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					APPENDIX D
                                     APPENDIX D




   This appendix describes the mass-oriented insurgency, the most sophisticated
insurgency in terms of organization and methods of operation. It is difficult to organize,
but once under way, it has a high probability of success and is the type of insurgency
most likely to require external assistance to defeat. Consequently, it is the form of
insurgency US forces may most often encounter.
   This type of insurgency originated in China under Mao Tse-Tung. Mass-oriented
insurgency relies on the mobilization of very large numbers of people into an alternative
government with many highly specialized political and military agencies. It bases its
mobilization on a clear identification of social dysfunctions and an appealing program
for fundamental political change. The element of popular participation is such that the
method can be consistent with US values and objectives. Thus, the United States may
support or oppose mass-oriented insurgency. It is not always against such a movement.
   Mass-oriented insurgency combines political and military resources to attack and
destroy the existing government. Therefore, organized military action will probably be a
necessary part of a program to counter it. US armed forces must understand mass-
oriented insurgency’s organizational and operational methods, if they are to oppose it
successfully.
                                    STRUCTURE
  The structure of mass-oriented insurgency generally includes the following elements:
   • A control element to perform centralized policy-making and supervisory functions.
      The control element is normally compartmentalized to provide security against
      penetration by intelligence agencies.
   • Mass civil organizations that connect people with the leadership. Through these,
      the leadership can effect control and receive popular support.
   • Overt or covert armed elements or both.




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   The heart of every mass-oriented insurgency is a disciplined political element that
directs both military forces and mass organizations. In the Maoist tradition, the political
element is the central committee of the Communist party. (Figure D-1 depicts the
organization of a mass-oriented insurgency in simplified form.)
                                        PHASES
    The evolution of any phase in a mass-oriented insurgency may extend over a long
period of time. A successful insurgency may take decades to start, mature, and finally succeed.
The classical phases of a mass-oriented insurgency are—
   • Latent and incipient (phase I). • War of movement (phase III).
   • Guerrilla warfare (phase II).
An insurgency may not require all phases for success, nor are these phases separate and
distinct from each other. Regardless of the number or the duration of the actual phases
the insurgency undergoes, its leadership necessarily will initiate some type of final
consolidation activities. These may include removing potential enemies or establishing
additional control mechanisms. At a minimum, they will probably include educating the
society about its new government. (Figure D-2 presents typical activities that may occur
in each phase of a successful insurgency.)




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                                 Latent and Incipient Phase
    This phase ranges from circumstances in which insurgent activity is only a potential
threat (latent or incipient) to incidents and activities which occur frequently and in an
organized pattern. This phase involves no major outbreak of violence or uncontrolled
insurgent activity.
    Starting from a relatively weak position, the insurgents plan and organize their
campaign and select initial urban or rural target areas. They make basic decisions
regarding ideology and determine fundamental leadership relationships. They also
establish overt and covert organizations. If the insurgents’ movement is illegal, the
organizations they create are normally covert; if their movement is legal, they may
establish overt organizations. A covert control element should exist in either case.
Throughout this period, the insurgents use PSYOP to—
       • Exploit grievances.                • Influence the populace.
       • Heighten expectations.             • Promote the loyalty of insurgent members.
    As the insurgents consolidate their initial plans, their organization coalesces into a
shadow government. After this, they concentrate on—
        • Gaining influence over the populace.
        • Infiltrating government, economic, and social organizations.
        • Challenging the government’s administrative ability.
        • Recruiting, organizing, and training armed elements.
    Various elements may attack government forces. They may also carry out
intimidation activities and some minor military operations. These tactics gain additional
influence over the populace, provide arms for the movement, and damage the
government’s public image by demonstrating its inability to provide adequate security. In
this first phase, the groundwork is laid for broad external support needed to expand the
insurgency.
                                  Guerrilla Warfare Phase
    The movement reaches the guerrilla warfare phase when it gains sufficient local
external support to begin organized guerrilla warfare or related forms of violence against
 the government. Activities begun in Phase I continue and expand. Insurgent control,
both political and military, over territory and the populace intensifies.
    The insurgents form a government of their own in insurgent-dominated areas as the
military situation permits. In areas not yet controlled, insurgent forces make efforts to
neutralize actual or potential opposition groups and to increase infiltration into existing
government agencies. Intimidation through induced fear and threat of guerrilla action
increases.
    The insurgents’ major military goal is to control additional areas; the government
must then strain its resources to protect many areas at the same time. Insurgent forces
attempt to tie down government troops in static defense tasks, interdict and destroy
LOC, and capture or destroy supplies and other government resources.
                                  War of Movement Phase
    Mass-oriented insurgency moves from phase II to phase III when it becomes primarily
a conventional conflict between the organized forces of the insurgents and those of the
established government. However, some insurgences may be successful even before they
reach this stage.

