Religare NIFTY ETF Form

Document Sample
Religare NIFTY ETF Form Powered By Docstoc
					          Religare Nifty Exchange Traded Fund
          (An Open Ended Exchange Traded Fund)

          Offer for Units having face value of Rs. 10 each and will be issued at a premium equivalent to difference between the
          allotment price and face value during the New Fund Offer and continuous offer for Units at NAV based prices.




New Fund Offer Opens : 23rd May, 2011                                                                                                                                                          Closes :           6th June, 2011
                                                                                         KEY INFORMATION MEMORANDUM CUM APPLICATION FORM
Scheme Re-opens for continuous sale and repurchase : Within 10 Business Days from the NFO closure date
Name of Asset Management Company : Religare Asset Management Company Limited                                                                                              Name of Mutual Fund: Religare Mutual Fund
This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the Scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’ rights & services, risk
factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or
from the website www. religaremf.com
The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered
for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.
Disclaimer of National Stock Exchange of India Ltd. (NSE)
“It is to be distinctly understood that the permission given by NSE should not in any way be deemed or construed that the Scheme Information Document has been cleared or approved by NSE nor does it certify the correctness or completeness of any of the contents of the draft Scheme
Information Document. The investors are advised to refer to the Scheme Information Document for the full text of ‘Disclaimer Clause of NSE’.”

