    X                                  X
  Long term ownership / Final Responsibility                   X                                  X
  Insurance                                                                    X                                     X

   * Will ultimately roll oer to Environmental




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls                    6 of 106                                         Overall Risk
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map
  Geotech Investigation - Iniital Borings based on prel des.
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP
  Plan accuracy
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls             7 of 106                      Aadland, Ted
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation
  Environmental Permits
  Environmental Mitigation
  Environmental Compliance
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance
  Safety
  Construction Quality/Workmanship



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls                8 of 106                      Aadland, Ted
   Design Build Responsibility/Risk Allocation Matrix


                                                                    WSDOT Design-Build Process
                                                                    Owner     Shared   Design Builder
                               RISK


   Schedule
   Materials Quality
   Materials documentation
   Material availability
   Initial performance requirements of QC/QA Plan
   Final Construction/Materials QC/QA Plan
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control
   Spill Prevention
   Accidents within work zone
   Damage within work zone
   Third Party Damages
   Operations and Maintenance During Construction
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework
   Shop Drawings
   Equipment failure/breakdown
   Work Methods
   Early Construction / At Risk Construction
   Community Relations
   Performance of defined mitigation measures
   Warranty

Force Majeure / Acts of God
   Strikes/Labor Disputes
   Tornado/Earthquake
   Epidemic, terrorism, rebellion, war, riot, sabotage
   Archaeological, paleontological discovery
   Suspension of any environmental approval
   Changes in Law
   Lawsuit against project
   Storm/Flooding
   Fire or other physical damage

Differing Site Conditions/Changed Conditions
    Changed Conditions
    Differing Site Conditions




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              9 of 106                      Aadland, Ted
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    10 of 106                      Aadland, Ted
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope                                                X
  Project Definition                                                 X
  Establishing Performance Requirement                               X
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal                                 X
  Establish/Define initial subsurface conditions                     X
  Initial project Geotechnical Analysis/Report                       X
  Proposal specific Geotechnical Analysis/Report                                            X
  Plan conformance with regulations/guidelines/RFP                                          X
  Plan accuracy                                                                             X
  Design Criteria                                                    X
  Conformance to Design Criteria                                                            X
  Design Review Process                                              X
  Design QC                                                                                 X
  Design QA                                                                                 X
  Owner Review Time                                                                         X
  Changes in Scope                                                   X
  Constructability of Design                                                                X
  Contaminated Materials                                             X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                                                  X
   Access Hearings/Findings and order                                                       X
   R/W Plan Approval                                                                        X
   Appraisal/Review                                                  X
   Establish Just Compensation                                                              X
   Acquire Right of Way                                                                     X
   Construction Easements                                                                   X
   Permanant Easements                                                                      X
   Condemnation                                                      X
   Complete Relocation                                                                      X
   Take Possession                                                                          X
   Certification                                                                            X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits                                           X
   Access Hearings/Findings and order                                X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                  X
   Establish Just Compensation                                       X
   Acquire Right of Way                                              X
   Construction Easements                                            X
   Permanant Easements                                               X
   Condemnation                                                      X



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            11 of 106                       Adams, Bob
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation                                                   X
   Take Possession                                                       X
   Certification                                                         X

Environmental
  Define Initial Project env impacts                                     X
  Define parameters for impacts                                          X
  Environmental Investigation                                            X
  Environmental Permits                                                  X
  Environmental Mitigation                                                                      X
  Environmental Compliance                                                                      X
  Known Hazardous Waste - mitigation                                                            X
  Unknown/nondefined hazardous waste - mitigation                        X
  Obtain Environmental Approvals - Const. related                                               X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                        X
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements                        X
   Establishing final/actual local agency ipacts                                                X
   Modifications to existing local agency permits                                               X
   Identification of initial utility impacts from preliminary des        X
   Establish initial Utility Locations / Conditions                      X
   Defining required utility relocations from preliminary des            X
   Relocation of utilities prior to contract                             X
   Relocation of utilities under agreement during contract                                      X
   Modified agreement with private utility based on final des                                   X
   Modified agreement with public utility based on final des                                    X
   Damage to Utilities under Construction                                                       X
   Verification of Utility Locations/Conditions                                                 X
   Coordination with Utility Relocation Efforts during contract                                 X
   Utility Owner/Third Party caused/related delays                       X
   Identififcation of RR impacts based on preliminary design             X
   Obtaining initial RR agreement based on preliminary des               X
   Coordinating with RR under agreement                                                         X
   Other work/Coordination                                                                      X
   Third Party Agreements (Fed, Local, Private, etc.)                    X
   Coordinating with Third Parties under agreement                                              X
   Coordination/collection for third party betterments                                          X
   Coordination with Other Projects                                                             X
   Coordination with Adjacent Property Owners                                                   X

Construction
  DBE compliance                                                                                X
  Safety                                                                                        X
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               12 of 106                       Adams, Bob
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan                                             X
   Final Construction/Materials QC/QA Plan                                                    X
   Construction/Materials QA                                                                  X
   Construction QC                                                                            X
   Construction QA Oversight                                                                  X
   Construction IA testing/inspection                                  X
   Construction Staking                                                                       X
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                                 X
   Damage within work zone                                                                    X
   Third Party Damages                                                                        X
   Operations and Maintenance During Construction                                             X
   Maintenance under Construction - new features                                              X
   Maintenance under Construction - exist. features                                           X
   Maintenance of Traffic                                                                     X
   WSP Callbacks - on site traffic control assistance                  X
   Damage to Utilities under Construction                                                     X
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods                                                                               X
   Early Construction / At Risk Construction                                                  X
   Community Relations                                                 X
   Performance of defined mitigation measures                                                 X
   Warranty                                                                                   X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                              X
   Tornado/Earthquake                                                  X
   Epidemic, terrorism, rebellion, war, riot, sabotage                 X
   Archaeological, paleontological discovery                           X
   Suspension of any environmental approval                            X
   Changes in Law                                                      X
   Lawsuit against project                                             X
   Storm/Flooding                                                      X
   Fire or other physical damage                                       X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                 X
    Differing Site Conditions                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              13 of 106                       Adams, Bob
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool                  X
  Long term ownership / Final Responsibility                 X
  Insurance                                                                         X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    14 of 106                       Adams, Bob
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions                     X
  Initial project Geotechnical Analysis/Report                       X
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP                   X         X
  Plan accuracy                                                      X
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements                                                      X
   Permanant Easements                                                         X
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements                                                      X
   Permanant Easements                                                         X
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            15 of 106                       AWV TEAM
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification


Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation                                            X
  Environmental Permits                                                            X
  Environmental Mitigation
  Environmental Compliance                                                         X
  Known Hazardous Waste - mitigation                                               X
  Unknown/nondefined hazardous waste - mitigation
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des        X
   Establish initial Utility Locations / Conditions                      X
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance                                                                   X
  Safety



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               16 of 106                       AWV TEAM
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Construction Quality/Workmanship                                              X
   Schedule                                                                      X
   Materials Quality                                                             X
   Materials documentation                                                       X
   Material availability
   Initial performance requirements of QC/QA Plan
   Final Construction/Materials QC/QA Plan
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control                                                               X
   Spill Prevention                                                              X
   Accidents within work zone                                                    X
   Damage within work zone                                                       X
   Third Party Damages                                                           X
   Operations and Maintenance During Construction                                X
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic                                                        X
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework                                                                     X
   Shop Drawings                                                                 X
   Equipment failure/breakdown                                                   X
   Work Methods                                                                  X
   Early Construction / At Risk Construction                                     X
   Community Relations
   Performance of defined mitigation measures
   Warranty                                                                      X

Force Majeure / Acts of God
   Strikes/Labor Disputes
   Tornado/Earthquake
   Epidemic, terrorism, rebellion, war, riot, sabotage
   Archaeological, paleontological discovery
   Suspension of any environmental approval
   Changes in Law
   Lawsuit against project
   Storm/Flooding
   Fire or other physical damage

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                           X
    Differing Site Conditions                                                    X



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              17 of 106                       AWV TEAM
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK




Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    18 of 106                       AWV TEAM
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope                                                X
  Project Definition                                                 X
  Establishing Performance Requirement                               X
  Preliminary survey/base map                                                  X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal          X
  Establish/Define initial subsurface conditions                               X
  Initial project Geotechnical Analysis/Report                                 X
  Proposal specific Geotechnical Analysis/Report                     X
  Plan conformance with regulations/guidelines/RFP                             X
  Plan accuracy                                                                X
  Design Criteria                                                              X
  Conformance to Design Criteria                                                            X
  Design Review Process                                                                     X
  Design QC                                                                                 X
  Design QA                                                                                 X
  Owner Review Time                                                  X
  Changes in Scope                                                                          X
  Constructability of Design                                                                X
  Contaminated Materials                                                       X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                                                  X
   Access Hearings/Findings and order                                          X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                            X
   Establish Just Compensation                                                 X
   Acquire Right of Way                                              X
   Construction Easements                                                                   X
   Permanant Easements                                               X
   Condemnation                                                                X
   Complete Relocation                                                                      X
   Take Possession                                                                          X
   Certification                                                               X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits                                                                  X
   Access Hearings/Findings and order                                X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                  X
   Establish Just Compensation                                       X
   Acquire Right of Way                                              X
   Construction Easements                                                                   X
   Permanant Easements                                               X
   Condemnation                                                                X



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            19 of 106                        Briggs, Bob
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation                                                                          X
   Take Possession                                                                              X
   Certification                                                                   X

