Guidelines for Allocation of Funds by igq17388

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									   SEI Asset Allocation Funds - Guidelines
   SEI Asset Allocation Funds
   – Guidelines for Opening New Accounts “On-Book” (Nominee Accounts)
   These guidelines are for advisors using FundSERV to process trades




   STEP 1 > COMPLETE ALL PAPERWORK REQUIRED:
                  Internal Dealer Account Opening Documentation

                If applicable, please also complete the following form(s):
                  SEI Investor Application and Agreement Form Required only for O Class
                  SEI Transfer-In Authorization Form

                  SEI tools include: Questionnaire, Investment Policy Statement and Prospectus


   STEP 2 > ENTER TRADE using applicable fund codes attached below on FundSERV prior to 4:00pm EST (Toronto time).
                For Investments in O class Asset Allocation Funds an SEI Investment Application and Agreement Form is Mandatory



                       SEI ASSET ALLOCATION FUNDS                       O Class          P Class           F Class
                       Income 100 Fund                                  PCA033           PCA233            PCA333

                       Income 20/80 Fund                                PCA034           PCA234            PCA334

                       Income 30/70 Fund                                PCA035           PCA235            PCA335

                       Conservative Monthly Income Fund                 PCA037           PCA237            PCA337

                       Income 40/60 Fund                                PCA025           PCA225            PCA325

                       Balanced 50/50 Fund                              PCA036           PCA236            PCA336

                       Balanced 60/40 Fund                              PCA007           PCA207            PCA307

                       Balanced Monthly Income Fund                     PCA038           PCA238            PCA338

                       Growth 70/30 Fund                                PCA024           PCA224            PCA324

                       Growth 80/20 Fund                                PCA026           PCA226            PCA326

                       Growth 100 Fund                                  PCA027           PCA227            PCA327

                       Global Growth 100 Fund                           PCA028           PCA228            PCA328

                       Trades entered prior to 4:00pm EST (Toronto time) on FundSERV will settle in 3 business days.




AUGUST 2008                            For Financial Intermediary use only. Not for public distribution.                     www.seic.com
   FAQ:
   Where can I find all of the SEI forms and applications?
    All forms can be found on our website for Advisors: www.seic.com, under Investor Accounts – Forms and Applications.


   Where do I send all completed SEI forms and applications?
    All forms are to be mailed or faxed to IFDS at:
    International Financial Data Services (IFDS)
    Attention: SEI Client Service
    30 Adelaide Street East, Suite 1
    Toronto, ON M5C 3G9
    Fax: 1-866-733-9555
    In case of inquiries, please call: 1-866-SEI-3388


   How do I set up PACs/SWPs for existing SEI accounts?
    For regularly scheduled PACs (Pre-Authorized Chequing) and/or SWPs (Systematic Withdrawal’s) please enter trade on
    FundSERV or complete the following form(s) and fax to IFDS at 1-866-733-9555.
      SEI Pre-Authorized Chequing Plan Application Form
      SEI Systematic Withdrawal Plan Application Form


   How do I make an additional investment for existing SEI accounts?
    For additional investments in the SEI Asset Allocation Fund, you have 2 options:
    1. Please refer to Step 2 - Enter additional investments on FundSERV to the appropriate SEI Asset Allocation Fund.
    OR
    2. Complete the SEI Additional Investment Form and fax to IFDS at 1-866-733-9555.


   How do I make a redemption for existing SEI accounts?
    For redemptions in SEI Asset Allocation Fund(s), there are two options:
    1. Enter trade on FundSERV for selected SEI Asset Allocation Fund held.
    OR
    2. Fill out Redemption Form and fax to IFDS at 1-866-733-9555.
    Please note SEI may impose a fee of up to 2% for redemptions/switches made within 90 days of the purchase date. Please
    refer to the SEI Prospectus for more information.


   How do I obtain distributions in cash?
    In order to receive distributions in cash please complete Section 5 in the SEI Investor Application & Agreement Form.


   How do I switch classes?
    For transfers out of O Class, please email CSCanada@seic.com to ensure that the final O Class fee is collected and client
    assets can be correctly transferred.
    To switch classes you have two options to choose from:
    1. Fill out SEI Investment Application and Agreement Form and fax to IFDS.
    2. Send in a Letter of Direction (LOD) including the following: Client Name, SEI Account #, and intent as to which class
       you are switching to with client signature. The LOD should be signature guaranteed by your head office. For client name
       registered accounts you may use a current Limited Trading Authorization (LTA) form. The form must be the most recent
       version April 2005, previously signed forms will not be accepted.




AUGUST 2008                            For Financial Intermediary use only. Not for public distribution.                         www.seic.com

								
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