Market Sizing Proposal

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					The Cerulli Edge-U.S. Edition Topic Index (updated through October 2010)
                    790036b3-ebe1-452f-a098-d77213e5a5d6.xls

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To search TOPICS or KEY WORDS, use Edit/Find off main menu.
To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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  ISSUE                                                                      SECONDARY
                                    PRIMARY THEME
   NO.                                                                         THEME


   158                           Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   158                            Readers’ Choice Issue
   157                       Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
To view EXHIBITS, click "3" in upper left to expand then Edit/Find off the main menu ("1" to collapse).
Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   157                        Training and Education Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
   156                    International/Global Products Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   155                         Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   155                          Delivering Solutions Issue
   154                        Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   154                         Post-Crisis Marketing Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
To view EXHIBITS, click "3" in upper left to expand then Edit/Find off the main menu ("1" to collapse).
Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   152                        Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
To view EXHIBITS, click "3" in upper left to expand then Edit/Find off the main menu ("1" to collapse).
Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   151                        Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   151                         Underrated Channels Issue
   150                             Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   148                       Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   146                           Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

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   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   144                              New Reality Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   143                           Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

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   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   142                           Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
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   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   141                             Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

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   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   140                          Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   139                       Corporate Organization Issue
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                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

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   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
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   139                        Corporate Organization Issue
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   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
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   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
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   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
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   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   138                            Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
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   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
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   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
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   137                          Regulatory Update Issue
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   137                          Regulatory Update Issue
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   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
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   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
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   136                               Year-End Issue
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   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
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   136                               Year-End Issue
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   135                           High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
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   135                            High-Net-Worth Issue
   134                           Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
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   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
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   134                            Readers' Choice Issue
   133                              Distribution Issue
   133                              Distribution Issue
   133                              Distribution Issue
   133                              Distribution Issue
   133                              Distribution Issue
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   133                              Distribution Issue
   133                              Distribution Issue
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   133                              Distribution Issue
   133                              Distribution Issue
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   133                              Distribution Issue
   133                              Distribution Issue
   133                              Distribution Issue
   133                              Distribution Issue
   133                              Distribution Issue
   133                              Distribution Issue
   133                              Distribution Issue
   133                              Distribution Issue
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   133                              Distribution Issue
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   132                               Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
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   132                                Solutions Issue
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   132                                Solutions Issue
   132                                Solutions Issue
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                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

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   132                                Solutions Issue
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   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   131                        Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
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   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   130                     Subadvisory Opportunitites Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   129               Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
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   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
   128                 Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
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   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
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                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

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   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue

   126                        Portfolio Construction Issue

   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
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                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

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   126                        Portfolio Construction Issue
   125                      Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue

   124                               Year-End Issue

   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
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   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   123                             Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning

   123                              Strategic Planning

   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
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   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   122                              Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   121                      Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
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   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact

   121                       Gatekeepers & Product Impact

   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   120                               Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
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   120                                Customization
   120                                Customization
   120                                Customization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization                        Global Investing
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
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   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   117                              Investment Only
   117                               Investment Only
   117                               Investment Only                      Supersized Funds, 403(b), Insurance General Accounts
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
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   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks                         Embedded advice products, Branding, Variable Annuities
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging                         Socially Responsible Funds, Donor-Advised Funds
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
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   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   114                             Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
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   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   112                                  Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
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   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
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   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   109                                Organization
   109                                 Organization
   109                                 Organization
   109                                Client's Choice
   109                                Client's Choice
   109                                Client's Choice
   109                                Client's Choice
   109                                Client's Choice
   109                                 Organization
   109                                Client's Choice
   109                                Client's Choice
   109                                Client's Choice
   109                                 Organization
   109                                Client's Choice
   109                                Client's Choice
   108                               Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
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                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls

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   108                                Client's Choice
   108                                Client's Choice
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
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   106                                   Learning
   106                                   Learning
   105                          Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
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   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
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   102                                   Savings
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   100                                  Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
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   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   98                                 Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
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   98                                  Organization
   98                                  Organization
   98                                  Organization
   97                                Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   96                                  Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
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   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy

   95                         Asset Management Strategy

   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy

   94                             Distribution Strategy
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   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation                        Post-accumulation planning
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
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   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   91                                 Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
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   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   89                               Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   88                                   Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
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   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   87                                     Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   86                                 Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   85                             Client's Choice Issue
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   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
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   84                                  Retirement
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy                     HNW, Affluent
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
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   81                                    Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   80                                  Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
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   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
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   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice                           Advisor
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
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   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce                       Retirement
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance                            Multimanager
   74                                   Insurance
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
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   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory                          HNW, Affluent
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   70                             Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
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   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks                               Technology
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   67                                  Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
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   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   66                                Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   65                                College Savings
   65                                College Savings
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   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
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   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
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   62                         Funding Retirement Income
   62                         Funding Retirement Income                       Technology
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   61                              Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
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   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   58                             Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue                    Affluent, HNW
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
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   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
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   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
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   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
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   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
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   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance                           Alt Investments
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
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   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   47                          Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives                       Wealth
   46                             Client's Choice Issue                      Management
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
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   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   44                        Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
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   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   43                         Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   42                                  Wholesaling
   42                                  Wholesaling
   42                                  Wholesaling
   42                                  Wholesaling
   42                                  Wholesaling
   42                                  Wholesaling
   42                                  Wholesaling
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
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   41                                  Retirement
   41                                  Retirement
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA                               Subadvisory
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   38                          Managed Accounts/Wraps                           Advisors
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
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   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   36                          Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   35                              Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities                     Wealth, Affluent
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   34                             Client's Choice Issue
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   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue                        Global
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   32                                 International                           Technology
   32                                 International
   32                                 International
   32                                 International
   32                                 International
   32                                 International
   32                                 International
   32                                 International
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
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   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   29                             Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
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   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   27                               Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   26                        Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
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   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
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   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   22                             Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
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   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition                        Technology
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   20                                  Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
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   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet                               Global
   19                                    Internet
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
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   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   17                                 International
   17
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
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   16                                Year-End Issue
   16                                Year-End Issue
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   14                              Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
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   14                               Financial Advisors
   14                               Financial Advisors
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   10                             Client's Choice Issue
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   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue

   10                              Client's Choice Issue
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    7                        Independent Broker/Dealers
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    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers

    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
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    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
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    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    3                             Fund Supermarkets                            Affluent
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    2                            Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
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             ISSUE/ARTICLES                                                                                                                  ISSUE DATE