Investment               To generate returns which closely correspond to the returns                                         defensive measures. The AMC does not attempt to                     Minimum               During New Fund Offer Period:
Objective                generated by securities as represented by S&P CNX Nifty Index,                                      individually select stocks or take defensive positions in           Application           Rs. 10,000/- per application and in multiples of Re.1/- thereafter.
                         subject to tracking error, if any.                                                                  declining markets.                                                  Amount/ Number        In case of investors opting to switch into the Scheme from
                                                                                                                        •    “Tracking Error” is defined as the standard deviation of the        of Units              existing scheme(s) of Religare Mutual Fund (subject to
                         However, there is no assurance or guarantee that the investment
                         objective of the Scheme will be achieved. The Scheme does not                                       difference between daily returns of underlying Index and                                  completion of lock in period, if any) during the NFO period, the
                         assure or guarantee any returns.                                                                    NAV of Units of the Scheme. The fund manager may not                                      minimum amount is Rs. 10,000/- per application and in multiples
                                                                                                                             be able to invest corpus of the Scheme in securities exactly                              of Re. 0.01/- thereafter.
Asset Allocation          Instruments         Indicative Allocation           Risk Profile                                   in the same proportion as in the underlying Index due to                                  On Ongoing Basis:
Pattern of the                                 (% of total assets)                                                           certain factors such as rounding off, fees and expenses of
Scheme                                                                                                                                                                                                                 Subscription / Redemption of Units directly with
                                                                                High/                                        the Scheme, corporate actions, cash balance, changes to                                   Mutual Fund
                                                                                                                             the underlying Index and regulatory policies which may
                                             Minimum Maximum                   Medium /                                                                                                                                Authorized Participants and Large Investors can subscribe or
                                                                                                                             affect AMC’s ability to achieve close correlation with the
                                                                                Low                                          Underlying Index. The Scheme’s returns may therefore                                      redeem the Units of the Scheme directly with Mutual Fund only
                           Securities                                                                                        deviate from those of its Underlying Index.                                               in Creation Unit size. The number of units of the Scheme that
                           covered by                                                                                                                                                                                  investors can subscribe/redeem directly with Mutual Fund in
                                                 95             100            High                                     •    Risks associated with investing in fixed income and money                                 exchange of Portfolio Deposit and Cash Component is 10,000
                           S&P CNX                                                                                           market instruments involve interest - rate risk, credit risk,                             Units and in multiples thereof at NAV based prices.
                           Nifty*                                                                                            liquidity or marketability risk, re-investment risk etc.
                                                                                                                                                                                                                       In addition to above, Authorized Participants and Large Investors
                           Debt and                                                                                     •    Risks associated with the use of derivatives are different from                           can also subscribe or redeem the Units of the Scheme in Creation
                                                                              Low to
                           Money Market           0              5                                                           or possibly greater than, the risks associated with investing                             Unit size for cash directly with the Mutual Fund.
                                                                             Medium                                          directly in securities and other traditional investments.
                           Instruments                                                                                                                                                                                 Each Creation Unit consists of 10,000 units of Religare Nifty ETF.
                         *Exposure to equity derivatives of the index itself or its                                          Derivative products are leveraged instruments and can
                                                                                                                                                                                                                       The Mutual Fund may from time to time change the size of the
                         constituent stocks may be undertaken when equity shares are                                         provide disproportionate gains as well as disproportionate
                                                                                                                                                                                                                       Creation Unit in order to equate it with marketable lots of the
                         unavailable, insufficient or for rebalancing in case of corporate                                   losses to the investor. Other risks include risk of mispricing
                                                                                                                                                                                                                       underlying instruments.
                         actions for a temporary period. The maximum derivative position                                     or improper valuation and the inability of the derivative to
                         will be restricted to 10% of the net assets of the Scheme. The                                      correlate perfectly with underlying assets, rates and indices,                            If there are no quotes on the secondary market on NSE for 5
                         cumulative gross exposure through equity, debt and derivative                                       illiquidity risk whereby the Scheme may not be able to sell or                            consecutive trading days, the Unit holder can redeem Units
                         positions shall not exceed 100% of the net assets of the Scheme,                                    purchase derivative quickly enough at a fair price.                                       of Religare Nifty ETF directly with the Mutual Fund subject to
                         subject to provisions of SEBI circular dated August 18, 2010 w.r.t.                                                                                                                           payment of exit load of 1%.
                                                                                                                        •    Risks associated with trading of Units on Stock Exchange(s)
                         investment in derivatives. However, fully hedged positions in the                                   involve absence of prior active market, trading in Units                                  Further, if the average discount of the bid price to the indicative
                         same security will be excluded while calculating aggregate asset                                    on Stock Exchange(s) may be halted because of market                                      NAV over a period of 30 trading days is greater than 3%, the Unit
                         allocation of the Scheme.                                                                           conditions or for other reasons, the Units of the Scheme                                  holder can redeem Units of Religare Nifty ETF directly with the
                         The Scheme may engage in short selling of securities in                                             may trade above or below their NAV etc.                                                   Mutual Fund for a period of 3 consecutive trading days subject
                         accordance with the framework relating to short selling and                                                                                                                                   to payment of exit load of 1%. The intimation of the same will be
                                                                                                                        Risk Mitigation Strategies:                                                                    displayed on our website (www.religaremf.com).
                         securities lending and borrowing specified by SEBI from time to
                         time.                                                                                           Type of Risk              Measures to mitigate risk                                           Purchase / Sale of Units on NSE
                                                                                                                         Volatility         The Scheme is a passively managed scheme                                   There is no minimum investment, although Units are purchased /
Investment               The Fund will follow a passive investment strategy and will                                                        and hence, volatility risk will be lesser as                               sold in round lots of 1 Unit at the price quoted on NSE.
Strategy of the          invest in companies comprising the S&P Nifty Index in the                                                          compared to actively managed schemes.                Despatch of           Within 10 working days of the receipt of the redemption request
Scheme                   same weights as in the Index with an endeavor to track the                                      Concentration      The Scheme will invest in securities which           Repurchase            at the authorised centre of Religare Mutual Fund.
                         benchmark index with as low tracking error as possible. The                                                        are constituents of underlying Index in              (Redemption)
                         Fund may, for a temporary period, take exposure to derivatives                                                     the same proportion as the securities                Request
                         of the index or its constituent stocks when equity shares are                                                                                                           Benchmark Index       S&P CNX Nifty Index
                                                                                                                                            have in the underlying Index. Hence,
                         unavailable, insufficient or for rebalancing in case of corporate                                                                                                       Dividend Policy       The Trustees may declare the dividend subject to availability of
                         actions and when it makes economic benefit for the fund. The                                                       concentration risk will be the same as that
                                                                                                                                            of underlying index, subject to tracking                                   distributable surplus calculated in accordance with SEBI Regulations.
                         Fund in order to meet liquidity and expense requirements                                                                                                                                      The actual declaration of dividend and frequency thereof will
                         may also invest in debt and money market instruments.                                                              error.
                                                                                                                                                                                                                       inter-alia, depend on availability of distributable surplus calculated
                         •    Equity and Equity Related Instruments: Equity share is a                                   Liquidity          The Scheme will invest in securities which                                 in accordance with SEBI (MF) Regulations and the decisions of
                              security that represents ownership interest in a company.                                                     are constituents of S&P CNX Nifty Index in                                 the Trustees shall be final in this regard. There is no assurance or
                              It is issued to those who have contributed capital in setting                                                 the same weightage as that of Index. As per                                guarantee to the Unit holders as to the rate of dividend nor that the
                              up an enterprise. Equity Related Instruments are securities                                                   data from NSE, constituents of Index have                                  dividend will be paid regularly. On payment of dividend, the NAV of
                              which give the holder of the security right to receive Equity                                                 good liquidity in the market. Therefore, the                               the Units under the Scheme will fall to the extent of the dividend
                              Shares on pre agreed terms. It includes convertible bonds,                                                    Scheme does not envisage liquidity risk.                                   payout and applicable statutory levies, if any.
                              convertible debentures, equity warrants, convertible                                                                                                               Name of the Fund      Mr. Pranav Gokhale
                              preference shares, etc.                                               Options             None.                                                                    Manager
                         •    Exchange Traded Fund: A scheme whose units are listed on              Applicable          1.   Subscription / Redemption of Units directly with                    Name of the           Religare Trustee Company Limited
                              the Exchange and can be bought/sold at a price, which may             NAV (after the           Mutual Fund                                                         Trustee Company
                              be close to the NAV of the scheme.                                    Scheme opens for         Cut off timing for subscriptions:                                   Performance of the    This Scheme is a new scheme and does not have any performance
                         •    Security selection criteria: In terms of investment objective         repurchase and           1. In respect of valid applications received upto 3.00 p.m.         scheme                track record.
                              and asset allocation pattern of the Scheme, the fund                  sale)                         on a Business Day by the Fund along with a local cheque        Expenses of the       (i) Load Structure
                              manager will invest 90% and more of net assets of the                                               or a demand draft payable at par at the Official Points        Scheme                During the New Fund Offer Period and an Ongoing Offer Period:
                              Scheme in the securities which are constituents of S&P                                                                                                                                   Entry Load: Nil
                              CNX Nifty Index in the same proportion as the securities                                            of Acceptance where the application is received, the
                                                                                                                                  closing NAV of the day on which application is received                              In terms of SEBI Circular No. SEBI/IMD/CIR No. 4/168230/09
                              have in the underlying Index.                                                                                                                                                            dated June 30, 2009, no entry load will be charged on purchase /
                                                                                                                                  shall be applicable.
Risk Profile of the      Mutual Fund Units involve investment risks including the                                                                                                                                      additional purchase / switch-in.
                                                                                                                             2. In respect of valid applications received after 3.00                                   The upfront commission, if any, on investment made by the
Scheme                   possible loss of principal. Please read the SID carefully for details
                                                                                                                                  p.m. on a Business Day by the Fund along with a local                                investor shall be paid by the investor directly to the Distributor,
                         on risk factors before investment. Scheme specific Risk Factors
                         are summarized below:                                                                                    cheque or a demand draft payable at par at the Official                              based on his assessment of various factors including the service
                                                                                                                                  Points of Acceptance where the application is received,                              rendered by the Distributor.
                         •     Equity and equity related instruments by nature are
                               volatile and prone to price fluctuations on a daily basis                                          the closing NAV of the next Business day shall be                                    Exit Load: Nil*
                               due to macro and micro economic factors. The value of                                              applicable.                                                                          * For redemption in Creation in Unit Size
                               equity and equity related Instruments may fluctuate due                                       3. In respect of valid applications with an outstation                                    However, if there are no quotes on the secondary market on
                               to factors affecting the securities markets such as volume                                         cheques or demand drafts not payable at par at the                                   NSE for 5 consecutive trading days, the Unit holder can redeem
                               and volatility in the capital markets, interest rates, currency                                    Official Points of Acceptance where the application is                               Units of Religare Nifty ETF directly with the Mutual Fund subject
                               exchange rates, changes in law/policies of the Government,                                                                                                                              to payment of exit load of 1%.
                                                                                                                                  received, the closing NAV of day on which the cheque                                 Further, if the average discount of the bid price to the indicative
                               taxation laws, political, economic or other developments,                                          or demand draft is credited shall be applicable.
                               which may have an adverse impact on individual securities,                                                                                                                              NAV over a period of 30 trading days is greater than 3%, the Unit
                                                                                                                             Cut off timing for redemption:                                                            holder can redeem Units of Religare Nifty ETF directly with the
                               a specific sector or all sectors. Consequently, the NAV of the
                                                                                                                             1. In respect of valid applications received at the Official                              Mutual Fund for a period of 3 consecutive trading days subject
                               Units issued under the Scheme may be adversely affected.
                               Equity and equity related instruments listed on the stock                                          Points of Acceptance upto 3.00 p.m. on a Business                                    to payment of exit load of 1%. The intimation of the same will be
                               exchange carry lower liquidity risk but they run a settlement                                      Day by the Fund, the closing NAV of the day on which                                 displayed on our website (www.religaremf.com).
                               risk and also the risk of inability to sell securities held in the                                 application is received shall be applicable.                                         (ii) Recurring expenses (maximum as a % of average
                               Scheme’s portfolio.                                                                           2. In respect of valid applications received at the Official                              daily net assets)
                                                                                                                                  Points of Acceptance after 3.00 p.m. on a Business Day                               1.50%
                         •     The Scheme would invest in the securities which are
                               constituents of underlying Index in the same proportion as                                         by the Fund, the closing NAV of the next Business day          Waiver of Load for Not Applicable
                               the securities have in the underlying Index. Hence, the risk                                       shall be applicable.                                           Direct Applications
                               associated with the corresponding underlying Index would                                 2.   Purchase / Sale of Units on NSE                                     Tax treatment for                            Resident Investor           Mutual Fund
                               be applicable to the Scheme.                                                                  An investor can buy/sell Units on a continuous basis on the         the Investors (Unit Tax on Dividend                 Nil                      Nil
                         •     The Scheme is passively managed scheme. The Scheme’s                                          National Stock Exchange of India Ltd. (NSE) on which the            holders)
                                                                                                                                                                                                                     Capital Gain
                               performance may be affected by a general decline in the                                       Units will be listed, during the trading hours like any other                           Long Term                           Nil                    Nil
                               Indian markets relating to its underlying Index. The Scheme                                   publicly traded stock. The price of the Units on NSE will                               Short Term                         15%                     Nil
                               invests in securities which are constituents of its underlying                                                                                                                                               (plus applicable surcharge
                                                                                                                             depend on demand and supply at that point of time and
                               Index regardless of its investment merit, research, without                                                                                                                                                     and education cess)
                               taking a view of the market and without adopting any                                          underlying NAV. Therefore, the provisions of cut off timing
                                                                                                                             for purchase / sale of Units on NSE are not applicable.
                              Notes: Contd...                                                                    For Investor             Name and Address of             Religare Asset Management                                            Annual Financial Results: The annual report or an abridged
                              1. Religare Mutual Fund is a Mutual Fund registered                                Grievances Please        Registrar                       Company Ltd. (Investment                                             summary thereof will be mailed (e-mailed if opted / requested)
                                 with Securities and Exchange Board of India (SEBI)                              Contact                  Karvy Computershare             Manager for Religare Mutual                                          to all Unit holders not later than four months from the date of
                                 and hence the entire income of the Mutual Fund will                                                      Pvt. Ltd.                       Fund)                                                                closure of the relevant accounting year (i.e. 31st March each
                                 be exempt from income tax in accordance with the                                                         Unit: Religare Mutual Fund,     3rd Floor, GYS Infinity,
                                                                                                                                                                                                                                               year) and full annual report shall be available for inspection at
                                 provisions of Section 10 (23D) of the Income-tax Act, 1961.                                              Karvy Plaza, H No. 8-5-296,     Paranjpe ‘B’ Scheme,
                                                                                                                                                                                                                                               the Head Office of the Mutual Fund and a copy shall be made
                              2. The Scheme being an equity oriented scheme, no additional                                                Street no.1, Banjara Hills,     Subhash Road, Vile Parle (East),
                                 tax under section 115R of the Income-tax Act, 1961 is payable                                            Hyderabad - 500 034.            Mumbai - 400 057.                                                    available to the Unit holders on request on payment of nominal
                                 on income distribution, if any, made by the Scheme.                                                      Tel No.: +91 040 2331 2454      Tel. No.: +91-22-67310000                                            fees, if any. The annual report of the Scheme can also be viewed
                              3.   As per Section 10(38) of the Income-tax Act, 1961, any long                                            Email: religare.care@           Fax No.: +91-22-28371565                                             on www.religaremf.com and www.amfiindia.com.
                                   term capital gain arising from the sale of units of an equity                                          karvy.com                       E-mail : mfservices@religare.com                                     Half Yearly Disclosures: The Mutual Fund and AMC shall
                                   oriented fund where such transaction of sale is chargeable                                                                             Website: www.religaremf.com                                          before the expiry of one month from the close of each half
                                   to STT, is exempt from tax.                                                   Unit holders’             Accounts Statement: The account statement/ allotment                                                year i.e. 31st March and on 30th September, publish a complete
                              4.   Unit holders of the Scheme will be charged securities                         Information               advice reflecting new or additional subscription and / or                                           statement of the Scheme portfolio and unaudited financial
                                   transaction tax (STT) @ 0.25% on value of redemption of                                                 redemption / switch of Units will be sent by post / courier /
                                                                                                                                                                                                                                               results in one national English daily newspaper and in a regional
                                   units.                                                                                                  electronic mail to the Unit holder within 5 Business Days from
                                                                                                                                                                                                                                               newspaper published in the language of the region where the
                                                                                                                                           the date of closure of NFO and from the date of transaction.
                              Further, investors are advised to refer to the details in the                                                                                                                                                    Head Office of the Mutual Fund is situated. The Mutual Fund
                                                                                                                                           However, during ongoing offer period, the Mutual Fund shall
                              Statement of Additional Information and also independently                                                                                                                                                       may opt to send the portfolio to all Unit holders in lieu of the
                                                                                                                                           endeavour to despatch the account statement / allotment
                              refer to their tax advisors.                                                                                                                                                                                     advertisement (if applicable). The portfolio statement and
                                                                                                                                           advice within 3 Business Days from the date of transaction.
 Daily Net Asset              The NAV will be declared on all the Business Days and will be                                                In addition to allotment advice, unitholders will also receive                                      the unaudited financial results will also be displayed on www.
 Value (NAV)                  published in 2 newspapers. NAV can also be viewed on www.
 Publication                                                                                                                               demat statement from Depository Participant reflecting his/her                                      religaremf.com and www.amfiindia.com.
                              religaremf.com and www.amfiindia.com. Investors can also call                                                holding of Religare Nifty ETF.
                              at 1800 209 0007.                                                                                                                                                                     Date: May 03 , 2011


