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							On the face of it
A review of the organisational
structures surrounding the
practice of cosmetic surgery
On the face of it
A review of the organisational structures
surrounding the practice of cosmetic surgery


A report by the National Confidential Enquiry into
Patient Outcome and Death (2010)

Written by:

A P L Goodwin MB BS FRCA
NCEPOD Clinical Co-ordinator

I C Martin LLM FRCS FDSRCS
NCEPOD Clinical Co-ordinator

H Shotton PhD
Researcher

K Kelly BA (Hons) PGCert
Research Assistant

M Mason PhD
Chief Executive



The authors and Trustees of NCEPOD would particularly like to thank
the NCEPOD staff for their work in collecting and analysing the data
for this study:
Robert Alleway, Sabah Begg, Bryony Bull, Heather Freeth, Dolores
Jarman, Waqaar Majid, Eva Nwosu, Karen Protopapa and Neil Smith.
    Contents




Acknowledgements                                                       3

Foreword                                                               4

Key findings                                                            7

Recommendations                                                        8

Introduction                                                           9

1 Method and data returns                                             11

2 Advertising, consent and patient information                        16

3 The structure and case mix of teams
  providing cosmetic surgery                                          27

4 Postoperative follow up, policies, facilities and protocols         34

5 Patient records and clinical audit                                  45

Conclusion                                                            50

References                                                            52

Appendices                                                            55
1    Glossary of terms and abbreviations                              55
2    Web-listings used to identify sites providing cosmetic surgery   58
3    Corporate structure and role of NCEPOD                           58
4    Supporting organisations                                         60
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 Acknowledgements




This report, published by NCEPOD, could not have been achieved without the
support of a wide range of individuals who have contributed to this study.

The expert group who advised NCEPOD on what to assess during this study:

Jacqueline Cuming Director of Clinical Services, The Harley Medical Group

Mark Henley         Consultant Plastic Surgeon - Chairman of the
                    Interface Group in Cosmetic Surgery for the
                    Joint Committee on Surgical Training and Director
                    of British Academy of Cosmetic Practice

Douglas Justins     Consultant in Pain Management and Anaesthesia
                    and NCEPOD Trustee

Chris Khoo          Consultant Plastic Surgeon - Council member of British
                    Association of Plastic, Reconstructive and Aesthetic
                    Surgeons (BAPRAS), Chair of the British Academy of
                    Cosmetic Practice and of the Royal College of Surgeons
                    of England Aesthetic Surgery Project Group

James Partridge     Chief Executive of Changing Faces, lay representative

Jackie Row          Director of Clinical Policy and Development,
                    Aspen Healthcare

Sally Taber         Director of the Independent Healthcare Advisory Services

Martin Utley        Clinical Operational Research Unit, UCL




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  Foreword




There is nothing wrong with cosmetic surgery. People             are in most instances objective published data and since
are and should be as free to pay for surgical treatment          this published data must also be available to most of those
for what they see as physical imperfections or the less          who work in the sites studied, the extent of the room for
attractive consequences of ageing as they should be free         improvement that has been identified is remarkable.
to seek treatment of pain or significant disease. Much of
it may have little to do with the treatment of illness, but      The description of the data returns in Chapter 1 warns
it is a service that meets a need that people experience.        the reader of the choppy waters that lie ahead. Ignore
Awareness of this point has developed in the 20 years            the 212 sites that usually participate in our work and
since some citizens of Oregon provoked a public outcry           concentrate on the 619 that do not: 11.5%, that is 71 of
by choosing cosmetic breast surgery before treatment             them are clinics that had ceased to exist between being
of open thigh fracture when they were consulted in an            identified and being approached. Of the remaining 548,
attempt to create a transparent set of healthcare priorities.1   68% (371) either did not answer or refused to take part.
                                                                 This suggests that they are unaware of their obligation to
However, we should recognise that those who meet this            take part in the work of the confidential enquiries or take
need are responding to a distinctive demand that poses           an nonchalant attitude to such obligations.
its own problems because the tolerance of physical
imperfections is subjective. Furthermore, because a large        In other reports low participation rates may be
proportion of cosmetic surgery is not available on the NHS,      understood in the context of the difficulty of finding and
commercial interests hold a decisive sway. Most other            copying bulky sets of clinical notes. Neither applies here.
private practice is a supplement to NHS practice, carried        Of particular concern to NCEPOD is whether the 32%
out in their spare time by surgeons doing operations that        who responded are likely to be more conscientiously
they have been trained to do in the NHS. This means              organised than their less co-operative peers. As with
that the regulation of this pattern of care raises different     previous studies, one wonders whether this report may
problems from many other aspects of medicine.                    give a misleadingly reassuring impression of what is really
                                                                 happening in this market place. If so, it only adds force to
NCEPOD usually studies a cohort of cases looking for             the findings and recommendations of the authors.
events that show room for improvement in the views of
our specialist advisors. We always include criticisms            When we come to the meat of the Study, I think the
of organisational factors where these are relevant;              fundamental weakness of the pattern of care that is
however this study is unusual in being concerned                 described seems to be that it is often far too dispersed
entirely with organisational matters. We have not studied        and disorganised. Throughout medicine it is now
individual cases nor criticised what has happened to             becoming a commonly accepted dogma that performing
a single patient. We have not considered the extent of           procedures occasionally is unacceptable practice.
complications, plainly unacceptable results or patients          Cardiac surgeons were the first to learn painfully in the
who are dissatisfied by results that their surgeons deem          wake of the Bristol scandal of the ‘90’s that small centres
to be acceptable. This report describes the facilities and       are not beautiful. Since then most other specialties have
methods that the clinics bring to their work. The yardsticks     introduced criteria that acknowledge the same point.
against which the authors have measured their findings            For example, in Scoping our Practice (2004), NCEPOD


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reported that performing 20 procedures a year was               as regulation and surgical competence. As the definition
insufficient to maintain an individual’s endoscopy skills. In    of an NHS hospital becomes looser, the obligation on
those areas of medicine where the results of inadequate         the private sector to pull its weight in training is likely to
skill are less starkly evident we have learned the same         become more intense. This shoe is pinching here first
lessons, albeit more slowly.                                    because it is only in the private sector that procedure-
                                                                specific training can be provided where procedures are
Yet, in cosmetic surgery we find numerous teams who              not carried out in NHS hospitals.
are apparently prepared to “have a go” at procedures
that they rarely perform. Unsurprisingly but worryingly,        A third issue is patient selection. The patrons of these
it is the more difficult procedures that are undertaken          premises include a proportion of patients who may have
most rarely. Thus, we find from Table19 on page 28 that          unrealistic aspirations and more deep-seated problems.
there are 31 places doing the relatively common and             So it is dispiriting to see that the majority of places do
straightforward breast augmentations who do them less           not include a psychological assessment as part of the
than 10 times a year. This is occasional surgery by any         routine initial consultation,6 and where a psychological
standards. Yet more troublingly, when we look at breast         assessment is carried out, at only 4% of sites is it normal
reduction, which is relatively complex surgery, 79% of          for a patient to see a Clinical Psychologist.7
centres undertaking it do so on less than 20 occasions a
year. There are 84 centres doing between 1 and 10 breast
reductions in a year. No doubt some of the Consultants          What is to be done?
are working in the private sector in their spare time,
so that one member of the team may be doing these               It is trite to say that the first line of protection must be the
procedures more regularly in the NHS; however it is not         patients themselves. In seeking out this sort of treatment
clear where there are any controls. Who in the private          they are asserting the personal right with which I began.
clinic knows what the surgeons are doing elsewhere?             In doing so patients should interrogate their surgeons and
One wonders how the team as a whole can maintain their          their teams and we hope this report may help them to
skills to undertake these procedures and what they are          identify the questions they need to ask. I suggest that if
doing the rest of the time.                                     the glossy brochures do not condescend to the detailed
                                                                description of issues identified by our authors, patients
The second casualty seems to be safety. As a consequence        should be encouraged by this report to ask and I draw
of this disparate provision our authors found an alarming       attention to the list of questions our authors have prepared
lack of equipment available in theatre,2 in proper recovery     which are available on our website. If the team are shy
facilities,3 in HDU facilities4 and in out of hours surgical    about saying how often the procedure being contemplated
cover.5 In small centres the unit cost of providing this sort   is done by the surgeon at the centre, or there is not
of back-up becomes prohibitively expensive.                     readily available detailed information about the recovery
                                                                arrangements, resuscitation facilities and out of hours
Another casualty seems to be surgical training. It is           cover, then a patient may be in the wrong place.
available in only 16% of these sites (page 31). In one          This report may also encourage patients to consult their
sense this may be just as well: what sort of training           general practitioners before approaching such a specialist.
can be offered in a centre that performs most of its
procedures less than once a month? However, there is            Yet we must acknowledge that the essence of modern
also no doubt that if this work were concentrated in fewer      regulation is to protect those who are too trusting and fail
centres where there was a proper throughput of work, we         to ask questions. A consumer of medical services should
could expect to see an improvement in training as well          not have to be an auditor. Just as we do not demand to


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check the hygiene in the kitchen and fridges before we sit      On behalf of NCEPOD I am grateful to those who have
down to eat in a strange restaurant, patients are entitled to   made this study possible. The expert group who advised
suppose that clinics offering surgery in the High Street are    NCEPOD on what to assess and the questions to ask
properly regulated by those who are paid to do so. Thus         included a number of senior insiders. We had two
the patients’ common sense must here be fortified by an          distinguished Consultant Plastic Surgeons, Chris Khoo
enhanced role for the regulators.                               and Mark Henley; also there were four senior managers:
                                                                Sally Taber, the Director of the Independent Healthcare
This is not a report that demands the expenditure of            Advisory Services; Jacqueline Cuming, from the Harley
money or primary legislation by central government, in          Medical Group; Jackie Row from Aspen Healthcare and
the first instance at least. The remedy for these problems       James Partridge, the Chief Executive of Changing Faces.
lies principally in the hands of the clinics and the            Douglas Justins who is an NCEPOD Trustee as well as
profession and those who regulate them both.                    being a senior anaesthetist also helped to devise the
                                                                study. Martin Utley from the Clinical Operational Research
First and foremost this report reveals a challenge for the      Unit at UCL, who is also a member of our Steering Group
Care Quality Commission (CQC). This part of the CQC’s           kept them all on the mathematically straight and narrow.
inheritance has here been identified as a problematic
cottage industry pattern of laissez-faire provision. The        The nine researchers who did most of the work in
CQC should insist that those it regulates are properly          collecting material were led by Hannah Shotton and
equipped and adhere to appropriate standards.                   Kathryn Kelly who were also authors with two of our
                                                                Clinical Co-ordinators, Alex Goodwin and Ian Martin.
The GMC should give clearer guidance to doctors                 The contents of the report were carefully considered
as to their responsibilities when caring for a cohort           and discussed by the whole Steering Group of our
of patients, some of whom may be acting unwisely.               stakeholders at our meeting in February and since then
Doctors performing these procedures should have                 drafts of the report have been circulated and reviewed by
procedure-specific training and the professional                 all involved on at least two further occasions. We believe
regulator should insist that they adhere to a code of           it is this methodology of guidance by knowledgeable
conduct that is responsive to the particular needs of           insiders and comment from a broad group of questioning
their patients and the environment in which they work.          professionals that make our studies robust.
The GMC book “Consent: Patients and Doctors Making
Decisions Together” contains guidance about patients
who lack legal capacity, but not about those who may
be acting unwisely in seeking treatment that may not
be in their best interest. Such guidance in defining the
characteristics of the acceptable would be invaluable to
doctors as well as patients. Good doctors benefit from
guidance on which they can rely to demarcate the limits         Bertie Leigh
of what is appropriate, when it is not always obvious.          Chair of NCEPOD

In the meantime I hope this report will empower patients        1. Klein Rudolf: On the Oregon Trail 1991; BMJ 302;1-2,
by putting in their hands the information that will enable      2. see table 33 page 39, 3. see table 36 page 41
them to make more informed choices about where and to           4. see table 39 page 42, 5. see table 24 page 32
whom they should entrust themselves.                            6. see table 14 page 22, 7. see figure 3 page 23



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    Key Findings




•     Many cosmetic surgery sites are offering a menu
      of procedures some of which were only performed
      infrequently

•     All the sites returning a questionnaire were either
      registered with the Care Quality Commission
      (or equivalent regulatory body in the devolved
      administrations) or were not required to be under
      current regulations

•     348/361 (96%) sites indicated that patient outcomes
      were monitored

•     Routine psychological evaluation prior to cosmetic
      surgery was carried out in 119/335 (35%) of
      sites, and in only 4/100 (4%) of those sites were
      assessments routinely performed by a clinical
      psychologist

•     A two-stage (deferred) consent process was not
      performed in 91/282 (32%) of sites

•     46/138 (33%) of independent hospitals with inpatient
      beds providing cosmetic surgery did not have a
      cosmetic surgery consultant rota for anaesthesia

•     67/220 (30%) of sites performing cosmetic surgery
      did not have a Level 2 care unit

•     Only 101/228 (44%) of operating theatres were fully
      equipped to undertake cosmetic surgery

•     39/216 (18%) of sites performing cosmetic surgery
      had no emergency re-admission policy




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    Recommendations




•        Regulatory bodies, such as the Care Quality              •   Cosmetic surgical practice should be subject to
         Commission, should more closely monitor the                  the same level of regulation as any other branch of
         adherence to national requirements for audit                 surgery.
         and scrutiny of sites under licence. The scope of
         regulation should include all sites including those      •   Independent health care providers should only allow
         only undertaking consultation.                               practising privileges to those cosmetic surgeons
                                                                      who can demonstrate that they have achieved and
•        National professional cosmetic surgery bodies                are able to maintain competence in the procedures
         should issue guidelines as to the training, level of         which they offer.
         knowledge and experience required for a cosmetic
         surgeon to achieve and maintain competence in the        •   Defence organisations might consider whether
         procedures which he or she undertakes.                       it is appropriate to indemnify practitioners who
                                                                      are unable to demonstrate the attainment and
•        Those considering having cosmetic surgery should             maintenance of appropriate levels of competence
         be advised to check Care Quality Commission                  for the procedures which they perform.
         registration of any site they attend.
                                                                  •   Psychological assessment is an important part
•        Guidelines for the equipping of theatres and the peri-       of any patient’s cosmetic surgery episode and
         operative monitoring of patients must be followed.           should be routine. This part of a patient’s care
                                                                      must be delivered by those adequately trained and
•        Good practice demands a two-stage consent                    reliable psychological assessment tools need to be
         process for those undergoing cosmetic surgery.               developed.

•        A national cosmetic surgery outcome database             •   Regulation should be introduced to prevent the use
         should be considered.                                        of financial inducements to influence the process of
                                                                      informed consent.
•        More formal training programmes must become
         established, and like any other surgical training,
         these should be subject to rigorous assessment
         of competence, which should lead to a certificate
         attesting to the surgeon’s level of competence
         in specified procedures. The present reliance on
         inclusion on the specialist register does not give any
         assurance that a surgeon has received adequate
         training in cosmetic surgery.




