NON-TRADITIONAL PLACEMEN – TRADE PLATFORM PROCEDURES
NON-CASH ASSETS, BANK INSTRUMENTS & SECURITIES )
( PLACEMENT BASED ON NON
1. Client non-cash assets, bank
Completes and submits qualification questionnaire along with documentation for their non
instruments or securities.
2. VerifiedPPP non-refundable retainer agreement, an authorization to
Provides principal with a letter of commitment, a non
release, an acknowledgment form and a verification of assets form for the client to complete and return.
3. VerifiedPPP Upon receipt of completed forms, the retainer from client.
4. VerifiedPPP Issues agreements for clients review and signature.
5. VerifiedPPP non
Upon receipt of the signed agreements, we conduct a cursory review; verification of non-cash assets, bank
issued instruments and/or securities for hypothecation, conducts background checks.
6. VerifiedPPP Submits the due diligence
7. Client Once accepted, client receives formal invitation and *Trade Platform Documents directly from the trade
8. Client Begins necessary steps to participate in the trade platform.
Key: *Client = Principal; *Due Diligence = Back ground check for Patriot Act and AML compliance; *Compliance Package = All data
supporting client qualification *Trade Platform Documents = Confidential Trade Platform Agreements, past performance
data, subscription agreement, disclosures, licensing and regulatory data. * Principal investment commitment term = principal cann be
withdrawn for a period of one calendar year.
Brokers: Before making introductions, brokers, intermediaries and consultants are required to have a fee agreement with their client
which will be enforced by an attorney paymaster. Allowable fees vary, dependent upon the trade programs the client elects to
Verified PPP does not work with blocked funds, reserved funds, administrative holds or non depletion accounts.
6487 E-mail: email@example.com Skype: dang_007
Phone: (845)784-6487 E
The publication, translation, or reproduction, either wholly or partly, of this document is not allowed without Verified PPP’s written consent
TP-Non-Traditional Qualification Procedures - Revised 3-5-2009 RLB