                                                                                                                     INSTRUCTIONS TO FILL THE FORM
1.    GENERAL INSTRUCTIONS                                                                                           possess his / her own PAN, the PAN of his / her father or mother or the guardian, as the                  acknowledged copy of the instruction to bank stating the account number to be
      (a) Please read the Statement of Additional Information, Key Information                                       case may be, should be quoted. In the absence of this, your application will be rejected.                 debited.
             Memorandum and the Scheme Information Document (SID) containing the                                     However, applicants resident in the state of Sikkim, Central Government, State                            Demand draft, pay order, banker’s cheque purchased against cash of Rs. 50,000/-
             terms of offer carefully before investing. In the SID, your attention is particularly                   Government, officials appointed by the courts e.g. official liquidator, court receiver etc.               or more will not be accepted. Such purchase application (for amount less than Rs.
             drawn to the risk factors of investing in the scheme and also the sections “Who                         (under the category of Government) are exempted from the mandatory requirement                            50,000) should be accompanied with a banker’s certificate stating the investor’s
             cannot invest” and “Important note on anti-money laundering, KYC & investor                             of PAN for transacting in securities market. This would be subject to collecting                          Name, bank account number and PAN as per bank record, if available, is a must.
             protection”.                                                                                            necessary documentary evidence by the AMC / Fund to verify the veracity of the claim.                     The bank account number mentioned in the certificate/ instructions must be
      (b) All applicants are deemed to have accepted the terms subject to which the offer is                    5.   BANK ACCOUNT DETAILS                                                                                      the bank account which is registered with the Fund or the first named applicant
             being made and bind themselves to the terms upon signing the Application Form                           As per SEBI Guidelines, it is mandatory for the Sole / First Applicant to provide the bank                /investor should be one of the holders of the said bank account.
             and tendering the payment.                                                                              account details in the application form.                                                                  Please refer to Statement of Additional Information for a facility of multiple Bank
      (c) Application Form should be filled legibly in ENGLISH in BLOCK letters using                                The bank details should be same as those registered with the DP. In case of any                           Accounts registration in a folio.
             Black or Dark Blue ink. Incomplete application forms are liable to be rejected.                         discrepancy, the bank details as per the depository records will be final. Applications                   Certificate from Bank should be signed by the authorised person of the issuing
             Please refer to the checklist to ensure that the requisite details and documents                        received without the bank details will be deemed to be incomplete and liable for                          bank mentioning his name, employee code, contact details and bank seal.
             have been provided in order to avoid unnecessary delays and / or rejection of your                      rejection. The Mutual Fund reserves the right to hold the redemption proceeds in case          8. E-MAIL COMMUNICATION
             application.                                                                                            the requisite details are not submitted.                                                           Account Statement/Allotment Advice, Annual Report, other information etc. can be
      (d) Please strike out any section that is not applicable. Cancellation/ white-ink on any                       To enable verification of the bank mandate details and ensure expeditious clearing, the            sent to unitholders by e-mail. If you have an e-mail address you can choose to receive
             of the mandatory information should be countersigned.                                                   9-digit MICR (Magnetic Ink Character Recognition) number appearing to the right of                 e-mail communication from us in lieu of printed documents.
      (e) Applicant can make application by filling in “Application Form” and submitting                             the cheque number on the bottom white strip of the cheque leaf should be provided.                 Please furnish your e-mail ID and indicate the nature of communication you wish to
             the Application Form at any of the Official Points of Acceptance (as per list                           IFSC is a 11 digit alpha numeric character set given by some of the banks on the cheques.          receive over email.
             provided in the application form) OR Applicant can make application by filling in                       IFSC will help to secure transfer of redemption and dividend payouts via the various               When an investor has communicated his / her e-mail address and has provided
             “Application Supported by Blocked Amount Form” (‘ASBA Application Form’)                                electronic mode of transfers that are available with the banks.                                    consent for sending communication only through email, the Fund / Registrars are not
             and submitting the same at the designated SCSB Branches.                                                In addition to the above, investors are also requested to enclose a cancelled cheque leaf          responsible for email not reaching the investor and for all consequences thereof. The
      (f) Incomplete Applications are liable for rejection, either at the collection point                           (or copy thereof) where investment instrument is not from the same bank account as is              investor shall from time to time intimate the Fund / its transfer agents about any changes
             itself or subsequently after detailed scrutiny/ verifi cation at the back offi ce of                    mentioned in the Application Form.                                                                 in the email address. In case of a large document, a suitable link would be provided and
             the Registrars.                                                                                         The Bank Account details of the investors making application through ASBA facility                 investor can download, save and print these documents. However, investor always has
2.    APPLICATION THROUGH ASBA FACILITY                                                                              shall be same as available in the records of their Depository Account linked to investors          a right to demand for a physical copy of any or all of the service deliverables and the fund
      Pursuant to SEBI circular vide ref no. SEBI/IMD/CIR No. 18/198647/2010 dated March 15,                         Demat Account.                                                                                     would arrange to send the same to the investor.
      2010, an investor in addition to existing method of application for units of the Scheme                   6.   INVESTMENT DETAILS                                                                             9. SWITCH TRANSACTIONS DURING NFO
      can subscribe to the units of the scheme during New Fund Offer (NFO) through ASBA                              (a) Investors applying through ASBA should ensure that the amount of application                   Investors opting to switch into this scheme from existing schemes of Religare Mutual
      facility. ASBA is an application containing an authorization given by the investor to                                matches with the amount to be blocked in the Bank Account.                                   Fund are required to fill this form and submit the same along with switch transaction slip
      block the application money in his specified bank account towards the subscription of                          (b ) For minimum application amount please refer to the Scheme Features.                           at any of the OPA of RAMC.
      units offered during NFO of scheme(s) of Religare Mutual Fund. For an investor who                        7.   MODE OF PAYMENT                                                                                10. NOMINATION DETAILS
      applies through ASBA facility, the application money towards the subscription of units                         Payment can be made in any of the following modes :                                                Since the units of the Scheme will be issued in electronic (demat) mode, nomination
      will be debited from his specified bank account only if his/her application is selected for                    (a) Payment should be made by way of a single cheque / demand draft* (multiple                     details provided to the DP shall be applicable.
      allotment of units. Investor can submit the ASBA Application Form with Self Certified                                cheques will not be accepted) and must be payable locally at the Official Point(s)       11. DEMATERIALIZATION
      Syndicate Bank (SCSB). SCSB are banks which offers the facility of applying through                                  of Acceptance where the application is lodged. The cheque / demand draft should               As the units of the Scheme will be issued in Demat form, applicants must ensure that
      ASBA process. The list of SCSBs with details of controlling branches is available on                                 be drawn favouring the Scheme e.g. Religare Nifty Exchange Traded Fund , and                  the sequence of names as mentioned in the application form matches with that of the
      http://www.sebi.gov.in, http://www.nseindia.com and http://www.bseindia.com. The                                     crossed “Account Payee Only”. Please mention the application no. and applicant                benificiary account held with the Depository Participant. Names, address, PAN and
      Applicant intending to invest in the scheme through ASBA Application Form must                                       name on the reverse of the Cheque/Draft tendered with the application.                        KYC details mentioned in the application form will be verified agianst Depository data.
      have beneficiary account with the Depository Participant of NSDL/ CDSL and will be                                   In order to avoid fraud and prevent misuse of payment instruments, investors                  Only those applications where the details are matched with the depository data will be
      required to mention the same in application form. Only those applications where the                                  are advised to draw payment instrument (i.e. cheque, demand draft, pay order                  treated as valid applications. If the details mentioned in the application ( other than ASBA
      details are matching with the Depository records will be treated as valid applications                               etc.) favouring either “Religare Nifty Exchange Traded Fund A/c First Investor                Applications) are incomplete/incorrect, not matched with the depository data, the
      and allotted units accordingly. If the details mentioned in ASBA Application Form are                                name” or “Religare Nifty Exchange Traded Fund Permanent Account                               application shall be treated as invalid and shall be liable to be rejected.
      incorrect / incomplete or are not matching with the Depository records the application                               Number of the First investor”.
      will be rejected.                                                                                                                                                                                             12. DIRECT CREDIT OF REDEMPTION/DIVIDEND PROCEEDS
                                                                                                                           *Units will be allotted for amount net of DD charges, at Rs. 10/- per unit. The Fund /        The Fund will give direct credit for redemption/dividend proceeds into the investor’s
      (a) Self Certified Syndicate Bank (SCSB): SCSB is a bank which offers the facility of applying                       AMC will not entertain any request for refund of DD charges.
             through the ASBA process. The current list of SCSB’s as available on SEBI website is as follows:                                                                                                            bank account linked to the beneficiary account with the Depository Participant and such
                                                                                                                           Payment can also be made by Electronic Funds Transfer (EFT) by way of direct                  instruction will be adequate discharge of the Fund towards the said payment. In case
             • Axis Bank Ltd • State Bank of Hyderabad • Corporation Bank • State Bank of Travancore                       credit / RTGS / NEFT to Scheme Collection Account by clearly mentioning the                   the credit is not effected by the Unit holder’s banker for any reason, the Fund reserves
             • IDBI Bank Ltd • State Bank of Bikaner and Jaipur • Yes Bank Ltd • Punjab National Bank                      name of the investor and application number.                                                  the right to make the payment by a cheque/Demand Draft. If the direct/electronic credit
             • Syndicate Bank • Deutsche Bank • Union Bank of India • HDFC Bank Ltd • Bank of                        (b) Outstation Cheques or Outstation Drafts/Cash/Money Order/Postal Order/ Post                     is delayed or not effected or credited to a wrong account, on account of incomplete/
             Baroda • ICICI Bank Ltd. • Vijaya Bank • Bank of Maharashtra • State Bank of India • Andhra                   dated Cheques will not be accepted.                                                           incorrect information, the Fund will not be held responsible. If however, you wish to
             Bank • HSBC Ltd. • Kotak Mahindra Bank Ltd. • Bank of India • Citi Bank • IndusInd Bank                 (c) The Fund is not obliged to represent dishonoured cheque or inform the investor /                receive a cheque payout, please tick in the space provided in the application.
             • Allahabad Bank • Karur Vysya Bank Ltd • The Federal Bank • Indian Bank • Central Bank                       investor’s agent about it.
             of India • Oriental Bank of Commerce • Standard Chartered Bank • J P Morgan Chase Bank,                 (d) NRI / FII / PIO Investors :                                                                13. PREVENTION OF MONEY LAUNDERING AND KNOW YOUR CUSTOMER (KYC)
             N.A • Nutan Nagrik Sahakari Bank Ltd. • UCO Bank • Canara Bank. • United Bank of India • South                Repatriation Basis                                                                           To ensure appropriate identification of the investor and with a view to monitor
             Indian Bank • Indian Overseas Bank • Tamilnad Merchantile Bank Ltd.• City Union Bank Ltd. • BNP               Payments by NRIs / Persons of Indian Origin (PIO) residing abroad / FII may be               transactions for the prevention of money laundering as prescribed by the Prevention
             Paribas • The Kalupur Commercial Co. op Bank Ltd.                                                             made either by way of Indian Rupee drafts or cheques by means of (i) inward                  of Money Laundering Act, 2002, the AMC reserves the right to:
                                                                                                                           remittance through normal banking channels; or (ii) out of funds held in NRE /               (a) Scrutinize and verify the identity of the investor, Unitholder, person making the
             For the complete list of SCSBs with details of controlling/designated branches please
                                                                                                                           FCNR account payable at par and payable at the cities where the Official Points of                  payment on behalf of the investor and the source of the funds invested / to be