Environmental
  Define Initial Project env impacts                                     X
  Define parameters for impacts                                          X
  Environmental Investigation                                                      X
  Environmental Permits                                                            X
  Environmental Mitigation                                                                      X
  Environmental Compliance                                                                      X
  Known Hazardous Waste - mitigation                                     X
  Unknown/nondefined hazardous waste - mitigation                        X
  Obtain Environmental Approvals - Const. related                                               X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                                               X
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements                        X
   Establishing final/actual local agency ipacts                                                X
   Modifications to existing local agency permits                                               X
   Identification of initial utility impacts from preliminary des        X
   Establish initial Utility Locations / Conditions                      X
   Defining required utility relocations from preliminary des                                   X
   Relocation of utilities prior to contract                             X
   Relocation of utilities under agreement during contract                                      X
   Modified agreement with private utility based on final des                                   X
   Modified agreement with public utility based on final des                                    X
   Damage to Utilities under Construction                                                       X
   Verification of Utility Locations/Conditions                                                 X
   Coordination with Utility Relocation Efforts during contract                                 X
   Utility Owner/Third Party caused/related delays                                              X
   Identififcation of RR impacts based on preliminary design             X
   Obtaining initial RR agreement based on preliminary des               X
   Coordinating with RR under agreement                                                         X
   Other work/Coordination                                                                      X
   Third Party Agreements (Fed, Local, Private, etc.)                              X
   Coordinating with Third Parties under agreement                                              X
   Coordination/collection for third party betterments                                          X
   Coordination with Other Projects                                                             X
   Coordination with Adjacent Property Owners                                                   X

Construction
  DBE compliance                                                                                X
  Safety                                                                                        X
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               20 of 106                        Briggs, Bob
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan                      X
   Final Construction/Materials QC/QA Plan                                                    X
   Construction/Materials QA                                                                  X
   Construction QC                                                                            X
   Construction QA Oversight                                           X
   Construction IA testing/inspection                                  X
   Construction Staking                                                                       X
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                                 X
   Damage within work zone                                                                    X
   Third Party Damages                                                                        X
   Operations and Maintenance During Construction                                             X
   Maintenance under Construction - new features                                              X
   Maintenance under Construction - exist. features                                           X
   Maintenance of Traffic                                                                     X
   WSP Callbacks - on site traffic control assistance                                         X
   Damage to Utilities under Construction                                                     X
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods                                                                               X
   Early Construction / At Risk Construction                                                  X
   Community Relations                                                 X
   Performance of defined mitigation measures                          X
   Warranty                                                                                   X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                                                     X
   Tornado/Earthquake                                                            X
   Epidemic, terrorism, rebellion, war, riot, sabotage                           X
   Archaeological, paleontological discovery                                     X
   Suspension of any environmental approval                                      X
   Changes in Law                                                                X
   Lawsuit against project                                                       X
   Storm/Flooding                                                                X
   Fire or other physical damage                                                 X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                                        X
    Differing Site Conditions                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              21 of 106                        Briggs, Bob
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool                  X
  Long term ownership / Final Responsibility                 X
  Insurance                                                                         X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    22 of 106                        Briggs, Bob
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope                                                X
  Project Definition                                                 X
  Establishing Performance Requirement                               X
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal                                   X
  Establish/Define initial subsurface conditions                     X
  Initial project Geotechnical Analysis/Report                       X
  Proposal specific Geotechnical Analysis/Report                                              X
  Plan conformance with regulations/guidelines/RFP                                            X
  Plan accuracy                                                                               X
  Design Criteria                                                    X
  Conformance to Design Criteria                                                              X
  Design Review Process                                                                       X
  Design QC                                                                                   X
  Design QA                                                                                   X
  Owner Review Time                                                  X
  Changes in Scope                                                   X
  Constructability of Design                                                                  X
  Contaminated Materials                                             X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                                                    X
   Access Hearings/Findings and order                                                         X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                                           X
   Establish Just Compensation                                       X
   Acquire Right of Way                                                                       X
   Construction Easements                                                                     X
   Permanant Easements                                                                        X
   Condemnation                                                      X
   Complete Relocation                                                                        X
   Take Possession                                                                            X
   Certification                                                     X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits                                           X
   Access Hearings/Findings and order                                X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                  X
   Establish Just Compensation                                       X
   Acquire Right of Way                                              X
   Construction Easements                                            X
   Permanant Easements                                               X
   Condemnation                                                      X



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            23 of 106                      Carpenter, Jeff
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation                                                   X
   Take Possession                                                       X
   Certification                                                         X

Environmental
  Define Initial Project env impacts                                     X
  Define parameters for impacts                                          X
  Environmental Investigation                                            X
  Environmental Permits                                                  X
  Environmental Mitigation                                               X
  Environmental Compliance                                               X
  Known Hazardous Waste - mitigation                                                              X
  Unknown/nondefined hazardous waste - mitigation                        X
  Obtain Environmental Approvals - Const. related                                                 X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                        X
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements                        X
   Establishing final/actual local agency impacts                                                 X
   Modifications to existing local agency permits                                                 X
   Identification of initial utility impacts from preliminary des        X
   Establish initial Utility Locations / Conditions                      X
   Defining required utility relocations from preliminary des            X
   Relocation of utilities prior to contract                             X
   Relocation of utilities under agreement during contract                                        X
   Modified agreement with private utility based on final des                                     X
   Modified agreement with public utility based on final des                                      X
   Damage to Utilities under Construction                                                         X
   Verification of Utility Locations/Conditions                                                   X
   Coordination with Utility Relocation Efforts during contract                                   X
   Utility Owner/Third Party caused/related delays                       X
   Identififcation of RR impacts based on preliminary design             X
   Obtaining initial RR agreement based on preliminary des               X
   Coordinating with RR under agreement                                                           X
   Other work/Coordination                                                                        X
   Third Party Agreements (Fed, Local, Private, etc.)                    X
   Coordinating with Third Parties under agreement                                                X
   Coordination/collection for third party betterments                                            X
   Coordination with Other Projects                                                               X
   Coordination with Adjacent Property Owners                                                     X

Construction
  DBE compliance                                                                                  X
  Safety                                                                                          X
  Construction Quality/Workmanship                                                                X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               24 of 106                      Carpenter, Jeff
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                     X
   Materials Quality                                                                            X
   Materials documentation                                                                      X
   Material availability                                                                        X
   Initial performance requirements of QC/QA Plan                      X
   Final Construction/Materials QC/QA Plan                                                      X
   Construction/Materials QA                                                                    X
   Construction QC                                                                              X
   Construction QA Oversight                                                                    X
   Construction IA testing/inspection                                  X
   Construction Staking                                                                         X
   Erosion Control                                                                              X
   Spill Prevention                                                                             X
   Accidents within work zone                                                                   X
   Damage within work zone                                                                      X
   Third Party Damages                                                                          X
   Operations and Maintenance During Construction                                               X
   Maintenance under Construction - new features                                                X
   Maintenance under Construction - exist. features                                             X
   Maintenance of Traffic                                                                       X
   WSP Callbacks - on site traffic control assistance                                           X
   Damage to Utilities under Construction                                                       X
   Falsework                                                                                    X
   Shop Drawings                                                                                X
   Equipment failure/breakdown                                                                  X
   Work Methods                                                                                 X
   Early Construction / At Risk Construction                                                    X
   Community Relations                                                 X
   Performance of defined mitigation measures                          X
   Warranty                                                                                     X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                                                       X
   Tornado/Earthquake                                                  X
   Epidemic, terrorism, rebellion, war, riot, sabotage                 X
   Archaeological, paleontological discovery                           X
   Suspension of any environmental approval                            X
   Changes in Law                                                      X
   Lawsuit against project                                             X
   Storm/Flooding                                                      X
   Fire or other physical damage                                                                X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                 X
    Differing Site Conditions                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              25 of 106                      Carpenter, Jeff
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool                  X
  Long term ownership / Final Responsibility                 X
  Insurance                                                                           X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    26 of 106                      Carpenter, Jeff
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                    Owner            Shared      Design Builder
                              RISK


Design Issues
  Definition of Scope                                                  X
  Project Definition                                                   X
  Establishing Performance Requirement                                 X
  Preliminary survey/base map                                          X
  Geotech Investigation - Iniital Borings based on prel des.           X
  Geotech Investigation - Iniital Borings based on proposal                          Allowance
  Establish/Define initial subsurface conditions                       X
  Initial project Geotechnical Analysis/Report                         X
  Proposal specific Geotechnical Analysis/Report                                                        X
  Plan conformance with regulations/guidelines/RFP                                                      X
  Plan accuracy                                                                                         X
  Design Criteria                                                      X
  Conformance to Design Criteria                                                                        X
  Design Review Process                                                                 X
  Design QC                                                                                             X
  Design QA                                                            X
  Owner Review Time                                                    X
  Changes in Scope                                                     X
  Constructability of Design                                                                            X
  Contaminated Materials                                       Ownership Allowance

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                             X
   Access Hearings/Findings and order                                  X
   R/W Plan Approval                                                   X
   Appraisal/Review                                                                     X
   Establish Just Compensation                                                          X
   Acquire Right of Way                                                                 X
   Construction Easements                                                               X
   Permanant Easements                                                                  X
   Condemnation                                                        X
   Complete Relocation                                                                  X
   Take Possession                                                     X
   Certification                                                       X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits                                             X
   Access Hearings/Findings and order                                  X
   R/W Plan Approval                                                   X
   Appraisal/Review                                                    X
   Establish Just Compensation                                         X
   Acquire Right of Way                                                X
   Construction Easements                                              X
   Permanant Easements                                                 X
   Condemnation                                                        X



