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					ECSDA conversion table SIS SegaInterSettle AG




     1. Services                           2. ECSDA proposed sub-sections to ease      3. Complete which tariff sections/captions refer to which service           4. Reference to tariff    5. Fees charged to      6. Service description
     (as listed in section V of            completion of conversion table              (one caption per row - insert as many rows as required)                     brochure (page or         (issuer or its agent,   (in summary or reference to exisiting documents)
     Code)                                                                                                                                                         paragraph number)         inter-mediary, end
                                                                                                                                                                                             investor, other)

     Account provision &                   Opening and maintenance of securities       Not charged separately for                                                  N/A                       N/A
     Asset Servicing                       accounts

                                           Closing of securities accounts              Not charged separately for                                                  N/A                       N/A

                                           CSD membership                              Not charged separately for                                                  N/A                       N/A

                                           Asset servicing dematerialised securities   Custody Services > Safe custody                                             Code 13'001-13'003        Intermediary            Custody Services > Safe custody
                                                                                                                                                                   (PDF 2.1, page 10-12)

                                                                                       Custody Services > Rebates on safekeeping > Group rebate                    Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > Group rebate
                                                                                                                                                                   (PDF 2.2.1, page 12-13)

                                                                                       Custody Services > Rebates on safekeeping > All-in sliding scale rebate     Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > All-in sliding scale rebate
                                                                                                                                                                   (PDF 2.2.2, page 13)

                                                                                       Custody Services > Rebates on safekeeping > Securities rebate for the       Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > Securities rebate for the Swiss market
                                                                                       Swiss market                                                                (PDF 2.2.3, page 13-14)

                                                                                       Custody Services > Safekeeping lines                                        Code 13'100               Intermediary            Custody Services > Safekeeping lines
                                                                                                                                                                   (PDF 2.3, page 14)

                                                                                       Custody Services > Separate safekeeping (EVA)                               Code 13'300               Intermediary            Custody Services > Separate Safekeeping (EVA)
                                                                                                                                                                   (PDF 2.4, page 14)

                                                                                       Custody Services > Corporate actions > Pricing based on market category     (PDF 2.5.1, page 15-16)   Intermediary            Custody Services > Corporate actions > Pricing based on market category


                                                                                       Custody Services > Corporate actions > Mandatory corporate actions          Code 14'000, 14'470,      Intermediary            Custody Services > Corporate actions > Mandatory corporate actions
                                                                                                                                                                   14'400, 14'700 und
                                                                                                                                                                   14'750
                                                                                                                                                                   (PDF 2.5.2, page 16-17)
                                                                                       Custody Services > Corporate actions > Voluntary corporate actions          Code 14'600, 14'610,      Intermediary            Custody Services > Corporate actions > Voluntary corporate actions
                                                                                                                                                                   14'620, 14'490 und
                                                                                                                                                                   14'360
                                                                                                                                                                   (PDF 2.5.3, page 17)
                                                                                       Main paying agents > Custody Services > Corporate actions                   Code 14'060               Issuer or its agent     Main paying agents > Custody Services > Corporate actions
                                                                                                                                                                   (PDF MPA 1.1, page 2)

                                                                                       Main paying agents > Custody Services > Corporate actions > Securities      Code 14'550               Issuer or its agent     Main paying agents > Custody Services > Corporate actions > Securites redemption and
                                                                                       redemption and destruction                                                  (PDF MPA 1.1.1, page 3)                           destruction

                                                                                       Main paying agents > Custody Services > Corporate actions > Cash            Code 14'560               Issuer or its agent     Main paying agents > Custody Services > Corporate actions > Cash distribution
                                                                                       distribution                                                                (PDF MPA 1.1.2, page 3)

                                                                                       Main paying agents > Custody Services > Corporate actions > MPA             Code 14'570               Issuer or its agent     Main paying agents > Custody Services > Corporate actions > MPA position reporting
                                                                                       position reporting                                                          (PDF MPA 1.1.3, page 3)

                                                                                       Main paying agents > Custody Services > Corporate actions > Coupons         Code 14'300               Issuer or its agent     Main paying agents > Custody Services > Corporate actions > Coupons and securities
                                                                                       and securiteis collections (SAPHIR)                                         (PDF MPA 1.1.4, page 3)                           collection (SAPHIR)

                                                                                       Main paying agents > Custody Services > Corporate actions > Certification   Code 14'330               Issuer or its agent     Main paying agents > Custody Services > Corporate actions > Certification for Swiss
                                                                                       for Swiss Eurobonds                                                         (PDF MPA 1.1.5, page 3)                           Eurobonds