             refer to websites : http://www.sebi.gov.in , http://www.nseindia.com and http://www.
                                                                                                                           Acceptance are located.                                                                             invested in Religare Mutual Fund;
             bseindia.com.
                                                                                                                           In case of Indian Rupee drafts purchased abroad or subscription through NRE/                 (b) Reject any application;
      (b) Investors Demat Account details:                                                                                                                                                                              (c) Prevent further transactions by a Unitholder;
     	       •	     It is mandatory to provide Demat Account details in ASBA Applicantion Form                             FCNR Account, an account debit certificate from the bank issuing the draft
                                                                                                                           confirming the debit / Foreign Inward Remittance Certificate (FIRC) should also              (d) To mandatorily redeem the units held by the Unitholder at the applicable NAV
                    as the units will be credited in the Demat Account specified in ASBA Application                                                                                                                           prevalent at the time of such redemption and;
                    Form.                                                                                                  be enclosed.
                                                                                                                           In case the debit certificate / FIRC is not provided, the AMC reserves the right to          (e) Report cases to the Specified Director appointed by the Central Government,
             •      Applicant should ensure that the Demat Accounts specified in the ASBA                                                                                                                                      pertaining to a single transaction exceeding Rs.10 lacs or series of transactions
                    Application Form are active i.e. not frozen or suspended.                                              reject the application of the NRI investors.
                                                                                                                           Non Repatriation Basis                                                                              integrally connected or remotely connected or related to each other which are
             •      Applicant to note that in case the DP-ID, beneficiary account no. or PAN provided                                                                                                                          valued below the prescribed value of Rs. 10 lacs within a month.
                                                                                                                           NRIs or people of Indian origin residing abroad investing on a non-repatriable basis
                    in the ASBA Application Form are incorrect or do not match with the records of                                                                                                                  14. KNOW YOUR CUSTOMER (KYC) REQUIREMENTS
                                                                                                                           may do so by issuing cheques / demand drafts drawn on Non-Resident Ordinary
                    Depositories (NSDL or CDSL), the applications will be rejected.                                                                                                                                     KYC is mandatory for applicants for subscription in the schemes of Religare Mutual
                                                                                                                           (NRO) account payable at the cities wher e the Official Points of Acceptance are
      (c) Bank Account details:                                                                                            located.                                                                                     Fund
       	     •	 Applicants should provide Bank Account details from which the application                            (e) Restrictions on acceptance of Third Party Payment for subscription to units of                 The applicants for the purpose of KYC Compliance shall include (a) their constituted
                    amount is to be blocked alongwith Bank & Branch name and application amount.                           scheme.                                                                                      Power of Attorney (PoA) holder in case of investments through a PoA; (b) each of the
             •      Applicant should maintain sufficient balance is the Bank Account in which                              Application with Third Party Payments for subscriptions to Scheme will not be                applicants in case of investments in joint names; and (c) guardian in case of investments
                    application amount is to be blocked. In case of insufficient funds in the specified                    accepted except in following cases:                                                          on behalf of minor.
                    Bank Account the application is liable to be rejected.                                                 a) Payment by Parents/Grand-Parents/Related Persons on behalf of a minor                     The applicants residing in Sikkim shall not be required to submit KYC Acknowledgement
             •      Applicant can make application for maximum upto 5 ASBA Applications from a                                    in consideration of natural love and affection or as gift for a value not             alongwith application. Such applicants should submit proof of address of the Sikkim
                    single Bank Account with a Bank.                                                                              exceeding ` 50,000/- . However, this restriction will not be applicable for           state to the AMC and such address should be mentioned in the application form as
3.    APPLICANT INFORMATION                                                                                                       payment made by a guardian whose name is registered in the records of                 address of the applicant. The address proof submitted to AMC should be self attested
      (a) Name should be written in full and in the same sequence as it appears in your                                           Mutual Fund in that Folio.                                                            by the investor or attested by the ARN holder mentioning the ARN number or attested
             demat account / depository records.                                                                           b) Payment by employer on behalf of employee(s) through payroll deductions;                  by any competent authority.
      (b) In case investment is ‘On behalf of Minor’:                                                                      c) Custodian on behalf of a Foreign Institutional Investor (FII) or a client.                CDSL Ventures Limited (‘CVL’) has been appointed by the mutual fund industry to
             I.     Name of the Guardian must be mentioned if the investments are being                                    * ‘Related Person’ means any person investing on behalf of a minor in                        complete KYC formalities on their behalf and hence investors need to submit their
                    made on behalf of the minor. Guardian in the folio on behalf of minor should                           consideration of natural love and affection or as a gift.                                    details only once for completion of KYC formalities across these mutual funds. KYC
                    either be a natural guardian (i.e. father or mother) or a Court appointed legal                        ‘Third-Party Payment’ means a payment made through instruments issued from                   requirements can be completed by filling up the prescribed form and submitting the
                    guardian. A document evidencing the relationship should be submitted if                                a bank account other than that of bank account of first named applicant/investor             same along with the other requisite documents / proofs to CVL through a designated
                    the same is not available as part of the documents stated in point 3 below.                            or a joint bank account where the first named unit holder/investor is not a one of           Point of Service (PoS). For detailed process and list of PoS, please visit our website www.
             II. The minor shall be the first and sole holder. There shall not be any joint                                the joint holders of bank account from which payment is made.                                religaremf.com. Any subsequent change in address, Pin Code, Country, Nationality,
                    holder where minor is the first holder.                                                                In each of the exceptions mentioned above, investors is required to attach                   Occupation, Income Details, Date of Birth, Proof of Identity must be communicated
             III. Date of birth of minor along with the photocopy of following supporting                                  following mandatory documents without which application for subscription to                  to CVL through a PoS. KYC Compliant investors need to ensure that any change of
                    documents shall be mandatory while investing on behalf of minor:                                       units will be rejected:                                                                      address details is registered with CVL before redeeming units. Registrar will not act
                    (a) Birth certificate of the minor; or                                                           a) KYC of all the investors (guardian in case of minor) and KYC of person making the               upon address change requests directly received from KYC Compliant investors. The
                    (b) School leaving certificate / Mark sheet issued by Higher Secondary                                 payment i.e. parent, related person, employee, custodian.                                    existing investor data for investor address (both Indian and foreign), pin code, country,
                           Board of respective states, ICSE, CBSE etc.; or                                           b) Third Party Declaration from the investors and the person making the payment                    nationality, occupation, income details, date of birth, document provided as proof
                    (c) Passport of the minor; or                                                                          (Third Party)                                                                                of identity will be overwritten by the Registrar with data obtained from CVL. A folio in
                    (d) Any other suitable proof evidencing the date of birth of the minor.                                It is mandatory for investor to mention details of bank account from where                   which any one or more of the holders are found to be non KYC compliant, in such folios
      (c) Name of the Contact Person, email and telephone no. should be mentioned in                                       payment for subscription is made in point 3 of application form. Further the                 further subscriptions/systematic purchases will not be permitted except for micro SIP (s).
             case of investments by Company, Body Corporate, Trust, Society, FII and other                                 name of first unit holder/ applicant should be pre-printed as on of the holder on            All Investors must attach their KYC Acknowledgement along with the Investment
             non-individual applicants.                                                                                    payment cheque. In case, name of first unit holder/ applicant is not pre-printed on          Application Form(s) / Transaction Slip(s) while investing in the schemes of Religare
      (d) Your complete postal address should be stated. P.O. Box address alone is not                                     cheque, the investor should submit copy of bank statement or pass book showing               Mutual Fund, irrespective of amount of purchase. Application Forms / Transaction Slips
             sufficient. NRIs / FIIs should necessarily state their overseas address failing which                         account number, account holders’ name and address or a original letter from                  not accompanied by KYC Acknowledgement are liable to be rejected. KYC Compliance
             application will be rejected. In addition, Indian address (if available) may be stated                        the bank certifying that the investor maintains a bank account with the bank and             status will be updated for all folios in which investor is a holder in any capacity.
             for correspondence. It should be noted that NRI residents in any Financial Action                             mentioning the details like bank account number, branch address, account type                KYC status will be validated with the records of CVL before alloting units. Applications
             Task Force non-compliant countries or territories cannot invest in the scheme.                                and IFSC code, if any, of the branch. Originals of the bank statement / pass book            without valid KYC compliance will be rejected.
      (e) In case of NRI / FII investors, the Account Statements / Allotment Advice / other                                should be produced for verification and the same will be returned across the             15.   DECLARATION AND SIGNATURE
             correspondence will be sent to the mailing address mentioned.                                                 counter after verification;                                                                    (a) All the applicants must sign the application form. Signatures should be in English
      (f) Please fill in your date of birth as this may be required for validating your identity                           In case payment is made through pay order, demand draft, banker’s cheque etc.,                     or in any Indian language. Thumb impression should be from the left hand for
             for certain transactions / communications.                                                                    an investor should submit a certificate (in original) from issuing bank as a proof                 males and the right hand for females and in all cases be attested by a Magistrate,
      (g) If you have an email ID, please provide the same, this will help us send investment /                            of debit of investor’s bank account with details of account holders’ name, bank                    Notary Public or Special Executive Magistrate. In case of HUF, the Karta will sign on
             product related communication and resolve any queries more promptly.                                          account number which has been debited for issue of payment instrument and                          behalf of the HUF.
4.    PAN (Permanent Account Number)                                                                                       PAN as per bank records, if available or a copy of the acknowledgement from the                (b) The original Power of Attorney or a duly notarized copy of the Power of Attorney
      It is mandatory for all existing and prospective investors irrespective of the amount of                             bank, wherein the instructions to debit carry the bank account details and name                    shall be required to be submitted where applications are made under a Power of
      purchase (including joint holders, guardians of minors and NRIs) to enclose a copy of                                of the investor as an account holder are available or a copy of the passbook/bank                  Attorney.
      PAN card duly self certified along with the original PAN Card. The original PAN Card will                            statement evidencing the debit for issuance of a DD.
      be returned immediately across the counter after verification. In case minor does not                                In case of RTGS, NEFT, ECS, bank transfer etc., the investor should submit an
                    $                                                                                                                                                                                                          $

