Sanitation

W
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							                     Ghana




 Good governance for water,
sanitation and hygiene services
  Achieving pro-poor decentralised
    services that are sustainable
 Objectives of this presentation
To address the following
 What is governance?
 What is good governance?
 What is water governance?
 What is local governance for water, sanitation and
  hygiene services?
 What are the key elements of a service?
 How is good governance put into practice for
  WASH services?
      Definition of governance
 There are many definitions of governance
 Some place more emphasis on the role of
  government
 Others focus on the interaction between different
  role players and the need for co-operation
 Most definitions refer to decision making and
  how this takes place in relation to public goods
  and services
 Most recognise that governance is much more
  than government
         What is governance?
 Governance is about the processes by which
  decisions are made and implemented
 It is the result of interactions, relationships and
  networks between the different sectors
  (government, public sector, private sector and
  civil society) to ensure optimal services
 It involves decisions, negotiation, and different
  power relations between stakeholders to
  determine who gets what, when and how.
     Governance stakeholders
 Governance involves more than government -
  many stakeholders are involved
 All those with a legitimate interest in the outcome
  of a decision-making process have a right to be
  involved
 Stakeholders include communities, governmental
  organisations such as municipalities, utilities and
  other state owned entities, as well as service
  providers, capacity building organisations, NGOs,
  contributors of finance, the users of services and
  organisations that support them.
      Systems of governance
 Systems of governance range from centralised,
  top down approaches to those that are more
  decentralised and participatory
 Increasingly WASH services are being
  decentralised
 Good governance for WASH services will
  therefore require participatory approaches that
  are shaped by stakeholders and their
  relationships at the local level
    What is good governance?
 Good governance involves constructive co-operation
  between the different sectors where the result is:
   efficient use of resources
   responsible use of power, and
   effective and sustainable service provision
 Good governance emerges when stakeholders
  engage and participate with each other in an
  inclusive, transparent and accountable manner to
  accomplish better services free of corruption and
  abuse, and within the rule of law
   Good
governance?

This photo is from
South Africa, taken
 in October 2007

 Police were brought in to
manage community protest
 over poor services in the
      Western Cape
           Good governance?
  Decentralisation
                             Fair legislation
                                                  Public finance for
                                                   decentralization
      Gender
                                                         and
    mainstreamin
                                                    accountability
         g                   Responsive
                              services
Inclusive of all                                     Promotion of
  members of                                          democracy
    society               Protection of
                               the
                          environment             Strengthening
Protection of                                      civil society
human rights
                                                  Consensus
                     Transparency,
                                                about society’s
                        equity,
                                                 best interests
                     accountability
Commitment to good governance
Countries need to create their own good
governance frameworks, through locally led
participatory processes.


“Without „good‟, or at least „good enough‟,
governance the fight against poverty cannot be
won.” (1)


(1) Dfid, 2007: Governance, Development and Democratic Politics: DFID‟s work in building more
effective states
    What is water governance?
 Water governance is the set of systems that control
  decision-making of water management and water
  service delivery
 Water governance is about who gets what water,
  when and how
 Water governance is profoundly political particularly
  where there is competition for limited water
  resources
 Systems of water governance usually reflect the
  political and cultural realities at national, provincial
  and local levels
    More effective water governance
   Needs to address:

    Policy and legislative frameworks that protect
    water resources and ensure water for social and
                economic development


  Institutions for water management that facilitate
 participation of all stakeholders in a transparent,
accountable, gender sensitive and equitable manner

 Decisions making mechanisms and regulation
  that achieve responsible use of political power,
optimal use of resources, sustainable development
            and ecological sustainability
 Good water governance requires a
   multi-dimensional approach
 Multi-jurisdictional engagement (local,
 municipal, provincial, national, international)
 Multi-purpose development
 Multi-sector planning
 Multi-sector management
 Multi-stakeholder institutions
 Multi-purpose support and regulation
     What is local governance?
 Local governance is the set of:
    policy frameworks
    structures
    mechanisms
    relationships and
    decision making
  that takes place at the local level to deliver a service
 Local governance varies from country to country
 It depends upon the constitution, policy and legislation
  of a country
 The greater decentralisation, the more developed local
  governance frameworks are likely to be
               National Framework:
           constitutional, policy, legislative
              and fiscal environment
                       Enabling
                       policy
                       frameworks
                                        Participatory
    Collaborative                       decision
    stakeholder                         making
    relationships    Good local         processes
                     governance
Inclusive
implementation                           Efficient,
processes                                effective and
                                         responsive
                 Mechanisms for          services
                 participation,
                 responsiveness, equity,
                 inclusiveness, transparency,
                 and accountability
Getting governance right
                       According to the Water
                      Budget Speech all sorts of
                      arrangements have been
                       made to improve water
                     governance which will allow
                    “communities to participate in
                       their own development”
  What is local governance for water,
   sanitation and hygiene services?
 It is the decisions, processes and relationships
  governing WASH services at the local level
 It involves all stakeholders who have an
  interest or role in WASH services, including
  the public, private and civil society sectors
 Because water is key to development, local
  governance of WASH involves all those
  stakeholders involved in integrated
  development
                               Ghana
Local governance for WASH services
     National policy and legislative framework