                                           Asset servicing physical/immobilised        Custody Services > Safe custody                                             Code 13'001-13'003        Intermediary            Custody Services > Safe custody
                                           securities                                                                                                              (PDF 2.1, page 10-12)

                                                                                       Custody Services > Rebates on safekeeping > Group rebate                    Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > Group rebate
                                                                                                                                                                   (PDF 2.2.1, page 12-13)

                                                                                       Custody Services > Rebates on safekeeping > All-in sliding scale rebate     Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > All-in sliding scale rebate
                                                                                                                                                                   (PDF 2.2.2, page 13)

                                                                                       Custody Services > Rebates on safekeeping > Securities rebate for the       Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > Securities rebate for the Swiss market
                                                                                       Swiss market                                                                (PDF 2.2.3, page 13-14)

                                                                                       Custody Services > Safekeeping lines                                        Code 13'100               Intermediary            Custody Services > Safekeeping lines
                                                                                                                                                                   (PDF 2.3, page 14)

                                                                                       Custody Services > Separate safekeeping (EVA)                               Code 13'300               Intermediary            Custody Services > Separate Safekeeping (EVA)
                                                                                                                                                                   (PDF 2.4, page 14)

                                                                                       Custody Services > Corporate actions > Pricing based on market category     (PDF 2.5.1, page 15-16)   Intermediary            Custody Services > Corporate actions > Pricing based on market category


                                                                                       Custody Services > Corporate actions > Mandatory corporate actions          Code 14'000, 14'470,      Intermediary            Custody Services > Corporate actions > Mandatory corporate actions
                                                                                                                                                                   14'400, 14'700 und
                                                                                                                                                                   14'750
                                                                                                                                                                   (PDF 2.5.2, page 16-17)
     Account provision &                   Asset servicing physical/immobilised        Custody Services > Corporate actions > Voluntary corporate actions          Code 14'600, 14'610,      Intermediary            Custody Services > Corporate actions > Voluntary corporate actions
     Asset Servicing                       securities (continued)                                                                                                  14'620, 14'490 und
     (continued)                                                                                                                                                   14'360
                                                                                                                                                                   (PDF 2.5.3, page 17)




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     1. Services                           2. ECSDA proposed sub-sections to ease      3. Complete which tariff sections/captions refer to which service           4. Reference to tariff    5. Fees charged to      6. Service description
     (as listed provision V of
     Account in section &                  Asset servicing conversion table
                                           completion of physical/immobilised          (one caption per row - insert as many rows as required)                     brochure (page or         (issuer or its agent,   (in summary or reference to exisiting documents)
     Asset
     Code) Servicing                       securities (continued)                                                                                                  paragraph number)         inter-mediary, end
     (continued)                                                                                                                                                                             investor, other)

                                                                                       Main paying agents > Custody Services > Corporate actions                   Code 14'060               Issuer or its agent     Main paying agents > Custody Services > Corporate actions
                                                                                                                                                                   (PDF MPA 1.1, page 2)

                                                                                       Main paying agents > Custody Services > Corporate actions > Securities      Code 14'550               Issuer or its agent     Main paying agents > Custody Services > Corporate actions > Securites redemption and
                                                                                       redemption and destruction                                                  (PDF MPA 1.1.1, page 3)                           destruction

                                                                                       Main paying agents > Custody Services > Corporate actions > Cash            Code 14'560               Issuer or its agent     Main paying agents > Custody Services > Corporate actions > Cash distribution
                                                                                       distribution                                                                (PDF MPA 1.1.2, page 3)

                                                                                       Main paying agents > Custody Services > Corporate actions > MPA             Code 14'570               Issuer or its agent     Main paying agents > Custody Services > Corporate actions > MPA position reporting
                                                                                       position reporting                                                          (PDF MPA 1.1.3, page 3)

                                                                                       Main paying agents > Custody Services > Corporate actions > Coupons         Code 14'300               Issuer or its agent     Main paying agents > Custody Services > Corporate actions > Coupons and securities
                                                                                       and securiteis collections (SAPHIR)                                         (PDF MPA 1.1.4, page 3)                           collection (SAPHIR)

                                                                                       Main paying agents > Custody Services > Corporate actions > Certification   Code 14'330               Issuer or its agent     Main paying agents > Custody Services > Corporate actions > Certification for Swiss
                                                                                       for Swiss Eurobonds                                                         (PDF MPA 1.1.5, page 3)                           Eurobonds

                                           Proxy voting                                Custody Services > Corporate actions > Proxy services                       Code 14'480-14'489        Intermediary            Custody Services > Corporate actions > Proxy services
                                                                                                                                                                   (PDF 2.5.4, page 17)

                                           Withholding tax services                    Custody Services > Tax services > Tax refund services                       Code 14'950               Intermediary            Custody Services > Tax services > Tax refund services
                                                                                                                                                                   (PDF 2.6.1, page 18)