             Readers’ Choice Issue : Getting Real about Green Shoots                                                                           Oct-10
             Institutional Asset Management: Green Shoot: Consultant Relations                                                                 Oct-10
             Exhibit: Selected Fast-Growing Consulting Firms, 2006 vs. 2009                                                                    Oct-10
             Exhibit: Institutional Consultants: Satisfaction with Asset Manager's Consultant Relations, 1Q 2010                               Oct-10
             Exhibit: Institutional Consultants: Areas for Improvement in Consultant Relations, 1Q 2010                                        Oct-10
             Institutional Asset Management: Green Shoot : New DOL Ruling                                                                      Oct-10
             Exhibit: Department of Labor's Three-Pronged Strategy to Fee Disclosure, 2010                                                     Oct-10
             Exhibit: Service Providers Covered by DOL's Interim Final Regulation under ERISA 408(b)(2), 2010                                  Oct-10
             Exhibit: Key Parties Affected by DOL's Interim Final Regulation, 2010                                                             Oct-10
             Retail Asset Management: Green Shoot: Subadvising Alternative Products                                                            Oct-10
             Exhibit: Top-15 Selling New Subadvised Mutual Funds by AUM and Flows, August 2010 YTD                                             Oct-10
             Exhibit: Top-10 Long-Term Subadvisory Mutual Fund Sponsors:Multiple Subadvisor and Unaffiliated Single Subadvisor, 2009           Oct-10
             Exhibit: Investment Styles in Target-Date Funds Most Likely Outsourced to Unaffiliated Subadvisors, 2010                          Oct-10
             Retail Asset Management: Green Shoot: Pseudo Portfolio Managers                                                                   Oct-10
             Exhibit: Expectation for Change in Personnel by Function Within Next Year, 2010                                                   Oct-10
             Exhibit: Portfolio Specialist/Investment Analyst Position, 2010                                                                   Oct-10
             Exhibit: Attributes That Have Influenced Change to the Product Development Cycle, 2010                                            Oct-10
             Intermediary Distribution: Green Shoot: Regional Broker/Dealers                                                                   Oct-10
             Exhibit: 1-year CAGR of Advisors by Channel, 2009                                                                                 Oct-10
             Exhibit: Top-15 Regional Broker/Dealers by Advisor Headcount, 2004–2009                                                           Oct-10
             Exhibit: Advisor Core Market by Channel, 2010                                                                                     Oct-10
             Retail Investors: Green Shoot: Limited Advice                                                                                     Oct-10
             Exhibit: Willingness to Pay for Advice, 2008–2009                                                                                 Oct-10
             Exhibit: Household Opinion of Financial Providers, 2009                                                                           Oct-10
             Exhibit: Willingness to Pay for Advice, 2008–2009                                                                                 Oct-10
             Retirement: Green Shoot: Redefinition in DC Markets                                                                               Oct-10
             Exhibit: Importance of the Investment Trends in Attracting 401(k) Business, Plan Provider Perspective, 2Q 2010                    Oct-10
             Exhibit: Advisor Services Provided to Defined Contribution Plans, 2010                                                            Oct-10
             Exhibit: 401(k) Participants by Type, 1999–2015E                                                                                  Oct-10
             Annuities & Retirement Income: Green Shoot: Single Premium Immediate Annuities                                                    Oct-10
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             Exhibit: Retail Annuity Growth Opportunities, Insurance Company Perspective, 2010                                                 Oct-10
             Exhibit: Advisor Assessment of Annuities as Rollover Vehicles, 2005–2009                                                          Oct-10
             Exhibit: Immediate Annuity Sales as a Percentage of Total Annuity Sales, 1999–2009E                                               Oct-10
             Managed Accounts: Green Shoot: Unified Managed Accounts                                                                           Oct-10
             Exhibit: Unified Managed Accounts Program Assets, Net Flows, and Net Flows as a Percentage of Total Assets, 1Q 2009–2Q 2010       Oct-10
             Exhibit: Average Advisor Participation Rate in UMA Programs, 2Q 2009–2Q 2010                                                      Oct-10
             Exhibit: Asset Manager Experience With Model Portfolios To Date, 2010                                                             Oct-10
             International                                                                                                                     Oct-10
             Exhibit: Global Asset Management Industry Assets Under Management , 2005–2014E                                                    Oct-10
             Exhibit: Global Asset Management Industry Assets Under Management Marketshare by Investment Objective, 2005–2014E                 Oct-10
             Training and Education Issue: Teach a Man to Fish…                                                                                Sep-10
             Exhibit: Licenses and Designations Held by Wholesalers by Production Level, 2010                                                  Sep-10
             Wholesaler Training: Preparing the Troops                                                                                         Sep-10
             Exhibit: National Sales Manager: Greatest Challenges Facing Wholesale Distributors, 2010                                          Sep-10
             Exhibit: Wholesaler Age by Productivity Tier, 2010                                                                                Sep-10
             Exhibit: Sources of New Wholesaler Hires, 2008–2010                                                                               Sep-10
             Exhibit: Wholesaler Interest in Additional Training Topics by Tier, 2010                                                          Sep-10
             Exhibit: National Sales Managers Ranking of Training Method Effectiveness, 2010                                                   Sep-10
             Broker/Dealer Training and Education: Wholesalers Become the Geek Squad                                                           Sep-10
             Exhibit: Greatest Challenges Faced by Wholesalers, 2009 vs. 2010                                                                  Sep-10
             Exhibit: Primary Value of Wholesalers, 2010                                                                                       Sep-10
             Exhibit: National Sales Manager: Best Description of Current Distribution Philosophy, 2010                                        Sep-10
             Exhibit: Wholesaler Assessment in B/D Technology Platforms, 2010                                                                  Sep-10
             Exhibit: Profiling Topics of Interest for Wholesalers, 2010                                                                       Sep-10
             DC Managed Accounts: Lagging, but With Education…                                                                                 Sep-10
             Exhibit: NQDIA Asset Growth within DC Plans Between Year-End 2008 and Year-End 2009                                               Sep-10
             Exhibit: Managed Accounts in DC Plans: Mutual Fund Advisory Programs                                                              Sep-10
             Exhibit: Percent of DC Plans with Autoenrollment and QDIA Selections for Autodeferrals by Segment, 2008                           Sep-10
             Exhibit: Top DC Managed Account Sponsors, 1Q 2009 vs. 1Q 2010                                                                     Sep-10
             Quantitative Insights                                                                                                             Sep-10
             Wholesaler Training                                                                                                               Sep-10
             Exhibit: Desired Wholesaler Training by Age Range, 2010                                                                           Sep-10
             Exhibit: Wholesalers' Rating of Importance of Skills vs. Their Own Skill Level, 2010                                              Sep-10
             Sales Management                                                                                                                  Sep-10
             Exhibit: Ratio of Wholesalers to Divisional Sales Managers, 2008-2010                                                             Sep-10
             Exhibit: Divisional Sales Manager Time Allocation, 2008-2010                                                                      Sep-10
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             Advisor Training                                                                                                                        Sep-10
             Exhibit: Growth of Client Base After Receiving Professional Designation, 2010                                                           Sep-10
             Exhibit: Portfolio Construction Assistance Provided by Broker/Dealer or Custodian, 2010                                                 Sep-10
             Managed Account Adoption                                                                                                                Sep-10
             Exhibit: Preferred Way to Learn About New Managed Account Programs, 2010                                                                Sep-10
             Exhibit: Advisor Opinion of Unified Managed Account (UMA) Programs, 2010                                                                Sep-10
             International/Global Products Issue: Cause & Effect                                                                                     Aug-10
             Exhibit: Global and International Mutual Fund Assets by Type, May 2010                                                                  Aug-10
             Exhibit: Investment Products That Asset Managers Say Advisors Are Requesting, 2010                                                      Aug-10
             Global Allocation Funds: Worldly Concerns, Core Returns                                                                                 Aug-10
             Exhibit: Top-Selling Funds with an Absolute-Return Approach, 12-Months Ended May 2010                                                   Aug-10
             Exhibit: Allocation of New Product Development by Investment Strategy, 2010                                                             Aug-10
             Exhibit: Portfolio Construction Strategies: Traditional International Allocation vs. Global Core-Satellite Allocation                   Aug-10
             Case Study: First Eagle: Core Positioning                                                                                               Aug-10
             International Equity Distribution: Parlez-Vous International Equity?                                                                    Aug-10
             Exhibit: International and Domestic Mutual Funds Assets as a Percentage of Total Equity Mutual Fund Assets, 1999–2009                   Aug-10
             Exhibit: Household Ownership of International Equity Securities and International Equity Mutual Funds by Investable Asset Range, 2009   Aug-10
             Exhibit: Advisor Frameworks for International Equity Exposure                                                                           Aug-10
             International/Global Fixed-Income Product and Positioning: Global Bonding                                                               Aug-10
             Exhibit: Fixed-income Mutual Fund Ownership by Investable Asset Range, 2009                                                             Aug-10
             Exhibit: Expectation for New Product Development Budget in Relation to Other Initiatives of Firm, 2010                                  Aug-10
             Exhibit: New International Strategy Retail Product Plans, 2008 vs. 2010                                                                 Aug-10
             Exhibit: Top-15 Open-End Mutual Fund Morningstar Categories by Net New Flows, Year-to-Date May 2010                                     Aug-10
             Case Study: JPMorgan Strategic Income Fund: Lessons in the Positioning of International Bond Products                                   Aug-10
             Quantitative Insights                                                                                                                   Aug-10
             Product Development Plans                                                                                                               Aug-10
             Exhibit: Number of New Products Slated for Launch During the Next 12 Months, 2010                                                       Aug-10
             Exhibit: Allocation of Total New Products Focused on International Strategies, 2010                                                     Aug-10
             Mutual Funds                                                                                                                            Aug-10
             Exhibit: Long-Term Mutual Fund Net New Flows by Fund Type, 2003–May 2010 YTD                                                            Aug-10
             Exhibit: Long-Term Mutual Fund and ETF Assets by Fund Type, May 2010                                                                    Aug-10
             Exhibit: Percentage of New Mutual Funds by Fund Type Introduced in a Given Year, 2003–May 2010 YTD                                      Aug-10
             Exhibit: Number of Mutual Funds by Fund Type, 2003–May 2010                                                                             Aug-10
             Fees and Expenses                                                                                                                       Aug-10
             Exhibit: Actively Managed Mutual Funds Average Management Fee, 2009                                                                     Aug-10
             Exhibit: Advisors' Reported Change in Client Sensitivity to Expenses in the Past 12 Months by Channel, 2009                             Aug-10
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             Delivering Solutions Issue: Cause & Effect                                                                                    Jul-10
             Exhibit: Most Critical Factors for Success with Institutional Clients in 2010                                                 Jul-10
             Inflation Solutions: Hyper About Inflation                                                                                    Jul-10
             Exhibit: Real Asset Investing Characteristics                                                                                 Jul-10
             Exhibit: Annual TIPS Issuance, 2007–2009                                                                                      Jul-10
             Exhibit: Top-10 Mutual Funds in Inflation-Hedging Strategies, May 2010                                                        Jul-10
             Liability-Driven Investment Solutions: Sailing into the Wind?                                                                 Jul-10
             Exhibit: Global LDI Usage vs. U.S. Usage, SEI Survey of 150 DB Plan Sponsors, 2007–2009                                       Jul-10
             Exhibit: Citi Pension Liability Index, December 2005–August 2009                                                              Jul-10
             Exhibit: Wild Ride: Selected Long-Duration Manager Performance, 2008–2009                                                     Jul-10
             Exhibit: Corporate DB Sponsors' Implementation of LDI, 2Q 2009 vs. 4Q 2009                                                    Jul-10
             Distribution Solutions: Do-si-do                                                                                              Jul-10
             Exhibit: Projected Asset Marketshare by Channel, 2008–2012E                                                                   Jul-10
             Exhibit: Percentage of Mutual Fund and Separate Account Sales Influenced by the Professional Buyer at Broker/Dealers, 2009    Jul-10
             Exhibit: The Degree with Which Asset Managers Agree with Statements Regarding Focus Lists, 2010                               Jul-10
             Exhibit: Backward Integration: Acquiring ownership of one’s supply chain                                                      Jul-10
             Quantitative Insights                                                                                                         Jul-10
             Target-Date Funds                                                                                                             Jul-10
             Exhibit: Target-Date Funds                                                                                                    Jul-10
             Exhibit: DC Plan Sponsors' Intentions to Enhance Plans, 2010                                                                  Jul-10
             Exhibit: Likelihood of Attributes in Next Generation of Target-Date Funds, 2010                                               Jul-10
             Product Development                                                                                                           Jul-10
             Exhibit: Likelihood of Attributes in Next Generation of Target-Date Funds, 2010                                               Jul-10
             Exhibit: Asset Managers Rate Product Development Focus for Various Investment Vehicles, 2010                                  Jul-10
             Exhibit: Asset Managers Describe Attitude Toward Product Development Given Volatility of Investor Flows, 2010                 Jul-10
             Exhibit: Asset Managers Describe Openness of Distributors to Adding Products to Platforms Post-Market Crisis, 2010            Jul-10
             Exhibit: Asset Managers Rate Main Drivers of Product Innovation in the Next 1-3 Years, 2010                                   Jul-10
             Exhibit: Top Strategies Being Requested by Professional Buyers, 2010                                                          Jul-10
             Post-Crisis Marketing Issue: Making Lemonade                                                                                  Jun-10
             Exhibit: Reasons Asset Management Wholesalers Believe Advisors Do Business with Them, 2Q 2010                                 Jun-10
             Post-Crisis Brand Strategy: Look at Us Now                                                                                    Jun-10
             Exhibit: Future of Brand's Importance in the Retail Intermediary Marketplace, 2007–2009                                       Jun-10
             Exhibit: Challenges in Implementing Product Strategy, 2010                                                                    Jun-10
             Exhibit: Plans for Future Advertising by Media Outlet, 2009                                                                   Jun-10
             Post-Crisis Value-Add Programs: Who Are You?                                                                                  Jun-10
             Exhibit: Wholesalers' Greatest Challenge, 2Q 2010                                                                             Jun-10
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             Exhibit: Sales Managers: Most Effective Types of Marketing to Use with Advisors, 2009                                            Jun-10
             Exhibit: Wholesalers' Primary Value to Advisors, 2Q 2010                                                                         Jun-10
             Exhibit: Wholesaler-Advisor Comparison: Years as Wholesaler vs. Years as Advisor, 2009                                           Jun-10
             Post-Crisis Variable Annuity Marketing: Wanted: New Cash                                                                         Jun-10
             Exhibit: Household Opinion of Annuities, 2009                                                                                    Jun-10
             Exhibit: Greatest Challenge in Marketing Variable Annuities, 2010                                                                Jun-10
             Exhibit: Most Significant Long-Term Impact of the Market Crisis on the Development and Positioning of Variable Annuities, 2010   Jun-10
             Exhibit: Percentage of Variable Annuity Target-Risk Fund Sales Attributable to Living Benefit Requirements, 2010                 Jun-10
             Quantitative Insights                                                                                                            Jun-10
             Wholesalers                                                                                                                      Jun-10
             Exhibit: Wholesalers Rate the Quality of Competitive Information They Receive from Their Firms, 2Q 2010                          Jun-10
             Exhibit: Wholesalers Rate Elements of a Successful Sales Idea, 2Q 2010                                                           Jun-10
             Advertising and Marketing                                                                                                        Jun-10
             Exhibit: Trade Publications Advertising Focus, 2009                                                                              Jun-10
             Exhibit: Sales Managers Rate the Most Important Element of a Successful Marketing Piece, 2009                                    Jun-10
             Consumer Ratings for Product Providers                                                                                           Jun-10
             Exhibit: Top-Ranked Providers of Mutual Funds for Households Considering a Mutual Fund Purchase, 2009                            Jun-10
             Exhibit: Households' Rating Impression of Retirement Providers by Age Range, 2009                                                Jun-10
             Financial Advisors                                                                                                               Jun-10
             Exhibit: Advisors' Greatest Competition for Clients by Advisor Channel, 2009                                                     Jun-10
             Exhibit: Client Segmentation Strategies by Client Net Worth, 2009                                                                Jun-10
             Shelf Space Issue: Top Shelf                                                                                                     May-10
             Exhibit: Greatest Challenges for Asset Managers, 2009                                                                            May-10
             Product Design: Shelf Ready                                                                                                      May-10
             Exhibit: Percentage of Mutual Fund and Separate Account Sales Influenced by the Professional Buyer at Broker/Dealers, 2009       May-10
             Exhibit: Category Rotation, 2006 vs. 2009                                                                                        May-10
             Case Study: Vanguard: Rotating and Vanguarding                                                                                   May-10
             Exhibit: Top-10 New Funds Based on Net Flows, February 2010                                                                      May-10
             Exhibit: Schwab's New ETF Lineup vs. Similar ETFs, February 2010                                                                 May-10
             Case Study: Natixis: Standing Out on the Shelf                                                                                   May-10
             Key Accounts: Armed and Ready                                                                                                    May-10
             Exhibit: Typical Asset Manager Salesforce Headcount by Functional Role, 2009                                                     May-10
             Exhibit: Expected Change in Salesforce Headcount by Functional Role, 2009                                                        May-10
             Exhibit: Wholesalers' Most Desired Information from Key Accounts Team, 2010                                                      May-10
             Investor-Focused Product Solutions: I is for Investor                                                                            May-10
             Exhibit: Households’ Most Important Financial Goals, 2009                                                                        May-10
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             Exhibit: I-FOCUSED Criteria                                                                                                                           May-10
             Exhibit: Households' Trust of Financial Firms, 2009                                                                                                   May-10
             Quantitative Insights                                                                                                                                 May-10
             Financial Advisors                                                                                                                                    May-10
             Exhibit: Wholesalers' Opinions About B/Ds' Technology Platforms, 2010                                                                                 May-10
             Exhibit: Headcount of Top-25 Broker/Dealers as a Percentage of Industry Headcount, 2004-2009E                                                         May-10
             Fund Categories                                                                                                                                       May-10
             Exhibit: Category Rotation, 2005, 2007, 2009                                                                                                          May-10
             Exhibit: Top-Selling Mutual Funds and Some of Their Attributes, February 2010                                                                         May-10
             Advisor Concerns                                                                                                                                      May-10
             Exhibit: Advisor Concerns for Investors’ Financial Well-Being, 2009                                                                                   May-10
             Shelf Space                                                                                                                                           May-10
             Exhibit: Asset Manager Control Over Shelf Space Variables                                                                                             May-10
             Mergers & Aquisitions Issue: Under Pressure                                                                                                           Apr-10
             Exhibit: Pressures on the Investment Management Industry, 2010                                                                                        Apr-10
             Case Studies of Asset Management Mergers: Virtuous versus Vicious                                                                                     Apr-10
             Exhibit: Alliance Capital Management and Sanford C. Bernstein Pre-Merger Characteristics, June 30, 2000                                               Apr-10
             Exhibit: TCW Mutual Fund Assets and Flows, August 2009–January 2010                                                                                   Apr-10
             Exhibit: Mutual Fund Overlap: Invesco Aim and Morgan Stanley/Van Kampen Funds by Morningstar Category, 2009                                           Apr-10
             Exhibit: Enhanced Fixed-Income Capabilities After the Merger of Invesco Aim and Morgan Stanley/Van Kampen, 4Q 2009                                    Apr-10
             Strategies for Growth Beyond M&A: Merge Ahead: Choose Alternate Route                                                                                 Apr-10
             Exhibit: Potential Merger Pitfalls for Investment Managers, 2010                                                                                      Apr-10
             Exhibit: Asset Managers' View on Whether Distributors Are More Reliant Today on Focus Lists, 2010                                                     Apr-10
             Exhibit: Asset Managers' View on Focus List Effectiveness When Distribution Is Contingent on List Being Limited to a Small Number of Managers, 2010   Apr-10
             Exhibit: Financing Decision Tree, 2010                                                                                                                Apr-10
             Investment Consulting: Clashing Desires                                                                                                               Apr-10
             Exhibit: Top-20 Consulting Firms By Global AUA, 2009                                                                                                  Apr-10
             Exhibit: Global Single-Manager Hedge Fund Assets, 1999–2009                                                                                           Apr-10
             Exhibit: Private DB Net Flows, 2009E–2014E                                                                                                            Apr-10
             Exhibit: Private DB Asset Allocation, 2008                                                                                                            Apr-10
             Exhibit: Percent of Private Defined Benefit Plans That Use a Consultant, 2009                                                                         Apr-10
             Quantitative Insights                                                                                                                                 Apr-10
             Growth Strategies                                                                                                                                     Apr-10
             Exhibit: Wealth Management M&A Metrics, 1998–2008                                                                                                     Apr-10
             Exhibit: Selected Multiaffiliate Firms, January 2010                                                                                                  Apr-10
             Firm Contractions                                                                                                                                     Apr-10
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             Exhibit: Announced Layoffs, 2008–2009                                                                                          Apr-10
             Exhibit: Net Change in Number of Mutual Funds, 2004–2009                                                                       Apr-10
             Hedge Funds and Funds of Hedge Funds                                                                                           Apr-10
             Exhibit: Single-Manager Hedge Funds and Funds of Hedge Funds Net Flows, 4Q 2007–4Q 2009                                        Apr-10
             Exhibit: Distressed Investing: Pressures on Hedge Funds and Funds of Hedge Funds, 2010                                         Apr-10
             Mutual Funds                                                                                                                   Apr-10
             Exhibit: Top and Bottom Morningstar Categories by Flows, 12-Months Ending January 2010                                         Apr-10
             Exhibit: Top-20 Mutual Fund Managers by Net Flows, 12 Months Ending January 2010                                               Apr-10
             Underrated Channels Issue: Catch an Underserved Star                                                                           Mar-10
             Exhibit: Expectation for Most Complicated Salesforce Issue, 2010                                                               Mar-10
             Direct Provider and Discount Brokerage Channels: Don’t Discount the Discounters                                                Mar-10
             Exhibit: Cerulli Wealth Tiers, 2010                                                                                            Mar-10
             Exhibit: Licenses and Designations Advisors Hold by Core Market, 2009                                                          Mar-10
             Exhibit: Retail Addressable Markets by Net Worth Range, 3Q 2009E                                                               Mar-10
             Exhibit: Top-10 Managed Account Program Sponsors Across All Industry Segments, 4Q 2009                                         Mar-10
             Regional Broker/Dealers and Managed Accounts: Regionally Speaking                                                              Mar-10
             Exhibit: Total Managed Accounts Assets by Channel Scorecard, 2007–2009                                                         Mar-10
             Exhibit: Top Regional Broker/Dealer Sponsors by Managed Account Assets, 4Q 2009                                                Mar-10
             Exhibit: Percentage of Client Assets Held in Managed Accounts by Channel, 2009                                                 Mar-10
             Exhibit: Managed Accounts Penetration of Advisor-Distributed Assets in Selected Channels, 2008                                 Mar-10
             Insurance General Accounts: Land of Opportunity                                                                                Mar-10
             Exhibit: Insurers Partner with Asset Managers                                                                                  Mar-10
             Exhibit: Total Insurance General Account Assets and Growth, 1998–2008                                                          Mar-10
             Exhibit: Top 20 Managers of Unaffiliated Insurance General Account Assets, 2007–2008                                           Mar-10
             Quantitative Insights                                                                                                          Mar-10
             Manager Growth and Challenges                                                                                                  Mar-10
             Exhibit: Greatest Challenges for Asset Managers, 2009                                                                          Mar-10
             Exhibit: Drivers of Future Growth for Asset Managers, 2009                                                                     Mar-10
             Institutional Managers                                                                                                         Mar-10
             Exhibit: Institutional Manager: Historical and Expected Asset Bases by Marketplace, 2009                                       Mar-10
             Exhibit: Institutional Manager: Channel Profitability Rankings, 2009                                                           Mar-10
             Retail Managers                                                                                                                Mar-10
             Exhibit: Retail Manager: Expected Future Asset Growth by Client/Product Type, 2009                                             Mar-10
             Exhibit: Retail Manager: Third-Party Distributed Channel Profitability Rankings, 2009                                          Mar-10
             Advisor Channels                                                                                                               Mar-10
             Exhibit: Headcount of Top 25 Broker/Dealers as a Percentage of Industry Headcount, 2004–2009E                                  Mar-10
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             Exhibit: Salesforce Resource Allocation by Channel, 2009 vs. 2012E                                                                               Mar-10
             Alternatives Issue: Defending the Portfolio                                                                                                      Feb-10
             Exhibit: Alternatives Role in Portfolio Construction, 2010                                                                                       Feb-10
             Exhibit: Factors Driving Asset Manager Interest in Alternative Investments, 2010                                                                 Feb-10
             Distribution of Alternatives: All the Right Moves                                                                                                Feb-10
             Exhibit: Number of New Alternative Mutual Funds Launched, 2005–October 2009                                                                      Feb-10
             Exhibit: Greatest Challenges in the Development and Distribution of Alternative Investments, 2010                                                Feb-10
             Exhibit: Alternatives versus Traditional Investments: Education and Marketing to Advisors, 2010                                                  Feb-10
             Exhibit: Advisor Opinion of Alternative Investments, 2009                                                                                        Feb-10
             Definition Box: Alternative Investments                                                                                                          Feb-10
             Case Study: Rydex Investments (GetAlts.com)                                                                                                      Feb-10
             Alternative ETFs: Small but Significant                                                                                                          Feb-10
             Exhibit: Advisor Use of ETFs by Asset Class, 2009                                                                                                Feb-10
             Exhibit: Approach to ETF Use in Portfolio Construction by Financial Advisor Channel, 2009                                                        Feb-10
             Exhibit: ETF Sponsors' Plans for New ETFs by Asset Class, 2009                                                                                   Feb-10
             Alternatives in Managed Accounts: It’s the Intent, not the Vehicle                                                                               Feb-10
             Exhibit: Challenges for Placing Alternative Investment Vehicles on Managed Account Platforms                                                     Feb-10
             Exhibit: Sponsor Opinion of the Role of ETFs Within Different Asset Classes of Managed Accounts in the Last 12 Months vs. Next 24 Months, 2009   Feb-10
             Quantitative Insights                                                                                                                            Feb-10
             Alternative Strategies                                                                                                                           Feb-10
             Exhibit: Reasons Advisors Employ Certain Alternative Investments, 2009                                                                           Feb-10
             Exhibit: Alternatives Focus by Distribution Channel, 2010                                                                                        Feb-10
             Alternative Mutual Fund and ETFs                                                                                                                 Feb-10
             Exhibit: Alternative Mutual Fund Assets, 2003–2009                                                                                               Feb-10
             Exhibit: Alternative Mutual Fund Net Flows, 2003–2009                                                                                            Feb-10
             Exhibit: Top 15 Alternative Mutual Fund Managers, 2009                                                                                           Feb-10
             Exhibit: Alternative ETF Assets, 1999–2009                                                                                                       Feb-10
             Active ETFs                                                                                                                                      Feb-10
             Exhibit: ETF Sponsors' Plans for New ETFs: Passive vs. Active, 2009                                                                              Feb-10
             Exhibit: Financial Advisors' Opinion of Active ETFs by Core Market, 2009                                                                         Feb-10
             High Net Worth Issue: Moving Out of Richistan                                                                                                    Jan-10
             Exhibit: Forbes' Cost of Living Extremely Well Index vs. Consumer Price Index, 1976–2009                                                         Jan-10
             Wealth Management Through an Asset-Liability Framework: Not Just for Pension Funds Anymore                                                       Jan-10
             Exhibit: Applying an Asset-Liabilities Framework to Wealth Management, 2009                                                                      Jan-10
             Exhibit: Asset Allocation Viewed Through a Liquidity Lens, 2009                                                                                  Jan-10
             Exhibit: Desire for Written Financial Plan by Investable Asset Range, August 2008 vs. June 2009                                                  Jan-10
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             Exhibit: Household Liabilities by Liability Type and Net Worth Range, 3Q 2009E                                                   Jan-10
             HNW Provider Relationships: Relationships at Risk                                                                                Jan-10
             Exhibit: Top-Tier Advisors' Allocation to Selected Investment Products, 2008 vs. 2009                                            Jan-10
             Exhibit: Percent of Clients Using Two or More Financial Advisors by Client Investable Assets, August 2008 vs. June 2009          Jan-10
             Exhibit: Top Reasons for Satisfaction with Primary Advisor by Client Investable Assets, August 2008 vs. June 2009                Jan-10
             Distribution: The Imbalance of Power                                                                                             Jan-10
             Exhibit: Selected Wealth Management Transactions, 2008                                                                           Jan-10
             Exhibit: Selected Asset Management Transactions, 2009                                                                            Jan-10
             Exhibit: Open Architecture Estimates Across Private Wealth Channels, 3Q 2009                                                     Jan-10
             Exhibit: High-Net-Worth Providers: Differentiating Factors, 2009                                                                 Jan-10
             Quantitative Insights                                                                                                            Jan-10
             Investor Profile and Opinion                                                                                                     Jan-10
             Exhibit: Cerulli Wealth Tiers, 2009                                                                                              Jan-10
             Exhibit: Number of Financial Advisors Used by Households, by Investable Asset Range, August 2008 vs. June 2009                   Jan-10
             Exhibit: Households' Reasons for Switching Primary Provider, August 2008, December 2008, and June 2009                           Jan-10
             Exhibit: Households' Trust That Financial Services Firms are Looking Out for Their Best Interests, December 2008 vs. June 2009   Jan-10
             High-Net-Worth Providers                                                                                                         Jan-10
             Exhibit: Projected High-Net-Worth Provider AUM by Firm Type, 2005-2013E                                                          Jan-10
             Exhibit: High-Net-Worth Providers Select Ways in Which Conversations with Clients Has Changed, 3Q 2009                           Jan-10
             Exhibit: HNW Providers Report Changes in Level of Fees, 3Q 2009                                                                  Jan-10
             Exhibit: HNW Providers Report Most Effective Approach Taken When Clients Become Unprofitable, 3Q 2009                            Jan-10
             Annual Readers’ Survey Issue: Tell Us About It                                                                                   Dec-09
             Exhibit: Greatest Firm Challenge in Past Year, 2009                                                                              Dec-09
             Wirehouse Teams: Capturing A-Team Assets                                                                                         Dec-09
             Exhibit: Strategies for Organizational Efficiency, 2009                                                                          Dec-09
             Exhibit: Wirehouse Advisor Practices by Tier, 3Q 2009                                                                            Dec-09
             Exhibit: Wirehouse Advisor Practice Staffing by Tier, 3Q 2009                                                                    Dec-09
             Exhibit: Services Provided by Wirehouse Advisor Practices by Tier, 3Q 2009                                                       Dec-09
             Asset Allocation: In Search of a Better Beta                                                                                     Dec-09
             Exhibit: Investor Needs Driving Product Strategy Focus in 2010                                                                   Dec-09
             Exhibit: Evolution of the Fully-Invested Mandate, 1970–1999                                                                      Dec-09
             Exhibit: Asset Managers Indicate How They Differentiate Their Target-Date and Risk-Based Funds from Competition, 2009            Dec-09