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            27 of 106                                   Dill, Forrest
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared     Design Builder
                                RISK


   Complete Relocation                                                   X
   Take Possession                                                       X
   Certification                                                         X

Environmental
  Define Initial Project env impacts                                     X
  Define parameters for impacts                                          X
  Environmental Investigation                                            X
  Environmental Permits                                                            X
  Environmental Mitigation                                                                         X
  Environmental Compliance                                                                         X
  Known Hazardous Waste - mitigation                                            Allowance
  Unknown/nondefined hazardous waste - mitigation                               Allowance
  Obtain Environmental Approvals - Const. related                                   X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                        X
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements                        X
   Establishing final/actual local agency ipacts                         X
   Modifications to existing local agency permits                        X
   Identification of initial utility impacts from preliminary des        X
   Establish initial Utility Locations / Conditions                      X
   Defining required utility relocations from preliminary des                                      X
   Relocation of utilities prior to contract                                    Allowance
   Relocation of utilities under agreement during contract                                         X
   Modified agreement with private utility based on final des                                      X
   Modified agreement with public utility based on final des                                       X
   Damage to Utilities under Construction                                                          X
   Verification of Utility Locations/Conditions                          X
   Coordination with Utility Relocation Efforts during contract                                    X
   Utility Owner/Third Party caused/related delays                       X
   Identififcation of RR impacts based on preliminary design             X
   Obtaining initial RR agreement based on preliminary des               X
   Coordinating with RR under agreement                                                            X
   Other work/Coordination                                                                         X
   Third Party Agreements (Fed, Local, Private, etc.)                                              X
   Coordinating with Third Parties under agreement                                                 X
   Coordination/collection for third party betterments                                             X
   Coordination with Other Projects                                                                X
   Coordination with Adjacent Property Owners                                                      X

Construction
  DBE compliance                                                                                   X
  Safety                                                                                           X
  Construction Quality/Workmanship                                                                 X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               28 of 106                          Dill, Forrest
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared     Design Builder
                               RISK


   Schedule                                                                                      X
   Materials Quality                                                                             X
   Materials documentation                                                                       X
   Material availability                                                                         X
   Initial performance requirements of QC/QA Plan                                                X
   Final Construction/Materials QC/QA Plan                                                       X
   Construction/Materials QA                                                                     X
   Construction QC                                                                               X
   Construction QA Oversight                                           X
   Construction IA testing/inspection                                                            X
   Construction Staking                                                                          X
   Erosion Control                                                                               X
   Spill Prevention                                                                              X
   Accidents within work zone                                                                    X
   Damage within work zone                                                                       X
   Third Party Damages                                                        Allowance
   Operations and Maintenance During Construction                             Allowance
   Maintenance under Construction - new features                                                 X
   Maintenance under Construction - exist. features                           Allowance
   Maintenance of Traffic                                                                        X
   WSP Callbacks - on site traffic control assistance                         Allowance
   Damage to Utilities under Construction                                                        X
   Falsework                                                                                     X
   Shop Drawings                                                                                 X
   Equipment failure/breakdown                                                                   X
   Work Methods                                                                                  X
   Early Construction / At Risk Construction                                                     X
   Community Relations                                                           X
   Performance of defined mitigation measures                                                    X
   Warranty                                                                                      X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                              X
   Tornado/Earthquake                                                  X
   Epidemic, terrorism, rebellion, war, riot, sabotage                 X
   Archaeological, paleontological discovery                           X
   Suspension of any environmental approval                            X
   Changes in Law                                                      X
   Lawsuit against project                                             X
   Storm/Flooding                                                      X
   Fire or other physical damage                                       X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                 X
    Differing Site Conditions                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              29 of 106                          Dill, Forrest
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool                  X
  Long term ownership / Final Responsibility                 X
  Insurance                                                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    30 of 106                        Dill, Forrest
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report                                            X
  Plan conformance with regulations/guidelines/RFP
  Plan accuracy
  Design Criteria                                                    X
  Conformance to Design Criteria                                                            X
  Design Review Process
  Design QC                                                                                 X
  Design QA                                                                                 X
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials                                                                    X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                                                  X
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits                                                                  X
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            31 of 106                       DuPuis, Phil
    Design Build Responsibility/Risk Allocation Matrix

   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation
  Environmental Permits
  Environmental Mitigation
  Environmental Compliance
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation
  Obtain Environmental Approvals - Const. related                               X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des                   X
   Modified agreement with public utility based on final des                    X
   Damage to Utilities under Construction                              X
   Verification of Utility Locations/Conditions                                 X
   Coordination with Utility Relocation Efforts during contract                 X
   Utility Owner/Third Party caused/related delays                     X
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement                                X
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)                  X
   Coordinating with Third Parties under agreement                              X
   Coordination/collection for third party betterments                          X
   Coordination with Other Projects                                    X
   Coordination with Adjacent Property Owners                                   X

Construction
  DBE compliance
  Safety                                                               X
  Construction Quality/Workmanship
  Schedule
  Materials Quality
  Materials documentation
  Material availability
  Initial performance requirements of QC/QA Plan
  Final Construction/Materials QC/QA Plan


    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               32 of 106       DuPuis, Phil
   Design Build Responsibility/Risk Allocation Matrix

   Construction/Materials QA                                         X
   Construction QC                                                       X
   Construction QA Oversight                                                      X
   Construction IA testing/inspection
   Construction Staking
   Erosion Control
   Spill Prevention
   Accidents within work zone
   Damage within work zone
   Third Party Damages
   Operations and Maintenance During Construction
   Maintenance under Construction - new features                                  X
   Maintenance under Construction - exist. features                               X
   Maintenance of Traffic                                                         X
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework
   Shop Drawings
   Equipment failure/breakdown
   Work Methods
   Early Construction / At Risk Construction                                      X
   Community Relations                                                   X
   Performance of defined mitigation measures                        X
   Warranty

Force Majeure / Acts of God
   Strikes/Labor Disputes                                            X
   Tornado/Earthquake                                                X
   Epidemic, terrorism, rebellion, war, riot, sabotage               X
   Archaeological, paleontological discovery                         X
   Suspension of any environmental approval                          X
   Changes in Law                                                    X
   Lawsuit against project                                           X
   Storm/Flooding                                                                 X
   Fire or other physical damage                                                  X

Differing Site Conditions/Changed Conditions
    Changed Conditions
    Differing Site Conditions                                        X

Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              33 of 106           DuPuis, Phil
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map
  Geotech Investigation - Iniital Borings based on prel des.
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP
  Plan accuracy
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            34 of 106                         Dye, Dave
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation
  Environmental Permits
  Environmental Mitigation
  Environmental Compliance
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance
  Safety
  Construction Quality/Workmanship



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               35 of 106                         Dye, Dave
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule
   Materials Quality
   Materials documentation
   Material availability
   Initial performance requirements of QC/QA Plan
   Final Construction/Materials QC/QA Plan
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control
   Spill Prevention
   Accidents within work zone
   Damage within work zone
   Third Party Damages
   Operations and Maintenance During Construction
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework
   Shop Drawings
   Equipment failure/breakdown
   Work Methods
   Early Construction / At Risk Construction
   Community Relations
   Performance of defined mitigation measures
   Warranty

Force Majeure / Acts of God
   Strikes/Labor Disputes
   Tornado/Earthquake
   Epidemic, terrorism, rebellion, war, riot, sabotage
   Archaeological, paleontological discovery
   Suspension of any environmental approval
   Changes in Law
   Lawsuit against project
   Storm/Flooding
   Fire or other physical damage

Differing Site Conditions/Changed Conditions
    Changed Conditions
    Differing Site Conditions




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              36 of 106                         Dye, Dave
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    37 of 106                         Dye, Dave
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions                     X
  Initial project Geotechnical Analysis/Report                       X
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP                                          X
  Plan accuracy                                                                             X
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            38 of 106                        Gaetz, Tom
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts                                     X
  Define parameters for impacts                                          X
  Environmental Investigation                                            X
  Environmental Permits                                                  X
  Environmental Mitigation                                               X
  Environmental Compliance                                               X
  Known Hazardous Waste - mitigation                                     X
  Unknown/nondefined hazardous waste - mitigation                        X
  Obtain Environmental Approvals - Const. related                        X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                        X
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements                        X
   Establishing final/actual local agency ipacts                         X
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des        X
   Establish initial Utility Locations / Conditions                      X
   Defining required utility relocations from preliminary des            X
   Relocation of utilities prior to contract                             X
   Relocation of utilities under agreement during contract               X
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions                                                 X
   Coordination with Utility Relocation Efforts during contract                                 X
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement                       X
   Coordination/collection for third party betterments
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance
  Safety
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               39 of 106                        Gaetz, Tom
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan
   Final Construction/Materials QC/QA Plan
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                                 X
   Damage within work zone                                                                    X
   Third Party Damages                                                                        X
   Operations and Maintenance During Construction                      X
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic                                                                     X
   WSP Callbacks - on site traffic control assistance                  X
   Damage to Utilities under Construction
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods
   Early Construction / At Risk Construction                                                  X
   Community Relations
   Performance of defined mitigation measures
   Warranty                                                                      X

Force Majeure / Acts of God
   Strikes/Labor Disputes
   Tornado/Earthquake                                                  X
   Epidemic, terrorism, rebellion, war, riot, sabotage
   Archaeological, paleontological discovery
   Suspension of any environmental approval
   Changes in Law
   Lawsuit against project
   Storm/Flooding                                                      X
   Fire or other physical damage