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 Introduction




The remit of NCEPOD covers not only practice within the        However, the lack of a cosmetic surgery specialty makes
NHS but also within the independent sector. Cosmetic           regulation difficult.
surgery is perhaps the most controversial area of
independent practice and certainly one which is a major        According to The Care Standards Act, all independent
growth “industry”. Cosmetic surgery has become more            clinics and hospitals that provide cosmetic surgery in
available, socially acceptable and financially achievable       England must be registered and inspected by the CQC. In
for a wider cross section of society. In 2008 the British      Wales they must register with the Healthcare Inspectorate
Association of Aesthetic Plastic Surgeons (BAAPS)              of Wales (HIW) and in Northern Ireland, with the
reported a 275% increase in breast augmentation                Registration and Quality Improvement Authority (RQIA).2
operations since 2002.1 Cosmetic surgery differs in one
major respect from other types of surgery in that it is        In 2004, the Healthcare Commission (now the CQC)
undertaken as a life style choice as opposed to surgery        carried out an extensive review of the provision, safety
to cure or ameliorate a disease. Furthermore, patients are     and quality of cosmetic surgery practice in England
effectively entering into a contract by paying a surgeon to    and presented the findings to the Chief Medical Officer
produce an agreed result, be that the shape of the nose        in the 2005 report “Provision of cosmetic surgery in
or the size of the breasts they desire, or to combat the       England: Report for the Chief Medical Officer Sir Liam
perceived undesirable effects of ageing.                       Donaldson”.3 In the same year, the Department of Health
                                                               took the Healthcare Commission report into consideration
There is a lack of a definition of cosmetic surgery which       and published “Expert Group Report on the Regulation of
adds to the misinformation and confusion surrounding           Cosmetic Surgery to the Chief Medical Officer”.4 These
the practice. The term is often used interchangeably with      two studies reviewed regulated cosmetic procedures
‘plastic surgery’ or ‘aesthetic surgery’.                      as well as reviewing staff training and development,
                                                               consumer information, patient records and clinical audit.
The lack of definition in part stems from the fact
that it is not an official surgical specialty in its own        Both reports indicated a need for better information
right, but involves practitioners of plastic surgery,          and regulation of the practice of cosmetic surgery and
oral and maxillofacial surgery, ENT, ophthalmology             several recommendations were made to the government.
and dermatology among others. The lack of defined               Since their publication there has been a review of the
specialisation in this country has implications for ensuring   national minimum standards5 as well as the publication of
that surgical procedures are carried out by appropriately      guidelines for good medical practice in cosmetic surgery,
qualified surgeons. According to The Care Standards             by the Independent Healthcare Advisory Services, in
Act, 20002 practitioners performing cosmetic surgical          2006.6 The NHS Modernisation Agency also looked
procedures in the independent sector must have                 at plastic, reconstructive and aesthetic surgery within
undergone basic medical training and (those registered         the NHS and provided recommendations for good
after 2002) must be on the specialist register of the GMC.     practice, which involved a more coordinated approach




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to delivery of optimum service within a local stakeholder   information regarding structure, function and locations
commissioning group framework.7                             of cosmetic practice. This report does not include those
                                                            aesthetic or cosmetic procedures undertaken to manage
In this study NCEPOD aimed to investigate key areas of      disease processes. NCEPOD considers this study to be
variation in the practice of cosmetic surgery in the NHS    a first step in identifying the variations in organisation and
and the independent sector. The study has reviewed basic    practice of cosmetic surgery.




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    1 – Method and Data returns




Study aim                                                Expert group

The aim of this study was to investigate variations in   A multidisciplinary expert group, representing
organisational structures surrounding the practice of    professional cosmetic surgery providers and the Industry,
cosmetic surgery in England, Scotland, Wales, Northern   contributed to the design of the questionnaire and
Ireland and the Offshore Islands.                        reviewed the results of the analysis of the data returned.
                                                         This composition of the Expert group is outlined on
Four areas were studied, in order to obtain baseline     page 3.
information which should help inform and direct
subsequent more detailed investigation of practice.      Pilot study
These areas were:
                                                         A pilot study was performed to test the questionnaire
1    Advertising, consent and patient information        for clarity and validity. Twenty four sites were contacted
2    The structure and case mix of teams providing       (seven independent hospitals, Fourteen clinics and three
     cosmetic surgery                                    NHS hospitals). Six questionnaires were returned and
3    Postoperative follow up, policies, facilities and   following this the questionnaire was finalised.
     protocols
4    Patient records and clinical audit
                                                         Main study

Definition of cosmetic surgery                            Site identification
Cosmetic surgery was defined for the purpose of this      All sites identified in England, Wales, Northern Ireland,
study as:                                                the Isle of Man and the Channel Islands that perform
“Operations that revise or change the appearance,        cosmetic surgical procedures or carry out consultations
colour, texture, structure or position of the bodily     for cosmetic surgery were included in the study.
features to achieve what patients perceive to be         Additionally, for this study, independent hospitals and
more desirable”8                                         clinics in Scotland were included with the agreement of
                                                         the Scottish Audit for Surgical Mortality (SASM).




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Data acquisition                                                (RCGP) it became clear that obtaining email addresses of
A questionnaire was sent to the following sites in which        UK GPs, in order to carry out an initial mailing would not
cosmetic surgery was performed or organised:                    be possible. Therefore GP sites were only included if they
                                                                were listed on the CQC register for independent health
1        Independent sector hospitals in England, Wales and     care providers or if they advertised cosmetic surgical
         Northern Ireland                                       procedures in the included web listings.
2        NHS hospitals in England, Wales and Northern
         Ireland                                                During the full study 1093 questionnaires were sent out
3        Independent sector hospitals in Scotland               to cosmetic surgery sites between July and September
4        Members of BAAPS who see patients at sites other       2009. Reminder letters were sent after six weeks then
         than hospitals already covered                         again a further four weeks later and a final reminder in
5        IHAS members: National multi-site providers of         December on behalf of NCEPOD and the study expert
         cosmetic surgery                                       group members. Study researchers also carried out
6        Independent hospitals, clinics and non-surgical        telephone and email chasing of questionnaires with the
         cosmetic treatment centres registered with the CQC,    final deadline for return being the 15th January 2010.
         The Health Inspectorate of Wales (HIW) or
         The Regulation and Quality Improvement Authority
         of Northern Ireland (RQIA)                             Data analysis
7        Clinics and treatment centres listed on Yell.com and
         other web listings listed as providers of cosmetic     The data from the questionnaire were electronically
         surgery (see Appendix 2 for the complete list)         scanned into a preset database. Prior to analysis, the
                                                                data were cleaned to ensure that there were no duplicate
Sites were excluded if they were found to be non-               records and that erroneous data had not been entered
cosmetic sites, non-surgical sites or sites providing           during scanning. Fields containing spurious data that
only reconstructive surgery as part of the management           could not be validated were removed.
of disease processes. As this study was at the
organisational level, data were collected from each             Following cleaning, the data were analysed using
individual site (a site being administratively and/or           descriptive statistics using Microsoft Excel. The results
geographically separate from all others). Therefore, each       were reviewed by the study Expert Group and the
individual clinic belonging to a large multi-site provider      NCEPOD Steering Group prior to publication.
was treated separately. Likewise, to avoid repetition of
organisational data, data from cosmetic surgeons were
only included if they carried out consultations at a site       Data returns
separate to the hospital where the surgery was performed
and they were only questioned on the consultation               Of the 1093 questionnaires sent out, 291 were sent to
aspects of their practice.                                      sites which already participate in the work of NCEPOD
                                                                (NHS and independent hospitals). Seventy nine of these
On the basis of anecdotal evidence that cosmetic surgery        sites were excluded as they undertook reconstructive
was being carried out in some general practice (GP)             surgery only, leaving 212 sites. Of these 185 (87%)
surgeries, data collection was attemped from this group.        returned questionnaires and 26 failed to return their
However, having approached individual primary care              questionnaires. One questionnaire was sent but did not
trusts and the Royal College of General Practitioners           arrive.



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A further 802 sites were identified which did not                questionnaire was made clear, there was substantial
participate in the core work of NCEPOD. Sites were              difficulty in obtaining data from sites unfamiliar with
excluded if they were non-surgical cosmetic (69), non-          NCEPOD. This may simply reflect a lack of familiarity
cosmetic (82), other e.g. duplication (31) or reconstructive    or could be interpreted as a general unwillingness to
(1). Therefore 619 sites were assumed to be eligible to         participate in self review. Audit, be it personal, local or
participate. Of these, further verification confirmed that 71     national is an integral part of maintaining high standards
sites no longer existed, leaving 548 currently practicing.      of patient care. This raises concern for those sites that
Of these sites 176 (32%) returned their questionnaires,         were unwilling to participate. All patients should enquire
13 refused to complete the questionnaire and 358 failed         as to the CQC registration and last inspection of the
to answer and return the questionnaire despite repeated         site they are considering attending. The CQC needs to
reminders. Overall, 361/760 sites returned questionnaires       ensure that all licensed sites demonstrate participation in
(see figure 1). With 11.5% of companies listed but no            national audit.
longer trading, there appeared to be a substantial turn-
over of companies providing cosmetic surgery.                   The HIW and RQIA appeared to have similar
                                                                arrangements for registration of independent providers
The Care Standards Act and IHAS: Good Medical                   of cosmetic surgery as the CQC in England,10,11 however
Practice in Cosmetic Surgery/Procedures, requires all           in Scotland, it appeared that currently only independent
independent practitioners, clinics and hospitals to be          hospitals are obliged to register with the Scottish
registered with the CQC.2,6 Part of this registration           Commission for the Regulation of care.12 Small clinics
requires that the sites participate in national audit           are not required to be registered even if they carry out
which includes the work of the National Confidential             cosmetic surgery on site.
Enquiries.9 While the requirement to complete the




                                                  TOTAL QUESTIONAIRES
                                                         SENT - 1093




                         ELIGIBLE TO PARTICIPATE                                EXCLUDED
                                SITES - 760                                         333




                  RETURNED                    NOT RETURNED
                  361 (47.5%)                  399 (52.5%)




Figure 1. Data returns




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The denominator changes throughout this report. This            Of those included 324/361 sites providing cosmetic
is because there are sites which have a differing level of      surgery lie outside the National Health Service.
involvement in the care of cosmetic surgery patients and        The structure of the cosmetic surgery industry is
which completed different sections of the questionnaire.        complicated. There are several different types of provider
There are sites that act as an initial point of contact for     of cosmetic surgery who are responsible for different
prospective patients, brokering services that have no           parts of the patient pathway, which may add to the
further involvement in the patient pathway. There are           difficulty in regulation and determining who has ultimate
sites where only initial consultations are performed but        responsibility for the patient’s welfare. The majority
no surgery is carried out on site. There are sites that only    of sites returning questionnaires were independent
carry out surgery and sites that are involved with every        hospitals in patient (IP) and out patient/day-case (OP),
step of the patient pathway. The total number of sites that     most of which who oversee the patient throughout
returned questionnaires was 361 of which 350 sites acted        the whole process from the initial consultation to the
as the initial point of contact for patients. Of these 344      postoperative follow-up appointment, allowing a degree
sites carried out initial consultations and 228 sites carried   of continuity. Questionnaires were received from
out cosmetic surgery on site.                                   100 non-surgical treatment centres that only perform
                                                                non-surgical cosmetic treatments on site, but where
                                                                consultations for cosmetic surgery take place. A further
Description of sites participating                              37 questionnaires were received from NHS hospitals
                                                                that carry out a small number of cosmetic surgical
The type of site from which a questionnaire was returned        procedures for reasons other than to correct a pathology
is shown in Table 1.                                            or for reconstructive purposes. Questionnaires were
                                                                received from 21 independent surgeons who see patients
Table 1. Type of site that returned a questionnaire             at sites other than hospitals already covered. Large (>3
  Description of site                       Total        %      clinicians employed) and small (<3 clinicians employed)
                                                                independent clinics made up a smaller proportion of
  Independent Hospital - in patient          159      44.0
                                                                the sample (large clinics = 2/361, small clinics = 8/361)
  Non-surgical Treatment Centre              100      27.7      as did the brokers for UK (3/361) and abroad (4/361).
  NHS Hospital                                 37     10.2      One questionnaire was returned from a GP surgery.
  Cosmetic Surgeon                             21       5.8     The description of 14 ‘other’ sites did not come under
                                                                any of the categories listed on the questionnaire. These
  Other                                        14       3.9
                                                                identified themselves as: Private patient facility within
  Independent Hospital - out patient           12       3.3     NHS hospital (six), a group of surgeons practicing in more
  Small clinic (<3 clinicians)                  8       2.2     than one hospital (two),
                                                                non-cosmetic surgeon (one) ambulatory surgical/
  Referral Service (abroad)                     4       1.1
                                                                diagnostic unit (two) independent sector treatment
  Referral Service (UK)                         3       <1      centre (ISTC) carrying out consultations and day
  Clinic (>3 clinicians)                        2       <1      case surgery for some procedures on site but other
  GP                                            1       <1      procedures elsewhere (three).

  Total                                      361




  14
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                                                                                                            D –M

                                                                                                                 R
                                                                                                              1
Registration with a Regulatory Body

All sites carrying out cosmetic surgery should be
registered with CQC.9 (Table 2)

Table 2. Type of site registered with the CQC

                                                             Registered with the CQC
 Description of site                      Yes          %    No      %     Subtotal       NA     Unanswered       Total
 Independent Hospital - in patient        152        98.7    2     1.3         154         3                2     159
 Non-surgical Treatment Centre              87       87.9   12    12.1          99         1                0     100
 NHS Hospital                               25       89.3    3    10.7          28         4                5       37
 Individual Cosmetic Surgeon                10       66.7    5    33.3          15         6                0       21
 Other                                          8    80.0    2    20.0          10         3                1       14
 Independent Hospital - out patient         12      100.0    0     0.0          12         0                0       12
 Small Clinic (<3 clinicians)                   8   100.0    0     0.0            8        0                0        8
 Referral Service (abroad)                      0     0.0    1   100.0            1        2                1        4
 Referral Service (UK)                          0     0.0    0     0.0            0        3                0        3
 Clinic (>3 clinicians)                         2   100.0    0     0.0            2        0                0        2
 GP                                             1   100.0    0     0.0            1        0                0        1
 Total                                    305        86.1   25     7.7         330        22                9     361



Table 2 shows that responses from twenty five sites          For sites that answered ‘Not Applicable’, similar results
stated that they were not registered with the CQC. When     were found: thirteen sites did not perform any surgery on
these were looked at in more detail, it was found that      site and six were regulated by regulatory bodies within
eighteen sites only carried out consultations on site       the devolved administrations, with the exception of one
and therefore were not under the present regulations        clinic in Scotland that is currently not required to be
required to be registered. A further seven sites were       registered. All the sites that failed to answer the question
based in Wales, Northern Ireland or Scotland and were       were either registered with a regulatory body or were not
registered with the equivalent regulatory bodies in the     required to be registered.
devolved administrations (i.e. HIW, the RQIA and the
SCRC, respectively).