                                                                                     Religare Nifty Exchange Traded Fund                                                                                APPLICATION FORM
                                                                                                 (An Open Ended Exchange Traded Fund)                                                    Please read instructions before filling the Form
                                                                              NFO Opens : 23rd May, 2011                              Closes : 6th June, 2011
Key Partner / Agent Information                                                                                                                                                        Application No :
               Distributor / Broker ARN                                                     Sub-Broker Code
                                                                                                                                                                                     For Office Use Only

  ARN - 25682
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.
Important: Applicant must ensure that the sequence of the names as mentioned in the application form matches with that of beneficiary account held with the Depository Participant. In case of
discrepancy, the application is liable to get rejected.

1. Applicant’s Personal Details
    FIRST / SOLE APPLICANT                                                                                            Date of Birth                         DD        MM         YYYY                             *** (Mandatory for Minor)

    Name                           Mr. / Ms. / M/s.

    PAN**                                                                                                                                     Enclosed copy of (please 3)                 PAN Card          KYC Compliance Proof*

    GUArDIAn (if Sole / First applicant is a Minor) CONTACT PERSON (in case of Non-individual Investors only)
    Name                           Mr. / Ms. / M/s.

    PAN**                                                                                                                                   Enclosed copy of (please 3)                   PAN Card          KYC Compliance Proof*
                                                                                                                                       Nationality                                                          Date of Birth
    Country of Residence                                                                                                                                                                           DD        MM         YYYY
    *** Relation                     Father                       Mother                      Court appointed Guardian
    Mailing Address [Please provide full address. P.O. Box Address is not sufficient. Indian Address in case of NRIs / FIIs]   Overseas Address (Mandatory in case of NRI / FII)




        City                                                               PIN                                                    City                                                                PIN

      State                                                                                                                       State                                                           Country
    Contact Details
     Phone          Office                                                                                     Residence                                                                                  Fax
                                                                                                                                   I/We wish to receive updates via SMS on my mobile (Please 3)
     Mobile
                                                                                                                               I/we wish to receive Account Statements/Allotment Advice, Annual Reports and other statutory as
      E-mail                                                                                                                   well as other information documents by email in lieu of physical documents Yes No
                                                                                                                               (Where the investor has not specified any choice or has applied for both the choices, the application will be processed
                                                                                                                               as if the investor has opted for default choice i.e. Yes )
    Status (please 3)                Individual                               Partnership                        Company                         Society / Club          HUF                                    NRI / FII
                                     Trust                                    Minor                              Body Corporate                  Others (Please specify)
    Occupation                       Private Sector Service                    Public Sector / Government Service                        Business                       Professional             Agriculturist      Retired
    (please 3)
                                     Housewife                                 Politically Exposed Person                                Forex Dealer                   Others (Please specify) ____________________________

    SECOND APPLICANT (No joint holder where minor is First holder)                                                                                        Date of Birth                            DD        MM         YYYY

    Name                           Mr. / Ms. / M/s.
    PAN**                                                                                                                                     Enclosed copy of (please 3)                 PAN Card          KYC Compliance Proof*

    THIRD APPLICANT                       (No joint holder where minor is First holder)                                                                   Date of Birth                            DD        MM         YYYY
    Name                           Mr. / Ms. / M/s.

    PAN**                                                                                                                                      Enclosed copy of (please 3)                PAN Card          KYC Compliance Proof*

    POA HOLDER DETAILS (If the investment is being made by a Constituted Attorney please furnish the details of POA Holder)
    Name                           Mr. / Ms. / M/s.
    PAN**                                                                                                                                     Enclosed copy of (please 3)                 PAN Card          KYC Compliance Proof*
    * KYC through CVL is mandatory for all investors except for investors residing in Sikkim (Please refer instruction no. 14) ** Copy of PAN Card is mandatory for all investors (including Joint Holders, Guardian in case of Minor and NRIs). Please
    submit photocopy of PAN Card (along with the original) for verification, which will be returned across the counter. (Please refer instruction no. 4) *** For documentation please refer instruction no. 3.


Acknowledgement Slip (To be filled by the Applicant)                                                                                                                                 Application No :
Received from                     Mr. / Ms. / M/s.
an application for Units of         Religare Nifty Exchange Traded Fund                                                Date                 DDMMYYYY

Amount (Rs.)                                                                Along with Cheque / DD No.

