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					5/18/2006                                                                                                                                           TABLE IV-3 - BUDGET RANKING CRITERIA - APPLICATION MATRIX
                                                                                                                                                                      HYDROPOWER BUSINESS LINE

                                                      1        2        3         4       5              6           7          8          9   10         11           12    13       14   15   16       17       18       19          20       21          22         23          24           25          26              27                    28
                                                                                                                                                                                                                                                             FEDERAL
                                                                                                                                                                                                                                                             (CORPS)                            AVOID            AVOID
                                                                                                                                                                FUNDING                   ARMY/         SUB-                                                 BUDGET                             FORCED           PUBLIC/WORKP AVOID LEGAL
                                             BUSINESS                       AP                               SUB-                   BUDGET                     LEVEL/      DIS  MSC HQ    ASA   PROJECT PROJECT BASIN                   PHASE        PHASE   REQUEST        CONTRACT FY PROJECT FACILITY         LACE SAFETY  MANDATE, TREATY
           ACCOUNT                           LINE     EROC         AP       ABBREV CCS        PWI/CWIS       PROJECT ID STATE       ITEM ID* MSC    DIS        INCREMENT * RANK RANK RANK RANK NAME     NAME    CODE            PHASE * STATUS *     COMPL * *              TYPE     COMPLETION CLOSURE *        ITEM *       OR ESA VIOLATION *
           I
Cat/ class Recon
codes for Feas
these      PED

--->       etc
           C
Cat/ class Construction                          R         R        R         R       R           R              R        R            R       R      R            R        R        R     N    N    R        R        R           R        R           R         R            R          R             N              N                 N
codes for Major Rehabilitation                   R         R        R         R       R           R              R        R            R       R      R            R        R        R     N    N    R        R        R           R        R           R         R            R          R             N              N                 N

--->       etc
           O&M
Cat/ class Security (separate line item)         R         R        R         R       R           R              R        R            R       R      R            R        R        R     N    N    R        R        R           R        R           N         R            N          N             R              R                 R
codes for Critical Power & Joint Ops             R         R        R         R       R           R              R        R            R       R      R            R        R        R     N    N    R        R        R           R        R           N         R            N          N             R              R                 R
these      Critical Power & Joint Maint          R         R        R         R       R           R              R        R            R       R      R            R        R        R     N    N    R        R        R           R        R           N         R            N          N             R              R                 R
           Extraordinary Non-Routine Maint       R         R        R         R       R           R              R        R            R       R      R            R        R        R     N    N    R        R        R           R        R           N         R            N          N             R              R                 R
           Compliance                            R         R        R         R       R           R              R        R            R       R      R            R        R        R     N    N    R        R        R           R        R           N         R            N          N             R              R                 R
           Major Maintenance                     R         R        R         R       R           R              R        R            R       R      R            R        R        R     N    N    R        R        R           R        R           R         R                                     R              R                 R

--->        etc


* = unique entries: Field marked with an * are expected to be different for each increment amount. It would be expected that additional funds would show improvement in appropriate performance indicators. Other items would be the same for the same CWIS numbers.
R = required data element
N = not required




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           29               30           31         32    33         34         35        36        37         38           39          40           41       42        43       44       45            46            47         48                49                50                  51


                CRITICAL                   WORK     BCR                          BCR -      RBRCR -               BCR -          RBRCR -                TOT              FUNDING                                                      JUSTIFICATION/F
GENERATION      POWER TRAIN                CATEGORY AT 7% RBRCR AT RBRCR         Applicable Applicable APPLICABLE Current        Current     ANNUAL NET PROJECT OTHER    OF OTHER LAST YEAR    LAST YEAR    LAST AMOUNT  PROJECT     UNDING             WORK PACKAGE LAST COLUMN
BENEFIT *       COMPONENT *      REMARKS * CODE     RATE 7% RATE * Certification Rate       Rate       RATE       Rate           Rate        BENEFITS * COST    PURPOSES PURPOSES BUDGETED     APPROPRIATED APPROPRIATED DESCRIPTION ARGUMENT *         DESCRIPTION  MARKER