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                 X
    Differing Site Conditions                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              40 of 106                        Gaetz, Tom
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility                           X
  Insurance                                                                         X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    41 of 106                        Gaetz, Tom
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared    Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map
  Geotech Investigation - Iniital Borings based on prel des.
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP
  Plan accuracy
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                                                     X
   Access Hearings/Findings and order                                                          X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                                            X
   Establish Just Compensation                                       X
   Acquire Right of Way                                                                        X
   Construction Easements                                                                      X
   Permanant Easements                                                                         X
   Condemnation                                                                                X
   Complete Relocation
   Take Possession                                                                             X
   Certification                                                     X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            42 of 106                      Gallinger, Gerry
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared    Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation
  Environmental Permits
  Environmental Mitigation
  Environmental Compliance
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                        X
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements                        X
   Establishing final/actual local agency ipacts                         X
   Modifications to existing local agency permits                                                  X
   Identification of initial utility impacts from preliminary des        X
   Establish initial Utility Locations / Conditions                                                X
   Defining required utility relocations from preliminary des            X
   Relocation of utilities prior to contract                                                       X
   Relocation of utilities under agreement during contract                                         X
   Modified agreement with private utility based on final des                                      X
   Modified agreement with public utility based on final des                                       X
   Damage to Utilities under Construction                                                          X
   Verification of Utility Locations/Conditions                                                    X
   Coordination with Utility Relocation Efforts during contract                                    X
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments
   Coordination with Other Projects                                                X
   Coordination with Adjacent Property Owners                                      X

Construction
  DBE compliance
  Safety
  Construction Quality/Workmanship



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               43 of 106                      Gallinger, Gerry
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared    Design Builder
                               RISK


   Schedule
   Materials Quality
   Materials documentation
   Material availability
   Initial performance requirements of QC/QA Plan
   Final Construction/Materials QC/QA Plan
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control
   Spill Prevention
   Accidents within work zone
   Damage within work zone
   Third Party Damages
   Operations and Maintenance During Construction
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework
   Shop Drawings
   Equipment failure/breakdown
   Work Methods
   Early Construction / At Risk Construction
   Community Relations
   Performance of defined mitigation measures
   Warranty

Force Majeure / Acts of God
   Strikes/Labor Disputes                                                                        X
   Tornado/Earthquake                                                                            X
   Epidemic, terrorism, rebellion, war, riot, sabotage                                           X
   Archaeological, paleontological discovery                                                     X
   Suspension of any environmental approval                                                      X
   Changes in Law                                                                                X
   Lawsuit against project                                                                       X
   Storm/Flooding                                                                                X
   Fire or other physical damage                                                                 X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                                           X
    Differing Site Conditions                                                                    X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              44 of 106                      Gallinger, Gerry
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared    Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    45 of 106                      Gallinger, Gerry
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map                                        X
  Geotech Investigation - Initial Borings based on prel des.
  Geotech Investigation - Initial Borings based on proposal                                 X
  Establish/Define initial subsurface conditions                                            X
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report                                            X
  Plan conformance with regulations/guidelines/RFP                                          X
  Plan accuracy                                                                             X
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            46 of 106                        Henry, Kim
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation                                                      X
  Environmental Permits                                                  X
  Environmental Mitigation                                                                      X
  Environmental Compliance                                                                      X
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation                        X
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance                                                                                X
  Safety
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               47 of 106                        Henry, Kim
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan
   Final Construction/Materials QC/QA Plan
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                    X
   Damage within work zone                                                       X
   Third Party Damages                                                 X
   Operations and Maintenance During Construction
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic                                                        X
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods
   Early Construction / At Risk Construction
   Community Relations
   Performance of defined mitigation measures
   Warranty                                                                                   X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                              X
   Tornado/Earthquake                                                  X
   Epidemic, terrorism, rebellion, war, riot, sabotage                 X
   Archaeological, paleontological discovery                           X
   Suspension of any environmental approval                            X
   Changes in Law                                                      X
   Lawsuit against project                                             X
   Storm/Flooding                                                      X
   Fire or other physical damage                                       X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                           X
    Differing Site Conditions                                                    X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              48 of 106                        Henry, Kim
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    49 of 106                        Henry, Kim
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope                                                X
  Project Definition                                                 X
  Establishing Performance Requirement                               X
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal                                 X
  Establish/Define initial subsurface conditions                     X
  Initial project Geotechnical Analysis/Report                       X
  Proposal specific Geotechnical Analysis/Report                                            X
  Plan conformance with regulations/guidelines/RFP                   X
  Plan accuracy                                                                             X
  Design Criteria                                                    X
  Conformance to Design Criteria                                                            X
  Design Review Process                                                                     X
  Design QC                                                                                 X
  Design QA                                                                                 X
  Owner Review Time                                                  X
  Changes in Scope                                                             X
  Constructability of Design                                                                X
  Contaminated Materials                                             X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                                                  X
   Access Hearings/Findings and order                                                       X
   R/W Plan Approval                                                                        X
   Appraisal/Review                                                  X
   Establish Just Compensation                                       X
   Acquire Right of Way                                              X
   Construction Easements                                                                   X
   Permanant Easements                                               X
   Condemnation                                                      X
   Complete Relocation                                               X
   Take Possession                                                                          X
   Certification                                                     X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits                                           X
   Access Hearings/Findings and order                                X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                  X
   Establish Just Compensation                                       X
   Acquire Right of Way                                              X
   Construction Easements                                                                   X
   Permanant Easements                                               X
   Condemnation                                                      X



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            50 of 106                        Kuney, Max
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation                                                   X
   Take Possession                                                       X
   Certification                                                         X

Environmental
  Define Initial Project env impacts                                     X
  Define parameters for impacts                                          X
  Environmental Investigation                                                      X
  Environmental Permits                                                            X
  Environmental Mitigation                                                         X
  Environmental Compliance                                                                      X
  Known Hazardous Waste - mitigation                                               X
  Unknown/nondefined hazardous waste - mitigation                        X
  Obtain Environmental Approvals - Const. related                                               X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                        X
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements                        X
   Establishing final/actual local agency ipacts                                                X
   Modifications to existing local agency permits                                               X
   Identification of initial utility impacts from preliminary des        X
   Establish initial Utility Locations / Conditions                      X
   Defining required utility relocations from preliminary des            X
   Relocation of utilities prior to contract                             X
   Relocation of utilities under agreement during contract                         X
   Modified agreement with private utility based on final des                                   X
   Modified agreement with public utility based on final des                                    X
   Damage to Utilities under Construction                                                       X
   Verification of Utility Locations/Conditions                                                 X
   Coordination with Utility Relocation Efforts during contract                                 X
   Utility Owner/Third Party caused/related delays                                 X
   Identififcation of RR impacts based on preliminary design             X
   Obtaining initial RR agreement based on preliminary des               X
   Coordinating with RR under agreement                                                         X
   Other work/Coordination                                                                      X
   Third Party Agreements (Fed, Local, Private, etc.)                    X
   Coordinating with Third Parties under agreement                                              X
   Coordination/collection for third party betterments                             X
   Coordination with Other Projects                                                             X
   Coordination with Adjacent Property Owners                                                   X

Construction
  DBE compliance                                                                                X
  Safety                                                                                        X
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               51 of 106                        Kuney, Max
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan                      X
   Final Construction/Materials QC/QA Plan                                                    X
   Construction/Materials QA                                                                  X
   Construction QC                                                                            X
   Construction QA Oversight                                           X
   Construction IA testing/inspection                                                         X
   Construction Staking                                                                       X
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                                 X
   Damage within work zone                                                                    X
   Third Party Damages                                                                        X
   Operations and Maintenance During Construction                      X
   Maintenance under Construction - new features                       X
   Maintenance under Construction - exist. features                    X
   Maintenance of Traffic                                                                     X
   WSP Callbacks - on site traffic control assistance                                         X
   Damage to Utilities under Construction                                                     X
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods                                                                               X
   Early Construction / At Risk Construction                                                  X
   Community Relations                                                 X
   Performance of defined mitigation measures                                                 X
   Warranty                                                                                   X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                              X
   Tornado/Earthquake                                                  X
   Epidemic, terrorism, rebellion, war, riot, sabotage                 X
   Archaeological, paleontological discovery                           X
   Suspension of any environmental approval                            X
   Changes in Law                                                      X
   Lawsuit against project                                             X
   Storm/Flooding                                                      X
   Fire or other physical damage                                       X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                 X
    Differing Site Conditions                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              52 of 106                        Kuney, Max
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool                                         X
  Long term ownership / Final Responsibility                 X
  Insurance                                                                         X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    53 of 106                        Kuney, Max
                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map
  Geotech Investigation - Iniital Borings based on prel des.
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP
  Plan accuracy
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            54 of 106                      Mansfield, Cliff
   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation
  Environmental Permits
  Environmental Mitigation
  Environmental Compliance
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance
  Safety
  Construction Quality/Workmanship
  Schedule
  Materials Quality
  Materials documentation
  Material availability
  Initial performance requirements of QC/QA Plan
  Final Construction/Materials QC/QA Plan


    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               55 of 106   Mansfield, Cliff
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control
   Spill Prevention
   Accidents within work zone
   Damage within work zone
   Third Party Damages
   Operations and Maintenance During Construction
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework
   Shop Drawings
   Equipment failure/breakdown
   Work Methods
   Early Construction / At Risk Construction
   Community Relations
   Performance of defined mitigation measures
   Warranty

