Llp Partnership Agreements by owm12984

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									      7efff720-c9a2-4466-80d9-60d3252da1e9.xls                                                                                           Data item data definition                                                                                                              Printed on 4/18/2011

Version:     3.1
Date:        29 January 2009
Based on:    Handbook Instrument 2006/67 (21 December 2006)              (legal instrument setting out this data item with guidance)
             IRR (Amendment) Instrument 2007/45 (July 2007)              (instrument formalising further changes since 2006/67)

Reference                               Label                                                XML Name                         Data Type                                 Validation                                Error code                           Additional Information
FSA001       Balance Sheet                                               FSA001-BalanceSheet
                                                                                                                                                                                                                               An attribute of the data item element, indicating the reporting basis, eg
                                                                            @reportingBasis                                     RepBas
                                                                                                                                                                                                                               "unconsolidated"
                                                                                                                                                                                                                               An attribute of the data item element, indicating the ISO currency code
                                                                            @currency                                           LimCur
                                                                                                                                                                                                                               applicable to all monetary values in the data item, eg "GBP"
                                                                                                                                                                                                                               An attribute of the data item element, indicating the units applicable to
                                                                            @units                                               Units
                                                                                                                                                                                                                               all monetary values in the data item, eg "thousands"
                                                                                                                                                                                                                               This element does not appear on the handbook layout, but has been
                                                                                                                                                                                                                               added to the XML of this and other data items to capture information
                                                                                                                                                                                                                               when the data item is being submitted on a consolidated basis on
                                                                                                                                                                                                                               behalf of a group. If the data item is not being completed on this basis,
                                                                            GroupInfo
                                                                                                                                                                                                                               then this element should be omitted.
                                                                                                                                                                                                                               Element 1A (Is this report on behalf of a UK consolidation group?) is not
                                                                                                                                                                                                                               required as a separate XML element because the information will be
                                                                                                                                                                                                                               contained in the reportingBasis attribute.
                                                                                                                                             Conditional: If attribute reportingBasis is not "UK consolidation
                                                                               GroupReference                                   GrpRef                                                                           ERR0050       The reference code as agreed between the FSA and the group.
                                                                                                                                             group" then this element must not be completed.
             If yes, please list the FSA firm reference numbers of the
2                                                                              OtherGroupFirms
             other firms in the consolidation group.
                                                                                                                                                                                                                               This element is repeated as many times as there are other firms in the
                                                                                                                                             Conditional: If attribute reportingBasis is not "UK consolidation
2B           FSA FRN                                                              FirmReferenceNumber                            FRN                                                                             ERR0050       group.
                                                                                                                                             group" then this element must not be completed.
                                                                                                                                                                                                                               Element 2A (Index number) is not required.
                                                                                                                                                                                                                               Element 3A (if no to data element 1, is this a solo-consolidated report?)
5 to 20      Assets                                                         Assets                                                                                                                                             is not required as a separate XML element because the information will
                                                                                                                                                                                                                               be contained in the reportingBasis attribute.
             Cash and balances at central banks (excludes client
5                                                                              Cash
             money)
5A           Trading book                                                          Trading                                       Mon
5B           Non-trading book                                                      NonTrading                                    Mon
6            Credit items in the course of collection from banks               InCollection
6A           Trading book                                                          Trading                                       Mon
6B           Non-trading book                                                      NonTrading                                    Mon
7            Treasury bills and other eligible bills                           Bills
7A           Trading book                                                          Trading                                       Mon
7B           Non-trading book                                                      NonTrading                                    Mon
8            Deposits with, and loans to, credit institutions                  DepositsLoansCreditInstitutions
8A           Trading book                                                          Trading                                       Mon
8B           Non-trading book                                                      NonTrading                                    Mon
9            Loans and advances to customers                                   LoansAdvancesCustomers
9A           Trading book                                                          Trading                                       Mon
9B           Non-trading book                                                      NonTrading                                    Mon
10           Debt securities                                                   DebtSecurities
10A          Trading book                                                          Trading                                       Mon
10B          Non-trading book                                                      NonTrading                                    Mon
11           Equity shares                                                     EquityShares
11A          Trading book                                                          Trading                                       Mon
11B          Non-trading book                                                      NonTrading                                    Mon
12           Investment in group undertakings                                  InvestmentGroupUndertakings
12A          Trading book                                                          Trading                                       Mon
12B          Non-trading book                                                      NonTrading                                    Mon
             reverse repurchase agreements and cash collateral on
13                                                                             ReverseRepurchases
             securities borrowed
13A          Trading book                                                         Trading                                        Mon
13B          Non-trading book                                                     NonTrading                                     Mon
14           Derivatives                                                       Derivatives
14A          Trading book                                                         Trading                                        Mon
14B          Non-trading book                                                     NonTrading                                     Mon
15           Goodwill                                                          Goodwill
15A          Trading book                                                         Trading                                        Mon
15B          Non-trading book                                                     NonTrading                                     Mon
16           Other intangible assets                                           OtherIntangible
16A          Trading book                                                         Trading                                        Mon
16B          Non-trading book                                                     NonTrading                                     Mon
17           Tangible fixed assets                                             TangibleFixed
17A          Trading book                                                         Trading                                        Mon
17B          Non-trading book                                                     NonTrading                                     Mon
18           Prepayments and accrued income                                    PrepaymentsAccruals
18A          Trading book                                                         Trading                                        Mon
18B          Non-trading book                                                     NonTrading                                     Mon
19           Other assets                                                      Other
19A          Trading book                                                         Trading                                        Mon