                                                                                                                     15
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                                                                                                              AN – A
                                                                                                                2
 2 – Advertising, consent and patient information




Advertising                                                  the services a doctor provides must be verifiable, truthful
                                                             and that they must not make claims that they are any
The advertising of medical services is constrained           better than any other practitioner18. Claims should not
by codes of conduct laid down by the Committee of            be made about the quality or outcomes of services in
Advertising Practice (CAP)13 who are overseen by the         any information provided to patients. Advertising must
Advertising Standards Authority (ASA)14. The BAAPS and       not offer guarantees of cures, nor exploit patients’
the IHAS have also produced consensual agreement on          vulnerability or lack of medical knowledge. Equally a
the standards employed in the advertising of cosmetic        patient’s vulnerability or lack of medical knowledge must
surgery procedures.15,16,17                                  not be exploited when making charges for treatment or
                                                             services.6
Marketing materials must be drafted and designed
to safeguard patients from unrealistic expectations.         When asked about advertising, 303/342 (88.6%) sites
Advertisements should depict real life. Unjustifiable         stated that they advertised their services (Table 3).
claims should not be made and discounts or financial
incentives must not be offered. Good medical practice
states that any information that appears in print about



Table 3. Type of site and advertising of services
                                                                          Advertise
 Description of site                        Yes        %    No       %       Subtotal       Unanswered /           Total
                                                                                            Not applicable

 Independent Hospital - in patient          147      95.5    7      4.5           154                     0          154
 Independent Hospital - out patient          12     100.0    0      0.0               12                  0           12
 NHS Hospital                                  0      0.0   27    100.0               27                  6           33
 Small Clinic (< 3 clinicians)                 8    100.0    0      0.0                8                  0             8
 Non-surgical Treatment Centre               98     100.0    0      0.0               98                  2          100
 Individual cosmetic surgeon                 18      85.7    3     14.3               21                  0           21
 GP                                            1    100.0    0      0.0                1                  0             1
 Referral service (UK)                         3    100.0    0      0.0                3                  0             3
 Referral Service (abroad)                     4    100.0    0      0.0                4                  0             4
 Other                                       12      85.7    2     14.3               14                  0           14
 Total                                      303      88.6   39     11.4           342                     8          350




  16
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                                                                                                              AN – A
                                                                                                                2
The two sites that did not advertise and described
themselves under the category ‘other’ were one private
site within an NHS hospital and one group of surgeons
practicing at more than one hospital.

Methods used for advertising are shown in Figure 2.
Multiple answers may have been provided by each site
(from a maximum of 342 sites).

             Number of sites

             300

             250

             200

             150

             100

              50

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                                                   Advertising method


            Figure 2. Methods of advertising utilised by sites providing or organising cosmetic surgery



The group using broadcast media (radio and television)        Table 4. Type of site using broadcast media
were divided into the groups shown in Table 4. This group       Description of site                     Total          %
fell entirely outside the NHS.
                                                                Independent Hospital - in patient           58      41.7
                                                                Independent Hospital - out patient           2        1.4
                                                                Small Clinic (<3 clinicians)                 2        1.4
                                                                Non-surgical Treatment Centre               68      48.9
                                                                Individual Cosmetic Surgeon                  2        1.4
                                                                Referral Service (abroad)                    1        <1
                                                                Other                                        6        4.3
                                                                Total                                       139




                                                                                                                        17
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  2




The sites using social networking sites and pop-up          The use of electronic media to promote and advertise
advertisements and bulk emailing, which fall outside of     cosmetic surgery by its nature much harder to regulate.
any formal regulatory process were in the groups shown      Bulk emailing, pop-ups, social networking sites and web
in Tables 5 to 7.                                           based advertisements may be more likely to influence
                                                            groups of patients more vulnerable to suggestion.
                                                            Such is the concern over the effects of advertising
Table 5. Type of social networking websites used            on patients that a number of countries have recently
  Description of site                               Total   tightened up the legislation surrounding cosmetic surgery
                                                            advertising19-21 and in France, since 2005, it has been
  Independent Hospital - in patient                   18
                                                            banned completely in every format including web based
  Independent Hospital - out patient                   1    publicity.22
  Small Clinic (<3 clinicians)                         2
  Non-surgical Treatment Centre                       38    In the UK the guidelines issued by the BAAPS and the
                                                            IHAS form the foundations of a code of conduct, which
  Referral Service (abroad)                            2
                                                            is not necessarily enforceable by law. Therefore, only if
  Other                                                1    the more general CAP codes of practice are contravened
  Total                                               62    can advertisers be penalised by the ASA. However,
                                                            misleading advertisements may also come under the
                                                            jurisdiction of trading standards officers.
Table 6. Type of site using pop-up advertisements

  Description of site                               Total   Sites that admitted to promoting special offers are shown
                                                            in Table 8. Of the sites that answered the question
  Independent Hospital - in patient                   12
                                                            77/295 (26%) admitted to promoting special offers.
  Independent Hospital - out patient                   1    Financial offers are permitted according to the IHAS
  Small Clinic (<3 clinicians)                         2    guidelines as long as they are not advertised in the public
  Non-surgical Treatment Centre                       23    domain.17 Such offers, when time is limited, may put
                                                            undue pressure on patients to have an operation in haste
  Total                                               38
                                                            for which they may be inadequately prepared.

Table 7. Type of site using bulk emailing                   In addition to the questions on advertising in the
  Description of site                               Total   questionnaire, a sample of advertisements from
                                                            newspapers and magazines were assessed as to whether
  Independent Hospital - in patient                   10
                                                            they conform to the guidelines produced by the IHAS and
  NHS Hospital                                         2    the BAAPS.
  Small Clinic (<3 clinicians)                         2
  Non-surgical Treatment Centre                       52    Every advertisement for cosmetic surgery in the printed
                                                            published media was collected over the course of one
  Individual Cosmetic Surgeon                          1
                                                            year (summer 2009-summer 2010). From newspapers
  Other                                                2    and magazines over 150 advertisements were collected.
  Total                                               69    However, having removed duplicates, the final sample
                                                            consisted of only 39 advertisements. Nevertheless




   18
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                                                                                                                             IN ,
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                                                                                                                 AN – A
                                                                                                                   2
Table 8. Site type and promotion of special offers

                                                                  Special offers promoted
 Description of site                       Yes        %          No            %    Subtotal   NA     Unanswered       Total
 Independent Hospital - in patient          32       22.2        112         77.8       144     7                 3      154
 Independent Hospital - out patient           1       8.3         11         91.7         12    0                 0       12
 NHS Hospital                                 0       0.0        16      100.0            16   17                 0       33
 Small Clinic (<3 clinicians)                 1      14.3         6          85.7          7    1                 0           8
 Non-surgical Treatment Centre              37       49.3         38         50.7         75    1                24      100
 Individual Cosmetic Surgeon                  2       9.5         19         90.5         21    0                 0       21
 GP                                           0       0.0         0           0.0          0    0                 1           1
 Referral Service (UK)                        0       0.0         3      100.0             3    0                 0           3
 Referral Service (abroad)                    2      50.0         2          50.0          4    0                 0           4
 Other                                        2      15.4         11         84.6         13    1                 0       14
 Total                                      77       26.1        218         73.9       295    27                28      350


these 39 advertisements were objectively assessed as               It was found that only a minority of sites 5/39 displayed
to whether they advertised prices and special offers               the CQC logo (Table11) and only 2/39 displayed
(discouraged by IHAS and BAAPS guidelines) and                     their CQC registration number (data not shown).
whether they displayed the CQC logo and their CQC                  The CQC now specifically prohibits the use of their
registration number.                                               logo by institutions registered with them.23 Patients
                                                                   need to easily recognise those sites with appropriate
The majority of sites did not advertise discounts in line          registration. The removal of the CQC logo from
with the published guidelines. However, there were two             material produced by those providers practicing at an
advertisements that clearly did so (Table 9).                      appropriate level of regulation is a backward step. It is
                                                                   unclear as to whether the display of a CQC registration
Similarly, most advertisements assessed did not display            number is also prohibited. The importance of raising
prices in accordance with the guidelines, however, there           awareness amongst potential cosmetic surgery patients
were 8/39 advertisements that clearly displayed the                of the necessity of checking provider’s credentials
price of cosmetic surgical procedures, in violation of the         with respect to CQC registration has been highlighted
guidelines (Table 10).                                             elsewhere in the report.

Table 9. Number of advertisements that displayed discounts         Table 10. Number of advertisements that displayed prices

 Discounts advertised                                  Total           Prices displayed                                Total
 Yes                                                        2          Yes                                                    8
 No                                                         36         No                                                 30
 NA                                                         1          NA                                                     1
 Total                                                      39         Total                                              39



                                                                                                                              19
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  2




Table 11. Number of advertisements that displayed logo                    patients have realistic expectations of the effect that
  CQC logo displayed                                       Total          the procedure will have. Information may be delivered
                                                                          in several different forms. Table 12 shows how potential
  Yes                                                           5
                                                                          patients were provided with information.
  No                                                           30
  NA                                                            4         Information is central to a patient’s ability to make a
  Total                                                        39         decision about their health care. Patients need access
                                                                          to impartial, high quality information so they can make
                                                                          informed decisions. In the National ‘Building on the Best
Patient information                                                       Choice’ consultation in 2003 nearly 90% of respondents
In order that a patient might give informed consent he                    said that in order to make choices about their health and
or she needs to be fully informed about the risks and                     health care they needed the right information at the right
benefits of the procedure. In cosmetic surgery, the                        time with the support they need to use it.24 With poor
consenting process is also important to ensure that                       information patients cannot make effective choices.24

Table 12. Methods of informing patients
                                                                              or



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                                                                                                                                         To
Description of site
                                                                                                 O


                                                                                                                                U
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Independent Hospital -
in patient                     150           8          154           115           16            37              13            0        154
Non-surgical Treatment
Centre                          90          28           90            59           51               8              3           7        100
NHS Hospital                    26           2           34            20               1            5              5           0           33
Independent Hospital -
out patient                     11           1           12               5             0            2              3           0           12
Small Clinic (<3 clinicians)     8           1             8              4             2            3              2           0           8
Referral Service (UK)            3           0             3              1             3            0              0           0           3
Referral Service (abroad)        3           1             2              0             7            1              1           0           4
Individual Cosmetic
Surgeon                         16           0           21               7             1            7              4           0           21
Other                           11           0           14               7             1            1              1           0           14
GP                               1           0             1              0             0            0              0           0           1
Total                          319          41          339           218           82            64              32            7        350

(Multiple answers may have been given, total = 350 sites)



   20
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                                                                                                                        IN ,
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                                                                                                            AN – A
                                                                                                              2
Specifically a patient needs information on their own         should have access to independent information about
condition, care options and possible outcomes. When          cosmetic surgery.3 It is also recommended that patients
they have good access to these, patients are better          should have access to written information in support
equipped to give valid informed consent.                     of appropriate verbal information. There should be no
                                                             reason why this is not provided for cosmetic surgery,
Patients should have access to accurate, high quality,       but in a number of sites, both within the NHS and
comprehensive information delivered in the way they          independent sector, written information was not available.
want and can understand. They should have their
personal needs considered and discussed at every             The IHAS recommend that the initial consultation be
contact with a surgeon, receiving as much support as         carried out by a surgeon or registered practitioner, so that
they want to access and understand information. They         unsuitable patients can be excluded at an early stage.25
should be allowed to ask questions and be involved           In 191/337 (56.7%) of sites, the initial consultation was
as far as they wish in making decisions about the            always and only conducted by a consultant surgeon
benefits and risks of cosmetic surgery. Only 64/350           (Table 13). Whilst the vast majority of sites that answered
sites referred patients to the Department of Health          this question complied with this standard, there was one
independent information on cosmetic surgery (Table           site where patients undergo initial consultations with a
12). It has been previously recommended that patients        non-medical member of staff.




Table 13. Staff member conducting the initial consultation

 Who conducted the consultation                                                                Total                 %
 Always/only consultant surgeon                                                                 191                56.7
 Consultant surgeon or other doctor or nurse                                                      96               28.5
 Consultant surgeon or other personnel including non-medical staff                                33                9.8
 Consultant surgeon or psychologist                                                                1                 <1
 Non-consultant specialist (no consultant)                                                         3                 <1
 Specialist doctor/nurse (no consultant)                                                           1                 <1
 GP                                                                                                1                 <1
 Specialist nurse practioner (no consultant)                                                       1                 <1
 Other registered nurse (no consultant)                                                            9                2.7
 Only see non-medical staff                                                                        1                 <1
 Subtotal                                                                                       337
 Not applicable                                                                                    6
 Unanswered                                                                                        7
 Total                                                                                          350




                                                                                                                      21
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  2




Pre-operative psychological evaluation                            to be youth, male, depression and anxiety and personality
                                                                  disorders.27 Body dysmorphic disorder is not uncommon
The decision to undertake cosmetic surgery lies with              in patients seeking cosmetic surgery. It is estimated that
the patient and surgeon. The role of psychological                up to 5-15% cosmetic surgery patients may be suffering
assessment is to inform that decision-making process.             from the disorder.28 Cosmetic surgery may not be
Sarwar and Crerand (2004) drew two tentative                      appropriate in this group of patients.
conclusions from their investigation of patients
undergoing cosmetic surgery. Firstly that this population         Psychological assessment of patients will be of use
exhibits a variety of psychological symptoms and                  not only in identifying those patients who might prove
secondly that it is premature to assume that surgery              problematic in the operative period, but more importantly,
leads to a positive outcome.26 There are no prospective           it will identify patients in whom surgery will be of benefit.
studies that define predictors of poor outcome. However            Pre-operative psychological evaluation by a properly
putative factors associated with poor outcome are known           trained and or supervised professional should be
                                                                  standard practice in cosmetic surgery (Table 14).




Table 14. Description of site and routine employment of a psychological evaluation during the initial consultation for
cosmetic surgery.

                                                             Psychological evaluation undertaken
  Description of site                      Yes          %         No          %       Subtotal        Unanswered         Total
  Independent Hospital - in patient          54       35.8         97       64.2            151                   2       153
  Non-surgical Treatment Centre              45       45.9         53       54.1             98                   2       100
  NHS Hospital                                4       13.3         26       86.7             30                   3        33
  Individual Cosmetic Surgeon                 3       15.0         17       85.0             20                   0        20
  Other                                       3       21.4         11       78.6             14                   0        14
  Independent Hospital - out patient          7       63.6          4       36.4             11                   1        12
  Small Clinic (<3 clinicians)                2       28.6          5       71.4               7                  1         8
  Referral service (abroad)                   0        0.0          2      100.0               2                  0         2
  GP                                          1      100.0          0        0.0               1                  0         1
  Referral service (within UK)                0        0.0          1      100.0               1                  0         1
  Total                                     119       35.5       216        64.5            335                   9       344




   22
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                                                                                                                                    2
These results suggest that the majority of sites fall short            the method of training of these individuals. For all sites,
in evaluating patients for psychological disorders prior               where an assessment was carried out, it was rare 4/100
to surgery. A wide range of health care professionals                  (4% of sites reported as standard) for a patient to see a
was reported as carrying out the screening. No evidence                Clinical Psychologist (Figure 3).
was provided as to the quality of this assessment or



               Number of sites

               60

               50

               40

               30

               20

               10

                0
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                                                     Healthcare professional


                    Figure 3. Designation of the healthcare professional carrying out psychological
                     assessment at sites that carried it out as standard (n = 100, 19 unanswered)




                                                                                                                                             23
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  2




Consent                                                          The GMC states that the patient should be given the
                                                                 opportunity for reflection29 and the IHAS states that
The process of obtaining informed consent from a patient         patients should have a two week cooling off period
is well documented. It is a basic tenet of good medical          to consider and think over their decision to have an
practice.29                                                      operation.25

Table 15 shows that the surgeon obtained consent for the         As an example, sites that offered a major surgical
procedure in all cases in the majority of sites (295/342);       proceedure such as rhinoplasty were looked at in more
this is in line with the GMC’s outline of good medical           detail. Of these sites that offered rhinoplasty 77/237 did
practice.29 Of more concern is the apparent lack of              not undertake a two-stage consent process (Table 17).
adherence to a two-stage consent process (Table 16).             Thirty-three of these were Independent Hospitals with in
                                                                 patient beds.