                                                                                       Custody Services > Tax services > Tax documentation and reporting           Code 14'980               Intermediary            Custody Services > Tax services > Tax documentation and reporting
                                                                                                                                                                   (PDF 2.6.2, page 18-19)

                                           Other                                       Communication & Reporting > Information and reporting services              Code 62'000, 63'000,      Intermediary            Communication & Reporting > Information and reporting services
                                                                                                                                                                   64'000, 64'010
                                                                                                                                                                   (PDF 6.1, page 24)

                                                                                       Communication & Reporting > Communication services                          Code 65'500               Intermediary            Communication & Reporting > Communication services
                                                                                                                                                                   (PDF 6.2, page 24)

                                                                                       Special Services > Order management                                         Code 72'002 - 72'103      Intermediary            Special Services > Order management
                                                                                                                                                                   (PDF 7.2, page 26)

                                                                                       Special Services > Special efforts                                          Code 74'001               Intermediary            Special Services > Special efforts
                                                                                                                                                                   (PDF 7.3, page 27)

                                                                                       Third-party fees > Custody Services > Safekeeping                           Code 13'095               Intermediary            Third-party fees > Custody Services > Safekeeping
                                                                                                                                                                   (PDF TPF 2.1, page 4)

                                                                                       Third-party fees > Custody Services > Mandatory corporate actions           Code 14'800, 14'820       Intermediary            Third-party fees > Custody Services > Mandatory corporate actions
                                                                                                                                                                   (PDF TPF 2.2, page 4)

                                                                                       Third-party fees > Custody Services > Proxy services                        Code 14'810               Intermediary            Third-party fees > Custody Services > Proxy services
                                                                                                                                                                   (PDF TPF 2.3, page 4)

                                                                                       Third-party fees > Custody Services > Tax documentation and reporting       Code 14'990               Intermediary            Third-party fees > Custody Services > Tax documentation and reporting
                                                                                                                                                                   (PDF TPF 2.4, page 4)

                                                                                       Third-party fees > Special Services > Special efforts                       Code 74'010, 74'015       Intermediary            Third-party fees > Special Services > Special efforts
                                                                                                                                                                   (PDF TPF 4.2, page 5)

     Establishing securities in            Issuance dematerialised securities          Main paying agents > Custody Services > New issues                          Code 15'000 - 15'040      Issuer or its agent     Main paying agents > Custody Services > New issues
     book-entry form                                                                                                                                               (PDF MPA 1.2, page 3-4)

                                           Redemption/cancellation dematerialised      Main paying agents > Custody Services > Corporate actions                   Code 14'060, 14'550       Issuer or its agent     Main paying agents > Custody Services > Corporate actions
                                           securities                                                                                                              (PDF MPA 1.1, page 2-3)

                                           Deposit physical securities in book-entry   Deposits not charged separately for                                         N/A                       N/A
                                           form (immobilisation)
                                                                                       Main paying agents > Custody Services > New issues                          Code 15'000 - 15'040      Issuer or its agent     Main paying agents > Custody Services > New issues
                                                                                                                                                                   (PDF MPA 1.2, page 3-4)

                                                                                       Main paying agents > Custody Services > Corporate actions                   Code 14'060, 14'550       Issuer or its agent     Main paying agents > Custody Services > Corporate actions
                                                                                                                                                                   (PDF MPA 1.1, page 2-3)

                                           Withdrawal physical securities from book-   Settlement Services > Inhouse transactions                                  Code 11'000, 11'600 -     Issuer or its agent,    Settlement Services > Inhouse transactions
                                           entry system                                                                                                            11'603, 11'680            intermediary
                                                                                                                                                                   (PDF 1.1, page 4)

                                           Other                                       Communication & Reporting > Information and reporting services              Code 62'000, 63'000,      Issuer or its agent,    Communication & Reporting > Information and reporting services
                                                                                                                                                                   64'000, 64'010            intermediary
                                                                                                                                                                   (PDF 6.1, page 24)

     Establishing securities in            Other (continued)                           Communication & Reporting > Communication services                          Code 65'500               Issuer or its agent,    Communication & Reporting > Communication services
     book-entry form                                                                                                                                               (PDF 6.2, page 24)        intermediary
     (continued)
                                                                                       Special Services > Order management                                         Code 72'000 - 72'200      Issuer or its agent,    Special Services > Order management
                                                                                                                                                                   (PDF 7.2, page 26-27)     intermediary