             Exhibit: Global Single-Manager Hedge Fund Assets and Performance by Sector/Strategy, 3Q 2008–3Q 2009                             Dec-09
             Mutual Fund Fees: Mutual Fund Anxiety                                                                                            Dec-09
             Exhibit: Defining Distribution Costs                                                                                             Dec-09
             Exhibit: Greatest Regulatory Impact in Coming Year, 2009                                                                         Dec-09
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             Exhibit: Trends Impacting Share Class Pricing, 2009                                                                             Dec-09
             Exhibit: Top 10 U.S. ETF Managers, 3Q 2009                                                                                      Dec-09
             Quantitative Update                                                                                                             Dec-09
             Reader Survey 2008 vs. 2009                                                                                                     Dec-09
             Exhibit: Expectations for the Greatest Business Challenge in the Coming Year, 2009 vs. 2010                                     Dec-09
             Exhibit: Expectation for Most Complicated Salesforce Issue, 2009 vs. 2010                                                       Dec-09
             Financial Markets’ Strategy                                                                                                     Dec-09
             Exhibit: Greatest Lesson Learned from the Market Activity of Recent Years, 2009                                                 Dec-09
             Exhibit: Market Performance Expectations for 2010                                                                               Dec-09
             Marketing Strategy                                                                                                              Dec-09
             Exhibit: Watchwords for 2010                                                                                                    Dec-09
             Exhibit: Primary Vehicle or Product Focus for 2010                                                                              Dec-09
             Product Strategy                                                                                                                Dec-09
             Exhibit: Retail Manager: Expected Future Asset Growth by Client/Product Type, 2009                                              Dec-09
             Exhibit: Institutional Manager: Expected Future Asset Growth by Client/Product Type, 2009                                       Dec-09
             Product Issue: Through the Wringer                                                                                              Nov-09
             Exhibit: Total U.S. Assets Under Management, 1998–2008                                                                          Nov-09
             Exhibit: The Retail Product Marketplace: What Has Changed, What Hasn’t Changed?                                                 Nov-09
             Exhibit: Percent of Equity Mutual Fund Assets by Total Fee Quartile, 2004–2008                                                  Nov-09
             Product Marketing: All A Twitter                                                                                                Nov-09
             Exhibit: Future of Brand’s Importance in the Retail Intermediary Marketplace, 2007–2009                                         Nov-09
             Exhibit: Sales Managers: Most Effective Types of Marketing to Use With Advisors, 2009                                           Nov-09
             Exhibit: Plans for Future Advertising by Media Outlet, 2009                                                                     Nov-09
             Exhibit: Wholesalers vs. Advisors: Reasons Advisors Choose Asset Managers, 2Q 2009                                              Nov-09
             Closed-End Funds: An Opportunity Not to be Discounted                                                                           Nov-09
             Exhibit: Number of New Closed-End Funds, 1998–August 2009                                                                       Nov-09
             Exhibit: Closed-end Fund Assets by Type: Equity vs. Bond, 1998–August 2009                                                      Nov-09
             Exhibit: Marketshare of Top Closed-End Fund Managers, August 2009                                                               Nov-09
             Exhibit: Assets in New Closed-End Funds, August 2009                                                                            Nov-09
             Retirement Income Products: The Process of Product Allocation                                                                   Nov-09
             Exhibit: Growth in Retirement Income Opportunity Household Investable Assets 2004, 2008E and 2012E                              Nov-09
             Exhibit: Target-Date Fund Average Total Returns, 2008                                                                           Nov-09
             Quantitative Update                                                                                                             Nov-09
             Addressable Marketplace and Market Segmentation                                                                                 Nov-09
             Exhibit: U.S. Market Sizing Components, 2003–2008                                                                               Nov-09
             Exhibit: U.S. Market Sizing Component Growth Rates, 1998–2008                                                                   Nov-09
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             Exchange-Traded Funds                                                                                                                 Nov-09
             Exhibit: ETF Sponsors Anticipate ETF Asset Growth in the Next Few Years, 2009                                                         Nov-09
             Exhibit: ETF Sponsors Rate Biggest Challenge for the Industry in Next Few Years, 2009                                                 Nov-09
             Exhibit: Influential Reasons for Advisor Adoption of ETFs, 2Q 2009                                                                    Nov-09
             Exhibit: Index ETF and Mutual Fund Net Flows 1998–August 2009 YTD                                                                     Nov-09
             Retirement Planning Segmentation                                                                                                      Nov-09
             Exhibit: Age Stage Risks and Product Allocation Opportunities, 2009                                                                   Nov-09
             Readers’ Choice Issue                                                                                                                 Oct-09
             Question 1: Has the asset management industry changed fundamentally?                                                                  Oct-09
             Exhibit: Estimated Mutual Fund Flows, 2Q 2008–2Q 2009                                                                                 Oct-09
             Exhibit: Channel Prioritization Considerations                                                                                        Oct-09
             Question 2: What impact will the changing regulatory framework have on the asset management industry?                                 Oct-09
             Exhibit: Changes to the Compliance Function Over the Past Year, 2009                                                                  Oct-09
             Exhibit: Governance Standards Applicable to Financial Advisors                                                                        Oct-09
             Question 3: How can asset management firms achieve scale to ensure profitability?                                                     Oct-09
             Exhibit: Sales Management: Obstacles to Moving Away from a Gross Sales Focus, 2009                                                    Oct-09
             Exhibit: Recent M&A Activity, 2Q 2009–3Q 2009                                                                                         Oct-09
             Exhibit: Wide-Scale Panic: Size and Scale of the Mutual Fund Industry, July 2009                                                      Oct-09
             Question 4: How has portfolio construction changed?                                                                                   Oct-09
             Exhibit: Importance of ETF Attributes, 2Q 2009                                                                                        Oct-09
             Exhibit: Percentage of Mutual Fund and Separate Account Sales Influenced by the Professional Buyer at Broker/Dealers, 2008 vs. 2009   Oct-09
             Question 5: What will be the most important changes to the distribution landscape?                                                    Oct-09
             Exhibit: Headcount of Top-25 Broker/Dealers as a Percentage of Industry Headcount, 2004–2009E                                         Oct-09
             Exhibit: Marketshare of Institutional Client Assets by Distribution Method, 2003–2008                                                 Oct-09
             Question 6: What products are poised to gather the most assets?                                                                       Oct-09
             Exhibit: Advisors’ Expected Change in Product Allocation, 2Q 2009                                                                     Oct-09
             Exhibit: Mutual Fund Net New Flows by Morningstar Rating, 2003–2Q 2009 YTD                                                            Oct-09
             Quantitative Insights                                                                                                                 Oct-09
             Exhibit: Marketing vs. Sales Management: Elements of a Successful Marketing Piece, 2009                                               Oct-09
             Exhibit: Expectation for Change in Personnel by Function Within the Next Three Years, 2009                                            Oct-09
             Exhibit: Estimated Net Collective Investment Trust Flows, 2Q 2009                                                                     Oct-09
             Exhibit: Forecast Growth in Open Architecture at FDIC Insured Institutions, 2008–2013E                                                Oct-09
             Exhibit: Advisor Marketshare by Employee and Independent Advisors, 2004–2008                                                          Oct-09
             Exhibit: Reasons Advisors Choose an Asset Manager, 2Q 2009                                                                            Oct-09
             Exhibit: Household Risk Level, August 2008- August 2009                                                                               Oct-09
             Exhibit: Households’ Belief that Financial Firms Have Investors’ Best Interest in Mind, December 2008 vs. August 2009                 Oct-09
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             Exhibit: Variable Annuity Growth Opportunities, Insurance Company and Asset Manager Perspectives, 2009                                  Oct-09
             Exhibit: Advisor Assessment of Annuities as Rollover Vehicles, 2008                                                                     Oct-09
             Exhibit: 401(k) Sales, May 2008 Compared to May 2009                                                                                    Oct-09
             Exhibit: Impact of Economic Turmoil on IRA Rollovers, Six Months Ending May 2009                                                        Oct-09
             Exhibit: Top Unified Managed Account Programs, 2Q 2009                                                                                  Oct-09
             Exhibit: Role of ETFs in Managed Account Portfolio Construction in the Last 12 Months vs. Next 24 Months, 2009                          Oct-09
             Salesforce Structure Issue: Second-Chance Dance                                                                                         Sep-09
             Exhibit: Planned Salesforce Increases vs. Actual Change in Staffing, 2008–2009                                                          Sep-09
             Distribution Strategy: Choosing Dance Partners                                                                                          Sep-09
             Exhibit: Addressable Retail Assets per Channel and Advisor, 2008                                                                        Sep-09
             Exhibit: Asset Breakdown by Channel, 2007–2012E                                                                                         Sep-09
             Exhibit: Most Commonly Targeted Distribution Outlets for Asset Managers, 2009                                                           Sep-09
             Exhibit: Salesforce Resource Allocation by Channel, 2009 vs. 2012E                                                                      Sep-09
             E-Wholesalers and Hybrid Wholesalers: Virtual Dancing                                                                                   Sep-09
             Exhibit: Implementation of E-Wholesaler/Hybrid Role, 2009                                                                               Sep-09
             Exhibit: E-Wholesaler/Hybrid Time Allocation, 2009                                                                                      Sep-09
             Exhibit: Primary Strategy of E-Wholesaler/Hybrid, 2009                                                                                  Sep-09
             Exhibit: E-Wholesaler/Hybrid Compensation, 2009                                                                                         Sep-09
             Variable Annuities: Safety Dance                                                                                                        Sep-09
             Exhibit: Percentage of Variable Annuity Contracts that Impose Investment Restrictions by Rider, 2009                                    Sep-09
             Exhibit: Wholesalers vs. Advisors: Consideration of Wholesaler Relationship as a Key Criterion in Selecting an Annuity Provider, 2009   Sep-09
             Exhibit: Asset Manager Strategies to Communicate with VA Distribution Firms and Advisors, 2009                                          Sep-09
             Quantitative Insights                                                                                                                   Sep-09
             Wholesaler Challenges                                                                                                                   Sep-09
             Exhibit: Comparison of Important Wholesaler Skills vs. Their Own Skill Level, 2009                                                      Sep-09
             Exhibit: Wholesaler-Advisor Comparison: Years as Wholesaler vs. Years as Advisor, 2Q 2008                                               Sep-09
             Wholesaler Compensation                                                                                                                 Sep-09
             Exhibit: Wholesaler Compensation, 2009                                                                                                  Sep-09
             Exhibit: Current vs. Ideal Breakdown of Wholesaler Compensation, 2009                                                                   Sep-09
             Exhibit: Sales Management: Obstacles to Moving Away from a Gross Sales Focus, 2009                                                      Sep-09
             Internal Wholesalers                                                                                                                    Sep-09
             Exhibit: Ratio of Wholesalers to Internal Sales Desk Representatives, 2009                                                              Sep-09
             Divisional Sales Management                                                                                                             Sep-09
             Exhibit: Ratio of Wholesalers to Divisional Sales Managers, 2009                                                                        Sep-09
             Exhibit: Divisional Sales Manager Time Allocation, 2009                                                                                 Sep-09
             New Reality Issue: When One Door Closes, Another Opens                                                                                  Aug-09
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             Exhibit: Asset Managers Rank Greatest Challenges in Next 2–3 Years, 2009                                                       Aug-09
             Exhibit: Market Impact on Asset Managers Expansion and Contraction Plans, 2009                                                 Aug-09
             Product Opportunity: No Universal Key                                                                                          Aug-09
             Exhibit: Target-Date and Risk-Based Fund Challenges for Asset Management Firms, 2009                                           Aug-09
             Exhibit: Target-Date Funds by Portfolio Assets, April 2009                                                                     Aug-09
             Exhibit: Traditional Equity vs. Fixed-Income and Alternative ETF Assets, May 2009                                              Aug-09
             Marketing and Distribution: Internal Ops                                                                                       Aug-09
             Exhibit: Impact of Budget Reduction, 2009                                                                                      Aug-09
             Exhibit: Plans for Marketing Materials/Communication, 2009                                                                     Aug-09
             Exhibit: Impact of Market Crisis on Compliance, 2009                                                                           Aug-09
             Exhibit: Change to RFPs Post-Market Crisis, 2009                                                                               Aug-09
             Managed Accounts: Planets Versus the Sun                                                                                       Aug-09
             Exhibit: Asset Managers' Three-Year Outlook for Managed Account Distribution Potential by Channel, 2009                        Aug-09
             Exhibit: Asset Manager Managed Account Addressability, 2009                                                                    Aug-09
             Exhibit: Top 10 Sponsor Year-Over-Year Growth Rate in Total Managed Account Assets, 1Q 2009                                    Aug-09
             Quantitative Update                                                                                                            Aug-09
             Brand Management                                                                                                               Aug-09
             Exhibit: Asset Managers Predict the Future Importance of Their Brand in the Retail Intermediary Marketplace, 2009              Aug-09
             Exhibit: Consumer Advertising: Primary and Secondary Focus, 2009                                                               Aug-09
             Product Development                                                                                                            Aug-09
             Exhibit: Long-Term Open-End Mutual Funds Eliminated vs. Funds Created, 2004–May 2009 YTD                                       Aug-09
             Exhibit: Number of New Products Slated for Launch During the Next 12 Months, 2007 vs. 2008                                     Aug-09
             Financial Advisor Sentiment                                                                                                    Aug-09
             Exhibit: Advisor Selected Product Mix, 2008 vs. 2Q 2009                                                                        Aug-09
             Exhibit: Advisor Method of Risk Assessment, 2Q 2009                                                                            Aug-09
             Investor Sentiment                                                                                                             Aug-09
             Exhibit: Household Risk Level by Investable Asset Range, August 2008 vs. December 2008                                         Aug-09
             Exhibit: Household Risk Level by Age Range, August 2008 vs. December 2008                                                      Aug-09
             Asset Allocation Issue: Goodbye, Free Lunch                                                                                    Jul-09
             Exhibit: Russell Investments Investment Manager Outlook, March 2009                                                            Jul-09
             Fixed-Income Opportunities: Bonds on Steroids                                                                                  Jul-09
             Exhibit: Shifts in Advisor Product Allocations in the Last Year, 4Q 2008                                                       Jul-09
             Exhibit: Expected Changes in Asset Allocation: Fixed-Income Core, Fixed-Income Core-Plus, Long-Duration Fixed, 1Q 2009         Jul-09
             Exhibit: Largest Institutional Managers of Core-Plus Bond Strategies, 2008                                                     Jul-09
             Exhibit: Intermediate Bond Category Fund Flows, April 2009                                                                     Jul-09
             Model Portfolio Distribution Opportunities: The Best Is Yet to Come                                                            Jul-09
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             Exhibit: Model Portfolio Asset Allocation, 1Q 2009                                                                                                    Jul-09
             Exhibit: Expectations Versus Actual Separate Account Business Sourced Through Models, 2007 vs.1Q 2009                                                 Jul-09
             Exhibit: Managers Feel Little Comfort Regarding the Model Portfolio Information They Receive, 2009                                                    Jul-09
             Special Report: Follow the Money                                                                                                                      Jul-09
             Exhibit: Separate Account Program Asset Allocation Shift, 2001–2008                                                                                   Jul-09
             The Advisor Perspective: Feeling Responsible                                                                                                          Jul-09
             Exhibit: Asset Allocation Roulette Wheel                                                                                                              Jul-09
             Exhibit: Factors Affecting IMCA Advisor Determination of Asset Allocation Strategies, 2008–1Q 2009                                                    Jul-09
             Exhibit: IMCA Advisor Usage of Portfolio Construction Strategies, 2006–1Q 2009                                                                        Jul-09
             Quantitative Insights                                                                                                                                 Jul-09
             Product Trends                                                                                                                                        Jul-09
             Exhibit: 2010 Target-Date Fund Asset Allocation, May 2009                                                                                             Jul-09
             Exhibit: Asset Managers: Investment Products That Advisors Are Requesting, 2008                                                                       Jul-09
             Manager and Investor Sentiment                                                                                                                        Jul-09
             Exhibit: Manager Risk Aversion, 4Q 2008 vs. 1Q 2009                                                                                                   Jul-09
             Exhibit: Household Confidence That Investments Are On Track For Retirement, May 2008 vs. November 2008                                                Jul-09
             Institutional Allocation and Strategies                                                                                                               Jul-09
             Exhibit: Public Funds Asset Allocation, April 29, 2009                                                                                                Jul-09
             Exhibit: Pension Plan Investment Strategies, Spring 2009                                                                                              Jul-09
             Allocation Trends                                                                                                                                     Jul-09
             Exhibit: Areas of New U.S. Retail Product Development Being Considered, 2007 vs. 2008                                                                 Jul-09
             Exhibit: Frozen DB Plans’ Investment Strategies, January 2009                                                                                         Jul-09
             Retail Investors Issue: Doing it Wrong                                                                                                                Jun-09
             Exhibit: Mutual Fund Net Flows by Fund Type, 1998–1Q 2009                                                                                             Jun-09
             Retail Investors and the Current Market: Getting to Know You                                                                                          Jun-09
             Exhibit: Advisor Reported Change in Client Communication, 4Q 2008                                                                                     Jun-09
             Exhibit: Percent of Households That Sold Stocks as Result of Recent Financial Events by Household Advice Orientation, December 2008                   Jun-09
             Exhibit: Percent of Investors Identifying Themselves as "Conservative Investors" by Household Investable Asset Range, August 2008 vs. December 2008   Jun-09
             Exhibit: Fixed Annuity Assets and Growth, 2006–2008E                                                                                                  Jun-09
             Retail Investors and Distribution Strategy: Pinpoint Accuracy                                                                                         Jun-09
             Exhibit: Primary Provider Channel by Investable Asset Range, 2008                                                                                     Jun-09
             Exhibit: Core Market by Channel, 1Q 2009                                                                                                              Jun-09
             Exhibit: Percentage of Advisor Clients Receiving Services by Core Market, 1Q 2009                                                                     Jun-09
             Exhibit: Advisor Product Mix by Core Market, 1Q 2009                                                                                                  Jun-09
             Retail Investor and Retirement Opportunities: Paint by Numbers                                                                                        Jun-09
             Exhibit: Projected Annual New IRA Rollover Contributions, 2008E–2013E                                                                                 Jun-09
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             Exhibit: Retirement Rollover Product/Services Continuum                                                                         Jun-09
             Exhibit: Net Flows of Target-Date/Lifecycle and Risk-Based/Lifestyle Funds, 1999–1Q 2009                                        Jun-09
             Quantitative Insights                                                                                                           Jun-09
             Retail Investor Advice Delivery Preferences                                                                                     Jun-09
             Exhibit: Household Advice Orientation, 2005–2008                                                                                Jun-09
             Exhibit: Advice Orientation by Investable Asset Range, 2008                                                                     Jun-09
             Exhibit: Number of Financial Advisors Used, 2008                                                                                Jun-09
             Exhibit: Desire for Written Financial Plan by Investable Asset Range, 2008                                                      Jun-09
             Exhibit: Percent of Assets with Primary Provider by Primary Provider Channel, 2008                                              Jun-09
             Exhibit: Reason for Satisfaction with Primary Advisor by Investable Asset Range, 2008                                           Jun-09
             Retail Investor Retirement Planning Preferences                                                                                 Jun-09
             Exhibit: Consulted Financial Advisor for Retirement Advice by Age, 2008                                                         Jun-09
             Exhibit: Sources of Retirement Planning Information by Age Range, 2008                                                          Jun-09
             Alternatives Issue: Storm Swept                                                                                                 May-09
             Exhibit: Allocation of New Product Development by Investment Strategy, November 2008                                            May-09
             Product Strategy: This Product Is Extremely Hot                                                                                 May-09
             Definition Box: Defining Alternatives from a Retail-Third-Party Perspective                                                     May-09
             Exhibit: Alternative Investment Product Strategy Dynamics                                                                       May-09
             Exhibit: Alternative and Traditional Mutual Fund Net Flows, 2003–February 2009                                                  May-09
             Exhibit: Asset Managers’ Targeted Wealth Tiers for Retail Third-Party Alternative Investment Distribution, 2008E                May-09
             Gatekeepers: A Place on the Platform                                                                                            May-09
             Case Study: TFS Capital- Up in the Down Market                                                                                  May-09
             Exhibit: Products That Asset Managers Say Advisors Are Requesting, November 2008                                                May-09
             Exhibit: Asset Managers Indicate Areas of Demand for Alternatives, 2008                                                         May-09
             Exhibit: Level of Difficulty Among Various Support Requirement for Alternatives, 2008                                           May-09
             Exhibit: Gatekeepers’ Organizational Structure                                                                                  May-09
             Hedge Funds and Fund of Hedge Funds: When the Tide Goes Out…                                                                    May-09
             Exhibit: Predicted Shift of Institutional Allocations, 2009                                                                     May-09
             Exhibit: Institutional Investors Prefer FoHFs, 2009                                                                             May-09
             Exhibit: Scalable Hedge Fund Strategies, 2009                                                                                   May-09
             Case Study: Rydex Investments- It’s Not the Same Old Market                                                                     May-09
             Quantitative Insights                                                                                                           May-09
             Asset Manager Perspective                                                                                                       May-09
             Exhibit: Asset Managers’ Primary Criteria for Defining Alternatives: Strategy, Asset Class, or Vehicle, 2008                    May-09
             Exhibit: Asset Manager Consensus in Most Categories Clarifies the Definition of Alternatives, 2008                              May-09
             Product Development                                                                                                             May-09
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             Exhibit: Main Drivers of Product Innovation, 2008                                                                                                                   May-09
             Exhibit: Asset Managers Cite the Biggest Challenges to the Development and Delivery of Alternatives (Excluding ETFs) for the Retail Third-Party Marketplace, 2008   May-09
             Exhibit: New U.S. Retail Product Plans: Equity, Fixed-Income, and Alternative Asset Classes, 2007 vs. 2008                                                          May-09
             Exhibit: Asset Managers Report Average Seed Capital Used to Fund Alternative Products (Excluding ETFs) Compared with Traditional Products, 2008                     May-09
             Advisor Perspective                                                                                                                                                 May-09
             Exhibit: Super Users of Alternative Investments, 2008                                                                                                               May-09
             Exhibit: Portfolio-Construction Driven Reasons Advisors Use Certain Alternatives and Other Strategies, 2008                                                         May-09
             Risk Management Issue: Rethinking Risk Management                                                                                                                   Apr-09
             Exhibit: The Impact of Market Volatility on Risk Management Policies, October 2008                                                                                  Apr-09
             Portfolio Management: Safety Nets are de Rigueur                                                                                                                    Apr-09
             Exhibit: Preliminary Stock Market Performance by Sector, 2008                                                                                                       Apr-09
             Exhibit: Market Breadth by Calendar Year, 2000–2008                                                                                                                 Apr-09
             Definition Box: Enterprise Risk Management Defined                                                                                                                  Apr-09
             Exhibit: Apple Inc.—Portfolio Risk Management vs. Enterprise Risk Management, 2008                                                                                  Apr-09
             Exhibit: Integrating Investment Process with Risk Management                                                                                                        Apr-09
             Enterprise Risk: Risk within Risk                                                                                                                                   Apr-09
             Exhibit: Risk Measures: Comparison of Value at Risk, Modified Value at Risk, and Conditional Value at Risk                                                          Apr-09
             Exhibit: Measuring Risk in Benchmarked Portfolios                                                                                                                   Apr-09
             Institutional Risk Management: Trouble Sleeping                                                                                                                     Apr-09
             Exhibit: S&P 500 Company DB Assets and S&P 500 DB Plan Funding Levels, 1999–2007                                                                                    Apr-09
             Exhibit: Institutional Managers: Most Important Theme in the Future DB Investment Management, 2008                                                                  Apr-09
             Exhibit: Sponsors’ Views on Primary LDI Goals, SEI Survey of 226 DB Plan Sponsors, 2008                                                                             Apr-09
             Quantitative Update                                                                                                                                                 Apr-09
             Enterprise Risk Management                                                                                                                                          Apr-09
             Exhibit: Most Effective Steps for Succession Planning, 2008                                                                                                         Apr-09
             Exhibit: Asset Manager Perspective: Improving Performance Through Attribution Analysis, 2008                                                                        Apr-09
             Risk Management Personnel                                                                                                                                           Apr-09
             Exhibit: Interaction of Risk Officers and Portfolio Managers, 2008                                                                                                  Apr-09
             Exhibit: Risk Management through the Interaction of Investment Professionals, 2008                                                                                  Apr-09
             Risk Management Policies                                                                                                                                            Apr-09
             Exhibit: Consistency of Investment Process Across Broad Strategies, 2008                                                                                            Apr-09
             Exhibit: Managers’ Risk Control Capabilities, 2008                                                                                                                  Apr-09
             Product Development                                                                                                                                                 Apr-09
             Exhibit: Performance of Analyst-Led Research Funds, 2008                                                                                                            Apr-09
             Exhibit: Incubation and Paper Trading Prior to Launching Hedging Portfolios, 2Q 2008                                                                                Apr-09
             Corporate Organization Issue: And Then There Were Fewer…                                                                                                            Mar-09
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             Exhibit: Plans for Organizational Change in Asset Managers’ Salesforces, 2008                                                                   Mar-09
             Wirehouses: Shaping Up                                                                                                                          Mar-09
             Exhibit: Percentage of Advisors Working for the 25 Largest Broker/Dealers, 2004–2008E                                                           Mar-09
             Exhibit: Wachovia-Wells Fargo Financial Advisor Organizational Chart, 2009                                                                      Mar-09
             Exhibit: Top 10 Bank Broker/Dealers, 2007 vs. 2009E                                                                                             Mar-09
             Exhibit: Advisor Core Market by Channel, 2008                                                                                                   Mar-09
             Advisor Affiliation: Shipping Out                                                                                                               Mar-09
             Exhibit: Factors Influencing Advisors’ Decision to Choose Independence                                                                          Mar-09
             Exhibit: Advisor Opinion of Dually Registered Business Model, 2008                                                                              Mar-09
             Exhibit: Recent Advisor Consideration of Switching Firms, 4Q 2008                                                                               Mar-09
             Synthetic Intermediation: The Medium Is the Message                                                                                             Mar-09
             Exhibit: The Minefield of Interrelated Risk                                                                                                     Mar-09
             Exhibit: Asset Managers Rank Prevalence of New Product Features of Future Target-DateFunds, 2008                                                Mar-09
             Exhibit: Asset Managers Evaluate Competitive Threat of Investment Consultants’ Construction of Lifecycle and Risk-Based Lifestyle Funds, 2008   Mar-09
             Quantitative Insights                                                                                                                           Mar-09
             Manager Selection                                                                                                                               Mar-09
             Exhibit: Most Important Factors for Advisors in Choosing to Invest with an Asset Manager, 2008                                                  Mar-09
             Exhibit: Number of Asset Managers Used by Advisors, 2008                                                                                        Mar-09
             Sales Management                                                                                                                                Mar-09
             Exhibit: Sales Management: Greatest Challenge for Asset Management Industry, 2008                                                               Mar-09
             Exhibit: Sales Management: Rank of Drivers of Future Growth for Asset Managers, 2008                                                            Mar-09
             Exhibit: Greatest Challenges Inherent to the Current Sales Organizational Structure, 2008                                                       Mar-09
             Exhibit: Expected Change in Salesforce Headcount by Functional Role, 2008                                                                       Mar-09
             Managed Accounts                                                                                                                                Mar-09
             Exhibit: Managed Accounts: Reasons to Add a New Manager, 4Q 2008                                                                                Mar-09
             Exhibit: Percentage of Asset Managers Submitting Models to Program Sponsor/Overlay Managers, 2Q 2006–4Q 2008                                    Mar-09
             Market Impact Issue: Taking Treasure from the Dragon                                                                                            Feb-09
             Exhibit: Historical Dow Jones Industrial Returns, 1897–2008                                                                                     Feb-09
             Bear Market Strategies: Fat Tails and Dragon Tales                                                                                              Feb-09
             Exhibit: Fat-Tailed Distribution Dragon                                                                                                         Feb-09
             Exhibit: Asset Managers’ Product Development Plans for Investment Solutions, Allocation Solutions, and Portfolio Solutions, 2008                Feb-09
             Exhibit: The Impact of the Financial Crisis on Financial Services Organizations, October 2008                                                   Feb-09
             Exhibit: Asset Losers & Gainers: Long-Term Mutual Fund Assets by Morningstar Category, 2008                                                     Feb-09
             Mutual Fund Boards: No More Frolicking in the Mist                                                                                              Feb-09
             Exhibit: Anticipated Changes to the Fund Board Role as a Result of Financial Crisis, 2008                                                       Feb-09
             Exhibit: Professionals Dedicated to Compliance Function, 2008                                                                                   Feb-09
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             Exhibit: Communication to Clients During Volatile Markets, October/November 2008                                               Feb-09
             Variable Annuities: Smaug Should Have Hedged                                                                                   Feb-09
             Exhibit: Selected Variable Annuity Guarantees                                                                                  Feb-09
             Exhibit: Importance of Factors in Advisor Selection of Variable Annuity Provider, 2008                                         Feb-09
             Exhibit: Variable Annuity Pricing Strategy Continuum                                                                           Feb-09
             Quantitative Insights                                                                                                          Feb-09
             Redemptions                                                                                                                    Feb-09
             Exhibit: Redemption Activity in Retail Products, October 2008                                                                  Feb-09
             Exhibit: Redemption Activity on Institutional Products, October 2008                                                           Feb-09
             Markets                                                                                                                        Feb-09
             Exhibit: Projected Length of the Market Correction, October 2008                                                               Feb-09
             Exhibit: Impact on Firms’ Expansion Plans for the Next 12 Months as a Result of the Market Instability, October 2008           Feb-09
             Impacts                                                                                                                        Feb-09
