Formal Notice Letter - Excel

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					Main Board : Table of Contents of Revised Guidance for New Listing Applications                                                                                                                   CF069M




Code       Name of Document Template                                                                                                                        Last Update      1st posting on web
CF100M     Main Board : Composite Package of Revised Guidance for New Listing Applications (This document contains all the Main Board checklists and
           forms cited below)                                                                                                                                       Mar-11              Jun-03
CF101M     Main Board : Letter to sponsors dated 2 June 2003                                                                                                                            Jun-03
AA001M     Main Board : Table of Contents of Revised Guidance for New Listing Applications                                                                          Dec-10              Jan-05
CF069M     Main Board : Table of Contents of Revised Guidance for New Listing Applications (EXCEL)                                                                  Mar-11              Jun-03
CF040M     Main Board : IPO - I. Documents to be submitted when making a new listing application                                                                    Nov-09              Jun-03
FF004M     Main Board : IPO - I.A. Form A1 - Listing Application Form (For Equity Securities & Debt Securities)                                                     Nov-09              Apr-03
CF048M     Main Board : IPO - I.B. Additional information to be submitted                                                                                           Jun-09              Jun-03
CF049M     Main Board : IPO - I.C. Basic qualifications for new listing                                                                                             Feb-11              Jun-03
CF050M     Main Board : IPO - I.D. Basic requirements for contents of Prospectus                                                                                    Jun-10              Jun-03
CF051M     Main Board : IPO - I.E. Offering mechanism                                                                                                                                   Jun-03
CF052M     Main Board : IPO - I.F. Property valuation                                                                                                                                   Jun-03
CF053M     Main Board : IPO - I.G. Share option scheme                                                                                                                                  Jun-03
CF054M     Main Board : IPO - I.H. Accountants' report                                                                                                              Mar-11              Jun-03
CF055M     Main Board : IPO - I.I. Share repurchase [Deleted]                                                                                                       Jan-09              Jun-03
CF056M     Main Board : IPO - I.J. Notice to all issuers and their directors [Deleted]                                                                              Jan-09              Jun-03
GG001M     Main Board : IPO - I.K. Sponsor's Undertaking (Appendix 17)                                                                                                                  Jan-05
GG002M     Main Board : IPO - I.L. Sponsor's Statement of Independence (Appendix 18)                                                                                Jan-09              Jan-05
DU001M     Main Board : IPO - I.M. Confirmation and undertaking with regard to Biographical Information of Directors and Supervisors                                Nov-09              Nov-08
SC001M     Main Board : IPO - I.N. Standard comments: To be addressed when replying to our first comment letter                                                     Feb-11               Jul-09
CF041M     Main Board : IPO - II. Documents to be submitted at least 20 clear business days before the expected hearing date [Deleted]                              Nov-09              Jun-03
CF057M     Main Board : IPO - II.A. Articles of association [Deleted]                                                                                               Nov-09              Jun-03
CF058M     Main Board : IPO - II.B. Supplementary checklist of provisions to be Included in articles of association of PRC incorporated issuers [Deleted]
                                                                                                                                                                      Nov-09             Jun-03
CF042M     Main Board : IPO - III. Documents to be submitted at least 15 days before the expected hearing date [Deleted]                                              Nov-09             Jun-03
FF006M     Main Board : IPO - III.A. Form B - Declaration and undertaking with regard to Directors [Deleted, see VIII.E below]                                        Jan-09             Apr-03
FF011M     Main Board : IPO - III.A. Form H - Declaration and undertaking with regard to Directors of an issuer incorporated in the PRC [Deleted, see VIII.E
           below]                                                                                                                                                     Jan-09             Apr-03
FF012M     Main Board : IPO - III.A. Form I - Declaration and undertaking with regard to Supervisors of an issuer incorporated in the PRC [Deleted, see
           VIII.E below]                                                                                                                                              Jan-09             Apr-03
CF059M     Main Board : IPO - III.B. Draft Undertaking to be given by each of sponsors and underwriters where no profit forecast is contained in the