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     Establishing securities in            Other (continued)
     1. Services form
     book-entry                            2. ECSDA proposed sub-sections to ease         3. Complete which tariff sections/captions refer to which service        4. Reference to tariff    5. Fees charged to      6. Service description
     (as listed in section V of
     (continued)                           completion of conversion table                 (one caption per row - insert as many rows as required)                  brochure (page or         (issuer or its agent,   (in summary or reference to exisiting documents)
     Code)                                                                                                                                                         paragraph number)         inter-mediary, end
                                                                                                                                                                                             investor, other)

                                                                                          Main paying agents > Special Services                                    Code 74'001               Issuer or its agent     Main paying agents > Special Services
                                                                                                                                                                   (PDF MPA 2, page 5)

                                                                                          Third-party fees > Settlement Services > Inhouse transactions            Code 11'690 - 11'692      Issuer or its agent,    Third-party fees > Settlement Services > Inhouse transactions
                                                                                                                                                                   (PDF TPF 1.1, page 2)     intermediary

                                                                                          Third-party fees > Special Services > Special efforts                    Code 74'010               Issuer or its agent     Third-party fees > Special Services > Special efforts
                                                                                                                                                                   (PDF TPF 4.2, page 5)

     Clearing and Settlement               Verification (matching)                        Not charged separately for                                               N/A                       N/A
     (including verification)
                                           Settlement netting                             Not charged separately for                                               N/A                       N/A

                                           Clearing and settlement for OTC transactions   Settlement Services > Inhouse transactions                               Code 11'000, 11'001,      Intermediary            Settlement Services > Inhouse transactions
                                           DVP                                                                                                                     11'300, 11'350, 11'505-
                                                                                                                                                                   11'525, 11'650, 11'750
                                                                                                                                                                   (PDF 1.1, page 4)

                                                                                          Settlement Services > Cross-border transactions                          Code 12'000, 12'100,      Intermediary            Settlement Services > Cross-border transactions
                                                                                                                                                                   12'220 - 12'507
                                                                                                                                                                   (PDF 1.2, page 6-7)

                                           Clearing and settlement for OTC transactions   Settlement Services > Inhouse transactions                               Code 11'000, 11'001,      Intermediary            Settlement Services > Inhouse transactions
                                           FOP                                                                                                                     11'300, 11'350, 11'505-
                                                                                                                                                                   11'525, 11'650, 11'750
                                                                                                                                                                   (PDF 1.1, page 4)

                                                                                          Settlement Services > Cross-border transactions                          Code 12'000, 12'100,      Intermediary            Settlement Services > Cross-border transactions
                                                                                                                                                                   12'220 - 12'507
                                                                                                                                                                   (PDF 1.2, page 6-7)

                                           Clearing and settlement for Stock Exchange     Settlement Services > Inhouse transactions                               Code 11'100 - 11'211,     Intermediary            Settlement Services > Inhouse transactions
                                           transactions DVP                                                                                                        11'300, 11'400, 11'525,
                                                                                                                                                                   12'160, 11'750
                                                                                                                                                                   (PDF 1.1, page 4)

                                                                                          Settlement Services > Cross-border transactions                          Code 12'190 - 12'210,     Intermediary            Settlement Services > Cross-border transactions
                                                                                                                                                                   12'506
                                                                                                                                                                   (PDF 1.2, page 7)

                                           Own account transfers                          Settlement Services > Inhouse transactions                               Code 11'300, 11'350,      Intermediary            Settlement Services > Inhouse transactions
                                                                                                                                                                   11'505, 11'525, 11'750
                                                                                                                                                                   (PDF 1.1, page 4)

                                                                                          Settlement Services > Cross-border transactions                          Code 12'350, 12'505       Intermediary            Settlement Services > Cross-border transactions
                                                                                                                                                                   (PDF 1.2, page 6-7)

                                           Other                                          Settlement Services > Inhouse transactions                               Code 11'000, 11'600 -     Intermediary            Settlement Services > Inhouse transactions
                                                                                                                                                                   11'603, 11'680
                                                                                                                                                                   (PDF 1.1, page 4)

                                                                                          Settlement Services > Inhouse transactions > Late/failed settlements     Code 11'811, 11'812,      Intermediary            Settlement Services > Inhouse transactions > Late/failed settlements
                                                                                                                                                                   11'825
                                                                                                                                                                   (PDF 1.1.1, page 4-5)

                                                                                          Settlement Services > Cross-border transactions > Repairs (MIF) and      Code 12'600, 12650,       Intermediary            Settlement Services > Cross-border transactions > Repairs (MIF) and special settlement
                                                                                          special settlement                                                       12'700, 12'710
                                                                                                                                                                   (PDF 1.2.1, page 7-8)

                                                                                          Settlement Services > Cross-border transactions > Stamp duty reclaims    Code 12'660               Intermediary            Settlement Services > Cross-border transactions > Stamp duty reclaims
                                                                                                                                                                   (PDF 1.2.2, page 8)

