Mortgage Contracts by spx14903

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									   75ad5334-1f1d-4ce9-a5df-82784e403e01.xls                                                                          Data item data definition                                                                                                      Printed on 4/13/2011

Version:      1
Date:         12 October 2007
Based on:     SUP 16 Annex 18AR                       (Supervision Handbook - RMAR Forms)
              SUP 16 Annex 18BG                       (Supervision Handbook - RMAR Guidance)
              RMAR Validation Rules
              CP 07/17                                (Consultation Paper proposing changes to this data item)

  Reference                        Label                               XML Name                      Data Type                           Validation                      Error code                            Additional Information
    RMA-J     data required for calculation of fees   RMA-J-Fees
                                                                                                                                                                                      An attribute of the data item element, indicating the ISO currency code
                                                         @currency                                    LimCurr
                                                                                                                                                                                      applicable to all monetary values in the data item, eg "GBP"
                                                                                                                                                                                      An attribute of the data item element, indicating the units applicable to
                                                         @units                                        Units
                                                                                                                                                                                      all monetary values in the data item, eg "single"
   1A to 1C   Regulated mortgage contracts               Mortgage
                                                                                                                                                                                      If no measure is required for a fee (for instance if an organisation's fee
                                                                                                                 Must not be submitted if firm's permission does not
     1A       FSA                                           FSAAnnualIncome                           MonPos                                                             ERR0050      is a flat fee, irrespective of a regulated firm's annual income), then the
                                                                                                                 include Mortgage Advising or Arranging.
                                                                                                                                                                                      XML element should be omitted.
                                                                                                                                                                                      If no measure is required for a fee (for instance if an organisation's fee
                                                                                                                 Must not be submitted if firm's permission does not
     1B       FOS                                           FOSAnnualIncome                           MonPos                                                             ERR0050      is a flat fee, irrespective of a regulated firm's annual income), then the
                                                                                                                 include Mortgage Advising or Arranging.
                                                                                                                                                                                      XML element should be omitted.
                                                                                                                                                                                      If no measure is required for a fee (for instance if an organisation's fee
                                                                                                                 Must not be submitted if firm's permission does not
     1C       FSCS                                          FSCSAnnualIncome                          MonPos                                                             ERR0050      is a flat fee, irrespective of a regulated firm's annual income), then the
                                                                                                                 include Mortgage Advising or Arranging.
                                                                                                                                                                                      XML element should be omitted.
   2A to 2C   Non-investment insurance                   NonInvestmentInsurance
                                                                                                                                                                                      If no measure is required for a fee (for instance if an organisation's fee
                                                                                                                 Must not be submitted if firm's permission does not
     2A       FSA                                           FSAAnnualIncome                           MonPos                                                             ERR0050      is a flat fee, irrespective of a regulated firm's annual income), then the
                                                                                                                 include GI advising, arranging, assisting or dealing.
                                                                                                                                                                                      XML element should be omitted.
                                                                                                                                                                                      If no measure is required for a fee (for instance if an organisation's fee
                                                                                                                 Must not be submitted if firm's permission does not
     2B       FOS                                           FOSAnnualIncome                           MonPos                                                             ERR0050      is a flat fee, irrespective of a regulated firm's annual income), then the
                                                                                                                 include GI advising, arranging, assisting or dealing.
                                                                                                                                                                                      XML element should be omitted.
                                                                                                                                                                                      If no measure is required for a fee (for instance if an organisation's fee
                                                                                                                 Must not be submitted if firm's permission does not
     2C       FSCS                                          FSCSAnnualIncome                          MonPos                                                             ERR0050      is a flat fee, irrespective of a regulated firm's annual income), then the
                                                                                                                 include GI advising, arranging, assisting or dealing.
                                                                                                                                                                                      XML element should be omitted.
   3A to 3C   Retail investments                         RetailInvestments
                                                                                                                                                                                      If no measure is required for a fee (for instance if an organisation's fee
                                                                                                                 Must not be submitted if firm's permission does not
     3A       FSA                                           FSAApprovedPersons                         IntPos                                                            ERR0050      is a flat fee, irrespective of the number of relevant approved persons
                                                                                                                 include RI activities, advising or arranging.
                                                                                                                                                                                      at a regulated firm), then the XML element should be omitted.

                                                                                                                                                                                      If no measure is required for a fee (for instance if an organisation's fee
                                                                                                                 Must not be submitted if firm's permission does not
     3B       FOS                                           FOSApprovedPersons                         IntPos                                                            ERR0050      is a flat fee, irrespective of the number of relevant approved persons
                                                                                                                 include RI activities, advising or arranging.
                                                                                                                                                                                      at a regulated firm), then the XML element should be omitted.

                                                                                                                                                                                      If no measure is required for a fee (for instance if an organisation's fee
                                                                                                                 Must not be submitted if firm's permission does not
     3C       FSCS                                          FSCSApprovedPersons                        IntPos                                                            ERR0050      is a flat fee, irrespective of the number of relevant approved persons
                                                                                                                 include RI activities, advising or arranging.
                                                                                                                                                                                      at a regulated firm), then the XML element should be omitted.




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75ad5334-1f1d-4ce9-a5df-82784e403e01.xls         Handbook layout and sample data   Printed on 4/13/2011

    SECTION J: data required for calculation of fees

    Income for fees calculations
                                            A     B         C


                                           FSA   FOS     FSCS
1   Regulated mortgage contracts
2   Non-investment insurance
3   Retail investments




                                                           Page 2 of 2

								
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