Table 15. Who obtained consent

  Who obtained consent                                                                            Total                   %
  Always/Only Consultant Surgeon                                                                   295                 86.3
  Consultant or Trainee Surgeon                                                                     15                   4.4
  Consultant, Trainee or Non-consultant Specialist                                                    4                  1.2
  Surgeon or Specialist Nurse Practitioner                                                            2                  <1
  Consultant Surgeon or Non-consultant Specialist                                                     3                  <1
  Consultant Surgeon or Trainee - trained in obtaining consent                                        6                  1.8
  Consultant Surgeon/ Specialist Nurse Practitioner                                                   2                  <1
  Consultant Surgeon or Nurse                                                                       10                   2.9
  Non-consultant Specialist                                                                           4                  1.2
  GP                                                                                                  1                  <1
  Subtotal                                                                                         342
  Unanswered                                                                                          2
  Total                                                                                            344




   24
                                                                                                                                     IO T
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                                                                                                                           IN ,
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Table 16. Two-stage (deferred) consent process utilised

                                                           Two-stage consent process used
 Description of site                       Yes        %        No           %        Subtotal     Unanswered         Total
 Independent Hospital - in patient         101     74.8         34        25.2             135            18           153
 Non-surgical Treatment Centre              39     54.2         33        45.8              72            28           100
 NHS Hospital                               20     66.7         10        33.3              30             3            33
 Individual Cosmetic Surgeon                10     66.7          5        33.3              15             5            20
 Other                                      10     76.9          3        23.1              13             1            14
 Independent Hospital - out patient          7     87.5          1        12.5               8             4            12
 Small clinic                                1     20.0          4        80.0               5             3              8
 Referral Service (abroad)                   1     50.0          1        50.0               2             0              2
 Referral Service (UK)                       1    100.0          0         0.0               1             0              1
 GP                                          1    100.0          0         0.0               1             0              1
 Total                                     191     67.7         91        32.3             282            62           344




Table 17. Type of site offering rhinoplasty and whether a two-stage consent process is utilised

                                                           Two-stage consent process used
 Description of site                      Yes        %         No          %        Subtotal      Unanswered        Total
 Independent Hospital - inpatient         100      75.2        33        24.8             133             16          149
 Non-surgical Treatment Centre             33      51.6        31        48.4              64             25           89
 NHS Hospital                                8     53.3          7       46.7              15              2           17
 Independent Cosmetic Surgeon                8     88.9          1       11.1                9             2           11
 Other                                       6     75.0          2       25.0                8             1            9
 Small clinic (<3 clinicians)                1     50.0          1       50.0                2             2            4
 Independent Hospital                        2     66.7          1       33.3                3             0            3
 Referral service (abroad)                   1     50.0          1       50.0                2             0            2
 Referral service (within UK)                1   100.0           0        0.0                1             0            1
 Total                                    160      67.5        77        32.5             237             48          285




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The GMC clearly states that consent must be sought                Pre-anaesthetic assessment
before commencing examination, treatment or the
provision of care.29 The seeking and giving of consent            The Royal College of Anaesthetists has highlighted the
should be a process, rather than a one-off event. For             importance of pre-operative assessment. In addition
major interventions, it is good practice where possible to        to assessing the patient’s fitness for surgery, the pre-
seek the individual’s consent to the proposed procedure           operative assessment provides a further opportunity to
well in advance, when there is time to respond to the             clarify the information that they have been provided with
individual’s questions and provide adequate information.          as part of an ongoing participative consent process, and
Clinicians should then check, on the day of surgery, that         minimise the chances of patients making ill-informed
the individual still consents. If an individual is not asked to   or inappropriate treatment choices.30 Table 18 shows
signify their consent until just before the procedure is due      whether sites routinely carried out a pre-anaesthetic
to start, at a time when they may be feeling particularly         assessment on cosmetic surgery patients.
vulnerable, there may be real doubt as to the validity of
consent.

Table 18. Type of site and whether a pre-operative anaesthetic assessment was performed

                                                         Pre-anaesthetic assessment performed
  Description of site                      Yes          %         No         %       Subtotal      Unanswered         Total
  Independent Hospital - in patients       146        96.7          5        3.3          151                  2       153
  Non-surgical treatment centre              96       98.0          2        2.0           98                  2       100
  NHS Hospital                               33     100.0           0        0.0           33                  0        33
  Individual cosmetic surgeon                19     100.0           0        0.0           19                  1        20
  Other                                      14     100.0           0        0.0           14                  0        14
  Independent Hospital - out patients         7       63.6          4      36.4            11                  1        12
  Small clinic (<3 clinicians)                7       87.5          1      12.5              8                 0          8
  Referral service (abroad)                   2     100.0           0        0.0             2                 0          2
  GP                                          0        0.0          1     100.0              1                 0          1
  Referral service (UK)                       1     100.0           0        0.0             1                 0          1
  Total                                    325        96.2         13        3.8          338                  6       344


                                                                  The majority of sites (325/338) performed a pre-anaesthetic
                                                                  assessment. However, there were five independent
                                                                  hospitals, one small clinic and a GP all performing surgery
                                                                  but not undertaking pre-anaesthetic assessment.




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                                                                                                                              G
                 3 – The structure and case mix of teams providing cosmetic surgery




             Types and numbers of procedures                                When the procedures offered were considered against the
                                                                            number actually performed (Tables 19 and 20) there was
             The number of sites offering each different type of            disparity from site to site, with some offering procedures
             cosmetic surgical procedure is shown in Figure 4. These        that were rarely performed. It is recommended that
             data come both from sites that carry out the procedures        surgical teams carry out a threshold number of cases
             on site and sites that carry out the procedure elsewhere.      per annum to ensure their skills are maintained. This
             The four commonest procedures were related to breast,          is in line with other areas of clinical practice where
             eye and nose procedures and liposuction. In 2005 The           recommendations are made on case load in order that
             Healthcare Commission reported similar findings – breast        specialists maintain their skills and morbidity/mortality is
             (42.9%), nose (9.6%), liposuctions (8.8%) and eyelid           minimised. It is established that higher volume hospitals
             (6.3%).2                                                       are associated with a lower mortality.32,33

        Number of sites

       350

       300

       250

       200

       150

       100

            50

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                                                                 Procedure type


                                       Figure 4. Number of sites at which each procedure is offered




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Table 19 displays the ten most frequently offered                    surgery on site) was 228 but for each procedure, the
procedures, showing the number of sites performing each              denominator is the number of sites within the sample
frequency range of procedures during one financial year.              offering the procedure (minus the sites which did not
The maximum number of sites (that carry out cosmetic                 provide this data).


Table 19. Ten most frequently offered procedures-number of sites performing each frequency range of procedures during
one year. Ranges of number of procedures performed

  10 most
  commonly
  offered
  procedures               0         %         1-10          %       11-20             %       21-50         %    51-100         %
  Breast Augmentation      4         2.3        31          17.5           33         18.6         40      22.6       37        20.9
  Breast Reduction        13         7.4        84          47.7           42         23.9         27      15.3        6         3.4
  Rhinoplasty              9         5.8        66          42.6           27         17.4         37      23.9        8         5.2
  Mastopexy               19     13.0           87          57.6           21         13.9         16      10.6        3         2.0
  Abdominoplasty           9         5.7        67          42.4           30         19.0         37      23.4        8         5.1
  Liposuction             12         8.1        64          43.2           30         20.3         29      19.6        6         4.1
  Facelift                10         7.8        66          51.2           23         17.8         24      18.6        4         3.1
  Pinnaplasty             28     19.0           99          67.3           6          4.08         11       7.5        1         <1
  Gynaecomastia           28     21.0           94          70.7           7          5.26         2        1.5        1         <1
  Upper Blepharoplasty     7         4.2        79          47.0           39         23.2         33      19.6        5         3.0
  Lower Blepharoplasty    11         7.3        96          63.6           27         17.9         14       9.3        0         0.0


  10 most
  commonly
  offered
  procedures         101-200   %           201-1000   %            >1000        %       Subtotal     Procedure    Procedure Total
  continued                                                                                             offered   not offered
                                                                                                    but no data
  Breast Augmentation    15    8.5              12    6.8              5        2.8          177            27             24   228
  Breast Reduction        4    2.3               0    0.0              0        0.0          176            25             27   228
  Rhinoplasty             3    1.9               4    2.6              1        <1           155            32             41   228
  Mastopexy               2    1.3               3    2.0              0        0.0          151            34             43   228
  Abdominoplasty          5    3.2               2    1.3              0        0.0          158            26             44   228
  Liposuction             1    <1                6    4.1              0        0.0          148            32             48   228
  Facelift                1    <1                1    0.8              0        0.0          129            28             71   228
  Pinnaplasty             2    1.4               0    0.0              0        0.0          147            27             54   228
  Gynaecomastia           0    0.0               1    0.8              0        0.0          133            39             56   228
  Upper Blepharoplasty    2    1.2               3    1.8              0        0.0          168            28             32   228
  Lower Blepharoplasty    2    1.3               1    0.7              0        0.0          151            39             38   228




   28
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                                                                                                               G
It is of note that for each procedure approximately           year as opposed to 10 times per year. Experience and
10% of sites could not provide data on the numbers            competence run hand in hand. As shown in Table 20,
of procedures performed. Breast augmentations were            with the exception of breast augmentation, the majority
performed most frequently with 5/177 sites performing         of centres performed fewer than 20 of the offered
more than 1000 procedures during one financial year.           procedures per year. Patients should enquire how often
Other procedures were performed less frequently.              the procedure they wish to have is carried out at the sites
Table 20 shows the percentage of sites that perform           they are considering attending. National regulatory bodies
each procedure less than (or equal to) 50 and less            should set minimum requirements for surgeons and
than (or equal to) 20 times during the financial year.         indeed surgical teams to be considered competent. This
                                                              has occurred in Singapore with respect to the minimum
One would expect patients to choose a surgical team           number of cosmetic surgical operations performed by
that performs a particular procedure say 100 times per        individual surgeons.31


Table 20. Percentage of sites performing procedures ≤50 and ≤20 times per annum

 10 most commonly                     Total                   %                   Total                %
 offered procedures        ≤50 per annum        ≤50 per annum       ≤20 per annum         ≤20 per annum       Subtotal
 Breast Augmentation                    108                61.0                     68              38.4           177
 Breast Reduction                       166                94.3                    139              79.0           176
 Rhinoplasty                            102                89.7                    139              65.8           155
 Mastopexy                              143                94.7                    127              84.1           151
 Abdominoplasty                         143                90.5                    106              67.1           158
 Liposuction                            135                91.2                    106              71.6           148
 Facelift                               123                95.3                     99              76.7           129
 Pinnaplasty                            144                98.0                    133              90.5           147
 Gynaecomastia                          131                98.5                    129              97.0           133
 Upper Blepharoplasty                   158                94.0                    125              74.4           168
 Lower Blepharoplasty                   148                98.0                    134              88.7           151




                                                                                                                     29
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Table 21. Designation of the person performing the surgery

  Who performs cosmetic surgery                                                               Total                 %
  Consultant surgeon                                                                            194               85.5
  Consultant/Trainee surgeon                                                                     15                6.6
  Consultant/Trainee surgeon/Non-consultant Specialist                                            5                2.2
  Consultant Surgeon/ Non-consultant Specialist                                                   3                1.3
  Cons Surgeon/ Specialist Nurse Practitioner                                                     2                <1
  Consultant Surgeon/ Specialist Nurse Practitioner/Other Nurse                                   1                <1
  Consultant Surgeon/Other                                                                        1                <1
  Non-consultant Specialist                                                                       4                1.8
  Non-consultant Specialist/Other                                                                 1                <1
  GP                                                                                              1                <1
  Subtotal                                                                                      227
  Unanswered                                                                                      1
  Total                                                                                         228



Delivery of surgery                                          Surgeons responsible for the cosmetic surgery are from
                                                             a variety of specialties (Figure 5 and Table 22) and should
Table 21 shows the number of sites where cosmetic            ideally be listed on an appropriate specialist register.
surgery was performed by each grade of clinician. In         However, cosmetic surgery is yet to be recognised as
most cases (194/227) cosmetic surgery was said to be         a specialty for registration purposes, and the training
always and only carried out by a consultant surgeon.         and experience in cosmetic surgery of surgeons on the
However, no evidence was provided as to the presence of      existing specialist lists cannot be assured by the existing
an individual consultant on the GMC’s specialist register    certification process.
and the term ‘consultant’ may be used for differing
standards of practitioner outside the NHS.



Table 22. Specialties carrying out cosmetic surgery

  Specialties carrying out cosmetic surgery                                        Total                            %
  Answer includes non-surgical specialty                                              38                            17
  Answer includes surgical specialties                                               185                            83
  Subtotal                                                                           223
  Unanswered                                                                           5
  Total                                                                              228




   30
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                                                                                                                                                                     ER N
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                                                                                                                                                                 R
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              Number of sites

              250

              200

              150

              100

               50

                   0
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                                                                                     Specialty


                                    Figure 5. Specialties carrying out cosmetic surgery.
                   Those that selected ‘Other’ specified cosmetic surgery, cosmetic medicine, genitourinary
                         and hand surgery as specialities carrying out cosmetic surgery at their site.


Table 23. Cosmetic surgery training provided

                                                                                                 Cosmetic surgery training given
 Description of site                                    Yes               %                 No                   %           Subtotal                Unanswered      Total
 Independent Hospitals                                      9             5.5               156              94.5                   165                        6       171
 NHS Hospitals                                           23              65.7                12              34.3                        35                    2        37
 All other sites                                            3            15.0                17              85.0                        20                    0        20
 Total                                                   35              15.9               185              84.1                   220                        8       228




Provision of training                                                                            Traditionally, surgical training has been provided
                                                                                                 exclusively in the NHS. Cosmetic surgery might present
Training in cosmetic surgery was available only in 35/220                                        an opportunity to increase training within the independent
(15.9%) sites. The remaining 185 sites did not provide                                           health care sector. Table 23 shows the number of
any training, and this represents a substantial loss of                                          sites offering training in cosmetic surgery techniques
training opportunities in cosmetic surgery. Future patients                                      (answers are grouped by whether the site is an NHS or
would be better served if formal training programmes                                             independent hospital).
were established across the health care environment.