      N               N              R          N        R       R          R         R         R          R          R             R            R        R         R        N        R             R            R           R               R                R                  R
      N               N              R          N        R       R          R         R         R          R          R             R            R        R         R        N        R             R            R           R               R                R                  R



      R               R              R          R        N       N          N         N         N          N          N             N            N        R         R        R        R             R            R           R               R                R                  R
      R               R              R          R        N       N          N         N         N          N          N             N            N        R         R        R        R             R            R           R               R                R                  R
      R               R              R          R        N       N          N         N         N          N          N             N            N        R         R        R        R             R            R           R               R                R                  R
      R               R              R          R        N       N          N         N         N          N          N             N            N        R         R        R        R             R            R           R               R                R                  R
      R               R              R          R        N       N          N         N         N          N          N             N            N        R         R        R        R             R            R           R               R                R                  R
      R               R              R          R        N       N          N         N         N          N          N             N            N        R         R        R        R             R            R           R               R                R                  R




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                                                                                                                                                        3 of 6
                                                         FY 08 HYD
                                                   REQUESTED BUDGET DATA
                  5/18/2006
Col #             Col. Title                                                                Definition
        1 BUSINESS LINE         Enter "HYD" for Hydropower line
        2 EROC                  Two character code for district, such as B1 for Memphis District.
        3 AP                    PRISM Appropriation code, such as A for Investigations, B for Construction, C for O&M, EN for MR&T-Study, ER for
                                MR&T-Construction, ES for MR&T-O&M.
        4   AP ABBREV           Appropriation abbreviation, such as I for Investigations. System generated, no entry required.
        5   CCS                 Category / class / subclass code.
        6   PWI/CWIS            Project identification code.
        7   SUBPROJECT ID        A code which identifies a separable element or subproject which is a child of the parent PWI/CWIS.
        8   STATE               The primary state in which the study or project is located.
        9   BUDGET ITEM ID *    A code to uniquely identify multiple entries within the same project, business line, and increment. System generated,
                                no entry required.
    10 MSC                      Three letter code for MSC such as LRD. System generated, no entry required.
    11 DIS                      Three letter code for district such as LRN. System generated, no entry required.
    12 FUNDING                  Budget increment for the amount requested. Enter a “1” if the increment meets the requirements for inclusion in the
            LEVEL/INCREMENT *   initial level as defined in this Annex. For I and C, enter a 2 for all additional budget requests above initial level 1. Each
                                entry will reflect a contract or a meaningful portion of a study. Every project may not have an increment in the initial
                                level 1, in which case the first time the project is listed will be as a “2” level or other lower increment. Each increment
                                should provide measurable positive contributions to the applicable business line performance measures. For O&M,
                                enter a number 1 to 5 where 1 = "Must have" items
    13      DIS RANK *          This budget item's rank in the district's request
    14      MSC RANK *          This budget item's rank in the MSC's request
    15      HQ RANK *           This budget item's rank in HQ's request - will be completed by HQ
    16      ARMY/ASA RANK       This budget item's rank BY ASA(CW) - will be completed by HQ.
    17      PROJECT NAME        Name of project as entered in PRISM
    18      SUBPROJECT NAME     Name of subproject/separable element identified in PRISM.
    19      BASIN CODE          Enter the 4 digit USGS HUC sub-basin code for the increment request
                                http://water.usgs.gov/nawqa/sparrow/wrr97/geograp/geograp.html
    20 PHASE *                  Autogenerated Field Based on Work Category Code. See Phase Codes table below for codes. A letter code will be
                                used to indicate phase. This may or may not be unique for a given CWIS.
    21 PHASE STATUS *           Status of the phase will be indicated with a letter code. NP = New Phase;CN=Continuing; LY= Last year of phase (be
                                sure that this agrees with PHASE COMPL date). For Reconnaissance and Construction initiation, a new start should be
                                coded as a New Phase in this column. If a study or project is completing one phase and starting a new one in the PY
                                (e.g.finish Feas and start PED), each should be a separate entry (one a LY and one NP). This may or may not be
                                unique for a given CWIS.