             Exhibit: Impact of the Financial Crisis, October 2008                                                                          Feb-09
             Exhibit: Departments within Organizations Experiencing Biggest Impact from the Financial Crisis, October 2008                  Feb-09
             Alternatives                                                                                                                   Feb-09
             Exhibit: Opportunity to Raise Assets and/or Develop New Products in Alternatives, October 2008                                 Feb-09
             Exhibit: Share of Total Global Gross Retail Structured Products Sales by Region, 2003–2007                                     Feb-09
             Regulatory Update Issue: Rules of the Game                                                                                     Jan-09
             Exhibit: Areas That Consume the Greatest Time and Resources in Marketing, 2008                                                 Jan-09
             Mutual Fund Fees: Landing on Chance                                                                                            Jan-09
             Exhibit: Truth in Labeling: Defining Fund Fees and Charges, 2008                                                               Jan-09
             Exhibit: Disorder in the Court: Recent Fee Lawsuits, 2005–2008                                                                 Jan-09
             Exhibit: Consultant Fee Analysis Trends: Comparison of Consultant Types Over Time, 2008                                        Jan-09
             Exhibit: Anticipated Industry Fallout from Economic Instability, October 2008                                                  Jan-09
             Exhibit: The DOL’s Proposed Fee and Expense Information, July 2008                                                             Jan-09
             HNW & UHNW: Troubles on Boardwalk                                                                                              Jan-09
             Exhibit: Federal Estate Taxes, 2002–2011                                                                                       Jan-09
             Definition Box: Grantor Retained Annuity Trust Defined                                                                         Jan-09
             Definition Box Exhibit: GRAT Mechanics, 2008                                                                                   Jan-09
             Definition Box Exhibit: Advisor Usage of GRATs for Wealth Transfer Needs, 1Q 2004 and 3Q 2008                                  Jan-09
             Exhibit: Individuals Claiming Non-Dom Status on Tax Returns, 1996–2008                                                         Jan-09
             Exhibit: Non-Doms’ Most Popular Alternative Destination from Britain, 2008                                                     Jan-09
             Compliance: Paying Rent                                                                                                        Jan-09
             Exhibit: Compliance Gets Squeezed                                                                                              Jan-09
             Exhibit: Areas that Consume the Greatest Time and Resources in Sales Department, 2008                                          Jan-09
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             Exhibit: Expectation for Increase in Personnel by Function, 2008                                                              Jan-09
             Exhibit: Area of Organization to Which Marketing Compliance Reports, 2008                                                     Jan-09
             Quantitative Insights                                                                                                         Jan-09
             Marketing Compliance                                                                                                          Jan-09
             Exhibit: Number of Professionals Dedicated to Marketing Compliance, 2008                                                      Jan-09
             Exhibit: Relationship Between Compliance and Marketing, 2008                                                                  Jan-09
             Mutual Fund Fees                                                                                                              Jan-09
             Exhibit: Institutional Investor Sample: Consultant Outlook on Revenue Sharing and Hard-Dollar Fees, 2008                      Jan-09
             Exhibit: Top 20 Mutual Fund or Broker Fines by SEC or NASD for Failing to Adequately Disclose Directed Brokerage Practices    Jan-09
             Registered Investment Advisors                                                                                                Jan-09
             Exhibit: Change in Time Spent on Compliance by AUM, 2007                                                                      Jan-09
             Exhibit: Change in Time Spent on Compliance by Affiliation, 2007                                                              Jan-09
             Compliance and Profitability                                                                                                  Jan-09
             Exhibit: Managed Account Sponsors: Factors with the Most Negative Impact on Firm Profitability, 2008                          Jan-09
             Exhibit: Asset Managers: Factors with the Most Negative Impact on Firm Profitability, 2008                                    Jan-09
             Year-End Issue: Where Do We Go from Here                                                                                      Dec-08
             Exhibit: Greatest Business Challenge In 2009                                                                                  Dec-08
             Salesforce: Eye in the Sky                                                                                                    Dec-08
             Exhibit: Greatest Salesforce Issue for 2009                                                                                   Dec-08
             Exhibit: Expected Change in Salesforce Headcount by Functional Role, 2008                                                     Dec-08
             Exhibit: Comparison of Actual vs. Ideal Breakdown of Wholesaler Compensation, 2008                                            Dec-08
             The Unified Managed Account: All Hail the UMA                                                                                 Dec-08
             Exhibit: Watchwords for 2009                                                                                                  Dec-08
             Exhibit: Advisor Preferences of Managed Account Types, 2008                                                                   Dec-08
             Exhibit: Advisor Usage of Managed Account Types Based on Client Account Size, 2008                                            Dec-08
             Exhibit: Fee-Based Advisor Opinion of Unified Managed Accounts by Channel, 2Q 2008                                            Dec-08
             Target-Date Funds: A Better Mousetrap                                                                                         Dec-08
             Exhibit: Primary Market Segment Focus for 2009                                                                                Dec-08
             Grey Box: Embedded-Advice Funds Defined                                                                                       Dec-08
             Exhibit: Net Flows of Target-Date and Risk-Based Funds, 2005–September 2008                                                   Dec-08
             Exhibit: Asset Managers’ Target-Date Fund Portfolio Construction and Use of Alternatives, 2008                                Dec-08
             Exhibit: Asset Managers Rank Target-Date Fund Challenges, 2008                                                                Dec-08
             Quantitative Update                                                                                                           Dec-08
             Top 10 for 2009 Survey Results                                                                                                Dec-08
             Exhibit: Biggest Business Challenge in 2008                                                                                   Dec-08
             Exhibit: Market Performance Expectations, 2008 vs. 2009                                                                       Dec-08
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             Product and Organization                                                                                                                       Dec-08
             Exhibit: Primary Vehicle or Product Focus for 2009                                                                                             Dec-08
             Exhibit: Firms’ Efforts Toward Greater Organizational Efficiency in 2009                                                                       Dec-08
             Branding                                                                                                                                       Dec-08
             Exhibit: 2009 Branding Strategy                                                                                                                Dec-08
             Exhibit: Future of Brand’s Importance in the Retail Intermediary Marketplace 2007 vs. 2008                                                     Dec-08
             Professional Buyer Influence                                                                                                                   Dec-08
             Exhibit: Ways Firms Plan to Address the Increased Influence of Professional Buyers in the Sale of Investment Management Capabilities in 2009   Dec-08
             Exhibit: Number of Personnel Dedicated to Professional Buyers, 2008                                                                            Dec-08
             High-Net-Worth Issue: 2 Good 2B 4gotten                                                                                                        Nov-08
             Exhibit: High Net Worth Marketshare by Firm Type, 2007                                                                                         Nov-08
             HNW Financial Advisors: Advice is the New Alpha                                                                                                Nov-08
             Exhibit: Practice by Definitions                                                                                                               Nov-08
             Exhibit: Average Investable Assets Per Client by Advisor Practice Type, 2008                                                                   Nov-08
             Exhibit: Practice Personnel by Practice Type, 2Q 2008                                                                                          Nov-08
             Exhibit: Services Offered by Practice Type, 2Q 2008                                                                                            Nov-08
             Tax Management: Taxing Situations                                                                                                              Nov-08
             Exhibit: Top 5 of 16 Wealth Market Concerns Regarding Savings and Investments, 2007                                                            Nov-08
             Exhibit: HNW Client Assets by Investment Vehicle, 2008                                                                                         Nov-08
             Exhibit: Separate Account Clients Receiving Custom Tax Treatment, 2008                                                                         Nov-08
             Case Study: Metamorphosis Money Management                                                                                                     Nov-08
             Private Foundations: Beyond Checkbook Giving                                                                                                   Nov-08
             Exhibit: Estimated Philanthropic Distributions of U.S. Households: HNW Investors vs. All Households, 2007                                      Nov-08
             Exhibit: Four Ways to be Philanthropic, 2008                                                                                                   Nov-08
             Exhibit: Philanthropic Considerations, 2008                                                                                                    Nov-08
             Exhibit: Asset Allocation for Foundations, 2007                                                                                                Nov-08
             Quantitative Update                                                                                                                            Nov-08
             HNW Provider Perspectives                                                                                                                      Nov-08
             Exhibit: Primary, Secondary, and Outsourced Services Offered at HNW & UHNW Providers, 2008                                                     Nov-08
             Exhibit: HNW Provider Challenges, 2008                                                                                                         Nov-08
             Exhibit: Open Architecture Estimates Across Private Wealth Channels, 2008                                                                      Nov-08
             Exhibit: HNW Providers’ Client Profile, 2008                                                                                                   Nov-08
             Exhibit: HNW Providers’ Motivation to Provide Non-Investment Management Services, 2008                                                         Nov-08
             Advisor Perspectives                                                                                                                           Nov-08
             Exhibit: Practice Type Comparison: Number of Asset Managers Used by Advisors, 2007                                                             Nov-08
             Exhibit: Advisor Channels by Practice Type, 2008                                                                                               Nov-08
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             Exhibit: Method of Financial Plan Creation, 2Q 2008                                                                            Nov-08
             Readers' Choice Issue: Locating Temenos                                                                                        Oct-08
             Exhibit: Adjusted U.S. Assets Under Management, 1997–2007                                                                      Oct-08
             Cash-based Products: Cash Is King                                                                                              Oct-08
             Exhibit: Reaching for Yield, June 2008                                                                                         Oct-08
             Exhibit: Cold Infusion: Selected Money Fund Bailouts, June 2008                                                                Oct-08
             Exhibit: Selected Savings and CD Rates, August 2008                                                                            Oct-08
             Exhibit: Online Banking Accounts: Yield Comparisons, August 2008                                                               Oct-08
             Global Tactical Asset Allocation: World Funds Are Not Flat                                                                     Oct-08
             Grey Box: Global Tactical Asset of Allocation Defined                                                                          Oct-08
             Exhibit: Assets, Flows, and Investment Performance of Worldwide Allocation Funds, July 2008                                    Oct-08
             Exhibit: Asset Managers Intend to Outsource Some or All Asset Allocation, 2008                                                 Oct-08
             Exhibit: Impact of Chief Economist on the Portfolio Management Process, 2008                                                   Oct-08
             529 Plans: Varsity Potential                                                                                                   Oct-08
             Exhibit: 529 Savings Plan Assets and Growth, 1999–2007                                                                         Oct-08
             Exhibit: Top-10 Performing Advisor-Sold 529 Plans, 2008                                                                        Oct-08
             Exhibit: Importance of Factors in Advisors Selecting a 529 Plan Provider, 2Q 2008                                              Oct-08
             Exhibit: 10 States Ranked by 529 Plan Assets, 2007                                                                             Oct-08
             Quantitative Update                                                                                                            Oct-08
             U.S. Asset Managers: Investment Process                                                                                        Oct-08
             Exhibit: Consistency of Process Across Strategies, 2008                                                                        Oct-08
             Exhibit: Explanation for Multiple Investment Processes, 2008                                                                   Oct-08
             U.S. Asset Managers: Dealing With Challenges                                                                                   Oct-08
             Exhibit: Strategies Utilized to Manage Growth, 2008                                                                            Oct-08
             Exhibit: Statements Regarding Investment Performance, 2008                                                                     Oct-08
             Middle East Markets                                                                                                            Oct-08
             Exhibit: Mutual Fund AUM in the Middle East Region, 2007E                                                                      Oct-08
             Exhibit: Number of Banks Operating in the Middle East Region, 2007                                                             Oct-08
             Southeast Asian Markets                                                                                                        Oct-08
             Exhibit: Southeast Asian Mutual Fund Assets Under Management Marketshare by Investment Objective, 2002–2007                    Oct-08
             Exhibit: Southeast Asian Mutual Fund Assets Under Management by Manager Type, 2006–2007                                        Oct-08
             Distribution Issue: Outta Control                                                                                              Sep-08
             Exhibit: Estimate of Percentage of Gross Sales Influenced by the Professional Buyer, 2008                                      Sep-08
             Professional Buyers: Top Chefs                                                                                                 Sep-08
             Exhibit: Gray Matter: How Open Is Open Architecture?, 2008                                                                     Sep-08
             Exhibit: Competency in Hedge Fund Due Diligence: Largest Consulting Firms vs. Regional Consultants, 2008                       Sep-08
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             Exhibit: Competency in Asset/Liability Modeling: Largest Consulting Firms vs. Regional Consultants, 2008                       Sep-08
             Dually Registered Advisors: Registered Rep or RIA?                                                                             Sep-08
             Exhibit: Growth Rates of Dually Registered Advisory Firms and Assets, 2004-2007                                                Sep-08
             Exhibit: Product Mix: RIAs vs. Dually Registered Advisors, 2Q 2008                                                             Sep-08
             Exhibit: Asset Levels at Which Asset Managers Will Proactively Target RIAs, 2007                                               Sep-08
             Request for Proposal: RFP PDQ                                                                                                  Sep-08
             Exhibit: Number of Individuals Dedicated to the RFP Process, 2008                                                              Sep-08
             Exhibit: Software Applications Where RFP Resides, 2008                                                                         Sep-08
             Exhibit: RFP Third-Party Technology Tools, 2008                                                                                Sep-08
             Quantitative Update                                                                                                            Sep-08
             Professional Buyer                                                                                                             Sep-08
             Exhibit: Greatest Challenges Facing Key Account Managers, 2008                                                                 Sep-08
             Exhibit: Primary Responsibilities of Team Members Supporting Professional Buyers, 2008                                         Sep-08
             Dually Registered Advisors                                                                                                     Sep-08
             Exhibit: Retail-Focused RIA Market Segmentation, 2007                                                                          Sep-08
             Exhibit: Most Effective Way for Broker/Dealers to Retain Breakaway Advisors, 2007                                              Sep-08
             Request for Proposal                                                                                                           Sep-08
             Exhibit: Number of RFPs Completed Per Year, 2008                                                                               Sep-08
             Exhibit: Departments That Get Involved in RFP Process, 2008                                                                    Sep-08
             Exhibit: Opinions Regarding Staffing in the RFP Group, 2008                                                                    Sep-08
             Exhibit: Markets for Which Asset Management Firms Have a Dedicated RFP Team, 2008                                              Sep-08
             Solutions Issue: Product for a New Paradigm                                                                                    Aug-08
             Exhibit: Asset Managers Anticipate Demand for Target-Date/Lifecycle Funds, 2008                                                Aug-08
             Portfolio Solutions: The Solution for all Problems?                                                                            Aug-08
             Exhibit: Asset Managers' Product Development Focus, 2008                                                                       Aug-08
             Exhibit: Trends and Issues Driving the Need for Organizational Changes within the Product Management Group, 2008               Aug-08
             Case Study: The Phoenix Companies, Inc.                                                                                        Aug-08
             Long-Term Care Insurance: Beyond "Nursing Home Insurance"                                                                      Aug-08
             Exhibit: Top 5 Long-Term Care Insurance Providers with which Agents Wrote the Most Business, 2007                              Aug-08
             Exhibit: Growth Rates in Individual Long-Term Care Insurance, 1999-2007                                                        Aug-08
             Case Study: John Hancock Financial                                                                                             Aug-08
             Exhibit: Hybrid Insurance Product Growth Opportunities, 2006-2008                                                              Aug-08
             Variable Annuities: Will the VA Industry Please Adjust?                                                                        Aug-08
             Exhibit: Variable Annuity Industry Asset Growth (Including TIAA-CREF), 1995-2007                                               Aug-08
             Exhibit: Advisor Recommendation of Variable Annuity Strategies to Provide Retirement Income, Non-Qualified Assets, 2007        Aug-08
             Exhibit: Frequency of Advisor Usage of Various Retirement-Income Strategies, 2007                                              Aug-08
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             Exhibit: Variable Annuity Insurance Carriers and Distributors Share Challenges, 2008                                           Aug-08
             Quantitative Update                                                                                                            Aug-08
             Education                                                                                                                      Aug-08
             Exhibit: Saving Reason: Education (Own, Children's or Grandchildren's), by Wealth Tier, 1989-2004                              Aug-08
             Exhibit: Saving Reason: Education (Own, Children's or Grandchildren's), by Generation, 1989-2004                               Aug-08
             Exhibit: Section 529 Savings Plan Assets and Growth, 1998-2007                                                                 Aug-08
             Exhibit: 529 Fund Assets by Type of Fund of Funds, 1Q 2008                                                                     Aug-08
             Retirement                                                                                                                     Aug-08
             Exhibit: Saving Reason: Retirement; Funeral, by Wealth Tier, 1989-2004                                                         Aug-08
             Exhibit: Saving Reason: Retirement; Funeral, by Generation, 1989-2004                                                          Aug-08
             Exhibit: Total IRA Assets and Annual Growth Rates, 1997-2007                                                                   Aug-08
             Exhibit: Mutual Fund Retirement Shares Assets and Net Flows, 1997-2007                                                         Aug-08
             Products & Programs Issue: Beyond Mutual Funds                                                                                 Jul-08
             Exhibit: Total Mutual Fund Asset and Growth, 1997-2007                                                                         Jul-08
             Exchange-traded funds: You've Come a Long Way, Baby                                                                            Jul-08
             Exhibit: ETFs vs. Index Mutual Funds: Net Assets and Growth, 1993-2007                                                         Jul-08
             Exhibit: Net Assets of ETFs by Objective, 1993-2007                                                                            Jul-08
             Exhibit: Most Successful ETF Launches by Assets, May 2008                                                                      Jul-08
             Product Development: New ETFs Go Beyond Basic Indexes                                                                          Jul-08
             Exhibit: Comparison of ETFs' and Mutual Funds' Current and Potential Growth                                                    Jul-08
             Total Retirement Outsourcing: Thinking Relationships Over                                                                      Jul-08
             Exhibit: Primary Total Retirement Outsourcing Services                                                                         Jul-08
             Exhibit: Single Biggest Advantage of Total Retirement Outsourcing, 2006                                                        Jul-08
             Unified Managed Accounts: We Make, You Sell                                                                                    Jul-08
             Exhibit: The Unified Managed Account                                                                                           Jul-08
             Exhibit: Unified Managed Account Program Assets and Projections, 2004-2011E                                                    Jul-08
             Exhibit: Advantages and Disadvantages of Active, Passive, and Hybrid Overlay                                                   Jul-08
             Exhibit: Summary of Centralized and Distributed Overlay Characteristics                                                        Jul-08
             Quantitative Update                                                                                                            Jul-08
             Exchange-traded Funds                                                                                                          Jul-08
             Exhibit: Total ETF Net New Inflows, 1997-2007                                                                                  Jul-08
             Exhibit: Concentration of U.S. ETF Assets and Growth by Asset Manager, 2004-2007                                               Jul-08
             Collective Investment Trusts                                                                                                   Jul-08
             Exhibit: Share of Collective Trusts in Target-Date Funds by Portfolio Construct, 2007                                          Jul-08
             Exhibit: Average Expense Ratios of Mutual Funds vs. Collective Trusts                                                          Jul-08
             Unified Managed Accounts                                                                                                       Jul-08
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             Exhibit: UMA Average Account Size by Channel, 1Q 2008                                                                           Jul-08
             Exhibit: UMA Program Average Annual Client Fee, 2006-1Q 2008                                                                    Jul-08
             Exhibit: Factors in Determining Vehicle Usage in UMAs, 1Q 2008                                                                  Jul-08
             Exhibit: Estimated Number of UMA Program Accounts, 2005-1Q 2008                                                                 Jul-08
             Subadvisory Opportunities Issue: Beyond the Box                                                                                 Jun-08
             Exhibit: Subadvisors' Greatest Challenges, 2008                                                                                 Jun-08
             Collective Investment Trusts: Look Out!                                                                                         Jun-08
             Exhibit: Growth of Transactions in Collective Investment Trusts, 1Q 2007                                                        Jun-08
             Exhibit: Distribution Chain Differss by Channel                                                                                 Jun-08
             Box: Gartenberg Test                                                                                                            Jun-08
             Exhibit: Summary of Lawsuit Susceptibility by Product Structure Type                                                            Jun-08
             Managed Accounts: Win Some, Lose Some                                                                                           Jun-08
             Exhibit: Share of Firm Assets Gathered Through Consultant Programs, 1Q 2008                                                     Jun-08
             Exhibit: Separate Account Consultant Program Net Cash Flows                                                                     Jun-08
             Exhibit: UMA Assets by Investment Vehicle, 1Q 2008                                                                              Jun-08
             Exhibit: Asset Manager Objections to Submitting Model Portfolios, 2007                                                          Jun-08
             Alternative Investment Subadvisory Opportunities: The Phantom Opportunity                                                       Jun-08
             Exhibit: Asset Managers That Consider Alternatives to Be a Core Area of Expertise,2008                                          Jun-08
             Exhibit: A Holistic View of Alternative Investment Subadvisory Opportunities, 2008                                              Jun-08
             Exhibit: Identifying Alternative Investment Subadvisory Opportunities: Vehicles vs. Strategies                                  Jun-08
             Exhibit: Asset Managers' Target Fund Portfolio Construction and Use of Alternatives, 2008                                       Jun-08
             Quantitative Update                                                                                                             Jun-08
             Mutual Funds                                                                                                                    Jun-08
             Exhibit: Marketshare of Total Long-Term Mutual Fund Assets by Affiliation, 2007                                                 Jun-08
             Exhibit: Long-Term Subadvised Fund Assets 2004-2007                                                                             Jun-08
             Exhibit: Long-Term Subadvised Fund Assets by Fund Type, 2004-2007                                                               Jun-08
             Exhibit: Top Sponsors' Marketshare, 2004-2007                                                                                   Jun-08
             Variable Insurance                                                                                                              Jun-08
             Exhibit: Marketshare of Total Subadvised Variable Insurance Funds, 2001-2007                                                    Jun-08
             Exhibit: Subadvised Variable Insurance Assets: Unaffiliated and Affiliated Arrangements, 2001-2007                              Jun-08
             Managed Accounts                                                                                                                Jun-08
             Exhibit: Separate Account Consultant Program Asset Split, Subadvisory and Open, 2004-2007                                       Jun-08
             Exhibit: Separate Account Program Average Account Size, Subadvisory and Open, 2001-2007                                         Jun-08
             Strategic Organizational Development Issue: Navigating Rapids                                                                   May-08
             Exhibit: Drivers of Asset Management Organizational Change, 2008                                                                May-08
             Globalization: This Time, We Mean Business                                                                                      May-08
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             Exhibit: Total Mutual Fund Net Flows by Fund Type, 2003-2007                                                                   May-08
             Exhibit: Most Attractive Areas for Global Expansion According to U.S. Asset Managers, 2007                                     May-08
             Exhibit: Middle East Projected Onshore Assets Under Management, 2007E-2012E                                                    May-08
             Exhibit: Selected Methods for Overseas Expansion, 2008                                                                         May-08
             Implemented Investment Consulting: The Implementation Question                                                                 May-08
             Exhibit: Frequency of Investment Consultant Services Demanded by Clients Today vs. Recent Past, 2008                           May-08
             Exhibit: Investment Consultants' Anticipated Manager Selection Methods Most Demanded by Clients Over the Next 5 Years, 2008    May-08
             Asset Management Distribution: Hold On                                                                                         May-08
             Exhibit: Trends Asset Managers Expect to Fuel Innovation in Next 1-3 Years, 2007                                               May-08
             Exhibit: Wholesalers' Greatest Challenges, 2007                                                                                May-08
             Case Study: MFS                                                                                                                May-08
             Exhibit: Challenges Inherent to the Sales Organization, 2008                                                                   May-08
             Quantitative Update                                                                                                            May-08
             Asset Manager Perspective                                                                                                      May-08
             Exhibit: Asset Manager Growth Opportunities by Market Segment, 2007                                                            May-08
             Exhibit: Asset Manager and Provider Perspectives on Improving 401(k) Advisory Services, 2007                                   May-08
             Plan Sponsor Perspective                                                                                                       May-08
             Exhibit: Things to Improve Regarding Servicing Mega Plans, 2007                                                                May-08
             Exhibit: Sponsors' Interest in Future Asset Management Strategies, 2007                                                        May-08
             Retirement Market Opportunities                                                                                                May-08
             Exhibit: In Light of DB: Consultants' Views on Marketplace Opportunities, 2007                                                 May-08
             Exhibit: Strategies Being Considered for Lifecycle Funds, 2007                                                                 May-08
             Global Growth Opportunities                                                                                                    May-08
             Exhibit: Global Comparison of Factors Expected to Promote Industry Growth in 2008                                              May-08
             Exhibit: Addressable Sovereign Wealth Fund Assets by Region, 2008                                                              May-08
             Wealth Management Perspectives Issue: Chicken Soup for the Wealthy Soul                                                        Apr-08
             Exhibit: Cerulli Wealth Tiers, 2008                                                                                            Apr-08
             Exhibit: Net Worth Range Comparison: Household Distribution of Non-Financial Assets, 2004                                      Apr-08
             Exhibit: Frequency with Which Advisors Use an Investment Policy Statement, 2007                                                Apr-08
             Structured Products: The Secret Life of Structured Products                                                                    Apr-08
             Exhibit: Structured Products at a Glance                                                                                       Apr-08
             Exhibit: Sales and Growth of Structured Products, 2007                                                                         Apr-08
             Exhibit: Fund Assets of Exchange-Traded Notes, 2006-2007                                                                       Apr-08
             Exhibit: Difference and Similarities between Exchange-Traded Notes and Exchange-Traded Funds                                   Apr-08
             Exhibit: Structured Products Vary in Complexity and by Target Market                                                           Apr-08
             Mergers & Acquisitions: I Do! I Do!                                                                                            Apr-08
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             Exhibit: Wealth Management M&A Data                                                                                          Apr-08
             Exhibit: Regional Concentration of Wealth, 2006                                                                              Apr-08
             Exhibit: Ranking of Primary Sources of New Business, 2006                                                                    Apr-08
             Exhibit: Selected MFO Mergers and Acquisitions by Size, 2007                                                                 Apr-08
             Quantitative Update                                                                                                          Apr-08
             Wealth Tiers                                                                                                                 Apr-08
             Exhibit: Net Worth Range Comparison: U.S. Household Distribution, 2004                                                       Apr-08
             Exhibit: Net Worth Range Comparison: Percentage of Total Net Worth Distribution, 2004                                        Apr-08
             Exhibit: Net Worth Range Comparison: Percentage of Total Investable Assets Distribution, 2004                                Apr-08
             Exhibit: Net Worth Range Comparison: Household Distribution of Investable Assets, 2004                                       Apr-08
             Practice Types                                                                                                               Apr-08
             Exhibit: Practice Type Definitions                                                                                           Apr-08
             Exhibit: Practice Type Comparison: Advisor Assets Under Management, 2007                                                     Apr-08
             Exhibit: Practice Type Comparison: Services Currently Provided, 2007                                                         Apr-08
             Exhibit: Practice Type Comparison: Advisor Product Mix, 2007                                                                 Apr-08
             Multimanager Issue: Under the Microscope                                                                                     Mar-08
             Exhibit: Future Opportunity for Managers of Managers Worldwide                                                               Mar-08
             Manager-of Managers Research Groups: MOMs' Heart                                                                             Mar-08
             Exhibit: Average Number of Individuals Employed at Multimanagers                                                             Mar-08
             Exhibit: Reasons for Manager Termination                                                                                     Mar-08
             Exhibit: Most Important Deliverables for Asset Managers                                                                      Mar-08
             Exhibit: Multimanagers' Preferred Method of Contact from Subadvisors                                                         Mar-08
             Manager-of-Managers Firms: Goliaths and Davids                                                                               Mar-08
             Exhibit: U.S. Manager-of-Managers Institutional Marketshare                                                                  Mar-08
             Exhibit: U.S. Manager-of-Managers Retail Marketshare                                                                         Mar-08
             Exhibit: U.S. Manager-of-Managers Assets of American Beacon, Managers Funds, and Masters Select                              Mar-08
             Exhibit: Projected Retail Manager-of-Managers Assets Under Management                                                        Mar-08
             Niche Subadvisors: Finding the Right Fit                                                                                     Mar-08
             Exhibit: U.S. Multimanager Assets Under Management                                                                           Mar-08
             Exhibit: Assets in U.S. Embedded-Advice Products                                                                             Mar-08
             Exhibit: Russell LifePoint (Lifecycle) Funds                                                                                 Mar-08
             Exhibit: Projected Growth of 130/30 Strategy Assets in the United States                                                     Mar-08
             Quantitative Update                                                                                                          Mar-08
             Products and Fees                                                                                                            Mar-08
             Exhibit: New Multimanager Products Being Considered                                                                          Mar-08
             Exhibit: Average Fees Paid to Subadvisors on a $50 Million Mandate                                                           Mar-08
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             Platforms and Structures                                                                                                                Mar-08
             Exhibit: Perception of Manager Platforms                                                                                                Mar-08
             Exhibit: Reasons for Hybrid Structures                                                                                                  Mar-08
             Factors Influencing Institutional Business                                                                                              Mar-08
             Exhibit: Factors Influencing Institutional & Platform Mandates (Besides Performance & Process), North America                           Mar-08
             Exhibit: Factors Influencing Institutional & Platform Mandates (Besides Performance & Process), Europe                                  Mar-08
             Regional Multimanager Growth                                                                                                            Mar-08
             Exhibit: Regional Growth Opportunities for Multimanagers for the Next 2 Years                                                           Mar-08
             Exhibit: Global Multimanager AUM by Product Segment and Domicile                                                                        Mar-08
             Portfolio Construction Issue: Playing with LEGOs                                                                                        Feb-08
             Exhibit: Product-Related Activities That Consume Greatest Resources                                                                     Feb-08
             Product Development: Futura                                                                                                             Feb-08
             Exhibit: The Four Tenets of Next-Generation Product Development                                                                         Feb-08