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Consultant rota for anaesthetic sessions                         Table 25 shows who covered the postoperative care out
                                                                 of hours. It is important that both staff and patients have
Only 92/138 (67%) independent hospitals with overnight           access to a surgical opinion throughout any cosmetic
beds had a dedicated consultant rota for anaesthetic             surgery episode.
sessions. Of all sites carrying out cosmetic surgery
that returned a questionnaire 136/192 (70.8%) had a              The GMC requires that doctors provide adequate
dedicated cosmetic surgery anaesthetic rota (Table 24).          postoperative support to patients under their care.6
                                                                 From the respondents 25/228 sites did not answer
                                                                 this question.

Table 24. Description of site, and existence of a dedicated consultant rota covering anaesthetic sessions

                                                                Consultant rota for cosmetic surgery
  Description of site                      Yes         %       No        %      Subtotal        NA     Unanswered       Total
  Independent Hospital - in patient         92      66.7        46     33.3           138       17               4       159
  NHS Hospital                              36     100.0         0      0.0            36         0              1        37
  Independent Hospital - out patient         0        0.0        6   100.0               6        5              1        12
  Other                                      5      62.5         3     37.5              8        1              1        10
  Small Clinic (<3 clinicians)               1      50.0         1     50.0              2        3              2         7
  Clinic (>3 Clinicians)                     2     100.0         0      0.0              2        0              0         2
  GP                                         0        0.0        0      0.0              0        1              0         1
  Total                                    136      70.8        56     29.2           192       27               9       228


Table 25. Out of hours cover for postoperative surgical care

  Postoperative care                                                                         Total                        %
  Nursing staff plus: surgeon/resident medical officer/ anaesthetist                             82                      40.4
  Resident medical officer plus: surgeon/nurse/anaesthetist                                      51                      25.1
  On-call team                                                                                  27                      13.3
  Surgeon plus: Nurse/resident medical officer/anaesthetist                                      16                       7.9
  Other doctor plus: surgeon/nurse/anaesthetist                                                 14                       6.9
  Recovery staff/anaesthetist                                                                    4                       2.0
  Other hospital staff                                                                           4                       2.0
  Clinicians carrying out the procedure                                                          2                       1.0
  NA                                                                                             3                       1.5
  Subtotal                                                                                    203
  Unanswered                                                                                    25
  Total                                                                                       228



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               Number of sites                                  Consultant anaesthetist                  Trainee anaesthetist

              250                                               Clinician carrying out the operation     Physicians assistant
                                                                Non-consultant specialist
              200

              150

              100

               50

                 0
                             General anaesthetic              Local anaesthetic                        Sedation

                                                           Type of anaesthesia

                     Figure 6. Designation of the person who delivered different types of anaesthesia


Delivery of anaesthesia                                                specialist societies recognise that sedation, as an adjunct
                                                                       to good pain relief and sympathetic patient management,
The majority of general anaesthetics were administered                 can improve both patient tolerance and acceptance.35
by consultant anaesthetists (207/228). Non-consultant                  Furthermore it can increase the technical success of
specialists gave anaesthetics rarely (13/228) and two sites            the procedure, but at all times patient safety must be
reported that Physicians Assistants (anaesthesia) delivered            preserved. The Academy has found that many users of
general anaesthesia (Figure 6). This should be under the               sedation have received no formal training and that they
supervision of a consultant anaesthetist as required by the            do not follow existing guidelines - often because they
Royal College of Anaesthetists.34                                      are not even aware of them.35 As a result patients are
                                                                       being exposed to unnecessary risk. Patients must ensure
Clinicians carrying out the operation often gave local                 and indeed demand that those delivering sedation have
anaesthetic (LA) or sedation 36/178 (20%) (Table 26).                  received formal training in sedation techniques.
The Academy of Medical Royal Colleges and associated



Table 26. Types of anaesthesia given by the ‘clinician carrying out the operation’

 Description of site                               LA   LA, Sedation         Sedation            Subtotal         Unanswered          Total
 Independent Hospital - in patient                 98               27                    1            126                      33     159
 NHS Hospital                                      25                4                    0             29                       8      37
 Independent Hospital - out patient                 7                0                    0              7                       5      12
 Other                                              6                3                    0              9                       1      10
 Small Clinic (<3 clinicians)                       5                1                    0              6                       1        7
 Clinic (>3 clinicians)                             0                0                    0              0                       2        2
 GP                                                 1                0                    0              1                       0        1
 Total                                         142                  35                    1            178                      50     228




                                                                                                                                         33
                                                                                                                                 S,
                                                                                                                      LS N L E
                                                                                                                     O A O IV
                                                                                                                               IE
                                                                                                                    C S , P AT
                                                                                                                          D IC
                                                                                                                  TO IE P R
                                                                                                                O ILIT W U PE
                                                                                                              PR C LO TO
                                                                                                                FA OL OS
                                                                                                                   F –P
                                                                                                                    4
 4 – Postoperative follow up, policies, facilities and protocols




The care pathway for patients undergoing cosmetic                Postoperative appointment
surgery is no different to that of other specialties.
From referral for surgery to their discharge following a         Table 27 shows that all sites that answered the question
surgical episode, outcome and patient satisfaction may           organise a postoperative appointment in line with good
be affected at each step of the care pathway. In other           practice.36
surgical specialties it is routine for patients to be reviewed
and supported in the postoperative period. Protocols
and pathways should be in place for every eventuality
following surgery. Sites should be equipped to deal with
any eventuality. Complacency in equipping clinical areas
will affect patient outcomes if there is any potential for a
reduction in recognised levels of safety.36



Table 27. Description of site and organisation of postoperative appointment

                                                                              Postoperative appointment organised
 Description of site                                     Yes                    No       Unanswered                 Total
 Independent Hospital - in patient                       153                     0                  0                153
 Non-surgical Treatment centre                            95                     0                  5                100
 NHS Hospital                                             33                     0                  0                 33
 Individual Cosmetic Surgeon                              20                     0                  0                 20
 Other                                                    14                     0                  0                 14
 Independent Hospital - out patient                       12                     0                  0                 12
 Small Clinic (<3 clinicians)                               8                    0                  0                   8
 Referral Service (abroad)                                  2                    0                  0                   2
 GP                                                         1                    0                  0                   1
 Referral Service (UK)                                      1                    0                  0                   1
 Total                                                   339                     0                  5                344




 34
                                                                                                                                         S,
                                                                                                                              LS N L E
                                                                                                                             O A O IV
                                                                                                                                      IE
                                                                                                                            C S , P AT
                                                                                                                                  D IC
                                                                                                                          TO IE P R
                                                                                                                        O ILIT W U PE
                                                                                                                      PR C LO TO
                                                                                                                        FA OL OS
                                                                                                                           F –P
                                                                                                                            4
Table 28. Description of site and provision of patient information card

                                                                         Information card provided
 Description of site                     Yes          %             No        %       Subtotal        Unanswered           Total
 Independent Hospital - in patient       144        96.0             6       4.0           150                   3           153
 Non-surgical Treatment Centre            91        98.9             1       1.1             92                  8           100
 NHS Hospital                             26        81.3             6      18.8             32                  1            33
 Individual Cosmetic Surgeon              18        90.0             2      10.0             20                  0            20
 Other                                    13        92.9             1       7.1             14                  0            14
 Independent Hospital - out patient         8       66.7             4      33.3             12                  0            12
 Small Clinic (<3 clinicians)               8     100.0              0       0.0              8                  0             8
 Referral Service (abroad)                  2     100.0              0       0.0              2                  0             2
 GP                                         1     100.0              0       0.0              1                  0             1
 Referral Service (UK)                      1     100.0              0       0.0              1                  0             1
 Total                                   312        94.0            20       6.0           332                  12           344


However, 20 out of 332 sites stated that they did not                Emergency telephone hotline
provide patients with an information card of contact
details and information on what to do in case of                     It was of note that 45 of 334 (13.5%) sites did not specify
complications, for use in the immediate postoperative                that they had a telephone help line for patients to call
period (Table 28).                                                   (Table 29). A further 10 sites did not answer the question.

Table 29. Description of site and provision of telephone helpline

                                                                           Telephone helpline
 Description Of site                     Yes           %            No         %      Subtotal        Unanswered           Total
 Independent Hospital - in patient       126        83.4            25       16.6           151                   2          153
 Non-surgical Treatment Centre            93       100.0             0        0.0            93                   7          100
 NHS Hospital                             18        56.3            14       43.8            32                   1           33
 Individual Cosmetic Surgeon              20       100.0             0        0.0            20                   0           20
 Other                                    10        71.4             4       28.6            14                   0           14
 Independent Hospital - out patient       11        91.7             1        8.3            12                   0           12
 Small Clinic (<3 clinicians)               7       87.5             1       12.5             8                   0            8
 Referral Service (abroad)                  2      100.0             0        0.0             2                   0            2
 GP                                         1      100.0             0        0.0             1                   0            1
 Referral Service ( UK)                     1      100.0             0        0.0             1                   0            1
 Total                                   289        86.5            45       13.5           334                 10           344



                                                                                                                               35
                   S,
        LS N L E
       O A O IV
                IE
      C S , P AT
            D IC
    TO IE P R
  O ILIT W U PE
PR C LO TO
  FA OL OS
     F –P
      4




Of those sites that claimed to have had a telephone help          If complications resulting from the procedure necessitate
line for patients (289), 15/284 (5%) stated that it was not       re-admission (assuming the patient has followed all
available 24 hours /day (five sites did not answer - data          advice on after care), 35/332 sites suggested that the
not shown).                                                       NHS would be responsible for the cost of readmission.
                                                                  Thirty of these sites were NHS hospitals.

Re-admission                                                      Three sites said that the patient or the NHS would be
                                                                  responsible and 22/332 (6.6%) stated that the patient
All independent providers of health care should have              would be responsible for costs incurred (Table 31).
policies for the re-admission of patients following surgery.
There were 39/216 (18%) sites that did not have a policy
for the emergency re-admission of patients (Table 30).
The default position would be that the NHS would care
for these patients should they require re-admission and
hence shoulder the cost.


Table 30. Description of site that carry out cosmetic surgery on site and that have a policy for the re-admission of cosmetic
surgery patients.

                                                              Site had a policy for patient re-admission
  Description of site                    Yes          %         No         %         Subtotal        Unanswered          Total
  Independent Hospital - in patient      138       90.2          15       9.8             153                    6        159
  NHS Hospital                             24      72.7           9      27.3               33                   4          37
  Independent Hospital - out patient        5      41.7           7      58.3               12                   0          12
  Other                                     7        70           3        30               10                   0          10
  Small Clinic (<3 clinicians)              1        20           4        80                5                   2              7
  Clinic (>3 clinicians)                    2       100           0         0                2                   0              2
  GP                                        0          0          1       100                1                   0              1
  Total                                  177       81.9          39      18.1             216                   12        228




   36
                                                                                                                                                                       S,
                                                                                                                                                            LS N L E
                                                                                                                                                           O A O IV
                                                                                                                                                                    IE
                                                                                                                                                          C S , P AT
                                                                                                                                                                D IC
                                                                                                                                                        TO IE P R
                                                                                                                                                      O ILIT W U PE
                                                                                                                                                    PR C LO TO
                                                                                                                                                      FA OL OS
                                                                                                                                                         F –P
                                                                                                                                                          4
                                                                                                               nt
                                                                                                           ie
Table 31. Covering the cost of a re-admission




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Independent
Hospital –
in patient             12          125            3              2           0               1             2         3       148        11            159

NHS Hospital             0           1            0              0           1            30               0        0        32             5          37

Non-surgical
Treatment
Centre                   2          58            0          26              0               1             0        4        91             9         100

Independent
Hospital –
out patient              3           6            0              0           0               0             0        2        11             1          12

Small Clinic
(<3 clinicians)          0           5            0              1           0               1             1        0          8            0            8

Referral Service
(abroad)                 1           1            0              1           1               0             0        0          4            0            4

Individual Cosmetic
Surgeon                  3          14            0              0           0               0             3        1        21             0          21

Referral Service
(UK)                     0           1            0              2           0               0             0        0          3            0            3

GP                       0           0            0              0           0               0             0        1          1            0            1

Other                    1           6            0              2           1               2             0        1        13             1          14

Clinic                   0           0            0              0           0               0             0        0          0            2            2

Total                  22          217            3          34              3            35               6        12       332        29            361




                                                                                                                                                             37
                   S,
        LS N L E
       O A O IV
                IE
      C S , P AT
            D IC
    TO IE P R
  O ILIT W U PE
PR C LO TO
  FA OL OS
     F –P
      4




The referral of patients abroad                                  the 17 sites that responded, 14/17 made some provision
                                                                 for the translation of patient information into English,
Doctors are required to “act in their patient’s best             15/17 provided patient support before and after the
interests when making referrals and providing or                 procedure, 16/17 claimed that they ensure standards
arranging treatment or care”.18 Those referring patients         are equivalent to the UK and 16/17 claimed that there
abroad need to ensure that follow-up and emergency               are extensive provisions in place to deal with any
backup in the postoperative period are available.                complications that might arise after the patient returns to
                                                                 the UK. These data suggest good practice; however, it
Only 17/341 sites claimed to refer patients abroad               is a very small sample of sites that responded. The size
(Table 32); of these, four sites described themselves            of the sample and the lack of response make it difficult
exclusively as a “Cosmetic Surgery Referral Service for          to draw any meaningful conclusions as to the quality of
surgery outside the UK”. Only these four sites returned          the care of cosmetic surgery patients abroad. The lack
questionnaires out of a possible 31 of this site type that       of participation and difficulties in obtaining information
were sent one. The 31 sites that were included were out          from sites that have no administrative base in the UK may
of 130 sites that were identified, but which did not have         reflect the wider problems in regulating this sector of the
an address in the UK and so could not be included. Of            cosmetic surgery industry.