Dated                                      DDMMYYYY                            Drawn on Bank / Branch
Please Note : All purchases are subject to realisation of cheques / demand drafts.                                                                                                                Signature, Stamp & Date

                                                                                  ARN-25682
2. Investment Details                                                                                                                                 (Cheque / DD should be drawn in favour of the Scheme)

   Scheme Name                   Religare Nifty Exchange Traded Fund
                                                                                                                                                                                       (Refer Instruction no. 7)
3. Payment Details
   Investment Amt. (Rs.)                                                                       Mode of Payment (3)                      Cheque          DD          Fund Transfer

   DD charges, if any (Rs.)                                                                    Date        DD       MM        YYYY                  Cheque / DD No.

   Net Amt. (Rs.)                                                                              Account Type (3)             Current         Savings       NRE        NRO        FCNR                       _
                                                                                                                                                                                           Others __________

   A/c. No.                                                                                    Bank / Branch

   Applicable in case of Third Party Payment: Payment on behalf of. Please ( 3)                    Minor             Client             Employee
   Name of the Person making Payment

   PAN                                                                           Enclosed copy of KYC Compliance Proof                   ( Please refer instruction no. 7 )

4. Demat Account Details (Mandatory)                                                                                                                                                  (Refer Instruction no. 11)

  Please ( 3)                       NSDL               CDSL

                          DP ID #                                                          DP Name                                                                            Beneficiary Account No.
              I   N
           (# Not applicable in case of CDSL).

5. Bank Account Details (Mandatory As Per SEBI Guidelines)                                                                                                                             (Refer Instruction no. 5)

   Investors are requested to provide Bank Account details linked with the Demat account. In case of discrepancy, bank details as per depository records will be final.

   Account No.                                                                  Account Type (please 3)           Current       Savings      NRE       NRO      FCNR      Others

   Bank Name

   Branch Address                                                                                                                                            City

   MICR Code                                                                    NEFT/RTGS/IFSC Code                                                                             PIN
                            (9 digit No. next to your Cheque No.)                                            (11 digit character code appearing on cheque leaf)

6. Declaration & Signature(s)
    The Trustees, Religare Mutual Fund
    Having read and understood the contents of the Statement of Additional Information / Scheme Information Document
    of the Scheme , I / We hereby apply to the Trustees of Religare Mutual Fund for units of the Scheme as indicated above              Sole / First
    and agree to abide by the terms, conditions, rules and regulations of the Scheme. I / We have understood the details of             Applicant /
    the Scheme and I / We have not received nor have been induced by any rebate or gifts, directly or indirectly, in making this        Guardian / POA
    investment. The Distributor has disclosed to me/us all the commissions (in the form of trail commission or any other mode),
    payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being
    recommended to me/us. I / We hereby authorise Religare Mutual Fund, its Investment Manager and its Agents to disclose
    details of my / our investment to my / our bank(s) / Religare Mutual Fund’s Bank(s) and / or Distributor / Broker/ Investment
    Advisor and to verify my / our bank details provided by me / us. I / We hereby declare that the particulars given above are
    correct. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/We would
    not hold Religare Asset Management Company Ltd. (Investment Manager to Religare Mutual Fund), their appointed service               Second
    providers or representatives responsible. I / We hereby declare that the amount being invested by me/us in the Scheme of            Applicant
    Religare Mutual Fund is derived through legitimate sources and is not held or designed for the purpose of contravention of
    any Act, Rules, Regulations or any statute or legislation or any other applicable laws or any Notifications, Directions issued by
    any governmental or statutory authority from time to time.
    Applicable to NRIs only :
    I/We confirm that I am / we are Non-Residents of Indian Nationality /Origin and that the funds are remitted from abroad
    through approved banking channels or from my /our NRE / NRO / FCNR Account. I / We confirm that the details provided by
    me / us are true and correct.                                                                                                       Third
    (Please 3) Yes No If NRI (Please 3) Repatriation basis Non-Repatriation basis                                                       Applicant
    Date                DDMMYYYY                                                Place



   Get In tOUch
   Religare Mutual Fund
   3rd Floor, GYS Infinity, Paranjpe ‘B’ Scheme, Subhash Road,
   Vile Parle (East), Mumbai - 400 057.
   T +91 22 67310000 F +91 22 28371565
   call : 1800-209-0007 > sms ‘Invest’ to 56677 > www.religaremf.com
                       $                                                                                                                                                                                     $

                                                          CHECKLIST (Please ensure the following)
Please ensure that :
    Application Form is complete in all respect. Name, address & contact details are mentioned in full and signed by all applicants.
    Bank account details are entered completely and correctly and are same as registered with DP.
    Permanent Account Number (PAN) for all applicants is mentioned and necessary documents are enclosed, otherwise your application will be rejected.
    The cheque / demand draft should be drawn favouring the name of the scheme & crossed as “Account Payee Only”, dated and duly signed.
    Application Number and applicant’s name is mentioned on the reverse of each cheque / Demand Draft.
    Demat A/C details are filled correctly in the form.
    Details of applicants provided matches exactly with those in the Depository.
Accompanying documents
Please submit the following documents with your application (where applicable). All documents should be original / true copies by a Director / Trustee / Company Secretary / Authorised Signatory.