                                                                                          Settlement Services > Cross-border transactions > Conversions            Code 12'750               Intermediary            Settlement Services > Cross-border transactions > Conversions
                                                                                                                                                                   (PDF 1.2.3, page 8)

                                                                                          Settlement Services > Cross-border transactions > Registrations and      Code 12'760, 12'770,      Intermediary            Settlement Services > Cross-border transactions > Registrations and restrictions
                                                                                          restrictions                                                             12'780
                                                                                                                                                                   (PDF 1.2.4, page 8-9)

                                                                                          Settlement Services > System cancellations of orders and miscellaneous   Code 11'510, 12'510,      Intermediary            Settlement Services > System Cancellations of orders and miscellaneous
                                                                                                                                                                   12'900, 12'950
                                                                                                                                                                   (PDF 1.3, page 9)

                                                                                          Settlement Services > Routing                                            Code 12'850               Intermediary            Settlement Services > Routing
                                                                                                                                                                   (PDF 1.4, page 9)

     Clearing and Settlement               Other (continued)                              Communication & Reporting > Information and reporting services           Code 62'000, 63'000,      Intermediary            Communication & Reporting > Information and reporting services
     (including verification,                                                                                                                                      64'000, 64'010
     continued)                                                                                                                                                    (PDF 6.1, page 24)

                                                                                          Communication & Reporting > Communication services                       Code 65'500               Intermediary            Communication & Reporting > Communication services
                                                                                                                                                                   (PDF 6.2, page 24)




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ECSDA conversion table SIS SegaInterSettle AG




     Clearing and Settlement               Other (continued)
     (including verification,
     1. Services
     continued)                            2. ECSDA proposed sub-sections to ease        3. Complete which tariff sections/captions refer to which service         4. Reference to tariff    5. Fees charged to      6. Service description
     (as listed in section V of            completion of conversion table                (one caption per row - insert as many rows as required)                   brochure (page or         (issuer or its agent,   (in summary or reference to exisiting documents)
     Code)                                                                                                                                                         paragraph number)         inter-mediary, end
                                                                                                                                                                                             investor, other)

                                                                                         Special Services > Order management                                       Code 72'000 - 72'200      Intermediary            Special Services > Order management
                                                                                                                                                                   (PDF 7.2, page 26-27)

                                                                                         Special Services > Special efforts                                        Code 74'001               Intermediary            Special Services > Special efforts
                                                                                                                                                                   (PDF 7.3, page 27)

                                                                                         Third-party fees > Settlement Services > Inhouse transactions             Code 11'690 - 11'692      Intermediary            Third-party fees > Settlement Services > Inhouse transactions
                                                                                                                                                                   (PDF TPF 1.1, page 2)

                                                                                         Third-party fees > Settlement Services > Cross-border transactions        Code 12'800, 12'801       Intermediary            Third-party fees > Settlement Services > Cross-border transactions
                                                                                                                                                                   (PDF TPF 1.2, page 2-3)

                                                                                         Third-party fees > Settlement Services > Cross-border transactions >      Code 12'665               Intermediary            Third-party fees > Settlement Services > Cross-border transactions > Stamp duty
                                                                                         Stamp duty reclaims                                                       (PDF TPF 1.2.1, page 3)                           reclaims

                                                                                         Third-party fees > Settlement Services > Cross-border transactions >      Code 12'765               Intermediary            Third-party fees > Settlement Services > Cross-border transactions > Registrations and
                                                                                         Special settlement services                                               (PDF TPF 1.2.2, page 3)                           restrictions

     Securities Lending and                Fail related SLB                              SLB and Triparty Services > Securities lending and borrowing              Code 21'000, 21'050       Intermediary            SLB and Triparty Services > Securities lending and borrowing
     Borrowing                                                                                                                                                     (PDF 4.1, page 21-22)

                                                                                         SLB and Triparty Services > SLB rebates                                   Code 21'050               Intermediary            SLB and Triparty Services > SLB rebates
                                                                                                                                                                   (PDF 4.2, page 22)

                                           Other                                         Communication & Reporting > Information and reporting services            Code 62'000, 63'000,      Intermediary            Communication & Reporting > Information and reporting services
                                                                                                                                                                   64'000, 64'010
                                                                                                                                                                   (PDF 6.1, page 24)

                                                                                         Communication & Reporting > Communication services                        Code 65'500               Intermediary            Communication & Reporting > Communication services
                                                                                                                                                                   (PDF 6.2, page 24)

                                                                                         Special Services > Special efforts                                        Code 74'001               Intermediary            Special Services > Special efforts
                                                                                                                                                                   (PDF 7.3, page 27)