                                                                                                                                               Page 1 of 5
      7efff720-c9a2-4466-80d9-60d3252da1e9.xls                                                                            Data item data definition                                                                                                      Printed on 4/18/2011

Reference                                   Label                                             XML Name            Data Type                            Validation                           Error code                          Additional Information
19B          Non-trading book                                                     NonTrading                        Mon              Σ
20           Total assets                                                      TotalAssets
20A          Trading book                                                         Trading                           Mon       20A = [5A:19A]                                              ERR0030
                                                                                                                              Mandatory                                                   ERR0080

20B          Non-trading book                                                     NonTrading                      MonPos      20B > 0
                                                                                                                                    Σ                                                     ERR0040

                                                                                                                              20B = [5B:19B]                                              ERR0030
21 to 45     Liabilities                                                    Liabilities
21A          Own bank notes issued                                             OwnBankNotes                         Mon
22A          Items in course of collection due to other banks                  ItemsInCollection                    Mon
             Deposits from banks and building societies, including
23A                                                                            DepositsIncludingOverdraftsLoans     Mon
             overdrafts and loans from them                                                                                          Σ
24 to 29                                                                       CustomerAccounts
24A          Customer accounts                                                    Total                             Mon       24A = [25A:29A]                                             ERR0030
25A          Of which: Retail                                                     Retail                            Mon
26A          Of which: E-money                                                    Emoney                            Mon
27A          Of which: Corporate                                                  Corporate                         Mon
28A          Of which: Intra-group                                                Intragroup                        Mon
29A          Of which: Other                                                      Other                             Mon
30A          Trading liabilities                                               TradingLiabilities                   Mon
31A          Debt securities in issue, excluding covered bonds                 DebtSecuritiesInIssue                Mon
32A          Covered bonds                                                     CoveredBonds                         Mon
33A          Derivatives                                                       Derivatives                          Mon
             Liabilities in respect of sale and repurchase agreements,
34A                                                                            SaleReposCashCollateral              Mon
             and cash collateral received for securities lent
35A          Retirement benefit liabilities                                    RetirementBenefit                    Mon
36A          Taxation liabilities                                              Taxation                             Mon
37A          Provisions                                                        Provisions                           Mon
38A          Subordinated liabilities                                          Subordinated                         Mon
39A          Accruals and deferred income                                      Accruals                             Mon
40A          Other liabilities                                                 Other                                Mon
                                                                                                                              41A = 21A + 22A + 23A + 24A + 30A + 31A + 32A + 33A
41A          Subtotal                                                          Subtotal                             Mon                                                                   ERR0010
                                                                                                                                  + 34A + 35A + 36A + 37A + 38A + 39A + 40A
             Called up share capital, including partnership, LLP and sole
42A                                                                            ShareCapital                         Mon
             trader capital
43A          Reserves                                                          Reserves                             Mon
44A          Minority interests                                                MinorityInterests                    Mon
                                                                                                                              Mandatory
                                                                                                                                   Σ                                                      ERR0080

