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					                                                                                                NO
                                               Provisions
                                               within Dir.
                                                                  National texts            References
                                              2006/49/EC

                                                                R: Regulations on
                                                                                       § 1-1
                                                                Capital Adequacy (I)
I Scope                                            Art.2




                                                                R: Regulations on
II. Trading book                                  Art.11        Capital Adequacy (I)
                                                                                       § 31-1 and § 31-4



                                                                R: Regulations on
1. Trading intent                            Annex VII Part A Capital Adequacy (I)     § 31-4



                                                                R: Regulations on
2. Systems and controls                      Annex VII Part B Capital Adequacy (I)     § 31-1 and § 31-4


                                                                R: Regulations on
3. Internal hedges                           Annex VII Part C Capital Adequacy (I)     § 31-1 (2)


                                                                R: Regulations on
4. Inclusion in the trading book             Annex VII Part D Capital Adequacy (I)     § 31-1 and § 31-4



                                                                                       § 1 to § 9 (Norway has
                                                                R: Regulations on
                                                                                       not implemented the
III. Own funds                                 Art.12 to 17     Measurement of Own
                                                                                       alternative determination
                                                                Funds (I)
                                                                                       in art. 13 (2) to 17)



                                                                R: Regulations on
IV. Provisions against risks                   Art.18 to 21     Capital Adequacy (I)
                                                                                       § 32-4 and § 33-1




                                                                R: Regulations on      § 32-4, § 33-1 and
1. Capital requirements for position risk        Annex I        Capital Adequacy (I)   chapter 35



2. Capital requirements for settlement and                      R: Regulations on
                                                 Annex II       Capital Adequacy (I)
                                                                                       Chapter 37
counterparty risk

3. Capital requirements for foreign                             R: Regulations on
                                                 Annex III      Capital Adequacy (I)
                                                                                       Chapter 38
exchange risks

4. Capital requirements for commodities                         R: Regulations on
                                                 Annex IV       Capital Adequacy (I)
                                                                                       Chapter 39
risk

5. Use of internal models to calculate                          R: Regulations on
                                                 Annex V        Capital Adequacy (I)
                                                                                       Chapter 40
capital requirements
6. Capital requirements for large                           R: Regulations on Large
                                              Annex VI      Exposures (I)
                                                                                    § 1 to § 13
exposures

                                                            L: Securities Trading Act
V. Application of requirements on a                                                   Section 8-12 (Act), § 1 to
                                             Art.22 to 25   (IF), R: Regulations on
                                                                                      § 10 (Regulations)
consolidated basis                                          Consolidation (I)

                                                            R: Regulations on Large
VI. Large exposures                          Art.28 to 32   Exposures (I)
                                                                                    § 1 to § 13



VII. Valuation of positions for reporting                   R: Regulations on
                                               Art.33       Capital Adequacy (I)
                                                                                      § 31-2
purposes


VIII. Risk Management and capital                           R: Regulations on
                                               Art.34       Capital Adequacy (I)
                                                                                      Part X
assessment


                                                            L: Securities Trading Act
                                                                                      Section 8-10 a (Act), § 3-
IX. Supervision                                Art.37       (IF), R: Regulations on
                                                                                      1 (7) (Regulations)
                                                            Capital Adequacy (I)

                                                            R: Regulations on
X. Disclosure by investment firms              Art.39       Capital Adequacy (I)
                                                                                      Part IX

                                                            R: Regulations on
XI. Transitional provisions                  Art.43 to 48   Capital Adequacy (I)
                                                                                      Part XI


L: means texts of laws
R: means texts of Regulations
A: means administrative rules
CI means applicable to credit institutions
IF means applicable to investment firms
I means applicable to both

Securities Trading Act                Act of 19 June 1997 no. 79 on Securities Trading (English text, not updated)
                                      Regulations of 1 January 1990 no. 435 on Measurement of the Own Funds of Finan
Regulations on Measurement of Own Funds:
Regulations on Capital Adequacy:      Regulations of 14 December 2006 no. 1506 on Capital Adequacy for Commercial B
Regulations on Large Exposures:       Regulations of 22. December 2006 no. 1615 on Credit Institutions' and Investment F
Regulations on Consolidation          Regulations of 31 January 2007 no. 121 on the Application of Solvency Requiremen
O

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g (English text, not updated)
urement of the Own Funds of Financial Institutions, Clearing Houses and Investment Firms (English text, not updated)
Capital Adequacy for Commercial Banks, Savings Banks, Finance Companies, Mortgage Credit Institutions, Parent Companies in Financial G
Credit Institutions' and Investment Firms' Large Exposures (Norwegian text)
Application of Solvency Requirements on a Consolidated Basis (Norwegian text)
Parent Companies in Financial Groups, Investments Firms, Management Companies for Securities Funds etc. (Norwegian text)
nds etc. (Norwegian text)

				
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