Force Majeure / Acts of God
   Strikes/Labor Disputes
   Tornado/Earthquake
   Epidemic, terrorism, rebellion, war, riot, sabotage
   Archaeological, paleontological discovery
   Suspension of any environmental approval
   Changes in Law
   Lawsuit against project
   Storm/Flooding
   Fire or other physical damage

Differing Site Conditions/Changed Conditions
    Changed Conditions
    Differing Site Conditions

Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              56 of 106   Mansfield, Cliff
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner    Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope                                                X
  Project Definition                                                           X
  Establishing Performance Requirement                                         X
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal                    X
  Establish/Define initial subsurface conditions                                            X
  Initial project Geotechnical Analysis/Report                       X
  Proposal specific Geotechnical Analysis/Report                                            X
  Plan conformance with regulations/guidelines/RFP                                          X
  Plan accuracy                                                                             X
  Design Criteria                                                    X
  Conformance to Design Criteria                                                            X
  Design Review Process                                                        X
  Design QC                                                                                 X
  Design QA                                                                                 X
  Owner Review Time                                                            X
  Changes in Scope                                                   X
  Constructability of Design                                                   X
  Contaminated Materials                                                       X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                                                  X
   Access Hearings/Findings and order                                                       X
   R/W Plan Approval                                                           X
   Appraisal/Review                                                            X
   Establish Just Compensation                                       X
   Acquire Right of Way                                                        X
   Construction Easements                                                                   X
   Permanant Easements                                                                      X
   Condemnation                                                      X
   Complete Relocation                                                         X
   Take Possession                                                                          X
   Certification                                                                            X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits                                           X
   Access Hearings/Findings and order                                X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                  X
   Establish Just Compensation                                       X
   Acquire Right of Way                                              X
   Construction Easements                                            X
   Permanant Easements                                               X
   Condemnation                                                      X



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            57 of 106                      McDaniel, Craig
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner    Shared   Design Builder
                                RISK


   Complete Relocation                                                   X
   Take Possession                                                       X
   Certification                                                         X

Environmental
  Define Initial Project env impacts                                     X
  Define parameters for impacts                                          X
  Environmental Investigation                                                                   X
  Environmental Permits                                                            X
  Environmental Mitigation                                                                      X
  Environmental Compliance                                                                      X
  Known Hazardous Waste - mitigation                                                            X
  Unknown/nondefined hazardous waste - mitigation                                  X
  Obtain Environmental Approvals - Const. related                                               X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                        X
   Obtaining Initial local agency permits                                          X
   Establishing initial local agency requirements                                  X
   Establishing final/actual local agency ipacts                                                X
   Modifications to existing local agency permits                                               X
   Identification of initial utility impacts from preliminary des        X
   Establish initial Utility Locations / Conditions                                X
   Defining required utility relocations from preliminary des                      X
   Relocation of utilities prior to contract                                                    X
   Relocation of utilities under agreement during contract                                      X
   Modified agreement with private utility based on final des                                   X
   Modified agreement with public utility based on final des                                    X
   Damage to Utilities under Construction                                                       X
   Verification of Utility Locations/Conditions                                                 X
   Coordination with Utility Relocation Efforts during contract                                 X
   Utility Owner/Third Party caused/related delays                                 X
   Identififcation of RR impacts based on preliminary design                                    X
   Obtaining initial RR agreement based on preliminary des                                      X
   Coordinating with RR under agreement                                                         X
   Other work/Coordination                                                                      X
   Third Party Agreements (Fed, Local, Private, etc.)                                           X
   Coordinating with Third Parties under agreement                                 X
   Coordination/collection for third party betterments                                          X
   Coordination with Other Projects                                                X
   Coordination with Adjacent Property Owners                                                   X

Construction
  DBE compliance                                                                                X
  Safety                                                                           X
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               58 of 106                      McDaniel, Craig
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner    Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan                                             X
   Final Construction/Materials QC/QA Plan                                                    X
   Construction/Materials QA                                                                  X
   Construction QC                                                                            X
   Construction QA Oversight                                                                  X
   Construction IA testing/inspection                                  X
   Construction Staking                                                                       X
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                                 X
   Damage within work zone                                                                    X
   Third Party Damages                                                                        X
   Operations and Maintenance During Construction                                             X
   Maintenance under Construction - new features                                              X
   Maintenance under Construction - exist. features                                           X
   Maintenance of Traffic                                                                     X
   WSP Callbacks - on site traffic control assistance                                         X
   Damage to Utilities under Construction                                                     X
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods                                                                               X
   Early Construction / At Risk Construction                                                  X
   Community Relations                                                                        X
   Performance of defined mitigation measures                                                 X
   Warranty                                                                                   X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                              X
   Tornado/Earthquake                                                                         X
   Epidemic, terrorism, rebellion, war, riot, sabotage                 X
   Archaeological, paleontological discovery                           X
   Suspension of any environmental approval                            X
   Changes in Law                                                                             X
   Lawsuit against project                                             X
   Storm/Flooding                                                                             X
   Fire or other physical damage                                       X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                 X
    Differing Site Conditions                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              59 of 106                      McDaniel, Craig
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner    Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility                 X
  Insurance                                                  X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    60 of 106                      McDaniel, Craig
  Design Build Responsibility/Risk Allocation Matrix




FEEDBACK FROM DB
FEEDBACK FROM DB


DB'S OR WE PROVIDE X# BORINGS AT THEIR DIRECTION




DB CREATES A PROCESS WITHIN GUIDELINES


OWNER DEFINED, WITH JOINTLY DECIDING WHAT'S AN EXCEPTION

GOES BACK THE DESIGNER, MAY BE OWNER OR DB
GOES BACK THE DESIGNER, MAY BE OWNER OR DB




OWNER ASSISTS WITH PROCESS
OWNER ASSISTS WITH PROCESS

OWNER ASSISTS WITH PROCESS



OWNER ASSISTS WITH PROCESS




  1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls   61 of 106     McDaniel, Craig
  Design Build Responsibility/Risk Allocation Matrix




OWNER INITIATES, DB INHERITS



OWNER FOR COST, DB FOR WORK




OWNER PROVIDES GENERIC, DB INHERITS
OWNER PROVIDES GENERIC, DB INHERITS



OWNER DISCLOSES WHAT THEY HAVE, DB INHERITS
RELOCATE IN ADVANCE IF POSSIBLE OTHERWISE HANDOFF




OWNER RESPONSIBLE FOR COSTS EXCEPT WHERE DB BROUGHT IT ON THEMSELVES




OWNER DISCLOSES/SETS CONDITIONS, DB INHERITS

OWNER DISCLOSES/SETS CONDITIONS, DB INHERITS




SAFETY IS EVERYONE'S




  1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls   62 of 106                 McDaniel, Craig
Design Build Responsibility/Risk Allocation Matrix




1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls   63 of 106   McDaniel, Craig
Design Build Responsibility/Risk Allocation Matrix




1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls   64 of 106   McDaniel, Craig
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope                                                X
  Project Definition                                                 X
  Establishing Performance Requirement                               X
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions                     X
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report                                              X
  Plan conformance with regulations/guidelines/RFP                                            X
  Plan accuracy                                                                               X
  Design Criteria                                                    X
  Conformance to Design Criteria                                                              X
  Design Review Process                                              X
  Design QC                                                                                   X
  Design QA                                                                                   X
  Owner Review Time                                                  X
  Changes in Scope                                                   X
  Constructability of Design                                                                  X
  Contaminated Materials                                             X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                           X
   Access Hearings/Findings and order                                X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                  X
   Establish Just Compensation                                       X
   Acquire Right of Way                                                        X
   Construction Easements                                            X
   Permanant Easements                                               X
   Condemnation                                                      X
   Complete Relocation                                               X
   Take Possession                                                                            X
   Certification                                                     X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            65 of 106                      Mulvihill, Mark
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts                                     X
  Define parameters for impacts                                          X
  Environmental Investigation                                            X
  Environmental Permits                                                  X
  Environmental Mitigation                                                                        X
  Environmental Compliance                                                         X
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation                        X
  Obtain Environmental Approvals - Const. related                                                 X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts                         X
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions                      X
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des            X
   Modified agreement with public utility based on final des             X
   Damage to Utilities under Construction                                                         X
   Verification of Utility Locations/Conditions                                    X
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement                                                           X
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)                    X
   Coordinating with Third Parties under agreement                                                X
   Coordination/collection for third party betterments
   Coordination with Other Projects                                                               X
   Coordination with Adjacent Property Owners