           Prospectus [Deleted]                                                                                                                                       Jun-09             Jun-03
CF060M     Main Board : IPO - III.C. New listing particulars [Deleted and moved to V.C below]                                                                         Nov-09             Jun-03
CF061M     Main Board : IPO - III.D. Summary of key financial ratios during the track record period [Deleted and moved to V.D below]                                  Nov-09             Jun-03
CF043M     Main Board : IPO - IV. Documents to be submitted at least 10 clear business days before the expected hearing date [Deleted]                                Nov-09             Jun-03
FF020M     Main Board : IPO - IV.A. Form 11A - Formal Notice for Offers for Sale or Subscription [Deleted and moved to VI.G]                                          Nov-09             Jun-03
FF021M     Main Board : IPO - IV.A. Form 11B - Formal Notice for Introductions [Deleted and moved to VI.G]                                                            Nov-09             Jun-03
FF022M     Main Board : IPO - IV.A. Form 11C - Formal Notice for Placings [Deleted and moved to VI.G]                                                                 Nov-09             Jun-03
CF062M     Main Board : IPO - IV.B. Definitive documents of title [Deleted]                                                                                           Nov-09             Jun-03
CF044M     Main Board : IPO - V. Documents to be submitted at least 4 clear business days before the expected hearing date                                            Nov-09             Jun-03
FFD001M    Main Board : IPO - V.A. Form C1 - Formal Application (For Equity Securities) [Deleted, merged with Form A1, see I.A ]                                      Nov-09             Apr-03
FF008M     Main Board : IPO - V.A. Form C3Z - Formal Application (For Open-ended Investment Companies, Unit Trusts, Mutual Funds and Other Collective
           Investment Schemes governed by Chapter 21 of the Listing Rules) [Deleted and moved to XII.D]                                                               Jun-09             Jun-03
FF023M     Main Board : IPO - V.B. Form 7A [Deleted]                                                                                                                  Apr-04             Jun-03
FF024M     Main Board : IPO - V.B. Form 7B [Deleted]                                                                                                                  Apr-04             Jun-03
FF025M     Main Board : IPO - V.B. Form 7I [Deleted]                                                                                                                  Apr-04             Jun-03
CF060M     Main Board : IPO - V.C. New listing particulars [Moved from III.C above]                                                                                   Nov-09             Jun-03
CF061M     Main Board : IPO - V.D. Summary of key financial ratios during the track record period [Moved from III.D above]                                            Nov-09             Jun-03
CF045M     Main Board : IPO - VI. Documents to be submitted before bulk-printing of the Prospectus                                                                    Nov-09             Jun-03
CF063M     Main Board : IPO - VI.A. Adoption of Standard Transfer Form (STF) [Deleted]                                                                                Jun-09             Jun-03
CF064M     Main Board : IPO - VI.B. Confirmation with regard to issuer's own website                                                                                  Jun-07             Jun-03
CF065M     Main Board : IPO - VI.C. e-Submission system registration                                                                                                  Jun-07             Jun-03
FF001M     Main Board : IPO - VI.D. Authorised Representatives / Company Secretary Form                                                                               Jan-09             Jun-03
CF070M     Main Board : IPO - VI.E . Confirmation with regard to posting of Web Proof Information Pack (WPIP)                                                         Apr-09             Jan-08
CF071M     Main Board : IPO - VI.F . Authorisation Letter for submission of WPIP                                                                                                         Apr-09
FF020M     Main Board : IPO - VI.G. Form 11A - Formal Notice for Offers for Sale or Subscription [Moved from IV.A]                                                    Nov-09             Jun-03
FF021M     Main Board : IPO - VI.G. Form 11B - Formal Notice for Introductions [Moved from IV.A]                                                                      Nov-09             Jun-03
FF022M     Main Board : IPO - VI.G. Form 11C - Formal Notice for Placings [Moved from IV.A]                                                                           Nov-09             Jun-03
CF046M     Main Board : IPO - VII. Documents to be submitted as soon as practicable after Listing Committee Hearing but before the date of issue of the
           Prospectus                                                                                                                                                 Feb-11            Jun-03
CF066M     Main Board : IPO - VII.A. IPO Prospectus - First confirmation letter [deleted and combined with CF068M]                                                    Jun-07            Jun-03
CF067M     Main Board : IPO - VII.B. Sponsor's confirmation letter [Deleted]                                                                                          Jun-09            Jun-03
CF068M     Main Board : IPO - VII.C. IPO Prospectus - Confirmation letter                                                                                             Jan-11            Jun-03
GG003M     Main Board : IPO - VII.D. Sponsor's Declaration (Appendix 19)                                                                                              Jan-09            Jan-05