45A          Total liabilities and equity                                      TotalLiabilities                     Mon       45A = [41A:44A]                                             ERR0030

                                                                                                                              45A = 20A + 20B                                             ERR0010
46 to 65     Memorandum items                                               MemorandumItems
46 to 53     Derivatives                                                      Derivatives
46           Foreign exchange                                                   ForeignExchange
46A          Notional contract amount                                                 NotionalAmount                Mon       Conditional: If 46B or 46C is completed, then 46A is Mandatory ERR0050
46B          Reporting date value: Assets                                             Assets                        Mon
46C          Reporting date value: Liabilities                                        Liabilities                   Mon
47           Interest rate                                                        InterestRate
47A to 47C                                                                                                                                                                                               Repeat from 46A to 46C applying any validation rules to these rows.
48           Credit derivatives                                                   CreditDerivatives
48A to 48C                                                                                                                                                                                               Repeat from 46A to 46C applying any validation rules to these rows.
49           Equity and stock index                                               EquityStockIndex
49A to 49C                                                                                                                                                                                               Repeat from 46A to 46C applying any validation rules to these rows.
50           Commodity                                                            Commodity
50A to 50C                                                                                                                                                                                               Repeat from 46A to 46C applying any validation rules to these rows.
51           Other                                                                Other
51A to 51C                                                                                                                          Σ                                                                    Repeat from 46A to 46C applying any validation rules to these rows.
52           Total                                                                Total                                             Σ
52A          Notional contract amount                                                 NotionalAmount                Mon       52A = Σ[46A:51A]                                            ERR0030
52B          Reporting date value: Assets                                             Assets                        Mon       52B = [46B:51B]                                             ERR0030
52C          Reporting date value: Liabilities                                        Liabilities                   Mon       52C = [46C:51C]                                             ERR0030
53           Total after accounting netting                                       AfterNetting
53B          Reporting date value: Assets                                             Assets                        Mon       53B = 14A + 14B                                             ERR0010
53C          Reporting date value: Liabilities                                        Liabilities                   Mon       53C = 33A                                                   ERR0020
54 to 65     Other items                                                       OtherItems
54A          Direct credit substitutes                                            CreditSubstitutes                 Mon
55A          Transaction related contingents                                      TransactionContingents            Mon
56A          Trade-related contingents                                            TradeContingents                  Mon
57A          Asset sales with recourse                                            RecourseAssetSales                Mon
58A          Forward asset purchases                                              ForwardPurchases                  Mon
59A          Forward forward deposits placed                                      ForwardForwardDeposits            Mon
60A          Uncalled partly-paid shares and securities                           PartlyPaid                        Mon
61A          NIFs and RUFs                                                        NIFsRUFs                          Mon
62A          Endorsement of bills                                                 BillEndorsements                  Mon

                                                                                                                                Page 2 of 5
      7efff720-c9a2-4466-80d9-60d3252da1e9.xls                            Data item data definition                                                      Printed on 4/18/2011

Reference                             Label              XML Name   Data Type                         Validation   Error code   Additional Information
63A          Other commitments                   OtherCommitments     Mon
64A          Client Money                        ClientMoney          Mon
65A          Number of customers                 Customers           IntPos




                                                                                Page 3 of 5
7efff720-c9a2-4466-80d9-60d3252da1e9.xls                                          Handbook layout and sample data                                   Printed on 4/18/2011




          FSA001
          Balance sheet                                                                                          A                    B
                                                                                                               Yes/No
             1   Is this report on behalf of a UK consolidation group?                                          Yes

             2   If yes, please list the FSA firm reference numbers of the other firms in the consolidation group.
                                                                                                         Index number          FSA FRN
                                                                                                         1                          202008
                                                                                                         …                          202013
                                                                                                         n

                                                                                                               Yes/No
             3   If no (to data element 1), is this a solo-consolidated report?