Construction
  DBE compliance                                                                                  X
  Safety                                                                                          X
  Construction Quality/Workmanship                                                                X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               66 of 106                      Mulvihill, Mark
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                      X
   Materials Quality                                                                            X
   Materials documentation                                                                      X
   Material availability                                                                        X
   Initial performance requirements of QC/QA Plan                                               X
   Final Construction/Materials QC/QA Plan                                                      X
   Construction/Materials QA                                                                    X
   Construction QC                                                                              X
   Construction QA Oversight                                           X
   Construction IA testing/inspection                                  X
   Construction Staking                                                                         X
   Erosion Control                                                               X
   Spill Prevention                                                                             X
   Accidents within work zone                                                    X
   Damage within work zone                                                       X
   Third Party Damages                                                 X
   Operations and Maintenance During Construction                                               X
   Maintenance under Construction - new features                                                X
   Maintenance under Construction - exist. features                                             X
   Maintenance of Traffic                                                        X
   WSP Callbacks - on site traffic control assistance                                           X
   Damage to Utilities under Construction                                                       X
   Falsework                                                                                    X
   Shop Drawings                                                                                X
   Equipment failure/breakdown                                                                  X
   Work Methods                                                                                 X
   Early Construction / At Risk Construction                                                    X
   Community Relations                                                           X
   Performance of defined mitigation measures                                    X
   Warranty                                                            X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                              X
   Tornado/Earthquake                                                  X
   Epidemic, terrorism, rebellion, war, riot, sabotage                 X
   Archaeological, paleontological discovery                           X
   Suspension of any environmental approval                            X
   Changes in Law                                                      X
   Lawsuit against project                                             X
   Storm/Flooding                                                      X
   Fire or other physical damage                                       X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                 X
    Differing Site Conditions                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              67 of 106                      Mulvihill, Mark
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility                 X
  Insurance                                                            X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    68 of 106                      Mulvihill, Mark
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope                                                X
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal                                 X
  Establish/Define initial subsurface conditions                               X
  Initial project Geotechnical Analysis/Report                                 X
  Proposal specific Geotechnical Analysis/Report                                            X
  Plan conformance with regulations/guidelines/RFP                                          X
  Plan accuracy                                                                             X
  Design Criteria                                                    X
  Conformance to Design Criteria                                                            X
  Design Review Process                                                                     X
  Design QC                                                                                 X
  Design QA                                                                                 X
  Owner Review Time
  Changes in Scope                                                   X
  Constructability of Design                                                                X
  Contaminated Materials                                                       X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                           X
   Access Hearings/Findings and order                                X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                  X
   Establish Just Compensation                                       X
   Acquire Right of Way                                                                     X
   Construction Easements                                                      X
   Permanant Easements                                                         X
   Condemnation                                                      X
   Complete Relocation                                               X
   Take Possession                                                   X
   Certification                                                     X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            69 of 106                       Patsula, Dan
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation                                                                   X
  Environmental Permits                                                  X
  Environmental Mitigation                                                         X
  Environmental Compliance                                                                      X
  Known Hazardous Waste - mitigation                                               X
  Unknown/nondefined hazardous waste - mitigation
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits                                          X
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits                                  X
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions                                             X
   Defining required utility relocations from preliminary des                                   X
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract                                      X
   Modified agreement with private utility based on final des                      X
   Modified agreement with public utility based on final des                       X
   Damage to Utilities under Construction                                                       X
   Verification of Utility Locations/Conditions                                                 X
   Coordination with Utility Relocation Efforts during contract                                 X
   Utility Owner/Third Party caused/related delays                                              X
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement                                                         X
   Other work/Coordination                                                                      X
   Third Party Agreements (Fed, Local, Private, etc.)                              X
   Coordinating with Third Parties under agreement                                              X
   Coordination/collection for third party betterments                                          X
   Coordination with Other Projects                                                             X
   Coordination with Adjacent Property Owners                                                   X

Construction
  DBE compliance                                                                                X
  Safety                                                                                        X
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               70 of 106                       Patsula, Dan
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan                                             X
   Final Construction/Materials QC/QA Plan                                                    X
   Construction/Materials QA                                                                  X
   Construction QC                                                                            X
   Construction QA Oversight                                                                  X
   Construction IA testing/inspection                                                         X
   Construction Staking                                                                       X
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                                 X
   Damage within work zone                                                                    X
   Third Party Damages                                                                        X
   Operations and Maintenance During Construction                                X
   Maintenance under Construction - new features                                              X
   Maintenance under Construction - exist. features                                           X
   Maintenance of Traffic                                                                     X
   WSP Callbacks - on site traffic control assistance                                         X
   Damage to Utilities under Construction                                                     X
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods                                                                               X
   Early Construction / At Risk Construction                                                  X
   Community Relations                                                                        X
   Performance of defined mitigation measures                                                 X
   Warranty                                                                                   X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                                        X
   Tornado/Earthquake                                                            X
   Epidemic, terrorism, rebellion, war, riot, sabotage                           X
   Archaeological, paleontological discovery                                     X
   Suspension of any environmental approval                                      X
   Changes in Law                                                                X
   Lawsuit against project                                                       X
   Storm/Flooding                                                                X
   Fire or other physical damage                                                 X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                           X
    Differing Site Conditions                                                    X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              71 of 106                       Patsula, Dan
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility                                        X
  Insurance                                                            X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    72 of 106                       Patsula, Dan
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared     Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map
  Geotech Investigation - Iniital Borings based on prel des.
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP
  Plan accuracy
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            73 of 106                      Peterfeso, Harold
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared     Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation
  Environmental Permits
  Environmental Mitigation
  Environmental Compliance
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance
  Safety
  Construction Quality/Workmanship



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               74 of 106                      Peterfeso, Harold
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared     Design Builder
                               RISK


   Schedule
   Materials Quality
   Materials documentation
   Material availability
   Initial performance requirements of QC/QA Plan
   Final Construction/Materials QC/QA Plan
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control
   Spill Prevention
   Accidents within work zone
   Damage within work zone
   Third Party Damages
   Operations and Maintenance During Construction
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework
   Shop Drawings
   Equipment failure/breakdown
   Work Methods
   Early Construction / At Risk Construction
   Community Relations
   Performance of defined mitigation measures
   Warranty

Force Majeure / Acts of God
   Strikes/Labor Disputes
   Tornado/Earthquake
   Epidemic, terrorism, rebellion, war, riot, sabotage
   Archaeological, paleontological discovery
   Suspension of any environmental approval
   Changes in Law
   Lawsuit against project
   Storm/Flooding
   Fire or other physical damage

Differing Site Conditions/Changed Conditions
    Changed Conditions
    Differing Site Conditions




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              75 of 106                      Peterfeso, Harold
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared     Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    76 of 106                      Peterfeso, Harold
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map
  Geotech Investigation - Iniital Borings based on prel des.
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP
  Plan accuracy
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            77 of 106                        Revis, Amy
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation
  Environmental Permits
  Environmental Mitigation
  Environmental Compliance
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance
  Safety
  Construction Quality/Workmanship



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               78 of 106                        Revis, Amy
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule
   Materials Quality
   Materials documentation
   Material availability
   Initial performance requirements of QC/QA Plan
   Final Construction/Materials QC/QA Plan
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control
   Spill Prevention
   Accidents within work zone
   Damage within work zone
   Third Party Damages
   Operations and Maintenance During Construction
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework
   Shop Drawings
   Equipment failure/breakdown
   Work Methods
   Early Construction / At Risk Construction
   Community Relations
   Performance of defined mitigation measures
   Warranty

Force Majeure / Acts of God
   Strikes/Labor Disputes
   Tornado/Earthquake
   Epidemic, terrorism, rebellion, war, riot, sabotage
   Archaeological, paleontological discovery
   Suspension of any environmental approval
   Changes in Law
   Lawsuit against project
   Storm/Flooding
   Fire or other physical damage

Differing Site Conditions/Changed Conditions
    Changed Conditions
    Differing Site Conditions




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              79 of 106                        Revis, Amy
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    80 of 106                        Revis, Amy
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions                     X
  Initial project Geotechnical Analysis/Report                       X
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP                                          X
  Plan accuracy                                                                             X
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            81 of 106                       Sabol, Keith
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation                                            X
  Environmental Permits                                                  X
  Environmental Mitigation                                                         X
  Environmental Compliance                                                                      X
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation                                  X
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits                                                       X
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des                      X
   Modified agreement with public utility based on final des                       X
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions                                                 X
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement                                 X
   Coordination/collection for third party betterments
   Coordination with Other Projects                                                X
   Coordination with Adjacent Property Owners

Construction
  DBE compliance                                                                                X
  Safety
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               82 of 106                       Sabol, Keith
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan
   Final Construction/Materials QC/QA Plan
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                    X
   Damage within work zone                                                       X
   Third Party Damages                                                           X
   Operations and Maintenance During Construction                                X
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic                                                                     X
   WSP Callbacks - on site traffic control assistance                            X
   Damage to Utilities under Construction
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods                                                                               X
   Early Construction / At Risk Construction                                                  X
   Community Relations
   Performance of defined mitigation measures
   Warranty                                                                                   X

Force Majeure / Acts of God
   Strikes/Labor Disputes
   Tornado/Earthquake                                                            X
   Epidemic, terrorism, rebellion, war, riot, sabotage
   Archaeological, paleontological discovery
   Suspension of any environmental approval
   Changes in Law
   Lawsuit against project
   Storm/Flooding                                                                X
   Fire or other physical damage