     Collateral management                 Collateral management related to              SLB and Triparty Services > Triparty SecLend service                      Code 22'000 - 22'150      Intermediary            SLB and Triparty Services > Triparty SecLend service
                                           collateralisation of central bank liquidity                                                                             (PDF 4.3, page 22)

                                                                                         SLB and Triparty Services > Triparty Repo service                         Code 23'000 - 23'350      Intermediary            SLB and Triparty Services > Triparty Repo service
                                                                                                                                                                   (PDF 4.4, page 22)

                                           Other                                         Custody Services > Safe custody                                           Code 13'001-13'003        Intermediary            Custody Services > Safe custody
                                                                                                                                                                   (PDF 2.1, page 10-12)

                                                                                         Custody Services > Rebates on safekeeping > Group rebate                  Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > Group rebate
                                                                                                                                                                   (PDF 2.2.1, page 12-13)

                                                                                         Custody Services > Rebates on safekeeping > All-in sliding scale rebate   Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > All-in sliding scale rebate
                                                                                                                                                                   (PDF 2.2.2, page 13)

                                                                                         Custody Services > Rebates on safekeeping > Securities rebate for the     Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > Securities rebate for the Swiss market
                                                                                         Swiss market                                                              (PDF 2.2.3, page 13-14)

                                                                                         Custody Services > Safekeeping lines                                      Code 13'100               Intermediary            Custody Services > Safekeeping lines
                                                                                                                                                                   (PDF 2.3, page 14)

                                                                                         Settlement Services > Inhouse transactions                                Code 11'350, 11'505       Intermediary            Settlement Services > Inhouse transactions
                                                                                                                                                                   (PDF 1.1, page 4)

                                                                                         Settlement Services > Cross-border transactions                           Code 12'350, 12'505       Intermediary            Settlement Services > Cross-border transactions
                                                                                                                                                                   (PDF 1.2, page 6-7)

                                                                                         Settlement Services > System cancellations of orders and miscellaneous    Code 11'510, 12'510       Intermediary            Settlement Services > System Cancellations of orders and miscellaneous
                                                                                                                                                                   (PDF 1.3, page 9)

                                                                                         Communication & Reporting > Information and reporting services            Code 62'000, 63'000,      Intermediary            Communication & Reporting > Information and reporting services
                                                                                                                                                                   64'000, 64'010
                                                                                                                                                                   (PDF 6.1, page 24)

                                                                                         Communication & Reporting > Communication services                        Code 65'500               Intermediary            Communication & Reporting > Communication services
                                                                                                                                                                   (PDF 6.2, page 24)

     Collateral management                 Other (continued)                             Special Services > Order management                                       Code 72'000, 72'050,      Intermediary            Special Services > Order management
     (continued)                                                                                                                                                   72'100
                                                                                                                                                                   (PDF 7.2, page 26)

                                                                                         Special Services > Special efforts                                        Code 74'001               Intermediary            Special Services > Special efforts
                                                                                                                                                                   (PDF 7.3, page 27)

                                           Management of guarantee funds                 Custody Services > Safe custody                                           Code 13'001-13'003        Intermediary            Custody Services > Safe custody
                                                                                                                                                                   (PDF 2.1, page 10-12)




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     Collateral management
     (continued)



     1. Services                           2. ECSDA proposed sub-sections to ease   3. Complete which tariff sections/captions refer to which service         4. Reference to tariff    5. Fees charged to      6. Service description
     (as listed in section V of            completion of conversion table           (one caption per row - insert as many rows as required)                   brochure (page or         (issuer or its agent,   (in summary or reference to exisiting documents)
     Code)                                 Management of guarantee funds                                                                                      paragraph number)         inter-mediary, end
                                                                                                                                                                                        investor, other)

                                                                                    Custody Services > Rebates on safekeeping > Group rebate                  Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > Group rebate
                                                                                                                                                              (PDF 2.2.1, page 12-13)

                                                                                    Custody Services > Rebates on safekeeping > All-in sliding scale rebate   Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > All-in sliding scale rebate
                                                                                                                                                              (PDF 2.2.2, page 13)

                                                                                    Custody Services > Rebates on safekeeping > Securities rebate for the     Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > Securities rebate for the Swiss market
                                                                                    Swiss market                                                              (PDF 2.2.3, page 13-14)

                                                                                    Custody Services > Safekeeping lines                                      Code 13'100               Intermediary            Custody Services > Safekeeping lines
                                                                                                                                                              (PDF 2.3, page 14)

                                                                                    Settlement Services > Inhouse transactions                                Code 11'350, 11'505       Intermediary            Settlement Services > Inhouse transactions
                                                                                                                                                              (PDF 1.1, page 4)