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                                                            FY 08 HYD
                                                      REQUESTED BUDGET DATA
             5/18/2006
Col #        Col. Title                                                                     Definition
    22 PHASE COMPL *               The fiscal year that the phase for which funds are being requested is scheduled to complete. For O&M enter the PY
                                   unless the requested funds are scheduled to be carried over. If increment request is to accelerate phase, this date
                                   should change from initial one.
    23 FEDERAL (CORPS)             The Federal (Corps) amount requested for this increment; sum of all increments for this CWIS will be its capability (see
         BUDGET REQUEST *          IWTF Cost for C). Each increment should provide measurable positive contributions to the applicable
                                   business line performance measures.
    24 CONTRACT TYPE               A letter code will be used to indicate Contract Type. Contract Type codes are: CC=Continuing contract; CF=Fully
                                   Funded contract; CB=Base contract with Options
    25 FY PROJECT                  The fiscal year that the entire project is scheduled to be complete (the last year that funds, other than O&M, will be
         COMPLETION                requested). If increment request is to accelerate phase, this date should change from initial one.

    26   Avoid Forced Facility     Yes - Required or No - Not Required. Provide additional insights on high priority nature of work package in the
                Closure            Remarks text field.
    27 Avoid Public / Workplace    Yes - Required or No - Not Required. Provide additional insights on high priority nature of work package in the
              Safety Item          Remarks text field.
    28 Avoid Legal Mandate,        Yes - Required or No - Not Required. Provide additional insights on high priority nature of work package in the
        Treaty or ESA Violation    Remarks text field.
    29                             MW-Yrs of generation benefit achieved by restoration of generating capacity or life extension of available unit capacity.
                                   Provide additional insights on high priority nature of work in the Justification/Funding Argument text field.
            Generation Benefit
    30                             1 = Generator, 2 = Turbine, 3 = Governor, 4 = Exciter, 5 = Transformer, 6 = Circuit Breaker, 7 = Surge Arrestor, 8 =
              Critical Power       Batteries (These components can be assessed using "HydroAMP" condition assessment method). Provide additional
               Component           insights on high priority nature of work package in the Justification/Funding Argument text field.
    31                             Maximum 600 characters: Additional critical information to support increment amount that is not in the other fields and
                                   what is called for from other fields. Use to explain Dis & Div ranks, lack of data in required fields, special legal or other
                                   requirements, safety issues, etc. Provide rationale to support funding of O&M Major Maintenance Items under CG.
                                   Document infrastructure at significant risk to justify budget requests. It would be expected that additional increment
                                   requests would show improvement in appropriate performance indicators. For projects with an N/A in any
                                   field, such as BCR and RBRC, explain why they are not required. (empty cells sort to the bottom)
                Remarks
    32                             Critical Field to Autopopulate Phase Code: Distinguishes Power O&M from Joint O&M activities. 603xx, 606xx, 613xx,
           Work Category Code      616xx.
    33       BCR at 7% Rate        The project's benefit cost ratio at 7% and current price levels. See Notes 1 & 3
    34      RBRCR at 7% Rate       The project's remaining benefits to remaining costs ratio at 7% and current price levels. See Notes 1 & 3
    35   RBRCR Certification       Date the RBRCR was certified in accord with Annex B.
    36    BCR at Applicable Rate   The project's benefit cost ratio at the applicable interest rate. See Notes 1,2& 3