Table 32. Description of site and whether patients were referred abroad

                                                                      Patients referred abroad
  Description of site                      Yes        %         No           %     Subtotal        Unanswered        Total
  Independent Hospital - in patient          1       <1        152         99.3          153                  1       154
  NHS Hospital                               0       0.0        33        100.0           33                  0        33
  Non-surgical Treatment Centre             12      12.9        81         87.1           93                  7       100
  Independent Hospital - out patient         0       0.0        12        100.0           12                  0        12
  Small Clinic (<3 clinicians)               0       0.0          8       100.0            8                  0          8
  Referral Service (Abroad)                  4    100.0           0         0.0            4                  0          4
  Individual Cosmetic Surgeon                0       0.0        20        100.0           20                  1        21
  Referral Service (UK)                      0       0.0          3       100.0            3                  0          3
  GP                                         0       0.0          1       100.0            1                  0          1
  Other                                      0       0.0        14        100.0           14                  0        14
  Total                                     17       5.0       324         95.0          341                  9       350




   38
                                                                                                                                                              S,
                                                                                                                                                   LS N L E
                                                                                                                                                  O A O IV
                                                                                                                                                           IE
                                                                                                                                                 C S , P AT
                                                                                                                                                       D IC
                                                                                                                                               TO IE P R
                                                                                                                                             O ILIT W U PE
                                                                                                                                           PR C LO TO
                                                                                                                                             FA OL OS
                                                                                                                                                F –P
                                                                                                                                                 4
Facilities available                                                       Table 33. Number of sites in which equipment from a
                                                                           required list was available/missing

The same level of patient monitoring is required                            Equipment available/missing                                         Total
whether the patient is treated in an isolated operating                     Full set of equipment                                                 101
environment, a large NHS or independent sector
                                                                            1 item missing                                                         62
hospitals.
                                                                            2 items missing                                                        28
The questionnaires were analysed to identify if the                         3 items missing                                                        20
equipment listed was immediately available in theatre:
                                                                            4 items missing                                                          6
ECG, temperature measurement, capnography, Doppler
                                                                            5 items missing                                                          5
ultrasound, nerve stimulator, oxygen supply and pulse
oximetry. Only 101/226 (44.6%) of sites had a fully                         Temperature measurement only                                             2
equipped operating department (Tables 33 and 34).                           Oxygen supply only                                                       1
                                                                            ECG only                                                                 1
                                                                            Subtotal                                                              226
                                                                            Unanswered                                                               2

Table 34. The number of sites that stated each item of                      Total                                                                 228
equipment on the list was available
                                                             t
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Independent Hospital -
in patient                  159      159        113           112          120           158        159          159           0       159

Independent Hospital -
out patient                   5        8            2            1             1          10          9          12            0           12

NHS Hospital                 36       36         35            23           30            35         34           36           1           37

Clinic
(>3 Clinicians)               2        2            0            0             0           2          2              2         0            2

Small clinic
(<3 clinicians)               2        3            0            0             0           5          4              6         1            7

GP                            1        1            0            0             0           1          1              1         0            1

Other                        10       10            8            8             6           9          9           10           0           10

Total                       215      219        158           144          157           220        218          226           2       228


                                                                                                                                                    39
                   S,
        LS N L E
       O A O IV
                IE
      C S , P AT
            D IC
    TO IE P R
  O ILIT W U PE
PR C LO TO
  FA OL OS
     F –P
      4




There was not a great difference between NHS and                These recommendations state the monitoring devices
inpatient independent hospitals, approximately 50%              which are essential and those which must be immediately
of each being fully equipped.                                   available during anaesthesia. If it is necessary to continue
                                                                anaesthesia without a device categorised as ‘essential’,
Good Medical Practice (GMC) states that a                       the anaesthetist must clearly note the reasons for this in
practitioner must ensure that the premises are                  the anaesthetic record.
suitable and the equipment available is appropriate
and adequate for the procedures or treatment
provided and all are able to treat patients safely.18           Procedures performed outside of an
The Association of Anaesthetists of Great Britain               operating theatre
and Ireland (AAGBI) has issued standards required
for patient monitoring.37 The same standards of                 Only 13 sites claimed to undertake minor surgery away
monitoring apply when the anaesthetist is responsible           from a formal operating theatre (Table 35). Yet in five
for a local /regional anaesthetic or sedative technique         sites this was stated to include procedures such as
for an operative procedure.                                     blepharoplasty and labiaplasty.



Table 35. Procedures carried out away from a formal operating theatre

  Details of procedures carried out in non-theatre environment                                                       Total
  Hair transplant in treatment room                                                                                      3
  Under local anaesthetic                                                                                                1
  Minor surgery                                                                                                          1
  Minor surgery: Blepharoplasty (in treatment room)                                                                      1
  Minor surgery: Pinnaplasty,Blepharoplasty, Scar revision, Labiaplasty, Earlobe surgery                                 1
  Thread/Suture face lift                                                                                                1
  Thread/Suture facelift, Blepharoplasty (In treatment room in outpatient department)                                    1
  Upper Blepharoplasty, Pinnaplasty, Otoplasty- carried out in treatment rooms                                           1
  Minor Ops Room: Minor operations: upper/lower Blepharoplasty - under local anaesthetic                                 1
  Out-patient procedures                                                                                                 2
  Total                                                                                                                13



                                                                If surgery of the nature listed above is not carried out in
                                                                a theatre environment, the question of sterility must be
                                                                raised and hence patients may be at risk of postoperative
                                                                infection. The true scale of this practice cannot be
                                                                estimated as a number of sites did not respond to the
                                                                questionnaire.




  40
                                                                                                                                   S,
                                                                                                                        LS N L E
                                                                                                                       O A O IV
                                                                                                                                IE
                                                                                                                      C S , P AT
                                                                                                                            D IC
                                                                                                                    TO IE P R
                                                                                                                  O ILIT W U PE
                                                                                                                PR C LO TO
                                                                                                                  FA OL OS
                                                                                                                     F –P
                                                                                                                      4
Recovery                                                           under local anaesthesia but also including more major
                                                                   procedures such as abdominoplasty and breast
After general or regional anaesthesia, all patients should         augmentation that would normally require a general
recover in a specially designated area, which should               anaesthetic.
conform to the guidelines of the Department of Health
(DH) and the AAGBI for design and equipment.38                     Twenty four independent hospitals reported having Level
                                                                   3 postoperative care (Table 37). In those sites without
Three sites stated that they did not have pulse oximetry in        Level 3 care, all apart from two sites had an operational
their recovery areas (Table 36). These were two day case           protocol for patient transfer in the event of an untoward
independent hospitals and one small clinic that carried            peri-operative event (Table 38).
out a number of procedures that may be performed

Table 36. Description of site and availability of Pulse oximetry equipment in the recovery area

                                                                     Pulse oximetry in the recovery area
 Description of site                              Yes         %         No          %      Subtotal     Unanswered    Total
 Independent Hospital - in patient                158     100.0             0      0.0            158            1     159
 Independent Hospital - out patient                 10     83.3             2     16.7             12            0       12
 NHS Hospital                                       36    100.0             0      0.0             36            1       37
 Small Clinic (<3 clinicians)                        4     80.0             1     20.0              5            2         7
 Clinic (>3 clinicians)                              2    100.0             0      0.0              2            0         2
 GP                                                  1    100.0             0      0.0              1            0         1
 Other                                              10    100.0             0      0.0             10            0       10
 Total                                            221      98.7             3      1.3            224            4     228


Table 37. Description of site and presence of a Level 3 care unit on site

                                                                                Level 3 care on site
 Description of site                              Yes         %         No          %      Subtotal     Unanswered    Total
 Independent Hospital - in patient                  24     15.2        134        84.8            158            1     159
 Independent Hospital - out patient                  0       0.0        12         100            12             0       12
 NHS Hospital                                       34     94.4             2      5.6             36            1       37
 Small Clinic (<3 clinicians)                        0       0.0            5      100              5            2         7
 Clinic (>3 clinicians)                              0       0.0            2      100              2            0         2
 GP                                                  0       0.0            1      100              1            0         1
 Other                                               5     50.0             5       50             10            0       10
 Total                                              63     28.1        161        71.9            224            4     228




                                                                                                                           41
                   S,
        LS N L E
       O A O IV
                IE
      C S , P AT
            D IC
    TO IE P R
  O ILIT W U PE
PR C LO TO
  FA OL OS
     F –P
      4




Table 38. Description of site and the existence and type of standard procedure for transfer from theatre in event of peri-
operative complication




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                           O
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                           N




                                                                                                         U
Independent Hospital -
in patient                   11          19          120            0              6         156           3          159

NHS Hospital                 16           1            4            3             10          34           3              37

Independent Hospital -
out patient                      1        0           11            0              0          12           0              12

Other                            2        1            4            0              0            7          3              10

Small Clinic
(<3 clinicians)                  0        0            2            0              3            5          2               7

Clinic
(>3 clinicians)                  0        0            2            0              0            2          0               2

GP                               0        0            1            0              0            1          0               1

Total                        30          21          144            3             19         217          11          228


Table 39. Level 2 care unit on site

                                                                             Level 2 care unit on site
  Description of site                          Yes         %         No             %      Subtotal      Unanswered            Total
  Independent Hospital - in patient            113      72.9            42        27.1           155                  4         159
  Independent Hospital - out patient             1         8.3          11        91.7              12                0          12
  NHS Hospital                                  34      97.1             1         2.9              35                2          37
  Small Clinic (<3 clinicians)                   0         0.0           5      100.0               5                 2           7
  Clinic (>3 clinicians)                         0         0.0           2      100.0               2                 0           2
  GP                                             0         0.0           1      100.0               1                 0           1
  Other                                          5      50.0             5        50.0              10                0          10
  Total                                        153      69.5            67        30.5           220                  8         228


All sites carrying out acute elective surgery should have          Of the sites in this study, 67/220 (30.5%) did not have a
the ability to deliver Level 2 postoperative care at least         Level 2 care unit on site (see Table 39).
until a patient might be transferred to another site.39


   42
                                                                                                                                      S,
                                                                                                                           LS N L E
                                                                                                                          O A O IV
                                                                                                                                   IE
                                                                                                                         C S , P AT
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Provision for resuscitation                                         Resuscitation training

One site answered that resuscitation equipment was                  The dataset showed that 220 of 222 sites gave regular
unavailable in areas where the surgery/anaesthesia took             resuscitation training to their recovery staff in line with
place. Four sites did not answer the question (Table 40).           CQC requirements (Table 41). However, only 166/224
                                                                    (74.1%) sites could state that there would always be a
                                                                    member of staff on duty that holds full provider certificate
                                                                    (e.g. ALS).



Table 40. Description of site and provision of resuscitation

                                                                            Resuscitation equipment on site
 Description of site                                 Yes                No           Subtotal       Unanswered          Total
 Independent Hospital - in patient                   158                 0               158                   1          159
 NHS Hospital                                          36                0                 36                  1           37
 Other                                                 10                0                 10                  0           10
 Independent Hospital - out patient                    12                0                 12                  0           12
 Small Clinic (<3 clinicians)                           4                1                  5                  2            7
 Clinic (>3 clinicians)                                 2                0                  2                  0            2
 GP                                                     1                0                  1                  0            1
 Total                                               223                 1               224                   4          228



Table 41. Description of site and provision of resuscitation training

                                                                             Resuscitation training provided
 Description of site                                Yes             NA              Subtotal        Unanswered          Total
 Independent Hospital - in patient                  158                 0                158                   1          159
 NHS Hospital                                         36                0                 36                   1           37
 Independent Hospital - out patient                    8                1                   9                  3           12
 Other                                                10                0                 10                   0           10
 Small Clinic (<3 clinicians)                          5                1                   6                  1            7
 Clinic (>3 clinicians)                                2                0                   2                  0            2
 GP                                                    1                0                   1                  0            1
 Total                                              220                 2                222                   6          228




                                                                                                                            43
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      4




Member of staff with full provider certificate
(e.g. ALS)

It is a recommendation of the Royal College of
Anaesthetists30 that at least one member of the recovery
staff on duty has a full Advanced Life Support Certificate.

Table 42. shows that 48 of 214 (22%) respondents did
not adhere to this standard.




Table 42. Description of site type and whether there is always a member staff on duty with a full provider certificate (e.g. ALS)?

                                                           Staff on duty with full provider certification
  Description of site                     Yes         %        No          %      Subtotal       NA     Unanswered       Total
  Independent Hospital - in patient        118      76.6        36      23.4           154         1                4      159
  NHS Hospital                              27      77.1         8      22.9             35        0                2       37
  Independent Hospital - out patient         6      85.7         1      14.3              7        2                3       12
  Other                                      9      90.0         1      10.0             10        0                0       10
  Small Clinic (<3 clinicians)               3      60.0         2      40.0              5        0                2         7
  Clinic (>3 clinicians)                     2     100.0         0        0.0             2        0                0         2
  GP                                         1     100.0         0        0.0             1        0                0         1
  Total                                    166      77.6        48      22.4           214         3               11      228




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 5 – Patient records and clinical audit




Both individual clinicians and organisations delivering           Medical records - held by the site
health care are required by governing bodies to participate
in audit.18,40 It is a priority of all those delivering care      As shown in Table 43 the vast majority of sites (340/342)
to patients to ensure meticulous records are kept in an           held a copy of the patients’ medical records in line with
appropriate confidential manner.                                   good medical practice.18



Table 43. Description of site and whether the patients’ medical records are held by the site

                                                                     Medical records held on site
 Description of site                      Yes           %         No         %       Subtotal       Unanswered         Total
 Independent Hospital - in patient        155         99.4          1       0.6           156                 3          159
 Non-surgical Treatment Centre              97      100.0           0       0.0                97             3          100
 NHS Hospital                               37      100.0           0       0.0                37             0           37
 Individual Cosmetic Surgeon                10        90.9          1       9.1                11            10           21
 Other                                      14      100.0           0       0.0                14             0           14
 Independent Hospital - out patient         12      100.0           0       0.0                12             0           12
 Small Clinic (<3 clinicians)                8      100.0           0       0.0                8              0            8
 Referral Service (UK)                       1      100.0           0       0.0                1              3            4
 Referral Service (abroad)                   3      100.0           0       0.0                3              0            3
 Clinic (>3 clinicians)                      2      100.0           0       0.0                2              0            2
 GP                                          1      100.0           0       0.0                1              0            1
 Total                                    340         99.4          2       0.6           342                19          361




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Data protection policy                                            Informing patients’ GPs about their surgery

The vast majority of sites: 344/352 (98%) had policies for        The majority (323/361 (89.5%) of sites recorded the
the storage of medical records in accordance with the             referral route of patients. Of these 291/323 (90%) of sites
Data Protection Act (1998) and good medical practice5             accept patients from sources including those other than a
(Table 44).                                                       GP referral (Data not shown). Table 45 displays these 291
                                                                  sites, showing whether they routinely inform the patients’
                                                                  GP about their cosmetic surgery (with the patients’
                                                                  consent) in line with IHAS guidelines.6 12/279 (4.3%) of
                                                                  these sites did not have a policy of informing the patients’
                                                                  GP contrary to IHAS guidelines.



Table 44. Description of site and existence of a policy for handling medical records in accordance with the DPA (1998)

                                                               Handled data according to the DPA 1998
  Description of site                        Yes          %        No         %     Subtotal        Unanswered           Total
  Independent Hospital - in patient          155       98.7          2       1.3          157                   2         159
  Non-surgical Treatment Centre               97      100.0          0       0.0           97                   3         100
  NHS Hospital                                37      100.0          0       0.0           37                   0          37
  Individual Cosmetic Surgeon                 16       84.2          3     15.8            19                   2          21
  Other                                       14      100.0          0       0.0           14                   0          14
  Independent Hospital - out patient          12      100.0          0       0.0           12                   0          12
  Small Clinic (<3 clinicians)                  7     100.0          0       0.0            7                   1           8
  Referral Service (UK)                         2      66.7          1     33.3             3                   1           4
  Referral Service (abroad)                     1      33.3          2     66.7             3                   0           3
  Clinic (>3 clinicians)                        2     100.0          0       0.0            2                   0           2
  GP                                            1     100.0          0       0.0            1                   0           1
  Total                                      344       97.7          8       2.3          352                   9         361




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Table 45. Description of site and policy to inform the patients’ GP of their surgery

                                                                                GP informed
 Description of site                          Yes          %         No          %      Subtotal       Unanswered        Total
 Independent Hospital - in patient             116       94.3          7        5.7           123                  5      128
 Non-surgical Treatment Centre                  90       96.8          3        3.2            93                  2        95
 Individual Cosmetic Surgeon                    18     100.0           0        0.0            18                  1        19
 Other                                          11       91.7          1        8.3            12                  1        13
 Independent Hospital - out patient              8       88.9          1       11.1              9                 3        12
 NHS Hospital                                    9     100.0           0        0.0              9                 0         9
 Small Clinic (<3 clinicians)                    8     100.0           0        0.0              8                 0         8
 Referral Service (abroad)                       3     100.0           0        0.0              3                 0         3
 Clinic (>3 clinicians)                          2     100.0           0        0.0              2                 0         2
 Referral Service (UK)                           2     100.0           0        0.0              2                 0         2
 Total                                         267       95.7         12        4.3           279                 12      291


Clinical governance                                                 The majority of sites 348/361 (96%) specified that they
                                                                    carried out some form of outcome measurement, with
Outcome measurement is an important aspect of quality               over 80% measuring infection rates, re-admission rates
assurance in all surgeons. Sites reported monitoring                and/or some form of assessment of patient satisfaction.
outcomes as shown in Table 46, (answers may be                      However the question was not answered from 13 sites.
multiple from 361 sites).
                                                                    The type of site from which a questionnaire was
Table 46. Patient outcomes measured                                 received where the question was not answered are
 Patient outcomes monitored                             Total       shown in Table 47.