 Documents                                                                               Individuals          Companies              Societies          Partnership         Investments           Trust         NRI        Fll(s)*
                                                                                                                                                           Firms            through PoA
 Resolution / Authorisation to invest                                                                                3                    3                   3                                     3                         3
 List of Authorised Signatories with Specimen signature(s)                                                           3                    3                   3                    3                3                         3
 Memorandum & Articles of Association                                                                                3
 Trust Deed                                                                                                                                                                                         3
 Bye - Laws                                                                                                                               3
 Partnership Deed                                                                                                                                             3
 Overseas Auditors’ Certificate                                                                                                                                                                                               3
 Notarised Power of Attorney                                                                                                                                                       3
 Foreign Inward Remittance Certificate, in case payment is made by
 DD from NRE / FCNR a/c, where applicable
                                                                                                                                                                                                                 3
 Certified True Copy of PAN                                                    3$                3                 3                                          3                    3                3            3            3
 KYC Acknowledgement                                                           3$                3                 3                                          3                    3                3            3            3
 Demat Account Details                                                         3                 3                 3                                          3                    3                3            3            3
* For FII’s, copy of the SEBI registration certificate should be provided. $ Compulsory except for residents of Sikkim.
List of Collection Centres / Official Points of Acceptance
RELIGARE ASSET MANAGEMENT COMPANY LIMITED - For NFO and Ongoing Basis
n Agra: Block No.30, Shop No.126, Sanjay Place, Agra - 282002. Tel. No.: 0562 - 6459171. n Ahmedabad* :                  Jamshedpur -831011. Tel. No.: 0657-2756186. n Kanpur* : 1st Floor, KAN Chambers, 14/113 Civil Lines,
Unit No.201, 2nd Floor, Megha House, Mithakali Six Roads, Law Garden, Ellisbridge, Ahmedabad - 380006.                   Kanpur-208001. Tel. No.: 0512-6451658. n Kochi: Door No. CC 40/377,3rd Floor, Jos Annexe, Jos Junction,
Tel. No.: 079 - 40231500. n Allahabad: Shop No. 4, Anant Raj Plaza, Main M. G. Road, Civil Lines, Allahabad              M.G.Road, Kochi-682016. Tel. No.: 0484-6453727. n Kolkatta* : 124, LORDS, 1st Floor, 7/1Lord Sinha Road,
- 211001. Tel. No.: 0532 - 6455816. n Bangalore* : 305, 3rd Floor, Prestige Meridien II, Citibank, 30, M. G. Road,       Kolkata-700071. Tel. No.: 033-44031000. n Kota: 315, Old Dhan Mandi, Gandhi Chowk, Kota - 324006. Tel. No.:
Bangalore - 560001. Tel No.: 080 - 42941000. n Baroda: Unit No.101/102, 1st Floor, Siddharth Complex, R.                 9983349808. n Lucknow* : 403, 4th Floor. Ratan Square, 20-A Vidhan Sabha Road, Lucknow - 226001.
C. Dutta Road, Baroda-390019. Tel. No.: 0265 - 6643386. n Bhopal: MF- 6, A Block, Mansarovar Complex,                    Tel. No.: 0522-3292022. n Ludhiana* : 301, 3rd Floor, SCO No.18, Feroze Gandhi Market, Opp.Ludhiana
Hoshangabad Road, Bhopal - 462016. Tel. No.: 0755 - 4289632. n Bhubaneshwar (Orissa): 3rd Floor Varha                    Stock Exchange, Ludhiana 141001. Tel. No.: 0161- 6543354. n Madurai: Shop No. I, 1st Floor, 16 & 17,
Complex, Plot no-111, Master Canteen Square,Unit-3, Bhubaneshwar - 751001. Tel. No.: 0674 - 6532062.                     North Veli Street, A. R. Plaza, Madurai-625001. Tel. No.: 0452-6460114. n Mumbai (Nariman Point)* :
n Chandigarh* : Second Floor, SCO No. 359 - 360,Near G K International Hotel, Sector 35-B, Chandigarh                    Office No. 17, 1st floor,Jolly Maker Chambers II, Nariman Point, Mumbai 400021. Tel. No.: 022-43416000.
-160 022. Tel. No.: 0172 - 6451315. n Chennai* : “Challa Mall”, 11 & 11A, 3rd Floor, Sir Thegaraya Road, T.              n Mumbai (Vile Parle)* : 3rd Floor, GYS Infinity,Paranjpe”B” Scheme, Subhash Road, Vile Parle (E), Mumbai
Nagar, Chennai – 600017. Tel. No.: 044 - 64502422. n Coimbatore: Aiswarya complex, Door No:                              - 400 057. Tel. No.: 022-67310000. n Mumbai (Ghatkopar)* : Sai Infotech, 408, 4th Floor, Patel Chowk,
196/8, Ground Floor, T V Samy Road West, R S Puram, Coimbatore - 641002.Tel. No.: 0422 - 6457815.                        Ghatkopar (E), Mumbai 400 077. Tel. No.: 022-67417465 n Nagpur: C/o Religare Securities Limited, Jain
n Dehradun: EBD Business Centre,Post Box-248,49,Rajpur Road,Dehradun 248 001. Tel. No.: 0135                             House, Opp. Patwardhan High School, Sitabuldi, Nagpur-440012 Tel. No.: 712-6463962 . n Nasik: Suyojit
- 6453212. n Delhi* : Vanadana Building, 10th Floor, 11, Leo Tolstoy Marg, Connaught Place, New                          Modern Point, Shop No. SF 18, Sharanpur Road, Opposite Police Parade Ground, Nashik - 422 005. Tel. No.:
Delhi - 110 001. Tel. No.: 011 - 43789000. n Goa: Advani Business Centre, Office No. CU2, Neelkamal                      0253-3012050. n Patna*: 306, 3rd Floor, “Grand Plaza” Fraser Road, Patna - 800 001. Tel. No.: 0612-6550315. n
Arcade, Atmaram Borkar Road, Above Federal Bank, Panjim - 403001. Tel. No.: 0832-6650402.                                Pune*: 6th Floor, Matrix IT Park, CTS No. 4/1, Final Plot No. 64/A of the Town Planning Scheme, Sangamwadi,
n Guwahati: Religare Insurance Broking, Office No. 6, Ground Floor, Mayur Gardens, G. S. Road, A                         Shivaji Nagar, Pune-411005. Tel. No. : 020-30513994.. n Raipur: Shop No. T, 2nd Floor, DM Plaza, Near Fire
B C Bus Stop, Guwahati – 781005. Tel. No.: 0361 2343050 n Hyderabad* : TSR Towers,Tower B-1,                             Brigade Chowk, Chotapara, Raipur- 492001. Tel. No.: 0771-4056046. n Surat: 110, Jolly Plaza, Athwa Gate
Plot No.6-3-1090, Raj Bhavan Road, Somajiguda, Hyderabad - 500082. Tel. No.: 040 - 66468863.                             Circle, Govt. Near Girls Polytechnic College, Athwagate Circle, Surat 395 001. Tel. No.: 0261-6450848.
n Indore: Room No. 216, 2nd Floor, Starlit Tower, Y. N. Road, Indore - 452001. Tel. No.: 0731 - 4257351.                 n Varanasi: 3rd floor, Kubner Complex, D-58/2, Rathyatra, Varanasi-221010. Tel. No.: 0542-3270020.
n Jaipur: 2nd Floor, ‘Brij Anukampa’, Ashok Marg, C-Scheme, Jaipur - 302 001. Tel. No.: 0141 - 6451086.                  n Vijaywada: 3rd Floor,Vasantha Plaza,40-1-126,M.G.Road,Benz Circle, Vijaywada - 520010. Tel. No.:
n Jalandhar: 514-A ,5th Floor, Grand Mall, BMC Chowk, Adjoining Radisson Hotel, Jalandhar 144001.                        0866 - 6454945
Tel. No.: 0181- 4686870. n Jamshedpur: Shop No - 16, Bharat Business Centre, Ground Floor, Bistupur,
*For NFO & On going Sales for large investors and Authorized Participants.
KARVY COMPUTERSHARE PVT. LTD. – Collection Centres For NFO Only
n Ajmer: 1-2, II Floor, Ajmer Tower, Kutchary Road, Ajmer - 305 001. Tel. No:. 0145-2628055, 0145-2628065.               Ajdacent A.D. Girls Inter College, Bank Road, Gorakhpur- 273 001. Tel. No.: 0551-3200444, 0551-3246793,
n Aligarh: 1st Floor, Kumar Plaza, Aligarh - 202001. Tel. No.: 0571-3200210. n Bhagalpur: 2nd Floor,                     0551-2346519. n Jabalpur: 43, Naya Bazar, Opposite Shyam Talkies, Jabalpur (M.P.) 482 001.Tel No. 0761
Chandralok Complex, Ghantaghar, Radha Rani Sinha Road, Bhagalpur - 812001. Tel. No.: 0641-3200584.                       - 3204376. n Jamnagar: 108 Madhav Plaza, Opp SBI Bank , Near Lal Bangalow, Jamnagar - 361001.Tel No.
n Bokaro: B-1, 1st Floor, Near Sona Chandi Jewellers, City Centre, Sector - 4, Bokaro Steel City - 827 004               0288-2556260, 0288-2556562. n Meerut: 1st Floor, Medi Centre Complex, Opp. ICICI Bank, Hapur Road,
(Jharkhand).Tel. No . 06542 - 233330/32/30. n Cuttack: Dargha Bazar, Opp. Dargha Bazar Police Station,                   Meerut - 250 002Tel No. 0121-3202163, 0121-3252943. n Ranchi: Commerce Towers, 3rd Floor, Room No.
Buxibazar, Cuttack - 753001. Tel. No. 0671-2613906. n Durgapur: MWAV-16, Bengal Ambuja Complex,                          307, Beside Mahabir Towers, Main Road, Ranchi - 834 001Tel no. 0651 - 2331320.
2nd Floor, City Centre, Durgapur - 713 216. Tel. No.: 0343 - 6512111. n Gorakhpur: Above V.I.P. House,
For list of Official Points of Acceptance of Karvy for Ongoing Transactions, please refer our website: www.religaremf.com