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                                                             FY 08 HYD
                                                       REQUESTED BUDGET DATA
                  5/18/2006
Col #             Col. Title                                                               Definition
    37     RBRCR at Applicable      The project's remaining benefits to remaining costs ratio at applicable interest rate. See Notes 1,2& 3
                  Rate
    38       Applicable Rate        The applicable interest rate - See Notes 1,2& 3
    39     BCR at Current Rate      The project's benefit cost ratio at the current interest rate. See Notes 1,2& 3
    40    RBRCR at Current Rate     The project's remaining benefits - remaining costs ratio at current rate. See Notes 1,2& 3
    41     Annual Net Benefits      Estimated benefits of this individual budget request item.
    42                              The total project cost ($1000s) includes the Federal and non-Federal costs of PED and Construction. This will be a
                                    rough estimate for an Reconnaissance new start. During the Reconnaissance and Feasibility Phases use the estimate
                                    being developed for use in the appropriate report. Subsequently the figure will be derived from PRISM and is to include
                                    all Federal and non-Federal costs for PED and Construction. Be consistent with J-sheets
            Total Project Cost
    43                              Enter up to 5 codes to show the other outputs provided by the project. F=Flood Damage Reduction; H=Hydropower;
              Other Purposes        E=Environmental; R=Recreation; W=Water Supply.
    44       Funding of Other       Displays the budget request amounts entered for other business programs for the project. System generated, no entry
                 Purposes           required.
    45     Last Year Budgeted       Enter the last fiscal year this study(I) or project (construction or O&M) was in the President's budget.
    46    Last Year Appropriated    Enter the last fiscal year that this study(I) or project (construction or O&M) received appropriated funds.
    47         Last Amount          Enter the amount of funds ($1000's) this study or project received for the FY indicated in "LAST FY $ WERE
               Appropriated         APPROPRIATED" field.
    48      Project Description     Main features, 50 words or less. Complete sentences are not required. Maximum of 250 characters.
    49    Justification / Funding   Maximum 480 characters: Additional information required to support budget request.
                 Argument
    50        Work Package          Main features, 50 words or less. Complete sentences are not required. Maximum of 80 characters.
                Description
    51     Last Column Marker       Insert an "X" to indicate the last column

                                    Note that dollar amounts should be in thousands ($000).

                                    Field marked with an * are expected to be different for each increment amount. It would be expected that additional
                                    funds would show improvement in appropriate performance indicators. Other items would be the same for the same
         * unique entries           CWIS numbers.

         Note 1                     "Current price levels" means benefits at the price level used in the last approved decision document, and the most
                                    recent updated project costs deflated to the same price level year as the benefits. See Annex B-2.11 for discussion.




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                                                       FY 08 HYD
                                                 REQUESTED BUDGET DATA
                 5/18/2006
Col #            Col. Title                                                            Definition
        Note 2                EC paragraph 8a: A discount rate of 5 1/8% will be used to determine the "current" economics of any project. For
                              projects funded for construction, the "applicable" rate is the one in effect when construction funds were first
                              appropriated. For projects never funded for construction, the applicable rate is the "current" rate, unless the project
                              qualifies for the 3 1/4% rate under the "grandfather" clause in Section 80 of the Water Resource Development Act of
                              1974, PL 93-251. Even if “grandfathered” for budgetary purposes the actual current rate should be also used and
                              results shown. In addition, as noted in paragraph 9 below, costs and benefits, and remaining costs and benefits should
                              be computed and displayed at a 7 percent discount rate.
        Note 3
                              As required, in support of funding requests, benefit to cost ratios will be evaluated based on the benefits in the latest
                              approved official document, such as a Feasibility Report, Chief of Engineers Report, Limited or General Reevaluation
                              Report (LRR or GRR), Engineering Documentation Report (EDR), or other report. In computing BCRs, deflate the
                              current project costs to the price levels of such benefits. Exceptions to this “deflation of cost method” may be granted
                              when a new economic update is performed and approved at the appropriate level (usually MSC level)




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