             Local Governance




        Water                     Sanitation
                    WASH


                     Hygiene
    WASH governance is broader than
     water, sanitation and hygiene

WASH governance is                     Electricity
part of governance
for local integrated       Water
development
                                                        Health
                                      Integrated
                        Sanitation   Development
                       and Hygiene
                                                       Waste
                                                     management

                             Housing
                                           Transport
Good governance for sustainable
       WASH services
Good governance for sustainable WASH
services includes all the relationships,
mechanisms, processes, and institutions
through which stakeholders can mediate
their interests, exercise their rights and
obligations and make decisions for the
delivery and provision of services
Good governance for sustainable
    WASH services means:
 Advocacy and communication to promote WASH
  services so that communities can express demand and
  make choices
 Structures for participatory strategic planning where
  all stakeholders come together to make good decisions
 Financial mechanisms which include cost recovery
  and innovative methods of finance
 Sharing knowledge and information to empower local
  stakeholders to participate in problem solving, planning
  and strategic decision making and to improve their
  capacity to act
Good governance for sustainable
    WASH services means:
 Capacity building so that the capabilities, expertise
  and skills in local WASH institutions are retained and
  developed to improve the delivery of services.
 Mechanisms to ensure access to transparent, gender
  sensitive, and equitable services
 Ensuring an enabling environment for service
  provision, so that, service providers have access to
  support, such as skills development, specialist
  expertise, local supply chains, and other resources
 Systems and procedures for accountability,
  monitoring, evaluation and reporting
                                 Participatory




                                                                                  Themes to achieve good governance for
                                 and strategic
                                 approach to
             Advocacy and                        Financing and
                                     local
             communication                       cost recovery
                                 governance




                                                                                             WASH services
                                                                    Sector
Monitoring                                                       knowledge
   and                                                           sharing and
evaluation                                                         learning
                                   Good
                               governance for
                               WASH services
                                                                  Sanitation,
 Support to                                                          school
 community                                                       sanitation and
 institutions                                                       hygiene



                Transparency                        Capacity
                 gender and                       development
                   equity        Multiple use
                                  services
 How is good governance put into
  practice for WASH services?
 Good governance cannot be applied in a
  vacuum
 It needs to be applied to the different
  elements of WASH services – from policy,
  through to planning, to financing, to
  developing infrastructure, to providing the
  service and ultimately to regulation
 Good governance from policy to
      sustainable services
                                                         It needs to address
                                                           the entire service
                                                          delivery „life cycle
Policy      Planning         Financing      Implementation      Service Provision
                                             (infrastructure      (sustainable
                                              development)          services)




The development of good policies require:
participation, advocacy, communication,       The same applies to planning
gender equity, transparency, monitoring       services, deciding tariffs and
and feedback, support, accountability,        subsidies, implementing capital
sector knowledge sharing, and so on.          projects and ultimately
                                              providing the service
Key elements to deliver WASH services

                  Infrastructure
                        4      Institutional
         Finance
                 3            5 arrangements for
                   Delivering     service provision
                     WASH
                    services
                 2            6 Regulation
       Planning
                        1
                  Policies and
                bylaws (enabling
                 environment)
Key elements to deliver a service
 An enabling environment which at the local level
  includes the policies and bylaws within which water,
  sanitation and hygiene services must be delivered
 Planning services (for the municipal / district / local
  area)
 Finance (capital and operating and setting tariffs)
 Infrastructure (development of new infrastructure and
  maintaining existing infrastructure)
 institutional arrangements for the ongoing provision of
  the services (a water service provider)
 regulating the service to ensure that it is provided
  according to the policy and bylaws.
                                                            Cost recovery
         Monitoring                                         and innovative
            and                                                finance
         evaluation                                                               Sector
                                                                               knowledge
                                                                               sharing and
                                         Infrastructure
                                                                                 learning
Advocacy and                                                  Institutional
communication                                              arrangements for
                            Finance                        service provision
                                      Water, sanitation
                                        and hygiene                                 Multiple use
                                                                                     services
 Participatory                        services (WASH)
 and strategic             Planning                          Regulation
 approach to
     local
 governance                              Policies and bylaws                      Capacity
                                       (enabling environment)                   development
                 Support to
                 community
                 institutions
                                      Gender and
                                                          Transparency
                                        equity

						
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