             Exhibit: Practice Type Comparison: Advisors Who Outsource Any of the Portfolio Construction Process to a Broker/Dealer or Third Party   Feb-08

             Case Study: F-Squared Investments                                                                                                       Feb-08
             Case Study: Prudential Financial                                                                                                        Feb-08
             Global Multimanager Products: K'NEX, WEDGITS, and Geomag                                                                                Feb-08
             Exhibit: Global Multimanager AUM by Product Segment                                                                                     Feb-08
             Exhibit: Largest Managers of Managers by AUM Marketshare                                                                                Feb-08
             Exhibit: 10 Largest Subadvisors Used for Multimanager Products                                                                          Feb-08
             Global Multimanager Marketplace: Global Multimanager At-a-Glance                                                                        Feb-08
             Exhibit: Global Multimanager Assets Under Management                                                                                    Feb-08
             Exhibit: Managers of Managers vs. Funds of Funds                                                                                        Feb-08
             Distribution: DUPLO, BIONICLE, and CLIKITS                                                                                              Feb-08
             Exhibit: Result-Oriented Advisor Segmentation                                                                                           Feb-08
             Case Study: Angoss Software Corporation                                                                                                 Feb-08
             Quantitative Update                                                                                                                     Feb-08
             Growth Opportunities for Traditional Asset Classes                                                                                      Feb-08
             Exhibit: Domestic Equity Variable Insurance Funds                                                                                       Feb-08
             Exhibit: Domestic Fixed-Income Variable Insurance Funds                                                                                 Feb-08
             Exhibit: International Equity Variable Insurance Funds                                                                                  Feb-08
             Exhibit: International Fixed-Income Variable Insurance Funds                                                                            Feb-08
             Growth Opportunities for Emerging Styles                                                                                                Feb-08
             Exhibit: Embedded-Advice Variable Insurance Funds                                                                                       Feb-08
             Exhibit: Target-Risk and Target-Date Funds, Mutual Fund and Variable Insurance                                                          Feb-08
             Exhibit: Fund-of-Funds Assets and Shares As a Percentage of Industry Total                                                              Feb-08
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             Exhibit: Hedge-Like Variable Insurance Funds                                                                                                   Feb-08
             Alternative Opportunities Issue: The New "Must Haves"?                                                                                         Jan-08
             Exhibit: Asset Managers' New Product Plans by Investment Objective                                                                             Jan-08
             Derivatives: Homeland Securitization                                                                                                           Jan-08
             Exhibit: Structure of a CAT Bond                                                                                                               Jan-08
             Exhibit: Interest in Strategies Going Forward                                                                                                  Jan-08
             Exhibit: Perceived Client Appetite for Esoteric Derivatives As a Potential Portfolio Diversifier                                               Jan-08
             Hedge Funds: The Last Straw?                                                                                                                   Jan-08
             Exhibit: U.S. Single-Manager Hedge Fund Assets                                                                                                 Jan-08
             Exhibit: Hedge Fund Industry Group Formation                                                                                                   Jan-08
             Exhibit: Perceived Potential Impact of Regulation on Hedge Fund Asset Growth                                                                   Jan-08
             Family Offices: Family Values                                                                                                                  Jan-08
             Exhibit: Multi Family Office Growth Rates by Account Size                                                                                      Jan-08
             Exhibit: Top 10 Multi Family Offices                                                                                                           Jan-08
             Exhibit: Perceived Obstacles to Distribution to Family Offices                                                                                 Jan-08
             Quantitative Update: Alternatives                                                                                                              Jan-08
             Alternative Investments                                                                                                                        Jan-08
             Exhibit: Market Capitalization and Number of Public REITs                                                                                      Jan-08
             Exhibit: Managed Futures Funds Assets                                                                                                          Jan-08
             Exhibit: Venture Capital Investments: Total Amount and Number                                                                                  Jan-08
             Exhibit: U.S. Structured Product New Issuance                                                                                                  Jan-08
             Hedge Funds                                                                                                                                    Jan-08
             Exhibit: Global Single-Manager Hedge Fund Assets                                                                                               Jan-08
             Exhibit: Global Fund-of-Hedge-Fund Assets                                                                                                      Jan-08
             Exhibit: Global Single-Manager Hedge Funds by Sector/Strategy                                                                                  Jan-08
             Exhibit: Global Single-Manager Hedge Funds by Asset Class                                                                                      Jan-08
             Year-End Issue: Beware the Lure of the Sirens                                                                                                  Dec-07
             Exhibit: Biggest Business Challenge of 2008                                                                                                    Dec-07
             Target-Date / Lifecycle Funds: Pandora's Box                                                                                                   Dec-07
             Definition: Glidepath                                                                                                                          Dec-07
             Exhibit: Primary Market Segment Focus for 2008                                                                                                 Dec-07
             Exhibit: Examples of Different Asset Allocation and Glidepath Approaches                                                                       Dec-07