                                                                                    Settlement Services > Cross-border transactions                           Code 12'350, 12'505       Intermediary            Settlement Services > Cross-border transactions
                                                                                                                                                              (PDF 1.2, page 6-7)

                                                                                    Settlement Services > System cancellations of orders and miscellaneous    Code 11'510, 12'510       Intermediary            Settlement Services > System Cancellations of orders and miscellaneous
                                                                                                                                                              (PDF 1.3, page 9)

                                                                                    Communication & Reporting > Information and reporting services            Code 62'000, 63'000,      Intermediary            Communication & Reporting > Information and reporting services
                                                                                                                                                              64'000, 64'010
                                                                                                                                                              (PDF 6.1, page 24)

                                                                                    Communication & Reporting > Communication services                        Code 65'500               Intermediary            Communication & Reporting > Communication services
                                                                                                                                                              (PDF 6.2, page 24)

                                                                                    Special Services > Order management                                       Code 72'000, 72'050,      Intermediary            Special Services > Order management
                                                                                                                                                              72'100
                                                                                                                                                              (PDF 7.2, page 26)

                                                                                    Special Services > Special efforts                                        Code 74'001               Intermediary            Special Services > Special efforts
                                                                                                                                                              (PDF 7.3, page 27)

     Credit provision                                                               Banking Services > Risk management                                        Code 20'300 - 20'490      Intermediary            Banking Services > Risk management
                                                                                                                                                              (PDF 3.3, page 20)

                                                                                    Banking Services > Forex and banking                                      Code 20'050, 20'060       Intermediary            Banking Services > Forex and banking
                                                                                                                                                              (PDF 3.2, page 20)

                                                                                    Communication & Reporting > Information and reporting services            Code 62'000, 63'000,      Intermediary            Communication & Reporting > Information and reporting services
                                                                                                                                                              64'000, 64'010
                                                                                                                                                              (PDF 6.1, page 24)

                                                                                    Communication & Reporting > Communication services                        Code 65'500               Intermediary            Communication & Reporting > Communication services
                                                                                                                                                              (PDF 6.2, page 24)

                                                                                    Special Services > Order management                                       Code 72'107               Intermediary            Special Services > Order management
                                                                                                                                                              (PDF 7.2, page 26)

                                                                                    Special Services > Special efforts                                        Code 74'001               Intermediary            Special Services > Special efforts
                                                                                                                                                              (PDF 7.3, page 27)

     Communication                         Technical communication set-up and       Communication & Reporting > Communication services                        Code 63'100, 64'100,      Intermediary            Communication & Reporting > Communication services
     (note: not in Code)                   maintenance                                                                                                        65'000, 65600, 65'700
                                                                                                                                                              (PDF 6.2, page 24)

                                                                                    Communication & Reporting > Communication services > User setup and       Code 65'900 - 65'910      Intermediary            Communication & Reporting > Communication services > User setup and security devices
                                                                                    security devices                                                          (PDF 6.2.1, page 24)

                                                                                    Communication & Reporting > Communication services > webMAX               Code 66'000, 66'100       Intermediary            Communication & Reporting > Communication services > webMAX communication system
                                                                                    communication system                                                      (PDF 6.2.2, page 25)

                                                                                    Special Services > Special efforts                                        Code 74'001               Intermediary            Special Services > Special efforts
                                                                                                                                                              (PDF 7.3, page 27)

                                                                                    Third-party fees > Special Services > Special efforts                     Code 74'015               Intermediary            Third-party fees > Special Services > Special efforts
                                                                                                                                                              (PDF TPF 4.2, page 5)

     Other                                 Funds Services                           Global Funds Services                                                     Code 30'000, 30'400       Intermediary            Global Funds Services
                                                                                                                                                              (PDF 5, page 23)

                                                                                    Settlement Services > Inhouse transactions                                Code 11'000 - 11'506,     Intermediary            Settlement Services > Inhouse transactions
                                                                                                                                                              12'160
                                                                                                                                                              (PDF 1.1, page 4)

                                                                                    Settlement Services > Inhouse transactions > Late/failed settlements      Code 11'811, 11'812,      Intermediary            Settlement Services > Inhouse transactions > Late/failed settlements
                                                                                                                                                              11'825
                                                                                                                                                              (PDF 1.1.1, page 4-5)




52d63daa-5ff8-4e07-a33f-47854b47ba3d.xls - SIS SegaInterSettle
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ECSDA conversion table SIS SegaInterSettle AG