                                                                                                                  A                B
                 Assets                                                                                   Trading book     Non-trading book
             5   Cash and balances at central banks (excludes client money)                                          10001             25001

             6   Credit items in the course of collection from banks                                                  10003                27003

             7   Treasury bills and other eligible bills                                                                5006                 2006

             8   Deposits with, and loans to, credit institutions                                                     10008                45008

             9   Loans and advances to customers                                                                      10011                30011

            10   Debt securities                                                                                      10015                10015

            11   Equity shares                                                                                        10017                32017

            12   Investment in group undertakings                                                                     10016                  5016

            13   Reverse repurchase agreements and cash collateral on securities borrowed                             10010                35010

            14   Derivatives                                                                                          10009                27009

            15   Goodwill                                                                                               5621                 5021
            16   Other intangible assets                                                                                5745                 7045

            17   Tangible fixed assets                                                                                50027                46027

            18   Prepayments and accrued income                                                                       20020                31020

            19   Other assets                                                                                        1371477              1328977

            20   Total assets                                                                                        1547986              1656186


                                                                                                          (both trading and
                                                                                                            non-trading)
                 Liabilities
                                                                                                                 A
            21   Own bank notes issued                                                                               100030

            22   Items in the course of collection due to other banks                                                 90043

            23   Deposits from banks and building societies, including overdrafts and loans from
                                                                                                                      90031
                 them

            24   Customer accounts                                                                                   300170
            25   of which Retail                                                                                      80032
            26            E-money                                                                                     70033
            27            Corporate                                                                                   60034
            28            Intra-group                                                                                 50035
            29            Other                                                                                       40036

            30   Trading liabilities                                                                                 150038

            31   Debt securities in issue, excluding covered bonds                                                    30037
            32   Covered bonds                                                                                        40036

            33   Derivatives                                                                                          10040

            34   Liabilities in respect of sale and repurchase agreements, and cash collateral
                                                                                                                      10039
                 received for securities lent

            35   Retirement benefit liabilities                                                                       70045

            36   Taxation liabilities                                                                                316825

            37   Provisions                                                                                           44123

            38   Subordinated liabilities                                                                            155819

            39   Accruals and deferred income                                                                         60046




                                                                                            Page 4 of 5
7efff720-c9a2-4466-80d9-60d3252da1e9.xls                                       Handbook layout and sample data                                                     Printed on 4/18/2011




            40   Other liabilities                                                                                  80044

            41   Subtotal                                                                                          1547366


            42   Called up share capital, including partnership, LLP and sole trader capital                       1250000

            43   Reserves                                                                                          380000

            44   Minority interests                                                                                 26806

            45   Total liabilities and equity                                                                      3204172

                 Memorandum items

                 Derivatives                                                                            Notional contract       Reporting date value
                                                                                                             amount

                                                                                                                             Assets           Liabilities
                                                                                                               A               B                  C
            46   Foreign exchange                                                                                    3501             7001                  2001

            47   Interest rate                                                                                       3502             7002                  2002

            48   Credit derivatives                                                                                  3503             7003                  2003

            49   Equity and stock index                                                                              3504             7004                  2004

            50   Commodity                                                                                           3505             7005                  2005

            51   Other                                                                                               3506             7006                  2006

            52   Total                                                                                               21021        42021                 12021

            53   Total after accounting netting                                                                                   37018                 10040

                 Other items
            54   Direct credit substitutes                                                                           6009

            55   Transaction related contingents                                                                     7010

            56   Trade-related contingents                                                                           8011

            57   Asset sales with recourse                                                                          10013

            58   Forward asset purchases                                                                            11014

            59   Forward forward deposits placed                                                                    12015

            60   Uncalled partly-paid shares and securities                                                         13016

            61   NIFs and RUFs                                                                                      14017

            62   Endorsement of bills                                                                               15018

            63   Other commitments                                                                                  16019

            64   Client Money                                                                                   19650000

            65   Number of customers                                                                                  1654




                                                                                          Page 5 of 5

								
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