             Exhibit: Assets of Lifecycle / Lifestyle Funds: Top 5 Complexes with In-House Asset Allocation vs. Top 5 Complexes Using Outside Consultants   Dec-07

             Professional Buyers: Petitioning Hercules                                                                                                      Dec-07
             Definition: Professional Buyer                                                                                                                 Dec-07
             Exhibit: Professional Buyers Focus on the Four Ps                                                                                              Dec-07
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             Exhibit: Nontraditional Segmentation                                                                                                   Dec-07
             Exhibit: Firm Responses to the Increasing Influence of Professional Buyers                                                             Dec-07
             Brand Strategy: Mount Olympus Is Power                                                                                                 Dec-07
             Exhibit: 2008 Branding Strategy                                                                                                        Dec-07
             Exhibit: Examples of Asset Managers' Taglines                                                                                          Dec-07
             Case Study: Citigroup                                                                                                                  Dec-07
             Quantitative Update: Top 10 for 2008                                                                                                   Dec-07
             Home Office                                                                                                                            Dec-07
             Exhibit: Biggest Business Challenge of 2007                                                                                            Dec-07
             Exhibit: Market Performance Expectations for 2008                                                                                      Dec-07
             Exhibit: Firm Watchword for 2008                                                                                                       Dec-07
             Exhibit: Firms' Efforts Toward Greater Organizational Efficiency                                                                       Dec-07
             Product                                                                                                                                Dec-07
             Exhibit: Primary Vehicle or Product Focus for 2008                                                                                     Dec-07
             Exhibit: Newest Vehicle or Product Focus for 2008                                                                                      Dec-07
             Salesforce                                                                                                                             Dec-07
             Exhibit: Anticipated Most Complicated Salesforce Issue in 2008                                                                         Dec-07
             Exhibit: Historical Comparison of Firms' Most Complicated Salesforce Issues                                                            Dec-07
             Strategic Planning Issue: Fish or Cut Bait                                                                                             Nov-07
             Exhibit: Traditional and Adjusted Asset Manager Addressable Marketplaces Market Sizing                                                 Nov-07
             Asset Manager Addressable Marketplaces: Catch and Release                                                                              Nov-07
             Exhibit: Retail and Institutional Client Assets                                                                                        Nov-07
             Exhibit: Asset Manager Addressable Marketplaces                                                                                        Nov-07
             Exhibit: Adjusted Retail and Institutional Client Assets                                                                               Nov-07
             Manufacturing Strategy: Teach a Man to Fish                                                                                            Nov-07
             Exhibit: Mutual Fund Asset Mix: Marketshare of Embedded-Advice Products vs. All Other Funds                                            Nov-07
             Exhibit: Mergers and Acquisitions by the Top 20 Mutual Fund Complexes                                                                  Nov-07
             Distribution Strategy: Different Bait Required                                                                                         Nov-07
             Exhibit: Wirehouse Client Assets in Managed Account Programs                                                                           Nov-07

             Exhibit: Asset Managers: Percentage of Mutual Fund and Separate Account Sales Influenced by the Professional Buyer at Broker/Dealers   Nov-07