CF047M     Main Board : IPO - VIII. Documents to be submitted after the issue of Prospectus but before dealings commence                                              Feb-11            Jun-03
FFD003M    Main Board : IPO - VIII.A. Form D - Marketing Statement                                                                                                                       Jul-01
FF009M     Main Board : IPO - VIII.B. Form E - Sponsor's Declaration                                                                                                  Jan-05            Jun-03
FFD004M    Main Board : IPO - VIII.C. Form F - Declaration                                                                                                                              Jun-03
CI205M     Main Board : IPO - VIII.D. Placee information sheet                                                                                                        Oct-03            Jun-03
DU002M     Main Board : IPO - VIII.E. Note to Declaration and undertaking with regard to Directors and Supervisors                                                                      Nov-08
DU003M     Main Board : IPO - VIII.E. Form B - Declaration and undertaking with regard to Directors                                                                                     Nov-08
DU004M     Main Board : IPO - VIII.E. Form H - Declaration and undertaking with regard to Directors of an issuer incorporated in the PRC                                                Nov-08
DU005M     Main Board : IPO - VIII.E. Form I - Declaration and undertaking with regard to Supervisors of an issuer incorporated in the PRC                                              Nov-08
GG004M     Main Board : IPO - IX.A. Compliance Adviser's Undertaking (Appendix 20)                                                                                                      Jan-05
FF030M     Main Board : IPO – X. Documents to be submitted when making an application for Transfer of Listing from GEM to Main Board                                  Nov-09            Jun-08
FF031M     Main Board : IPO – X.A Checklist for Transfer of Listing from GEM to Main Board                                                                            Feb-11            Jun-08
FF032M     Main Board : IPO – X.B Form 5J – Formal Application (For Transfer of Listing from GEM to Main Board)                                                                         Jun-08
FF033M     Main Board : IPO – X.C Form 5K – Declaration of Directors and Supervisors with regard to a Transfer of Listing from GEM to Main Board                                        Jun-08
FF034M     Main Board : IPO – X.D Basic requirements for contents of announcement of transfer                                                                                           Jun-08
FF035M     Main Board : IPO – X.E Basic requirements for contents of circular where the transfer application is made by an infrastructure company, mineral
           company or investment company                                                                                                                              Jun-10            Jun-08
FF036M     Main Board : IPO – X.F Undertaking to inform the Exchange of a change in the circumstances with regard to qualifications for a transfer of listing from GEM to Main Board    Jun-08
FF037M     Main Board : IPO – X.G Issuer's authorisation for filing with the Securities and Futures Commission                                                                           Jul-08
FF038M     Main Board : IPO – X.H New Listing Particulars                                                                                                                                Jul-08
FF039M     Main Board : IPO - X.I. Standard comments: To be addressed when replying to our first comment letter                                                       Feb-11             Jul-09
FF051M     Main Board : IPO - XI. Documents to be submitted for Collective Investment Schemes                                                                         Apr-10            Jun-09
FF052M     Main Board : IPO - XI.A Form A2 - Listing Application Form (For Collective Investment Schemes)                                                             Nov-09            Jun-09
FF053M     Main Board : IPO - XI.B Form C3 - Formal Application (For Collective Investment Schemes)                                                                                     Jun-09
FF054M     Main Board : IPO - XI.C Form 7G (Listing Agreement for Collective Investment Scheme)                                                                                         Jun-09
FF055M     Main Board : IPO - XI.D IPO Prospectus - Confirmation letter                                                                                               Jan-11            Jun-09
FF056M     Main Board : IPO - XI.E Standard Comments: To be addressed when replying to our first comment letter                                                       Jan-11            Oct-09
CF027M     Main Board : IPO - XII.A Checklist for Investment Companies governed by Chapter 21 of the Listing Rules                                                                      Dec-10
FF005M     Main Board : IPO - XII.B Form A2 - Advance Booking Form (For Unit Trusts and Mutual Funds) [Deleted]                                                       Jun-09            Apr-03
FF007M     Main Board : IPO - XII.C Form C3 - Formal Application (For Unit Trusts and Mutual Funds) [Deleted]                                                         Jun-09            Apr-03
FF008M     Main Board : IPO - XII.D. Form C3Z - Formal Application (For Open-ended Investment Companies, Unit Trusts, Mutual Funds and Other
           Collective Investment Schemes governed by Chapter 21 of the Listing Rules)                                                                                 Nov-09            Jun-09
FF008MA    Main Board : IPO - XII.E. Listing Agreement for Chapter 21 Investment Companies                                                                                              Dec-10

				
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