 Infection rates                                         333
                                                                    Table 47. The types of site that did not respond when asked
 Unplanned hospital re-admission rates                   324        which patient outcomes were measured
 Patient satisfaction questionnaires                     315         Description of site                                 Total
 Psychosocial assessment                                   46        Individual Cosmetic Surgeon                             3
 Complaints                                                20        Referral Service (UK)                                   2
 Revision rates                                            19        NHS Hospital                                            2
 Return to theatre                                         12        Non-surgical Treatment Centre                           2
 Adverse outcomes/complications/DVT                        10        Referral Service (abroad)                               2
 Length of stay                                             3        Other                                                   1
 Other performance indicators                               1        Independent Hospital - in patient                       1
 Other form of audit                                        1        Total                                                  13
 Unanswered                                                13

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The CQC requires sites that are registered with them to          Table 50 shows the type of site of the 65/361 sites (18%)
report to them on an annual basis. This allows an external       from which an answer was not received.
verification of the quality of the clinical practice taking
place.41 Table 48 shows whether sites make audit results         Table 50. Type of site that did not answer whether they
available to external regulatory bodies.                         reported their audit findings to an external body

                                                                  Description of site                                  Total
Table 48. Number of sites that make the results of their audit
                                                                  Independent Hospital - in patient                        22
available to external regulatory body
                                                                  NHS Hospital                                             16
  Audit results available                  Total           %
                                                                  Non-surgical Treatment Centre                            10
  Yes, CQC                                   206        69.6
                                                                  Individual Cosmetic Surgeon                               7
  Yes (not specified)                          42        14.2
                                                                  Other                                                     4
  Yes (other regulatory body)                 34        11.5
                                                                  Referral Service (abroad)                                 3
  No                                          12          4.1
                                                                  Referral Service (UK)                                     2
  Unknown                                      2          <1
                                                                  Independent Hospital - out patient                        1
  Subtotal                                   296
                                                                  Total                                                    65
  Unanswered                                  65
  Total                                      361
                                                                 It is of note that 22 independent hospitals with in patients
                                                                 and 16 NHS hospitals failed to answer this question. The
Of the sites that answered the question 282/296 (95%)            guiding principle of any medical intervention is that it is
claimed that the results of their audit are made available       effective (successful) and that the patient’s safety is the
to external governing bodies. In 206/296 (69.6%) this was        primary goal. Those performing cosmetic surgery should
the CQC. 12/296 (4.1%) of sites claimed that they did not        engage in some form of quality review.
make the results of their audit available to any external
governing body. They come from the site types listed in
Table 49.


Table 49. Type of site that did not report audit findings to an
external governing body

  Description of site                                   Total
  Individual Cosmetic Surgeon                               4
  Other                                                     2
  NHS Hospital                                              2
  Non-surgical Treatment Centre                             2
  Small Clinic (<3 clinicians)                              1
  Referral Service (abroad)                                 1
  Total                                                    12




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283/361 (78%) sites stated that they monitor
implementation of action/change in response to their own
audit report by carrying out some form of re-audit, clinical
governance, medical advisory committee meetings,
action plan or clinical effectiveness meetings (data not
shown). Those sites that did not answer the question or
responded negatively come from the site types listed in
Table 51.

Table 51. Description of sites that do not monitor
implementation or action of their audit findings or did not
answer this question

 Description of site                                  Total
 Independent Hospital – in patient                       23
 NHS Hospital                                            17
 Non-surgical Treatment Centre                           13
 Individual Cosmetic Surgeon                             11
 Other                                                       5
 Referral Service (UK)                                       3
 Referral Service (abroad)                                   3
 Independent Hospital - out patient                          2
 Small Clinic (<3 clinicians)                                1
 Total                                                   78


In line with other surgical specialties (cardiac surgery and
vascular surgery) the need for morbidity and outcome
data is pressing. The Healthcare Commission had
previously called for the development of assessment
methodology to allow the comparison of outcome
measurements. A national database for cosmetic surgery
should be implemented to allow patients to be better
informed.




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 Conclusion




This study highlights the very great difficulties that        The establishment of the British Academy of Cosmetic
there are in accurately identifying who is doing what in     Practice goes some way toward introducing common
cosmetic surgery and provides a new perspective on the       standards, but it is likely that membership will be on
reasons for concern in this sector. Undoubtedly some         a voluntary basis, questioning its effectiveness. This
perform well but others could do better. Commercial          academy must be inclusive, demonstrating that a
priorities must not influence patient welfare.                patient’s outcome is related to the quality of the team
                                                             involved in their care. The introduction of a number of
Numerous cosmetic surgery procedures are performed           inter-specialty cosmetic surgical training fellowships
each year in the United Kingdom. Previous reports            is to be welcomed, but these relatively rare posts are
(Healthcare Commission) have highlighted issues in this      insufficient to train the number of surgeons required to
area of medical practice. Focus groups have highlighted      deliver the demand for cosmetic surgery. Until there is
areas of concern – brokering of services, regulation of      a recognition that the independent sector needs to fully
advertising and assessment of clinical performance           contribute to the resourcing of surgical training for those
indicators.                                                  procedures performed in the main outside the NHS, the
                                                             issue of accreditation and standardisation of training will
The regulation of cosmetic surgery remains poor.             not be resolved.
Those representing providers have said that they would
welcome specific regulation. This has not occurred.           The report has highlighted areas of concern around the
                                                             peri-operative safety of patients. Failure to adequately
This study has reinforced these concerns and highlighted     monitor patients is a recipe for disaster, highlighted by
other areas which need attention. As with any other          many published case reports. Staff caring for patients
type of surgery, the safety of cosmetic surgery patients     must be adequately trained to deal with all eventualities.
is paramount. The failure of a large number of providers     National bodies need to be more rigorous in their
to participate in this study effectively means they          enforcement of these standards.
are not complying with the expectations of the CQC
or professional regulators, and hence are not being          The report questions the care given to vulnerable
adequately regulated. There needs to be a change in          patients. There should be more availability of trained
statute to ensure robust regulation of cosmetic surgery      psychologists to assess patients who seek surgery on
for the safety of patients. At present, there is a part of   the basis of a personal and subjective intolerance of their
the sector that gives the impression of being a cottage      own appearance.
industry – unregulated and too small and disparate to
ensure best possible patient care. Too many sites appear     Voluntary codes of conduct with regard to advertising
to be offering procedures that they perform infrequently.    are insufficient to regulate unscrupulous advertising
Concentrating expertise and experience in fewer centres      that could take advantage of the vulnerable patient. The
is recognised to improve outcome.                            solution to this rests with the government.




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There are some good signs on the horizon. There is a           should recognise that the findings of this report create
cadre of providers which are able to demonstrate that          a challenge for national regulation. There should be
they are delivering high quality cosmetic care, however        specific guidance to cosmetic surgeons in a public
the regulators do not appear to have grasped the nettle        format that is able to empower patients and protect
despite the Healthcare Commission and DH reports to            good clinicians.
the Chief CMO. The effect of this failure of regulation is
that it is difficult for patients to be assured that they are   On the face of it cosmetic surgery providers could do
receiving an appropriate level of care, when they decide       better.
to seek treatment from a particular provider. The CQC




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19. The Medical News. Booming Australian                        27. American Society of Plastic Surgeons: A review
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36. British Association of Day Surgery: Guidelines        39. Independent Health Care Association Guidance
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 Appendices




Appendix 1 - Glossary of terms and                            Blepharoplasty - This is a cosmetic procedure used to
abbreviations                                                 remove excess skin from the either the upper or lower
                                                              eyelid.
Abdominoplasty, scar revision - This is an operation also     Breast Augmentation/Reduction - Breast augmentation
known as a ‘tummy tuck’, it involves removing excess fat      involves surgically inserting an artificial implant to
and skin in order to make the abdomen more firm.               increase the size of the breast. Breast reduction involves
ALS - Advanced life support certificate. The holder has        removing excess tissue to reduce the size of the breasts.
passed an ALS course, reaching the standard defined            Brachioplasty - A brachioplasty, or arm lift, is a surgical
by the resuscitation council (UK). The certificate is          procedure to remove loose skin and excess fat deposits
recognised Europe wide and lasts for 4 years.                 in the upper arm.
Ambient media - Advertisements that have the aim of           Browlift - Also known as a forehead lift or browplasty, is
either drawing mass-attention in centralised locations        a cosmetic surgery procedure used to elevate a drooping
or that directly interact with consumers during normal        eyebrow that may obstruct vision and/or to remove the
everyday activities. E.g. projecting images on sides          deep “worry” lines that run across the forehead.
of buildings or displaying advertisements on car-park         Buttock lift/ implant - A surgical procedure that removes
receipts, supermarket trolleys etc.                           excess skin and fat from the buttocks, and/or the
ASGBI - Association of Surgeons of Great Britain and          insertion of an implant may enhance the appearance, size
Ireland. This is a defined speciality association for          and definition of gluteal muscles in the buttock area.
general surgery.                                              Body Dysmorphic Disorder - Defined as a
AAGBI - The Association of Anaesthetists of Great             preoccupation with one or more defects in one’s
Britain& Ireland. The association represents the aspiration   appearance for which most people can hardly notice
of over 10,000 anaesthetists.                                 or do not believe to be important. To fulfil the criteria
ASA - The Advertising Standards Authority (ASA) is the        for diagnosis of body dysmorphic disorder, it must also
UK’s independent regulator of advertising across all          cause significant distress or difficulty to the person.
media, including TV, internet, sales promotions and direct    Body lift - A body lift is surgery performed to correct
marketing.                                                    excess loose and sagging skin. Surgical body lifting
BAAPS -The British Association of Aesthetic Plastic           improves the shape and tone of the underlying tissue that
Surgeons                                                      supports fat and skin.
BACP - British Academy of Cosmetic Practice. An               CAP - Committee of Advertising Practice
independent overarching academic body that holds              Cheek implant - Also known as Malar augmentation,
a list of practitioners who comply with a number of           uses implants, usually made of synthetic material, to
specific descriptors in relation to qualifications, training,   make cheek bones more prominent
experience and professional registration.
BAPRAS - British Association of Plastic, Reconstructive
and Aesthetic Surgeons.




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Clinic - This refers to an establishment (employing >3         Gynaecomastia - gynaecomastia is a common
cosmetic surgeons on a sessional basis) that carries out       condition in teenage boys where firm tender breast
cosmetic surgery on site (although they may additionally       tissue grows under the nipples. It is usually caused by
refer patients to other large hospitals for certain surgical   an in balance if hormones during puberty and usually
procedures).Cosmetic surgery is the only service offered       disappears in a couple of years.
by clinics, which may have overnight beds or cater only        Hair transplant - A surgical technique that involves
for out-patients.                                              moving skin containing hair follicles from one part of
CMO - Chief Medical Officer                                     the body (the donor site) to bald or balding parts (the
Cosmetic surgery - For the purpose of this study the           recipient site).
definition of cosmetic surgery “Operations that revise          HIW – Health Inspectorate of Wales- the independent
or change the appearance, colour, texture, structure or        inspectorate and regulator of all health care in Wales.
position of the bodily features to achieve what patients       IHAS - Independent Healthcare Advisory Services
perceive to be desirable” was employed. Reconstructive         - a representative organisation for the independent
plastic surgery (e.g. breast reconstruction after cancer)      healthcare sector. A member of the Trade Association
or bariatric surgery was not included. Non-surgical            Forum, IHAS exists to share innovation, knowledge and
procedures such as botox R(copyright), fillers, chemical        expertise for the common good.
peels. dermabrasion, were also excluded.                       Independent hospital - This refers to a large facility
CQC -The Care Quality Commission is the regulatory             (employing more than 3 cosmetic surgeons on a
body for health care in England.                               sessional basis) that is privately (or charitably) funded.
Data Protection Act - The Data Protection Act 1998             These sites offer a range of clinical services of which
places obligations on organisations or individuals who         cosmetic surgery is but one. These sites may have
record and use personal data, and must follow sound            overnight beds for in-patients or only day-beds, but
and proper practices (defined in the data protection            cosmetic surgery would be carried out on site. These
principles). The Act defines eight principles of good           organisations would normally oversee the patient
practice in relation to the storing, processing or managing    throughout the patient pathway from initial consultation
of personal data, and requires all organisations to comply     to post surgical aftercare. However they may also
with these principles.                                         receive referrals from other organisations and only be
DH - Department of Health                                      responsible for the surgery itself.
Direct mailing - Targeted advertisement messages are           Individual cosmetic surgeon - This refers to a surgeon
sent directly to consumers usually in the form of a letter     who acts independently from any other organisation
in the mail.                                                   and conducts consultations for surgery at a location
ED - Emergency Department                                      geographically or administratively separate. He/She is
Facelift - Also called rhytidectomy, facelift is a plastic     paid by the patient for their surgery and is responsible
surgery procedure used to remove facial wrinkles,              for the patient’s care throughout the patient pathway.
sagging skin, fat deposits, or other visible signs of aging    Initial consultation - For the purposes of this study,
for cosmetic purposes.                                         the ‘initial consultation’ refers to the appointment with
Foreskin restoration - is the process of expanding the         a member of staff within the organisation during which
residual skin on the penis, via surgical or non-surgical       the patient first agrees to undergo a surgical procedure
methods, to create the appearance of a natural foreskin.       and/or pays for, or commits to paying for this to take
GA - General anaesthetic                                       place.
GMC - General Medical Council                                  IP/OP - In patient / Out patient
GP - General Practitioner                                      ISTC - Independent Sector Treatment Centre