KOTAK MAHINDRA BANK - Collection Centres For NFO Only
n   Agra: Shriram Hospital M.G.Road, Agra - 282003. n Ahmedabad: Ground Floor, Chandan House                             Extension, City Survey No. 11127, E Ward, Raja Rampuri Road, Kolhapur - 416001. n Kolkatta: Apeejay
Opp. Abhijeet III, Near Mithakali Six Roads, Navrangpura, Ahmedabad - 380006. n Allahabad: 2.                            House15, Parkstreet, Kolkatta - 700016. n Lucknow: 3GF, Speed Building, Shahanazaf Road, Lucknow
Sardar Patel Marg Civil Lines Allahabad - 211001. n Amritsar: 10 , Kennedy Avenue, The Main Mall                         - 226001. n Ludhiana: SCO 120, Ground Floor, Feroze Gandhi Market, Ludhiana - 141001. n Madurai:
Road, Amritsar - 143001. n Anand: P.M.Chambers, Mota Bazar, Vallab Vidya Nagar, Anand - 388120.                          1-AWest Perumal Maistry Street, Madurai - 625001. n Mehsana: Rajendra Estate, Opp. Gayatri Temple,
n Ankleshwar: Shop # 11,12, 12 A , Narmada Arcade, Old Naitonal Highway, No. 8, Ankleshwar - 393002.                     State Highway, Mehsana - 384002. n Moradabad: Sri Ganapati Complex, Near Ekta Dwar, Opp Mission
n Aurangabad: CTS No. 12995, Kandi Towers, Near Rokadiya Hanuman Colony, Jalna Road, Aurangabad
                                                                                                                         School, Civil Lines, Moradabad - 244001. n Morbi: Shop No 5-8, Ground Floor, Silver Plaza, Ram Chowk,
- 431001. n Bangalore: 10/7 , Umiya Land Mark, Next to Chancery Hotel, Lavelle Road, Bangalore - 560001.                 Savsar Plot, Morbi - 363641. n Mumbai: 5 C/ II, Mittal Court 224, Nariman Point, Mumbai - 400001.
n Baroda: Panorama Building, R.C. Dutt Road, Alkapuri, Vadodara - 390015. n Bhavnagar: Bhavna                            n Nagpur: Ground Floor, 345 Shree Mohini Complex, Kingsway, Nagpur - 440001. n Nashik: Shop
Construction Company, Plot No. 2108/A, G.R.Sterling Centre, Waghwadi Road, Bhavnagar - 364001.                           No.1, Payas, Opp. B Y K College, Thatte Nagar Road, Nasik - 422005. n New Delhi: Ground Floor,
n Bhopal: 214, Bhagwan Complex, Zone 1 , M P Nagar, Bhopal - 462016. n Bhubaneshwar: 184,
                                                                                                                         Ambadeep,14, K.G. Marg, New Delhi-110001 n Panjim: Ground Floor, Hotel Park Plaza, Opp Azad
Ground Floor, Janpath, Bhubaneswar - 751001. n Chandigarh: SCO 153-154-155, Madhya Marg, Sector
                                                                                                                         Maidan, Panjim - 403001. n Patiala: Ground Floor, SCO 116-119, New Leela Bhavan, Patiala1 - 47001.
9 - C, Chandigarh - 160009. n Chennai: ‘Capitale’, Ground Floor, 555, Anna Salai, Chennai - 600018.                      n Patna: Shop No 3,4,5, Ahmad Husain Complex, Exhibition Road , Gandhi Maidan, Patna - 800001. n Pune:
n Cochin: Ground Floor, Kumarapillai Estate, M G Road, Cochin - 682031. n Coimbatore: 727, Avinashi
Road, Skanda Square, Coimbatore - 641018. n Dhanbad: Ground Floor, Ward No. 18, Ramson Arcade,                           Bakre Avenue, FP NO 226/3, Bhandarkar Road, Pune - 411004. n Rajkot: Nath Complex, Ground Floor, Near
Shastri Nagar, Dhanbad - 826001. n Guwahati: 4th Floor, Ganapati Enclave, G S Road, Uluvari, Opp.                        Race Course, Dr. Yagnik Road, Rajkot - 360007. n Salem: Plot No 12 , S No. 98, Bharathi Street, Alagapuram,
Bura Service Station, Guwahati - 781007. n Hyderabad: Pavani Jewel Tower, Ground Floor, Somajiguda,                      Salem - 636001. n Surat: Ground Floor, Kotak House, KG Point, Ghod Dod Road, Surat - 395007. n Trichy
Hyderabad - 500089. n Indore: 580 , M.G.Road, Indore - 452001. n Jaipur: 57, Krishna Tower, Sardar                       B-17, Aishwaryam Building, Sasthiri Road, Thillai Nagar,Trichy - 620017. n trivandrum S I Properties, Ground
Patel Marg, C-Scheme, Jaipur - 302001. n Jalandhar: Midas Corporate Park, G T Road, Jalandhar - 144001.                  Floor, White Haven Vellayambalam,Trivandrum - 695010. n Valsad: Shop Nos. 3-6, Sai KevalJalaram Road
n Jamshedpur: Gayatri Enclave, K. Road, S. Town, Bistupur, Jamshedpur - 831001. n Jodhpur: Bombay                        Valsad - 396001. n Varanasi: D-37/37 Spice, KCM Cineplex Complex, Godowlia Chowk, Varanasi - 221001.
Motor Building, Bombay Motor Circle, 87/B-2 Chopasani Road, Jodhpur - 342003. n Jorhat : Dr. KC                          n Vijayawada: 40-1-48/1, M.G.RoadLabbipet, Vijayawada - 520010. n Visnagar: 1st Floor, Rajkamal Complex,
Dey's Building, Gar Ali Road, Junction of Rupahi Ali and Gar Ali Road, Jorhat - 785001. n Kanpur: 17/03,                 Near Railway Station, Visnagar - 384315. n Udaipur: Trimurti Heights, 8-C Bank Street , Madhuban,
The Mall, Meghdoot Hotel Building, Kanpur - 208001. n Kolhapur: Shop No. B4-B8, Royal Prestige, Sai                      Udaipur - 313004.
        $
                                                                                    Religare Nifty Exchange Traded Fund                                                             APPlIcAtIOn SUPPOrteD By
                                                                                               (An Open Ended Exchange Traded Fund)                                              BlOckeD AMOUnt (ASBA) FOrM
                                                                      NFO Opens : 23rd May, 2011                             Closes : 6th June, 2011                            Please read instructions before filling the Form
                                                                                                                                                                              Application No :
            Distributor / Broker ARN                                         Sub-Broker Code                                    SCSB Branch Stamp & Code                                       ScSB Branch Serial no.
      ARN - 25682
$




    Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.

    1. Applicant’s Personal Details
        (in BLOCK LETTERS)
                                  SOLE/FIRST APPLICANT                                                     SECOND APPLICANT                                                         THIRD APPLICANT
        Name

        PAN
        Applicants must ensure that the sequence of the names as mentioned in the application form matches with that of beneficiary account held with the Depository Participant.

    2. Details of Bank Account for Blocking of Funds
        Bank Account Number                                                                                Bank Name

        Bank Address
        Amount to be blocked                                                                            Amount to be blocked
        (Rs. in figures)                                                                                (Rs. in words)

    3. Investment Details
                                                     Amount^ (in rs.)                                                                                                            ISIN
                                                                                                                                                                         INF205K01DA9
        ^Amount must be equal to the amount to be blocked as mentioned in point 2 above.

    4. Demat Account Details (Mandatory)
         Please ( 3)                         NSDL                 CDSL
                                  DP ID #                                                               DP Name                                                                                     Beneficiary Account No.
                    I    N
                  (# Not applicable in case of CDSL).
                  The investors shall receive payments of Dividend/Redemption proceeds in the Bank Account linked to the Demat A/c as mentioned above.

    5. Declarations & Signatures
         General Declaration:
         The Trustees, Religare Mutual Fund
         Having read and understood the contents of the Statement of Additional Information / Scheme Information Document of the Scheme , I / We hereby apply to the Trustees of Religare Mutual Fund for units of the Scheme
         as indicated above and agree to abide by the terms, conditions, rules and regulations of the Scheme. I / We have understood the details of the Scheme and I / We have not received nor have been induced by any rebate or
         gifts, directly or indirectly, in making this investment. The Distributor has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of
         various Mutual Funds from amongst which the Scheme is being recommended to me/us. I / We hereby authorise Religare Mutual Fund, its Investment Manager and its Agents to disclose details of my / our investment to my
         / our bank(s) / Religare Mutual Fund’s Bank(s) and / or Distributor / Broker/ Investment Advisor and to verify my / our bank details provided by me / us. I / We hereby declare that the particulars given above are correct. If the
         transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/We would not hold Religare Asset Management Company Ltd. (Investment Manager to Religare Mutual Fund), their appointed
         service providers or representatives responsible. I / We hereby declare that the amount being invested by me/us in the Scheme of Religare Mutual Fund is derived through legitimate sources and is not held or designed for the
         purpose of contravention of any Act, Rules, Regulations or any statute or legislation or any other applicable laws or any Notifications, Directions issued by any governmental or statutory authority from time to time.
         ASBA Authorizations:
         1) I/We hereby undertake that I/We am/are an ASBA applicant(s) as per the applicable provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. 2) In accordance with ASBA process provided
         in the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009, I/We authorize (a) the SCSB to do all acts as are necessary to make an application in the NFO of the Scheme of Religare Mutual Fund, including
         uploading of application details, blocking the amount to the extent mentioned above in the “Details of Bank Account for Blocking of Funds” or unblocking of funds in the bank account maintained with the SCSB specified in the
         form, transfer of funds to the nominated Religare Mutual Fund Bank Account on receipt of instruction from the Registrar to the New Fund Offer after finalisation of allotment entitling me/us to receive Units on such transfer
         of funds. (b) Registrar to the Religare Mutual Fund to issue instructions to the SCSB to remove the block on the funds in the bank account specified in the ASBA Form, upon allotment and to transfer the requisite money to
         Religare Mutual Fund’s nominated Bank account. 3) In case the amount available in the bank account specified in the ASBA Form is insufficient for blocking the amount equivalent to the application money, the SCSB shall reject
         the application. 4) If the DP ID, Beneficiary ID or PAN furnished by me/us in the ASBA Form is incorrect or incomplete, the appliacation shall be rejected and Religare Asset Management Company Ltd. (Investment Manager to
         Religare Mutual Fund), their appointed service providers and the SCSBs representatives shall not be liable for losses, if any.
         Applicable to NRIs only :
         I/We confirm that I am / we are Non-Residents of Indian Nationality /Origin and that the funds are remitted from abroad through approved banking channels or from my /our NRE / NRO / FCNR Account. I / We confirm that the
         details provided by me / us are true and correct.

          Date                DDMMYYYY                                   Place

          Signature of Applicant                                                                                                    Signature of Bank Account Holders

           ?                                                                ?                                                        ?                                                     ?
                                                                                      (to be signed as per mode of operation of the Bank Account mentioned in point 2 above)

    Acknowledgement Slip (To be filled by the applicant)
                                                                                  Religare Nifty Exchange Traded Fund
            ARN-25682
$




                                                                                    (An Open Ended Exchange Traded Fund)
                                                                           NFO Opens : 23rd May, 2011         Closes : 6th June, 2011                                           Application No :
    Received from                    Mr. / Ms.
    ASBA Form Dated                        DD        MM        YYYY                                                                 Amount to be Blocked (Rs.)

    SCSB (Bank & Branch)                                                                                                            Bank Account No.

    Date of submission                     DD       MM         YYYY

				
DOCUMENT INFO
Shared By:
Stats:
views:228
posted:5/24/2011
language:English
pages:6
Description: Download Religare Nifty ETF form and invest without entry or exit load
MutualFund MutualFund
About