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       Activities conducted in Phases I and II continue and expand. Larger units fight
    government forces, attempting to capture key geographical and political objectives in
    order to defeat the enemy.
                       THE MAOIST EXAMPLE: THE PARTY
       The Maoist and Marxist party organization illustrates how to achieve effective
    centralized direction of a mass-oriented insurgency. Analysis of this organization
    provides a basis for understanding mass-oriented insurgency.
       The party focuses on eventual control over all three main elements of the
    organization: the core element, mass organizations, and armed elements. It begins with
    control of “liberation” committees that parallel the country’s existing government at the
    local, subnational, and national levels. These committees interlock organizationally to
    ensure party control over their activities. The interrelationships of these elements may
    vary from one insurgency to another, but this interlocking arrangement, with its high
    degree of centralized control, usually emerges. (Figure D-3 illustrates the numerous
    elements of a party infrastructure.)
                                          The Party Core
       The cell is the basis of the mass-oriented insurgent party structure. A party member
    usually belongs to two or more cells—the local party cell and one or more functional cells
    such as those in schools, in factories, or in trade organizations. Parallel chains of
    command exist between the party structure and the various functional organizations.
.   Party cells and functional cells often overlap.
       Party groups normally control and coordinate the activities of two or more party cells.
    Each party group, in turn, is responsible to a higher office, the interparty committee.
    This committee is responsible to its counterpart committee at the next higher political
    echelon. The chain of command within the overall party structure extends downward
    from the central committee at the national level through each interparty committee at
    the national, subnational, and local levels.
       Although all authority stems from the cellular party organization, functional
    committees carry out the party’s day-to-day activities. The primary organization for this
    purpose is the party executive committee, often called the party revolutionary committee.
    Such committees normally exist at national, subnational, and local levels. Functional
    cells perform their tasks under the direction of local committees. The secretariat of the
    central committee exercises control at the national level.
       At each political level, the membership of the party core cellular organization
    intertwines with its counterpart revolutionary committee. All members of the
    revolutionary committee concurrently are party members and members of a party
    organization cell.
       A youth organization is another structure which parallels the party as an
    indispensable affiliate. Its members engage in many insurgency activities and acquire
    experience in party work. This experience prepares them to enter the core of the
    organizational apparatus when they are eligible.
                            Mass Civil Organizations (Front Groups)
        Front groups are mass civil organizations and are the primary means used by the
    insurgents to achieve control and influence over the populace. The insurgents use these

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groups for intelligence, logistics, and recruiting requirements. Some of the individuals
recruited may initially be unaware of the organization’s true role.
    There are three types of front groups: popular organizations, special interest groups,
and local militia. Popular organizations are the most important of the mass civil
organizations because they are large and organized on a countrywide scale. They have
committees at the national, subnational, and local levels. Special interest groups focus on
particular issues. They have a smaller range of interests than popular organizations. The

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local militia bridges two categories. It is a mass civil organization but is also somewhat
military in nature. Its functions are listed in the next section.
                                       Armed Elements
   The local militia isolates the populace from government control. It is not normally in
the military chain of command. It has three distinct paramilitary elements: the local
guerrilla or self-defense force; the combat guerrilla unit; and the secret guerrilla unit.
   The local guerrilla or self-defense force organizes, trains, and deploys to defend
communities and to secure base areas. It is the local instrument for inflicting damage on
the government and for gaining and maintaining population control. The combat
guerrilla unit supports insurgent military forces. It also conducts independent small
operations. The secret guerrilla unit enforces the will of the party in a given area. The
great majority of its personnel are party members.
   Insurgent military forces often fall into two classes: main forces and regional forces.
The main force is a body of well-trained soldiers forming a highly motivated, elite
fighting group. The main force is under national-level control and is deployable where
needed. Personnel recruited directly from the mass civil organizations or promoted from
the ranks of the local militia normally compose the regional force. This force generally
confines its operations to its specific region, state, or province.
   The military forces are only one of several instruments through which the party seeks
to achieve power. Mass-oriented insurgency anticipates military reversals and the
possible need to retrench, restructure, or temporarily disband should the opposing
government’s strength prove overwhelming. Party strategy assumes that as long as the
party core and the mass civil organizations remain intact, the military forces can
reactivate or rebuild. Without the party nucleus and mass civil organizations base,
however, the movement cannot succeed.

        COUNTERING THE MASS-ORIENTED INSURGENCY
    A government may achieve significant success in countering an insurgency in any of
its phases if it designs its strategy for a twofold mission: to prevent insurgent activities
from escalating and, ultimately, to eliminate the insurgent threat. The ideal response is
flexible and the government adjusts it to the intensity of insurgent activities and
conditions within the country. The government tailors its activities to fit a situation. It
monitors operations and continues only those that contribute to success.
    The government should begin new programs to prevent the insurgency from recurring
and continue ongoing programs that help improve conditions. The following is a brief
outline for an integrated, government-wide response to a mass-oriented insurgency.
                                             Phase I
    Certain counterinsurgency activities are particularly important during the latent and
incipient phase. They are—
       • Government-wide developmental actions to improve political, economic, or social
         conditions.
       • Measures to strengthen the psychological and organizational links between
         government and populace.
       • Measures to control the insurgents’ access to the populace and resources.
       • Military civic action. (See JCS Pub 1-02 definition.)

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APPENDIX D
      • Action to improve police performance, intelligence, and counterintelligence
        operations.
      • Psychological operations.
      • Action to upgrade security forces.
      • Action to train military forces.
                                         Phase II
   The guerrilla warfare phase begins when the insurgent employs full-time organized
forces in combat. It normally requires changes in emphasis in activities begun earlier
and the introduction of other measures. These include—
      • Strengthening territorial security forces.
      • Increasing PRC measures and PSYOP to isolate the insurgents physically and
          psychologically from the populace.
      • Conducting tactical operations to seek out and defeat insurgent armed elements.
                                        Phase III
   Should the government fail to contain insurgency in earlier phases, it faces the
danger of military defeat in the war of movement phase. The government must begin
more comprehensive internal defense activities and administer them more strictly as it
attempts to consolidate its support and defeat the insurgent forces. In phase III, combat
may approach the levels of conventional warfare and will probably take priority over all
other activities.




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