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LA - Local Anaesthetic                                           Referral Service (UK & Abroad) - This is an organisation
Labiaplasty - A surgical procedure to reshape the inner          that organises cosmetic surgical operations. They act as a
lips of the vagina.                                              broker, not carrying out any surgery but refer patients for
Laser liposuction - A method of liposuction that utilizes a      surgery that is carried out elsewhere. The consultation may
laser during surgery to assist in unwanted fat removal.          or may not take place on site, but a commission is usually
Level 2 care - Level 2 care or a high dependency unit            charged. A referral service may organise cosmetic surgery
(HDU) is an area for patients who require more intensive         in the UK or abroad.
observation, treatment and nursing care than can be              Rhinoplasty - Aesthetic surgery of the nose where
provided on a general ward. It would not normally accept         cartilage and bone are reshaped and reconstructed;
patients requiring mechanical ventilation, but could             excess bone or cartilage may be removed.
manage those receiving invasive monitoring.                      RMO - Resident Medical Officer
Level 3 care - Level 3 care or an intensive care unit (ICU)      RQIA - Regulation and Quality Improvement Authority
is an area to which patients are admitted for treatment          (Northern Ireland)- the independent body responsible for
of actual or impending organ failure, especially when            monitoring and inspecting the availability and quality of
mechanical ventilation is necessary.                             health and social care services in Northern Ireland, and
MACS facelift - Minimal Access Cranial Suspension                encouraging improvements in the quality of those services
facelift or minilift. A successor to the traditional facelift.   SASM - Scottish Audit of Surgical Mortality – SASM
MAC meetings- meetings of the Medical Advisory                   identifies all deaths that occur in Scottish hospitals under
Committee                                                        the care of a surgeon, whether an operation has taken
Mastopexy - Plastic surgery in which the breasts are lifted      place or not. SASM forms are completed by the relevant
or reshaped.                                                     Surgeon and where appropriate Anaesthetist. The forms
MDT – Multi-disciplinary team                                    then undergo a peer review process carried out by virtually
Necklift - Plastic surgery to remove facial wrinkles,            every practising clinician within the audited specialties on
sagging skin, fat deposits, or other visible signs of aging      behalf of their colleagues.
for cosmetic purposes.                                           SCRC - were set up in April 2002 under the Regulation
NHS hospital - A hospital that is funded by the National         of Care (Scotland) Act 2001 to regulate all adult, child
Health Service (even if certain aspects of care are              and independent healthcare services in Scotland. We
independent).                                                    make sure that care service providers meet the Scottish
Non-Surgical Treatment Centre - This is a facility that          Government’s National Care Standards and work to
mainly carried out non-surgical cosmetic procedures,             improve the quality of care.
but may provide consultations for cosmetic surgical              Small clinic - This refers to a small establishment
procedures.                                                      (employing 1-3 cosmetic surgeons on a sessional
Penis enlargement - There are two penis enlargement              basis)that carries out cosmetic surgery on site (although
procedures: enlargement phalloplasty (increasing penis           they may additionally refer patients to other large hospitals
length) and girth enlargement (increasing penis width).          for certain surgical procedures). Cosmetic surgery is the
Pinnaplasty - Also known as otoplasty, a surgical                only service offered by small clinics, which may have
procedure done to correct misshaped or protruding ears.          overnight beds or cater only for out patients.
RCGP - Royal College of General Practitioners - the              Specialist nurse practitioner - A registered nurse (RN)
professional membership body for family doctors in the UK        who has completed an advanced training program in a
and abroad. We are committed to improving patient care,          medical specialty. A specialist nurse practitioner may
clinical standards and GP training.                              function as a primary direct provider of health care and
                                                                 prescribe medications.



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Thigh lift - A thigh lift can be performed to tighten sagging   Appendix 3 - Corporate structure and role
muscles and remove excess skin in the thigh area.               of NCEPOD
Thread/suture facelift - Minimally-invasive facelift
procedure involving the insertion of fine threads (sutures)      The National Confidential Enquiry into Patient Outcome
through small incisions into deeper tissues. The threads        and Death (NCEPOD) is an independent body to which
are attached to soft tissues and are pulled upwards to          a corporate commitment has been made by the Medical
tighten the deep tissues                                        and Surgical Colleges, Associations and Faculties related
Vaginoplasty - is a plastic surgery procedure used to           to its area of activity. Each of these bodies nominates
construct or reconstruct a vaginal canal and mucous             members on to NCEPOD’s Steering Group.
membrane.
                                                                The role of NCEPOD

Appendix 2 - Web-listings used to identify sites                The role of NCEPOD is to describe the gap between the
providing cosmetic surgery                                      care that should be delivered and what actually happens
                                                                on the ground. In some ways it is a glorious anachronism:
•        Yell.com                                               an exercise by the professions themselves to criticise the
•        EEZE Business                                          care that they deliver in the cause of improving the quality
•        Consulting Rooms                                       of the Service.
•        BAAPS
•        Hotfrog.co.uk                                          The process is simple but effective. We begin with an
•        Private Healthcare.com                                 idea. Subjects can be suggested by anyone, but most
•        Skinlaser directory                                    come from the professional associations. It is measure of
•        Harley Street guide.co.uk                              how deeply the medical profession are committed to the
•        Laserlipo.co.uk                                        improvement of their service that they should be voluble
•        Cosmetic Surgery and Beauty Guide                      and enthusiastic about having the care that they deliver
•        Zettai.net                                             assessed and criticised by their peers.
•        Revahealth.com
•        Google                                                 We have far more proposals than we can carry out and
•        Cosmeticsurgeon.co.uk                                  each year studies are chosen by competitive secret ballot
•        Cosmetic Surgery London                                of the NCEPOD Steering Group, after what is often a lively
•        Cosmetic Health.net                                    and partisan debate. In November 2007, when Parenteral
                                                                Nutrition (PN) was chosen with Surgery in the Elderly
                                                                which we will publish later this year, there were a further
                                                                12 disappointed studies.

                                                                Having gained Steering Group approval, the staff and
                                                                co-ordinators together with an expert group work up the
                                                                study design so as to get the raw material that they think
                                                                they will need to explore the quality of care. They design
                                                                the study and the questionnaires.




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Trustees                                                    Steering Group as at 16th September 2010

Mr Bertie Leigh - Chairman                                  Dr R Birks            Association of Anaesthetists of
Professor G T Layer - Honorary Treasurer                                          Great Britain and Ireland
Professor M Britton                                         Mr T Bates            Association of Surgeons of
Professor J H Shepherd                                                            Great Britain & Ireland
Dr D Justins                                                Mr J Wardrope         College of Emergency Medicine
Professor L Regan                                           Dr S Bridgman         Faculty of Public Health
Professor R Endacott                                                              Medicine
                                                            Professor R Mahajan   Royal College of Anaesthetists
Company Secretary - Dr M Mason                              Dr A Batchelor        Royal College of Anaesthetists
                                                            Dr B Ellis            Royal College of General
Clinical Co-ordinators                                                            Practitioners
                                                            Ms M McElligott       Royal College of Nursing
The Steering Group appoint a Lead Clinical Co-ordinator     Dr T Falconer         Royal College of Obstetricians
for a defined tenure. In addition there are seven Clinical                         and Gynaecologists
Co-ordinators who work on each study. All Co-ordinators     Mrs M Wishart         Royal College of
are engaged in active academic/clinical practice (in the                          Ophthalmologists
NHS) during their term of office.                            Dr I Doughty          Royal College of Paediatrics
                                                                                  and Child Health
Lead Clinical Co-ordinator   Dr G Findlay                   Dr R Dowdle           Royal College of Physicians
                             (Intensive Care)               Professor T Hendra    Royal College of Physicians
Clinical Co-ordinators                                      Dr M Clements         Royal College of Physicians
Dr J A D Stewart             (Medicine)                     Dr S McPherson        Royal College of Radiologists
Dr D G Mason                 (Anaesthesia)                  Mr B Rees             Royal College of Surgeons of
Dr K Wilkinson               (Anaesthesia)                                        England
Dr A P L Goodwin             (Anaesthesia)                  Mr M Parker           Royal College of Surgeons of
Professor S B Lucas          (Pathology)                                          England
Mr I C Martin                (Surgery)                      Mr D Mitchell         Faculty of Dental Surgery, Royal
Professor M J Gough          (Surgery)                                            College of Surgeons of England
                                                            Dr M Osborn           Royal College of Pathologists
                                                            Ms S Panizzo          Patient Representative
                                                            Mrs M Wang            Patient Representative




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Observers                                                     Appendix 4 - Supporting organisations

Ms R Brown                National Patient Safety Agency      The organisations that provided funding to cover the cost
Mrs C Miles               Institute of Healthcare             of this study:
                          Management                          National Patient Safety Agency on behalf of the
Dr R Hunter               Coroners’ Society of England        Department of Health in England and the Welsh Assembly
                          and Wales                           Government
Dr N Pace                 Scottish Audit of Surgical          Department of Health, Social Services and Public Safety
                          Mortality                           (Northern Ireland)
Professor P Littlejohns   National Institute for Health and   Aspen Healthcare Ltd
                          Clinical Excellence                 BMI Healthcare
                                                              BUPA Cromwell
NCEPOD is a company, limited by guarantee (Company            Covenant Healthcare Ltd
number: 3019382) and a registered charity (Charity            East Kent Medical Services Ltd
number: 1075588), managed by Trustees.                        Fairfield Independent Hospital
                                                              HCA International
                                                              Hospital of St John and St Elizabeth
                                                              Isle of Man Health and Social Security Department
                                                              King Edward VII’s Hospital Sister Agnes
                                                              Netcare Healthcare UK Ltd
                                                              New Victoria Hospital
                                                              Nuffield Health
                                                              Ramsay Health Care UK
                                                              Spire Health Care
                                                              St Anthony’s Hospital
                                                              St Joseph’s Hospital
                                                              States of Guernsey Board of Health
                                                              States of Jersey, Health and Social Services
                                                              The Benenden Hospital Trust
                                                              The Horder Centre
                                                              The Hospital Management Trust
                                                              The London Clinic
                                                              The London Oncology Clinic
                                                              Ulster Independent Clinic




DISCLAIMER
This work was undertaken by NCEPOD, which received funding for this report from the National Patient
Safety Agency. The views expressed in this publication are those of the authors and not necessarily
those of the Agency.




  60
            Published September 2010
        by the National Confidential Enquiry
         into Patient Outcome and Death

                 4-8 Maple Street
                     London
                    W1T 5HD

                 T 020 76313444
                 F 020 76314443
              E info@ncepod.org.uk
              w www.ncepod.org.uk



A company limited by guarantee Company no. 3019382
           Registered charity no. 1075588
The NCEPOD report On the face of it, looked into the           3.   Am I confident that those who are proposing to
provision of service of cosmetic surgery, not at the                undertake this operation fully understand the
quality of care of individual patients; however, as a matter        emotional needs that have brought me to this
of general interest, NCEPOD and our advisors have                   decision?
looked at what the report means for those that may be
considering cosmetic surgery.                                       Note what the NCEPOD report says about the value
                                                                    of psychological evaluation on pages 22-23.
The Department of Health1, the BAAPS2 and the BAPRAS3
all have published checklists of questions that those          4.   Have I received enough information about this
considering cosmetic surgery should ask of their potential          procedure, including any possible risks, well before
provider. On the basis of the NCEPOD report, On the                 making the decision to undergo surgery?
face of it, NCEPOD suggests that patients considering
cosmetic surgery should also ask the following questions            Note: The process of gaining information about what
of themselves and of their cosmetic surgery provider:-              is available for you and the decision that you should
                                                                    opt to undergo this operation should be separated,
Group 1: Questions you should ask yourself                          so that you have a chance to consider
                                                                    the advantages and disadvantages.
Cosmetic surgery is a personal choice. The only
indication for it is your own personal desire to change        5.   Have I given written consent for the surgical
your appearance. We think you should ask yourself the               procedure in two stages? the first at the time of the
following questions.                                                consultation, and the second stage just before the
                                                                    surgery – at least 2 weeks later?
1.   Am I proposing to have this operation to remedy
     something that I think really needs improving rather           Note: The risks and other disadvantages of this sort
     than because someone else has told me I need it?               of surgery should be spelled out well before you take
                                                                    your decision, you need to make preparations
     Note: As the BAAPS website points out, the real                to be off work and generally become emotionally
     expert on your appearance and any concerns you                 committed to the decision you have taken. As
     may have is you. You do not need advice from a                 the BAPRAS website puts it, “cool off before you
     nurse or surgeon about what is wrong with your                 commit.”
     appearance.
                                                               6.   Am I confident that I have been given enough time
2.   Am I in the right frame of mind to be undergoing a             for reflection or have I been hurried into a decision or
     cosmetic surgery operation?                                    offered any financial incentive to have the procedure
                                                                    done soon?
     Note the BAAPS website says you should avoiding
     surgery if you have just undergone a major life event,         Note: The BAAPS website advises you to beware
     such as moving house, changing job, bereavement,               of what appear to be “free” consultations and any
     break up of a relationship or the arrival of children.         financial arrangements that may appear to influence
                                                                    your judgement or lock you into a decision.
Group 2: Questions you could ask the Clinic                     12. Who will deliver the anaesthesia for my operation,
                                                                    and are they on the specialist register as an
These questions may seem pointed and direct, but they               anaesthetist?
are all requests for information that we think should be
made available to people who are proposing to undergo           13. Is the hospital/ clinic registered with the CQC? If so:
surgery at the hands of the clinic/hospital. If the Clinic/         7.1 Is the Regulated Activity the Performance of
hospital does not welcome the opportunity to answer                       Surgical Procedures?
them you may be in the wrong place.                                 7.2 When was the last inspection? And
                                                                    7.3 What was the outcome?
7.   Is there a financial penalty if I change my mind about
     having surgery? If yes, up to which date can I change           Note: the CQC is the official government regulator of
     my mind without a financial penalty?                             these clinics, but it regulates a number of other sorts
                                                                     of healthcare establishments as well.
8.   Has the surgeon performed the same operation I
     am to undergo with the same team in the clinic or          14. Will I be provided with guidelines on what to do
     hospital where I am to have my operation regularly in           if I become ill after going home, and is there an
     the last 12 months?                                             emergency 24 hour telephone help-line to call?

     Note what the NCEPOD report says about infrequent          15. Which hospital will I go to if I become ill after going
     surgery on page 29.                                            home?

9.   How many of those patients have complained to you          16. If there is a problem during or after my operation and
     about the quality of their result or any other aspect of       I need a greater level / dependency of care than can
     their experience?                                              be provided at this hospital, where will I go?

10. Does the surgeon hold an NHS consultant                          Note what the NCEPOD report states on this subject
    appointment? If yes, in which hospital is this? And in           of post operative support if things do not go well on
    which specialty is the surgeon on the GMC specialist             pages 32-5
    register?

     Note: Consider the sort of operation you are               References
     proposing to undergo and the relevance of the               1. The Department of Health: http://www.dh.gov.uk/
     training that your surgeon has received. The range             prod_consum_dh/groups/dh_digitalassets/@dh/@en/
     of surgeons doing this work is described on pages              documents/digitalasset/dh_4138410.pdf
     30-31.The views of BAAPS and BAPRAS are set out            2.   BAAPS: http://www.baaps.org.uk/safety-in-surgery/
     on their websites.                                             consumer-safety-guidelines
                                                                3. BAPRAS http://www.bapras.org.uk/guide.
11. Is the surgeon a member of an appropriate                       asp?id=135
    specialist association e.g. ASGBI,BAAPS, BAOMS,
    BAORLHNS, or BAPRAS?

						
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