             Quantitative Update: AMAM                                                                                                              Nov-07
             Profitability                                                                                                                          Nov-07
             Exhibit: Retail Asset Manager: Retail Channel Profitability Rankings                                                                   Nov-07
             Exhibit: Institutional Asset Manager: Retail Channel Profitability Rankings                                                            Nov-07
             Exhibit: Retail Asset Manager: Institutional Channel Profitability Rankings                                                            Nov-07
             Exhibit: Institutional Asset Manager: Institutional Channel Profitability Rankings                                                     Nov-07
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             Marketplace Alignment
             Exhibit: Retail Asset Manager: Primary Retail Third-Party Marketplace Alignment                                               Nov-07
             Exhibit: Institutional Asset Manager: Primary Retail Third-Party Marketplace Alignment                                        Nov-07
             Personnel
             Exhibit: Retail Asset Manager Personnel Matrix by Firm AUM Tier                                                               Nov-07
             Exhibit: Institutional Asset Manager Personnel Matrix by Firm AUM Tier                                                        Nov-07
             Reader's Choice Issue                                                                                                         Oct-07
             Closed-End Funds: The Dinosaur Keeps Dancing                                                                                  Oct-07
             Exhibit: Total Closed-End Fund AUM and Growth                                                                                 Oct-07
             Exhibit: Closed-End Fund Net Flows by Fund Type                                                                               Oct-07
             Exhibit: Top Closed-End Fund Asset Managers                                                                                   Oct-07
             Institutional Investing: Small but Meaty                                                                                      Oct-07
             Exhibit: Top 10 Largest Endowments                                                                                            Oct-07
             Exhibit: Top 10 Largest Foundations                                                                                           Oct-07
             Exhibit: Insurance General Accounts AUM and Growth                                                                            Oct-07
             Exhibit: Unaffiliated Subadvised Mutual Funds and Variable Annuities                                                          Oct-07
             Distribution Strategy: What Have You Done for Me Lately?                                                                      Oct-07
             Exhibit: Value-Added Program Types                                                                                            Oct-07
             Exhibit: Wholesalers' Prediction of the Biggest Change to How They Spend Time with Advisors in the Next Three Years           Oct-07
             Case Study: Rydex Investments                                                                                                 Oct-07
             Exhibit: Profitability Based on Time Spent with Clients                                                                       Oct-07
             Quantitative Update: Reader's Choice                                                                                          Oct-07
             Exhibit: Client Satisfaction with Mega Plans                                                                                  Oct-07
             Exhibit: Greatest Hurdles That Mega Plans Face                                                                                Oct-07
             Exhibit: Annuity Net Sales As a Percentage of Gross Sales                                                                     Oct-07
             Exhibit: Total Subadvised U.S. Variable Insurance Assets and Growth                                                           Oct-07
             Exhibit: Number of 529 Plans Sold by Advisors in 2006                                                                         Oct-07
             Exhibit: Expected Change of Advisors' Usage of 529 Plans in the Next 12 Months                                                Oct-07
             Exhibit: Net Cash Flow Comparison: Separate Accounts vs. Mutual Fund Advisory                                                 Oct-07
             Exhibit: Unified Managed Account Assets by Packaging                                                                          Oct-07
             Gatekeepers & Product Impact Issue: Paramount Product Solutions                                                               Sep-07
             Exhibit: Multi-Vehicle, Multi-Channel Distribution                                                                            Sep-07
             Portfolio Construction: Beginning with the End in Mind                                                                        Sep-07
             Exhibit: The Portfolio Construction Spectrum                                                                                  Sep-07
             Exhibit: Next-Generation Portfolio Construction                                                                               Sep-07
             Case Study: Janus Investments: Modular Portfolio Construction                                                                 Sep-07
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             Professional Buyers: Making the Grade                                                                                                  Sep-07
             Exhibit: Greatest Sources of Frustration with the Consultant Community, Part I                                                         Sep-07
             Exhibit: Primary and Potential Secondary Contacts                                                                                      Sep-07
             Exhibit: Hypothetical Pool of Available Products/Strategies, XYZ Capital Management                                                    Sep-07
             Exhibit: Most Important Deliverable Qualities in an Asset Manager                                                                      Sep-07
             Institutional Asset Management: Paradigm Shift                                                                                         Sep-07
             Exhibit: Largest Institutional Asset Managers                                                                                          Sep-07
             Quantitative Update: Distribution Strategies                                                                                           Sep-07
             Exhibit: Frequency with Which Advisors Outsource Portfolio Construction                                                                Sep-07
             Exhibit: Frequency with Which Advisors Use Various Portfolio Construction Methods                                                      Sep-07

             Exhibit: Asset Managers: Percentage of Mutual Fund and Separate Account Sales Influenced by the Professional Buyer at Broker/Dealers   Sep-07