     Other                                 Funds Services




     1. Services                           2. ECSDA proposed sub-sections to ease   3. Complete which tariff sections/captions refer to which service         4. Reference to tariff    5. Fees charged to      6. Service description
     (as listed in section V of            completion of conversion table           (one caption per row - insert as many rows as required)                   brochure (page or         (issuer or its agent,   (in summary or reference to exisiting documents)
     Code)                                                                                                                                                    paragraph number)         inter-mediary, end
                                                                                                                                                                                        investor, other)

                                                                                    Settlement Services > Cross-border transactions                           Code 12'000 - 12'507      Intermediary            Settlement Services > Cross-border transactions
                                                                                                                                                              (PDF 1.2, page 6-7)

                                                                                    Settlement Services > Cross-border transactions > Repairs (MIF) and       Code 12'600, 12650,       Intermediary            Settlement Services > Cross-border transactions > Repairs (MIF) and special settlement
                                                                                    special settlement                                                        12'700, 12'710
                                                                                                                                                              (PDF 1.2.1, page 7-8)

                                                                                    Settlement Services > System cancellations of orders and miscellaneous    Code 11'510, 12'510,      Intermediary            Settlement Services > System Cancellations of orders and miscellaneous
                                                                                                                                                              12'900, 12'950
                                                                                                                                                              (PDF 1.3, page 9)

                                                                                    Settlement Services > Routing                                             Code 12'850               Intermediary            Settlement Services > Routing
                                                                                                                                                              (PDF 1.4, page 9)

                                                                                    Custody Services > Safe custody                                           Code 13'001-13'003        Intermediary            Custody Services > Safe custody
                                                                                                                                                              (PDF 2.1, page 10-12)

                                                                                    Custody Services > Rebates on safekeeping > Group rebate                  Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > Group rebate
                                                                                                                                                              (PDF 2.2.1, page 12-13)

                                                                                    Custody Services > Rebates on safekeeping > All-in sliding scale rebate   Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > All-in sliding scale rebate
                                                                                                                                                              (PDF 2.2.2, page 13)

                                                                                    Custody Services > Rebates on safekeeping > Securities rebate for the     Code 13'001-13'003        Intermediary            Custody Services > Rebates on safekeeping > Securities rebate for the Swiss market
                                                                                    Swiss market                                                              (PDF 2.2.3, page 13-14)

                                                                                    Custody Services > Safekeeping lines                                      Code 13'100               Intermediary            Custody Services > Safekeeping lines
                                                                                                                                                              (PDF 2.3, page 14)

                                                                                    Custody Services > Corporate actions                                      Code 14'000, 14'400,      Intermediary            Custody Services > Corporate actions
                                                                                                                                                              14'470, 14'490 - 14'750
                                                                                                                                                              (PDF 2.5, page 14-17)

                                                                                    Custody Services > Tax services                                           Code 14'950, 14'980       Intermediary            Custody Services > Tax services
                                                                                                                                                              (PDF 2.6, page 18-19)

                                                                                    Communication & Reporting > Information and reporting services            Code 62'000, 63'000,      Intermediary            Communication & Reporting > Information and reporting services
                                                                                                                                                              64'000, 64'010
                                                                                                                                                              (PDF 6.1, page 24)

                                                                                    Communication & Reporting > Communication services                        Code 65'500               Intermediary            Communication & Reporting > Communication services
                                                                                                                                                              (PDF 6.2, page 24)

                                                                                    Special Services > Order management                                       Code 72'000 - 72'200      Intermediary            Special Services > Order management
                                                                                                                                                              (PDF 7.2, page 26-27)

                                                                                    Special Services > Special efforts                                        Code 74'001               Intermediary            Special Services > Special efforts
                                                                                                                                                              (PDF 7.3, page 27)

                                                                                    Third-party fees > Settlement Services                                    Code 11'690 - 11'692,     Intermediary            Third-party fees > Settlement Services
                                                                                                                                                              12'800, 12'801
                                                                                                                                                              (PDF TPF 1, page 2-3)

                                                                                    Third-party fees > Custody Services                                       Code 13'095, 14'800,      Intermediary            Third-party fees > Custody Services
                                                                                                                                                              14'820, 14'990
                                                                                                                                                              (PDF TPF 2, page 4)

                                                                                    Third-party fees > Global Funds Services                                  Code 30'300, 30'301       Intermediary            Third-party fees > Global Funds Services
                                                                                                                                                              (PDF TPF 3, page 5)

                                           Training & Coaching                      Special Services > Training & Coaching                                    Code 70'000 - 70'100      Intermediary            Special Services > Training & Coaching
                                                                                                                                                              (PDF 7.1, page 26)

                                                                                    Third-party fees > Special Services > Training & coaching                 Code 70'200               Intermediary            Third-party fees > Special Services > Training & coaching
                                                                                                                                                              (PDF TPF 4.1, page 5)




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