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                 X
    Differing Site Conditions                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              83 of 106                       Sabol, Keith
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility                           X
  Insurance                                                                         X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    84 of 106                       Sabol, Keith
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope                                                X
  Project Definition                                                 X
  Establishing Performance Requirement                               X
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal                                 X
  Establish/Define initial subsurface conditions                     X
  Initial project Geotechnical Analysis/Report                       X
  Proposal specific Geotechnical Analysis/Report                                            X
  Plan conformance with regulations/guidelines/RFP                   X
  Plan accuracy                                                                             X
  Design Criteria                                                    X
  Conformance to Design Criteria                                                            X
  Design Review Process                                              X
  Design QC                                                                                 X
  Design QA                                                                                 X
  Owner Review Time                                                  X
  Changes in Scope                                                   X
  Constructability of Design                                                                X
  Contaminated Materials                                             X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            85 of 106                      Sawyer, Scott
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts                                     X
  Define parameters for impacts                                          X
  Environmental Investigation                                            X
  Environmental Permits                                                  X
  Environmental Mitigation                                               X
  Environmental Compliance                                               X
  Known Hazardous Waste - mitigation                                                            X
  Unknown/nondefined hazardous waste - mitigation                        X
  Obtain Environmental Approvals - Const. related                                               X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                        X
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements                        X
   Establishing final/actual local agency ipacts                                                X
   Modifications to existing local agency permits                        X
   Identification of initial utility impacts from preliminary des        X
   Establish initial Utility Locations / Conditions                      X
   Defining required utility relocations from preliminary des            X
   Relocation of utilities prior to contract                             X
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)                              X
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance                                                                                X
  Safety                                                                                        X
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               86 of 106                      Sawyer, Scott
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan                      X
   Final Construction/Materials QC/QA Plan                                                    X
   Construction/Materials QA                                                                  X
   Construction QC                                                                            X
   Construction QA Oversight                                                                  X
   Construction IA testing/inspection                                  X
   Construction Staking                                                                       X
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                                 X
   Damage within work zone                                                                    X
   Third Party Damages                                                                        X
   Operations and Maintenance During Construction                                             X
   Maintenance under Construction - new features                                              X
   Maintenance under Construction - exist. features                                           X
   Maintenance of Traffic                                                                     X
   WSP Callbacks - on site traffic control assistance                                         X
   Damage to Utilities under Construction                                                     X
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods                                                                               X
   Early Construction / At Risk Construction                                                  X
   Community Relations                                                 X
   Performance of defined mitigation measures                                                 X
   Warranty                                                                                   X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                              X
   Tornado/Earthquake                                                  X
   Epidemic, terrorism, rebellion, war, riot, sabotage                 X
   Archaeological, paleontological discovery                           X
   Suspension of any environmental approval                            X
   Changes in Law                                                      X
   Lawsuit against project                                             X
   Storm/Flooding                                                                X
   Fire or other physical damage

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                 X
    Differing Site Conditions                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              87 of 106                      Sawyer, Scott
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool                  X
  Long term ownership / Final Responsibility                 X
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    88 of 106                      Sawyer, Scott
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope
  Project Definition
  Establishing Performance Requirement
  Preliminary survey/base map
  Geotech Investigation - Iniital Borings based on prel des.
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP
  Plan accuracy
  Design Criteria
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA
  Owner Review Time
  Changes in Scope
  Constructability of Design
  Contaminated Materials

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation
   Complete Relocation
   Take Possession
   Certification

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            89 of 106                       Singer, Rick
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation
  Environmental Permits
  Environmental Mitigation
  Environmental Compliance
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits
   Identification of initial utility impacts from preliminary des
   Establish initial Utility Locations / Conditions
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance
  Safety
  Construction Quality/Workmanship



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               90 of 106                       Singer, Rick
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule
   Materials Quality
   Materials documentation
   Material availability
   Initial performance requirements of QC/QA Plan
   Final Construction/Materials QC/QA Plan
   Construction/Materials QA
   Construction QC
   Construction QA Oversight
   Construction IA testing/inspection
   Construction Staking
   Erosion Control
   Spill Prevention
   Accidents within work zone
   Damage within work zone
   Third Party Damages
   Operations and Maintenance During Construction
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework
   Shop Drawings
   Equipment failure/breakdown
   Work Methods
   Early Construction / At Risk Construction
   Community Relations
   Performance of defined mitigation measures
   Warranty

Force Majeure / Acts of God
   Strikes/Labor Disputes
   Tornado/Earthquake
   Epidemic, terrorism, rebellion, war, riot, sabotage
   Archaeological, paleontological discovery
   Suspension of any environmental approval
   Changes in Law
   Lawsuit against project
   Storm/Flooding
   Fire or other physical damage

Differing Site Conditions/Changed Conditions
    Changed Conditions
    Differing Site Conditions




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              91 of 106                       Singer, Rick
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility
  Insurance




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    92 of 106                       Singer, Rick
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope                                                X
  Project Definition                                                 X
  Establishing Performance Requirement                               X
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.                                X
  Geotech Investigation - Iniital Borings based on proposal                                 X
  Establish/Define initial subsurface conditions                                            X
  Initial project Geotechnical Analysis/Report                                              X
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP                                          X
  Plan accuracy                                                                             X
  Design Criteria                                                    X
  Conformance to Design Criteria                                                            X
  Design Review Process                                                        X
  Design QC                                                                                 X
  Design QA                                                                                 X
  Owner Review Time                                                  X
  Changes in Scope                                                             X
  Constructability of Design                                                                X
  Contaminated Materials                                             X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                                                  X
   Access Hearings/Findings and order                                          X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                                         X
   Establish Just Compensation                                                              X
   Acquire Right of Way                                                                     X
   Construction Easements                                                                   X
   Permanant Easements                                                                      X
   Condemnation                                                                             X
   Complete Relocation                                                                      X
   Take Possession                                                                          X
   Certification                                                     X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits                                                     X
   Access Hearings/Findings and order                                          X
   R/W Plan Approval                                                 X
   Appraisal/Review                                                                         X
   Establish Just Compensation                                       X
   Acquire Right of Way                                              X
   Construction Easements                                            X
   Permanant Easements                                               X
   Condemnation                                                      X



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            93 of 106                        Tharp, Fred
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation                                                   X
   Take Possession                                                       X
   Certification                                                         X

Environmental
  Define Initial Project env impacts                                                            X
  Define parameters for impacts                                                                 X
  Environmental Investigation                                                                   X
  Environmental Permits                                                                         X
  Environmental Mitigation                                                                      X
  Environmental Compliance                                                                      X
  Known Hazardous Waste - mitigation                                                            X
  Unknown/nondefined hazardous waste - mitigation                                  X
  Obtain Environmental Approvals - Const. related                                               X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                                               X
   Obtaining Initial local agency permits                                                       X
   Establishing initial local agency requirements                                               X
   Establishing final/actual local agency ipacts                                                X
   Modifications to existing local agency permits                                               X
   Identification of initial utility impacts from preliminary des                               X
   Establish initial Utility Locations / Conditions                                             X
   Defining required utility relocations from preliminary des                                   X
   Relocation of utilities prior to contract                             X
   Relocation of utilities under agreement during contract                                      X
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des             X
   Damage to Utilities under Construction                                X
   Verification of Utility Locations/Conditions                                                 X
   Coordination with Utility Relocation Efforts during contract                                 X
   Utility Owner/Third Party caused/related delays                                              X
   Identififcation of RR impacts based on preliminary design                       X
   Obtaining initial RR agreement based on preliminary des                                      X
   Coordinating with RR under agreement                                                         X
   Other work/Coordination                                                                      X
   Third Party Agreements (Fed, Local, Private, etc.)                                           X
   Coordinating with Third Parties under agreement                                 X
   Coordination/collection for third party betterments                             X
   Coordination with Other Projects                                                X
   Coordination with Adjacent Property Owners                                      X

Construction
  DBE compliance                                                                                X
  Safety                                                                                        X
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               94 of 106                        Tharp, Fred
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan                                X
   Final Construction/Materials QC/QA Plan                                                    X
   Construction/Materials QA                                                                  X
   Construction QC                                                                            X
   Construction QA Oversight                                           X
   Construction IA testing/inspection                                                         X
   Construction Staking                                                                       X
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                                 X
   Damage within work zone                                                                    X
   Third Party Damages                                                           X
   Operations and Maintenance During Construction                                             X
   Maintenance under Construction - new features                                              X
   Maintenance under Construction - exist. features                                           X
   Maintenance of Traffic                                                                     X
   WSP Callbacks - on site traffic control assistance                                         X
   Damage to Utilities under Construction                                                     X
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods                                                                               X
   Early Construction / At Risk Construction                                                  X
   Community Relations                                                           X
   Performance of defined mitigation measures                                                 X
   Warranty                                                                                   X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                                        X
   Tornado/Earthquake                                                            X
   Epidemic, terrorism, rebellion, war, riot, sabotage                 X
   Archaeological, paleontological discovery                           X
   Suspension of any environmental approval                                      X
   Changes in Law                                                      X
   Lawsuit against project                                                       X
   Storm/Flooding                                                                X
   Fire or other physical damage                                                              X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                           X
    Differing Site Conditions                                                    X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              95 of 106                        Tharp, Fred
   Design Build Responsibility/Risk Allocation Matrix


                                                           WSDOT Design-Build Process
                                                           Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool                            X
  Long term ownership / Final Responsibility                 X
  Insurance                                                                         X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    96 of 106                        Tharp, Fred
   Design Build Responsibility/Risk Allocation Matrix


                                                                   WSDOT Design-Build Process
                                                                   Owner     Shared   Design Builder
                              RISK


Design Issues
  Definition of Scope                                                X
  Project Definition                                                 X
  Establishing Performance Requirement                               X
  Preliminary survey/base map                                        X
  Geotech Investigation - Iniital Borings based on prel des.         X
  Geotech Investigation - Iniital Borings based on proposal                                 X
  Establish/Define initial subsurface conditions                                            X
  Initial project Geotechnical Analysis/Report                                              X
  Proposal specific Geotechnical Analysis/Report                                            X
  Plan conformance with regulations/guidelines/RFP                                          X
  Plan accuracy                                                                             X
  Design Criteria                                                                           X
  Conformance to Design Criteria                                                            X
  Design Review Process                                                                     X
  Design QC                                                                                 X
  Design QA                                                                                 X
  Owner Review Time                                                  X
  Changes in Scope                                                   X
  Constructability of Design                                                                X
  Contaminated Materials                                             X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                                                  X
   Access Hearings/Findings and order                                X
   R/W Plan Approval                                                                        X
   Appraisal/Review                                                                         X
   Establish Just Compensation                                                              X
   Acquire Right of Way                                                                     X
   Construction Easements                                                                   X
   Permanant Easements                                                                      X
   Condemnation                                                                             X
   Complete Relocation                                                                      X
   Take Possession                                                                          X
   Certification                                                                            X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits
   Access Hearings/Findings and order
   R/W Plan Approval
   Appraisal/Review
   Establish Just Compensation
   Acquire Right of Way
   Construction Easements
   Permanant Easements
   Condemnation



   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls            97 of 106                      Zamzow, Tom
    Design Build Responsibility/Risk Allocation Matrix


                                                                       WSDOT Design-Build Process
                                                                       Owner     Shared   Design Builder
                                RISK


   Complete Relocation
   Take Possession
   Certification

Environmental
  Define Initial Project env impacts
  Define parameters for impacts
  Environmental Investigation                                            X
  Environmental Permits                                                  X
  Environmental Mitigation                                                         X
  Environmental Compliance                                                                      X
  Known Hazardous Waste - mitigation                                                            X
  Unknown/nondefined hazardous waste - mitigation                        X
  Obtain Environmental Approvals - Const. related                                               X

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts
   Obtaining Initial local agency permits                                X
   Establishing initial local agency requirements                                               X
   Establishing final/actual local agency ipacts                                                X
   Modifications to existing local agency permits                                               X
   Identification of initial utility impacts from preliminary des                               X
   Establish initial Utility Locations / Conditions                      X
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract                             X
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des                                   X
   Modified agreement with public utility based on final des                                    X
   Damage to Utilities under Construction                                                       X
   Verification of Utility Locations/Conditions                                                 X
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design
   Obtaining initial RR agreement based on preliminary des               X
   Coordinating with RR under agreement                                                         X
   Other work/Coordination                                                                      X
   Third Party Agreements (Fed, Local, Private, etc.)
   Coordinating with Third Parties under agreement                                              X
   Coordination/collection for third party betterments                                          X
   Coordination with Other Projects                                                             X
   Coordination with Adjacent Property Owners                                                   X

Construction
  DBE compliance                                                                                X
  Safety                                                                                        X
  Construction Quality/Workmanship                                                              X



    1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls               98 of 106                      Zamzow, Tom
   Design Build Responsibility/Risk Allocation Matrix


                                                                     WSDOT Design-Build Process
                                                                     Owner     Shared   Design Builder
                               RISK


   Schedule                                                                                   X
   Materials Quality                                                                          X
   Materials documentation                                                                    X
   Material availability                                                                      X
   Initial performance requirements of QC/QA Plan                      X
   Final Construction/Materials QC/QA Plan                                                    X
   Construction/Materials QA                                                                  X
   Construction QC                                                                            X
   Construction QA Oversight                                                                  X
   Construction IA testing/inspection                                                         X
   Construction Staking                                                                       X
   Erosion Control                                                                            X
   Spill Prevention                                                                           X
   Accidents within work zone                                                                 X
   Damage within work zone                                                       X
   Third Party Damages                                                           X
   Operations and Maintenance During Construction                                X
   Maintenance under Construction - new features                                              X
   Maintenance under Construction - exist. features                                           X
   Maintenance of Traffic                                                        X
   WSP Callbacks - on site traffic control assistance                                         X
   Damage to Utilities under Construction                                                     X
   Falsework                                                                                  X
   Shop Drawings                                                                              X
   Equipment failure/breakdown                                                                X
   Work Methods                                                                               X
   Early Construction / At Risk Construction                                                  X
   Community Relations                                                           X
   Performance of defined mitigation measures                                                 X
   Warranty                                                                                   X

Force Majeure / Acts of God
   Strikes/Labor Disputes                                                                     X
   Tornado/Earthquake                                                  X
   Epidemic, terrorism, rebellion, war, riot, sabotage                 X
   Archaeological, paleontological discovery                           X
   Suspension of any environmental approval                            X
   Changes in Law                                                      X
   Lawsuit against project                                             X
   Storm/Flooding                                                      X
   Fire or other physical damage                                       X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                                                        X
    Differing Site Conditions                                                                 X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls              99 of 106                      Zamzow, Tom
   Design Build Responsibility/Risk Allocation Matrix


                                                            WSDOT Design-Build Process
                                                            Owner     Shared   Design Builder
                             RISK


Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility                            X
  Insurance                                                                          X




   1fddcc6a-8d13-4570-a159-11a1a8a3a056.xls    100 of 106                      Zamzow, Tom
                                                               WSDOT Design-Build Process
                                                               Owner     Shared
                              RISK


Design Issues
  Definition of Scope                                            X
  Project Definition                                             X
  Establishing Performance Requirement                           X
  Preliminary survey/base map                                    X
  Geotech Investigation - Iniital Borings based on prel des.     X
  Geotech Investigation - Iniital Borings based on proposal
  Establish/Define initial subsurface conditions                 X
  Initial project Geotechnical Analysis/Report
  Proposal specific Geotechnical Analysis/Report
  Plan conformance with regulations/guidelines/RFP
  Plan accuracy
  Design Criteria                                                X
  Conformance to Design Criteria
  Design Review Process
  Design QC
  Design QA                                                      X
  Owner Review Time                                              X
  Changes in Scope
  Constructability of Design
  Contaminated Materials                                         X

Right of Way Issues - Design Builder acquisition of parcel
   Establishing R/W Limits                                                 X
   Access Hearings/Findings and order
   R/W Plan Approval                                             X
   Appraisal/Review
   Establish Just Compensation                                             X
   Acquire Right of Way                                                    X
   Construction Easements
   Permanant Easements                                                     X
   Condemnation                                                  X
   Complete Relocation                                           X
   Take Possession                                                         X
   Certification                                                           X

Right of Way Issues - WSDOT acquisition of parcel
   Establishing R/W Limits                                       X
   Access Hearings/Findings and order                            X
   R/W Plan Approval                                             X
   Appraisal/Review                                              X
   Establish Just Compensation                                   X
   Acquire Right of Way                                          X
   Construction Easements                                        X
   Permanant Easements                                           X
   Condemnation                                                  X
   Complete Relocation                                              X
   Take Possession                                                  X
   Certification                                                    X

Environmental
  Define Initial Project env impacts                                X
  Define parameters for impacts                                     X
  Environmental Investigation
  Environmental Permits                                             X
  Environmental Mitigation
  Environmental Compliance
  Known Hazardous Waste - mitigation
  Unknown/nondefined hazardous waste - mitigation                   X
  Obtain Environmental Approvals - Const. related

Local Agency, Utility, Railroad Issues
   Identification of initial local agency impacts                   X
   Obtaining Initial local agency permits                           X
   Establishing initial local agency requirements
   Establishing final/actual local agency ipacts
   Modifications to existing local agency permits                   X
   Identification of initial utility impacts from preliminary des   X
   Establish initial Utility Locations / Conditions                 X
   Defining required utility relocations from preliminary des
   Relocation of utilities prior to contract
   Relocation of utilities under agreement during contract
   Modified agreement with private utility based on final des
   Modified agreement with public utility based on final des
   Damage to Utilities under Construction
   Verification of Utility Locations/Conditions
   Coordination with Utility Relocation Efforts during contract
   Utility Owner/Third Party caused/related delays
   Identififcation of RR impacts based on preliminary design        X
   Obtaining initial RR agreement based on preliminary des          X
   Coordinating with RR under agreement
   Other work/Coordination
   Third Party Agreements (Fed, Local, Private, etc.)               X
   Coordinating with Third Parties under agreement
   Coordination/collection for third party betterments                  X
   Coordination with Other Projects
   Coordination with Adjacent Property Owners

Construction
  DBE compliance
  Safety
  Construction Quality/Workmanship
  Schedule
  Materials Quality
  Materials documentation                                               X
  Material availability
  Initial performance requirements of QC/QA Plan                    X
  Final Construction/Materials QC/QA Plan
   Construction/Materials QA                                 X
   Construction QC
   Construction QA Oversight                             X
   Construction IA testing/inspection                    X
   Construction Staking
   Erosion Control
   Spill Prevention
   Accidents within work zone                                X
   Damage within work zone                                   X
   Third Party Damages
   Operations and Maintenance During Construction
   Maintenance under Construction - new features
   Maintenance under Construction - exist. features
   Maintenance of Traffic                                    X
   WSP Callbacks - on site traffic control assistance
   Damage to Utilities under Construction
   Falsework
   Shop Drawings
   Equipment failure/breakdown
   Work Methods
   Early Construction / At Risk Construction
   Community Relations                                       X
   Performance of defined mitigation measures
   Warranty

Force Majeure / Acts of God
   Strikes/Labor Disputes
   Tornado/Earthquake                                    X
   Epidemic, terrorism, rebellion, war, riot, sabotage   X
   Archaeological, paleontological discovery             X
   Suspension of any environmental approval
   Changes in Law                                        X
   Lawsuit against project                                   X
   Storm/Flooding                                            X
   Fire or other physical damage                             X

Differing Site Conditions/Changed Conditions
    Changed Conditions                                       X
    Differing Site Conditions                                X

Completion and Warranty
  Establishment/definition of any risk pool
  Long term ownership / Final Responsibility             X
  Insurance
sign-Build Process
         Design Builder




               X

               X
               X
               X
               X

               X

               X



               X




               X

               X


               X
X

X
X
X

X




X



X
X
X
X
X
X
X
X
X


X


X

X
X


X
X
X
X
X

X
X


X
X
X


X
X
X
X

X
X
X
X
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X
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