             Exhibit: Asset Managers: National Account Manager Time Spent with the Professional Buyer in Broker/Dealers                             Sep-07
             Exhibit: Number of Asset Managers Used by Advisors                                                                                     Sep-07
             Exhibit: Frequency of Methods Used by Advisors for Determining Asset Allocation                                                        Sep-07
             Exhibit: Asset Manager Salesforces: Generalist Wholesaler Product Line Responsibilities                                                Sep-07
             Exhibit: Asset Manager Salesforces: Specialist Wholesaler Product Line Responsibilities                                                Sep-07
             Customization Issue: Three-Fifths Venti Mocha Latte, Flat                                                                              Aug-07
             Exhibit: Mutual Fund Advisory and Long-Term Mutual Fund Assets and Growth                                                              Aug-07
             Structured Products: One Size Does Not Fit All                                                                                         Aug-07
             Exhibit: U.S. Structured Products, New Issuance                                                                                        Aug-07
             Exhibit: The Four Principal Types of Structured Products by Investment Objective                                                       Aug-07
             Exhibit: Efficient Frontier, Part Deux                                                                                                 Aug-07
             Case Study: AIM Investments                                                                                                            Aug-07
             Managed Accounts: Pimp My UMA                                                                                                          Aug-07
             Exhibit: UMA Metrics                                                                                                                   Aug-07
             Exhibit: Unified Managed Account Platform                                                                                              Aug-07
             Exhibit: The Three Types of UMA Program Packaging                                                                                      Aug-07
             Exhibit: Unified Managed Account Programs                                                                                              Aug-07
             Exhibit: Discretionary vs. Nondiscretionary Managed Accounts                                                                           Aug-07
             Exhibit: Total UMA Industry Assets and Number of Accounts                                                                              Aug-07
             Quantitative Update: Global Markets                                                                                                    Aug-07
             Exhibit: Global Asset Management Industry Assets Under Management                                                                      Aug-07
             Exhibit: Global Asset Management Industry Assets Under Management by Region                                                            Aug-07
             Exhibit: Global Mutual Fund Assets Under Management                                                                                    Aug-07
             Exhibit: Global Mutual Fund Assets Under Management by Country                                                                         Aug-07
             Exhibit: U.K. Mutual Fund Assets Under Management                                                                                      Aug-07
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             Exhibit: Largest 10 U.K. Mutual Fund Managers                                                                                   Aug-07
             Exhibit: Chinese Mutual Fund Assets Under Management                                                                            Aug-07
             Exhibit: Number of Chinese Mutual Funds by Fund Type                                                                            Aug-07
             Rationalization Issue: The Wisdom of Solomon                                                                                    Jul-07
             Exhibit: Asset Managers Rank Product Development, Product Enhancements, and Product Consolidation by Priority                   Jul-07
             Mutual Funds: Class Action                                                                                                      Jul-07
             Exhibit: Assets by Sales Load                                                                                                   Jul-07
             Exhibit: Managed Account Program Sponsors' Stance on Institutionally Priced Share Classes Being Used in Managed Accounts        Jul-07
             Exhibit: 12b-1 Fees at Fund Firms with the Largest Retirement Share Fund Assets                                                 Jul-07
             Exhibit: A Template for Mutual Fund Share Class Pricing Evaluation                                                              Jul-07
             Variable Annuities: Summer School: Expenses 201                                                                                 Jul-07
             Exhibit: Components of Variable Annuity Fee and Expense Structure                                                               Jul-07
             Exhibit: Distribution of Variable Annuity Contracts by Insurance Expense Charge                                                 Jul-07
             Exhibit: Distribution of Variable Annuity Contracts by Annual Policy Fee Waiver Minimum                                         Jul-07
             Exhibit: Distribution of Variable Annuity Contracts by Surrender Charge Period                                                  Jul-07
             Distribution: Testing Your Sales IQ                                                                                             Jul-07
             Exhibit: Advisors by Revenue Source                                                                                             Jul-07
             Box: Retail RIAs Are Different                                                                                                  Jul-07
             Quantitative Update: Institutional Sales & Marketing                                                                            Jul-07
             Exhibit: Factors Defining Institutional Accounts                                                                                Jul-07
             Exhibit: Perspectives on Comparing Retail and Institutional Segments                                                            Jul-07
             Exhibit: Vehicle Breakdown of Institutional AUM                                                                                 Jul-07
             Exhibit: Average Institutional Account Size                                                                                     Jul-07
             Exhibit: Business Segmentation                                                                                                  Jul-07
             Exhibit: Desired Type of Performance from Managers                                                                              Jul-07
             Exhibit: Best-Practice Overtures by Asset Managers                                                                              Jul-07
             Exhibit: Frequency of Services Provided vs. Recent Past, Part I                                                                 Jul-07
             Exhibit: Frequency of Services Provided vs. Recent Past, Part II                                                                Jul-07
             Global Warming Issue: Global Focus Heats Up                                                                                     Jun-07
             Exhibit: Top 5 Performing Countries Compared to S&P 500 Performance                                                             Jun-07
             Product: Importing Alpha                                                                                                        Jun-07
             Exhibit: International/Global Fund Assets by Region                                                                             Jun-07
             Exhibit: Growth of International and Global Open-End and Closed-End Mutual Funds and ETFs                                       Jun-07
             Exhibit: Asset Managers' New Product Plans: US vs. Global/International Strategies                                              Jun-07
             Box: Global Warming, Anyone?                                                                                                    Jun-07
             Asset Management: Chinese Fortune                                                                                               Jun-07
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             Exhibit: Fully Operational Sino-Foreign and Foreign Invested Fund Managers                                                                    Jun-07
             Exhibit: Chinese Mutual Fund Assets Under Management                                                                                          Jun-07
             Exhibit: Risks Create Minefield for Asset Managers Doing Business Abroad                                                                      Jun-07
             Strategy: Someone to Look Up To                                                                                                               Jun-07
             Exhibit: Global Retail Multimanager AUM as Proportion of Long-Term Mutual Fund AUM by Domicile                                                Jun-07
             Exhibit: Unfettered Fund-of-Funds AUM by Selected Domiciles                                                                                   Jun-07
             Quantitative Update: Product Strategy                                                                                                         Jun-07
             Exhibit: Trends Expected to Fuel Innovation in the Next 1-3 Years                                                                             Jun-07
             Exhibit: Issues Expected to Constrain Innovation in the Next 1-3 Years                                                                        Jun-07
             Exhibit: Importance of Factors Influencing Advisors' Decision to Use an Asset Manager                                                         Jun-07
             Exhibit: Broker/Dealers' Approach to Working with Asset Managers                                                                              Jun-07
             Exhibit: Product-Related Activities That Consume Greatest Resources                                                                           Jun-07
             Exhibit: Asset Managers Rank the Attractiveness of Vehicles and Platforms of Investment Distribution                                          Jun-07
             Exhibit: Asset Managers' New Product Plans by Investment Objective                                                                            Jun-07
             Investment Only Issue: Let the Games Begin                                                                                                    May-07
             Exhibit: Total Investment-Only Market, 2005                                                                                                   May-07
             Exhibit: Percentage of Qualified Plan Assets in Open-Architecture vs. Proprietary Products                                                    May-07
             Strategy: Investment Mostly                                                                                                                   May-07
             Exhibit: Prognosis Given Reduced Opportunity in the Defined Benefit Market                                                                    May-07
             Marketing & Sales: Pedal to the Metal                                                                                                         May-07
             Exhibit: Guide to the Main Gatekeepers for IO Providers                                                                                       May-07
             Asset Management: Intellectual Capital                                                                                                        May-07
             Exhibit: The Six Principal Areas for Innovation                                                                                               May-07
             Managed Account Definitions                                                                                                                   May-07
             Exhibit: Focus on People                                                                                                                      May-07
             Rules & Regs: Advice Rules                                                                                                                    May-07
             Exhibit: Managed Account Programs by Classification                                                                                           May-07
             Quantitative Update: Insurance                                                                                                                May-07
             Exhibit: Annuity Industry Sales Mix by Product Type                                                                                           May-07
             Exhibit: Advisor Use of Products for Retirement Income or Wealth Transfer Needs                                                               May-07
             Exhibit: Advisor Assets Allocated to Annuities by Channel                                                                                     May-07
             Exhibit: Importance of Living Benefits in Advisor Selection of VA Providers                                                                   May-07
             Exhibit: Advisor Product Mix by Wealth Tier                                                                                                   May-07
             Exhibit: Importance of Factors in Advisor's Decision to Put Client's Assets into an Annuity                                                   May-07
             Exhibit: Subadvised Variable Insurance Fund Growth vs. Subadvised Mutual Fund Growth                                                          May-07
             Exhibit: Providers' Likelihood of Developing Annuity Options for 401Ik) Plans, Long-Term Care Combination Products, and Longevity Insurance   May-07
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             Big Bucks Issue: And the Money Keeps Rolling In                                                                               Apr-07
             Exhibit: U.S. Assets under Management in Mutual Funds vs. Select Countries' GDPs                                              Apr-07
             Product: Supersize It!; Door Closed but Not Locked                                                                            Apr-07
             Exhibit: Big and Mega Mutual Fund Asset Share of Total Long-Term Open-End Mutual Fund AUM ($ millions)                        Apr-07
             Exhibit: Industry Breakdown of Funds with Assets Exceeding $1 Billion                                                         Apr-07
             Exhibit: Top 20 Largest Long-Term Open-End Mutual Funds, January 2007                                                         Apr-07
             Exhibit: Percent of Funds Closed to New vs. All Investors by Asset Range, January 2007                                        Apr-07
             Retirement: Profit Among Nonprofits                                                                                           Apr-07
             Exhibit: Total DC Marketplace vs. 403(b) segments, 2005 ($ billions)                                                          Apr-07
             Exhibit: High-Paying Occupations with Many Openings, Projected 2002-2012                                                      Apr-07
             Insurance: From General to Specific                                                                                           Apr-07
             Exhibit: Insurance General Accounts AUM and Growth ($ billions ), 1995-2005                                                   Apr-07
             Exhibit: Insurance General Accounts Compound Annual Growth Rates (US-Based Asset Managers Only)                               Apr-07
             Exhibit: Unaffiliated General Account Assets under Management, 2005 ($ billions)                                              Apr-07
             Insider: Global Opportunity: Indian Treasure                                                                                  Apr-07
             Exhibit: Indian Mutual Fund Assets under Management (US$ billions), 2000-2006                                                 Apr-07
             Exhibit: Large 10 Indian Asset Management Companies, 2006                                                                     Apr-07
             Quantitative Update: Advisor                                                                                                  Apr-07
             Exhibit: Financial Advisors by Channel, 2006                                                                                  Apr-07
             Exhibit: Average Concentration of Advisors by Channel, 2006                                                                   Apr-07
             Exhibit: Channel Comparison: Advisor Specialization, 2006                                                                     Apr-07
             Exhibit: Channel Comparison: Areas of Advisor Team Specialization, 2006                                                       Apr-07
             Exhibit: Advisors by Revenue Source, 2003-2006                                                                                Apr-07
             Exhibit: Channel Comparison: Advisor Core Market, 2006                                                                        Apr-07
             Exhibit: Channel Comparison: Strategies That Would Ease the Portfolio Construction Process, 2006                              Apr-07
             Exhibit: Channel Comparison: Level of Support Provided to Advisors in Building Their Retirement Business, 2006                Apr-07
             Packaging Issue: Come Together, Right Now                                                                                     Mar-07
             Exhibit: Channel Scorecard: Percent of Advisors Surveyed Who Believe Firm Has Strong Brand Recognition                        Mar-07
             Advice: Beware the Ides of March                                                                                              Mar-07
             Exhibit: The Impact of Star Ratings on Target-Date Funds vs. Crowded Categories. 2006                                         Mar-07
             Exhibit: Lifecycle and Lifestyle Funds with 3-Year Performance                                                                Mar-07
             Exhibit: Differentiating Embedded-Advice Products                                                                             Mar-07
             Business: Selling Your Image                                                                                                  Mar-07
             Exhibit: Asset Managers' Advertising: Focus on Message                                                                        Mar-07
             Exhibit: Asset Managers with Single- vs. Multi-Brand Strategies                                                               Mar-07
             Exhibit: Asset Managers' Planned Advertising by Media Outlet                                                                  Mar-07
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             Insurance: Stabilizing the Pendulum's Swing                                                                                      Mar-07
             Exhibit: Variable Annuity Pendulum Swings to the Middle                                                                          Mar-07
             Exhibit: Variable Insurance Fund-of-Funds Assets and Net Sales, 2000-2006 ($ billions)                                           Mar-07
             Exhibit: Advisor Recommendation of Variable Annuities to Provide Retirement Income                                               Mar-07
             Insider: Product: Brand New (or Is It?)                                                                                          Mar-07
             Exhibit: Percent of Asset Managers who Prioritize Innovation                                                                     Mar-07
             Exhibit: Hedge Fund Managers' Reasons for Leaving Long-Only Role                                                                 Mar-07
             Quantitative Update: Institutional                                                                                               Mar-07
             Exhibit: Total U.S. Assets under Management, 1995-2005 ($ trillions)                                                             Mar-07
             Exhibit: Total U.S. Institutional Client Assets under Professional Management, 2000-2005 ($ trillions)                           Mar-07
             Exhibit: Total U.S. Institutional Client AUM by Distribution Method, 2000-2005 ($ trillions)                                     Mar-07
             Exhibit: Growth of Institutional Client AUM by Distribution Method, 2000-2005                                                    Mar-07
             Exhibit: Institutional Channel Profitability Rankings, 2005                                                                      Mar-07
             Exhibit: Aggregate Asset Manager Institutional Personnel by Tier, 2005                                                           Mar-07
             Exhibit: Constitution of Institutional Client AUM by AMAM Distribution Method, 2005 ($ billions)                                 Mar-07
             Exhibit: Constitution of Institutional Client AUM by Marketplace/Vehicle, 2005 ($ billions)                                      Mar-07
             Inspired Investing Issue: Beyond the Bottom Line                                                                                 Feb-07
             Exhibit: Wealth & Generosity Among Affluent Investors, by State ($ billions)                                                     Feb-07
             Socially Responsible Funds: Greed is (Doing) Good                                                                                Feb-07
             Exhibit: Mutual Fund Assets by Screen Types , 2005 ($ billions)                                                                  Feb-07
             Exhibit: Assets and Number of Socially Screen Mutual Funds, 1996 - October 2006 ($ billions)                                     Feb-07
             Exhibit: SRI Fund Assets by Distribution Channel, October 2006                                                                   Feb-07
             Donor-Advised Funds: An Easy Vehicle to Drive                                                                                    Feb-07
             Exhibit: Donor-Advised Funds Defined                                                                                             Feb-07
             Exhibit: Top 5 Donor-Advised Fund Providers used by Advisors, 2006                                                               Feb-07
             Exhibit: Top 4 Donor-Advised Funds - Comparison                                                                                  Feb-07
             Exhibit: Top 4 Donor-Advised Funds' Asset Growth vs. S&P 500                                                                     Feb-07
             Exhibit: Advisors Getting on Board with Giving                                                                                   Feb-07
             Exhibit: Channel Comparison: Charitable Giving Services Currently Provided by Advisors, 2004-2006                                Feb-07
             Foundations: Fiduciary Duty Calls                                                                                                Feb-07
             Exhibit: Total Foundation Aum and Growth, 1995-2006E ($ billions)                                                                Feb-07
             Exhibit: Top 20 Foundations, 2005 ($ billions)                                                                                   Feb-07
             Case Study: Innovest Strategic Value Advisors: Socially Responsible Diversification                                              Feb-07
             Exhibit: Philanthropy and Program-Related Investing                                                                              Feb-07
             Quantitative Update: Retail                                                                                                      Feb-07
             Exhibit: Total U.S. Assets under Management, 1995-2005 ($ trillions)                                                             Feb-07
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             Exhibit: Total U.S. Retail Client Assets under Professional Management, 2000-2005 ($ trillions)                                    Feb-07
             Exhibit: Total U.S. Retail Client AUM by Distribution Method, 2000-2005 ($ trillions)                                              Feb-07
             Exhibit: Growth of Retail Client AUM by Distribution Method, 2000-2005                                                             Feb-07
             Exhibit: Retail Channel Profitability Rankings, 2005                                                                               Feb-07
             Exhibit: Aggregate Asset Manager Retail Personnel by Tier, 2005                                                                    Feb-07
             Exhibit: Constitution of Retail Client AUM by AMAM Distribution Method, 2005 ($ billions)                                          Feb-07
             Exhibit: Constitution of Retail Client AUM by Marketplace/Vehicle, 2005 ($ billions)                                               Feb-07
             Savings Issue: Good Things Come in Small Packages                                                                                  Jan-07
             Exhibit: Generation C Average Annual Income vs. Expenditures                                                                       Jan-07
             Product: Section 529 Plans: Reform School                                                                                          Jan-07
             Exhibit: Section 529 Plan Assets, 1999-2Q 2006 ($ billions)                                                                        Jan-07
             Exhibit: 529 Savings Plan Assets by Channel, 3Q 2006                                                                               Jan-07
             Exhibit: Education (Their Own, Children's, or Grandchildren's) as a Primary Reason for Savings, 1989-2004                          Jan-07
             Product: Health Savings Accounts: Gesunheit                                                                                        Jan-07
             Exhibit: Population Covered by HSAs by Age Group                                                                                   Jan-07
             Exhibit: Preferred HSA Providers                                                                                                   Jan-07
             Exhibit: HSA, HRA, Health FSA, and Dependent Care FSA Comparison                                                                   Jan-07
             Exhibit: Highlights: Tax Relief and Health Care Act of 2006                                                                        Jan-07
             Generations X&Y: Start Young, Start Now                                                                                            Jan-07
             Case Study: American Century: Whatever You Want, We Can Help                                                                       Jan-07
             Exhibit: Reasons for Savings Across Generations, 2004                                                                              Jan-07
             Insider: Retirement: Smaller Plans, Bigger Issues                                                                                  Jan-07
             Exhibit: Small/Mid Plan Market Leaders by Average Employer Asset Size, 2005                                                        Jan-07
             Year-End Issue: The Industry Weighs In                                                                                             Dec-06
             Exhibit: Biggest Fear for 2007                                                                                                     Dec-06
             Product: How Big a Bite?                                                                                                           Dec-06
             Exhibit: Total ETF vs. Open-End Mutual Fund Assets and Growth ($ billions), 1995-09/2006                                           Dec-06
             Exhibit: Total Number of ETFs and Percentage with >$5 Billion AUM (1995-09/2006)                                                   Dec-06
             Case Study: Wisdom Tree Investments: Intelligent Design                                                                            Dec-06
             Wholesaling: Broad Coverage for a Better Price                                                                                     Dec-06
             Exhibit: Top 10 Survey Results: Most Complicated Salesforce Issue                                                                  Dec-06
             Exhibit: Asset Managers Implementing the Hybrid Role                                                                               Dec-06
             Exhibit: Role of Activity in Wholesaler Compensation                                                                               Dec-06
             Advice: Drilling Down to the Affluent                                                                                              Dec-06
             Exhibit: Advisor Product Usage for Affluent Clients                                                                                Dec-06
             Exhibit: Total Investable Assets Held by Affluent Investors ($ billions), 1989-2008E                                               Dec-06
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             Exhibit: Affluent Market by Generation                                                                                        Dec-06
             Exhibit: Affluent Market by Race                                                                                              Dec-06
             Hiring: Where Are the Good Guys?                                                                                              Dec-06
             Exhibit: Annual U.S. Securities Industry Employment (thousands), 1992-09/2006                                                 Dec-06
             Exhibit: Professional Buyer Respondents' Number of Quantitative vs. Qualitative Analysts                                      Dec-06
             401(K): The Amazing Client Retention Race                                                                                     Dec-06
             Exhibit: Customer Management Internal Processes and Learning Perspectives                                                     Dec-06
             Exhibit: Professional Buyer Respondents' Number of Quantitative vs. Qualitative Analysts                                      Dec-06
             Exhibit: Provider Drivers by Plan Size                                                                                        Dec-06
             Exhibit: Retirement Income Leaders Have Yet to Emerge                                                                         Dec-06
             POSTER: Asset Manager Addressable Marketplaces, 2006                                                                          Dec-06
             Growth Issue: Pick Me, I'm Better                                                                                             Nov-06
             Exhibit: U.S. Assets under Professional Management ($ billions), 1995-2005                                                    Nov-06
             CA Snapshot: Managed Account Assets and Growth Rates, 2Q 2005-2Q 2006                                                         Nov-06
             Private Wealth Groups: Growth on My Mind                                                                                      Nov-06
             Exhibit: Reasons Why Private Wealth Firms Choose to Outsource                                                                 Nov-06
             Exhibit: Approaches Taken by Private Wealth Firms When a Client Becomes Unprofitable                                          Nov-06
             Bank Proprietary Funds: If There's Life, Let Them Grow                                                                        Nov-06
             Exhibit: Bank Proprietary Fund Assets and Flows ($ billions), 1996- 09/2006                                                   Nov-06
             Exhibit: Factors that Cause Asset Managers to Stand Out from Competitors, According to Advisors                               Nov-06
             Insurance: Can I Play Too?                                                                                                    Nov-06
             Exhibit: Channel Comparison: Advisor Product Mix, 2006                                                                        Nov-06
             Insider: Managed Accounts: There's Plenty for Everyone                                                                        Nov-06
             Exhibit: Managed Account Assets by Distribution Channel, 1999-2Q 2006                                                         Nov-06
             Exhibit: Wirehouse Client Assets in Managed Account Programs, 1998-2005 ($ billions)                                          Nov-06
             Exhibit: Total Managed Account Assets and Growth by Channel, 1995-2Q 2006                                                     Nov-06
             Training Issue: Basic Training                                                                                                Oct-06
             Exhibit: Channel Comparison: Impact of Increased Compliance Requirements on Advisors, 2006                                    Oct-06
             CA Snapshot: Channel Comparison: Advisor Assets under Management, 2005 and 2006                                               Oct-06
             Training Advisors: Aiming for the Bull's-Eye                                                                                  Oct-06
             Exhibit: Channel Comparison: Advisor Time Allocation, 2006                                                                    Oct-06
             Exhibit: Channel Comparison: Advisor Licenses and Designations Advisors Currently Hold, 2006                                  Oct-06
             Exhibit: Training: On Demand                                                                                                  Oct-06
             Case Study: TCW Funds: Advisors, Phone (or Click) Home                                                                        Oct-06
             Home Office Role in Training: Teach Them How to Fish                                                                          Oct-06
             Exhibit: Three Tiers of Brokerage Salesforces                                                                                 Oct-06
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             Exhibit: Fee-Based Marketshare of Retail RIAs vs. Managed Accounts, 1998-2005                                                   Oct-06
             Exhibit: Expected Change in Advisor Asset Allocation to Managed Accounts, 2006                                                  Oct-06
             Exhibit: The Three Types of Unified Managed Accounts Programs                                                                   Oct-06
             Exhibit: Percentage of Broker/Dealer Advisorforce Currently Working as Part of a Team, 2006                                     Oct-06
             Insider: Asset Management: Opening Doors Just by Knocking                                                                       Oct-06
             Exhibit: Level of Pressure from Sponsors to Supply Support/Value Add to Advisors, 2006                                          Oct-06
             Exhibit: Professional Designations Held by Wholesalers vs. Advisors, 2006                                                       Oct-06
             Organization Issue: Connect the Dots                                                                                            Sep-06
             CA Snapshot: Asset Manager Addressable Marketplace: Definitions and Assets for Retail and Institutional Segments                Sep-06
             Organizing Your Sales Force: Dedicating Your Resources                                                                          Sep-06
             Exhibit: Four Major Types of Professional Buyers                                                                                Sep-06
             Exhibit: Top 20 Investment Consulting Firms by Marketshare, 2006                                                                Sep-06
             Exhibit: Marketshare Decline of Top 20 Consulting Firms Ranked by Number of Clients (With Assets >$100M)                        Sep-06
             Exhibit: Pro Buyers By Primary and Secondary Methods of Discovering New Managers, 2005                                          Sep-06
             Exhibit: Pro Buyers' Research Criteria by Level of Importance, 2005                                                             Sep-06
             Organizing Investment Research: Who Guards the Guardians?                                                                       Sep-06
             Exhibit: Number of Asset Management Companies Advisors Work With                                                                Sep-06
             Exhibit: Types of Research Used by Advisors                                                                                     Sep-06
             Exhibit: Asset Growth: Nonproprietary Funds vs. Proprietary Funds ($ millions) and Growth Rate, 1996-2005                       Sep-06
             Insider: Retirement: You Pay for What you Get                                                                                   Sep-06
             Exhibit: Impact of the Pension Protection Act on the Defined Contribution Industry                                              Sep-06
             Exhibit: Importance of 401(k) Plan Components to Plan Sponsors According to Providers, 2005                                     Sep-06
             Client's Choice Issue                                                                                                           Aug-06
             CA Snapshot: Managed Accounts Assets and Growth Rates, 2004-2006                                                                Aug-06
             Manufacturing: Innovation in the Era of Proliferation                                                                           Aug-06
             Exhibit: Areas of Product Innovation and Examples                                                                               Aug-06
             Exhibit: Number of Annual New Long-Term Open-End Funds, 1980-2005                                                               Aug-06
             Exhibit: Marketplace Dynamics and the Degree of Mutual Fund Innovation                                                          Aug-06
             RIAs: Should I Stay or Should I Go?                                                                                             Aug-06
             Exhibit: Retail RIA Assets ($ billions) and Growth Rate, 1999-2005                                                              Aug-06
             Exhibit: Retail RIA Firms and Growth Rate, 1999-2005                                                                            Aug-06
             Exhibit: Financial Advisors by Channel, 2006                                                                                    Aug-06
             Exhibit: Reasons High-End Advisors (>$100 Million in AUM) Went Independent                                                      Aug-06
             Savings & Retirement Insider: Not By Products Alone                                                                             Aug-06
             Exhibit: Generating Retirement Income From Annuities                                                                            Aug-06
             Exhibit: Generating Retirement Income From Variable Universal Life Insurance                                                    Aug-06
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             Exhibit: Frequency With Which Advisors Recommend Retirement Income Methods From Variable Annuities                             Aug-06
             Exhibit: Annuity Sales By Distribution Channel, 2005                                                                           Aug-06
             Asset Management Strategy Issue: Knock Knock                                                                                   Jul-06
             CA Snapshot: Intermediary Definitions                                                                                          Jul-06
             Manufacturing: Investment Performance by Design                                                                                Jul-06
             Exhibit: Refining Manufacturing Strategy                                                                                       Jul-06
             Exhibit: The Asset Management Manufacturing Spectrum                                                                           Jul-06
             Case Study: Old Mutual, Patient Parent                                                                                         Jul-06
             Exhibit: Crossfacturing                                                                                                        Jul-06
             Subadvisory Opportunity: Behind the Curtain                                                                                    Jul-06
             Exhibit: Total U.S. Unaffiliated Subadvised AUM by Investment Vehicle ($ billions), 2001-2005                                  Jul-06
             Exhibit: Subadvisor Defined                                                                                                    Jul-06
             Exhibit: Model Portfolios: Divergent Opinions                                                                                  Jul-06
             Savings & Retirement Insider: The DaFABS Code                                                                                  Jul-06
             Exhibit: FASB Defined                                                                                                          Jul-06
             Exhibit: FASB Proposals Summary                                                                                                Jul-06
             Exhibit: Allocation of U.S. Corporate DB Plans, 2005                                                                           Jul-06
             Case Study: GE Asset Management, Expertise in Liability -Driven Investment                                                     Jul-06
             Learning Issue: Divide and Comprehend                                                                                          Jun-06
             Exhibit: Segments Within Emerging Affluent/Affluent Wealth Tiers                                                               Jun-06
             CA Snapshot: Asset Management: Total Retirement Market Assets, 1999-2005                                                       Jun-06
             401(K) Participant Learning: In Defense of Cheating; Defined Contribution Plan Program Enhancements Defined                    Jun-06
             Exhibit: Defined Contribution Plan Program Enhancements Defined                                                                Jun-06
             Exhibit: Percent of 401(k) Account Balances by Size of Account                                                                 Jun-06
             Exhibit: Percent of Plans Offering Automatic Enrollment by Number of Participants                                              Jun-06
             Exhibit: Auto-Anxiety, Automatic Enrollment programs raise concerns for sponsors                                               Jun-06
             Industry Training: Push Me, Pull You; Managed Account Groups Defined; The Ascent of Managed Account Groups                     Jun-06
             Exhibit: Wirehouse Client Assets in Managed Account Programs, 1998-2005 ($ billions)                                           Jun-06
             Exhibit: Managed Account Groups Defined                                                                                        Jun-06
             Exhibit: Fees are good: Adopt Fees                                                                                             Jun-06
             Exhibit: The Ascent of Managed Account Groups, Three Stages of Development                                                     Jun-06
             Exhibit: Total Managed Accounts Assets by Channel Scorecard ($ billions)                                                       Jun-06
             Savings & Retirement Insider: Off to the Races                                                                                 Jun-06
             Exhibit: Advisor Product Usage                                                                                                 Jun-06
             Exhibit: Retirement Income Challenges                                                                                          Jun-06
             Exhibit: Retirement Income Opportunities                                                                                       Jun-06
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             Exhibit: Growth and Complexity of Retirement Product Continuum                                                                 Jun-06
             Exhibit: Retirement Income Initiatives                                                                                         Jun-06
             Exchange-Traded Funds Issue: What's It All About? Alpha                                                                        May-06
             Exhibit: Today, the Home Office Increasingly Acts as Asset Allocator                                                           May-06
             CA Shapshot: Managed Accounts: Managed Account Assets and Growth Rates                                                         May-06
             ETFs and Manufacturing: ETF 3.0?; Case Study: AMVESCAP                                                                         May-06
             Exhibit: ETF Assets, 1993 - March 2006 ($ billions)                                                                            May-06
             Exhibit: ETF Sponsors by AUM, March 2006                                                                                       May-06
             Case Study: AMVESCAP, Acquisition of Power Shares                                                                              May-06
             ETFs and Distribution: Lego My ETF; Case Study: QQQ Direct                                                                     May-06
             Exhibit: Channel Comparison: Advisor Usage of Exchange-Traded Funds, 2004 and 2005                                             May-06
             Case Study: QQQDirect, Nasdaq Offers Small Investors Cheap Way to Purchase the QQQ                                             May-06
             Hedge Funds: Will Hedge Funds Go Pedestrian?                                                                                   May-06
             Exhibit: Hedge Fund Firms' Affiliation                                                                                         May-06
             Exhibit: Hedge Funds' Client Base by Percentage of Assets                                                                      May-06
             Exhibit: Partial Acquisition Rather Than Outright Purchase Makes Sense                                                         May-06
             Savings & Retirement Insider: The Retirement Conundrum                                                                         May-06
             Exhibit: Estimated Number of Baby Boomers in Retirement, 2010-2040 (thousands)                                                 May-06
             Exhibit: Retirement Income Programs Offered by Asset Managers                                                                  May-06
             Exhibit: Expected Change to Advisor Revenue Due to Disseminating Retirement Advice, 2005                                       May-06
             Business Issue: Back to the Future                                                                                             Apr-06
             Exhibit: Catalysts Complicating Vertical Integration in Fund Management                                                        Apr-06
             CA Snapshot: Distribution: Channel Comparison: Advisor Product Mix, 2004 and 2005                                              Apr-06
             Unconstrained Investing: Chasing Alpha in a Crab Market                                                                        Apr-06
             Exhibit: Mutual Fund Companies' Response to Pressures                                                                          Apr-06
             Employee Turnover: Show Me the Money; Case Study: Business Transitions                                                         Apr-06
             Exhibit: Hedge Fund Managers' Reasons for Leaving Long-Only Role                                                               Apr-06
             Exhibit: Pro Buyers' Reasons for Firing Investment Managers                                                                    Apr-06
             Case Study: Business Transitions, Transition and Succession Planning for Fee-Based Advisors                                    Apr-06
             Consumer-Driven Health Care: The Business of Health Care                                                                       Apr-06
             Exhibit: Growth of HAS/HDHP Enrollment, September 2004 - January 2006                                                          Apr-06
             Exhibit: Consumer-Driven Health Plans Glossary                                                                                 Apr-06
             Exhibit: HSAs and Washington, D.C.                                                                                             Apr-06
             Savings & Retirement Insider: Put the Horse Before the Cart                                                                    Apr-06
             Exhibit: Immediate Annuity Sales as Percentage of Total Annuity Sales                                                          Apr-06
             Exhibit: Financial Planning Serves as a Product Flyer                                                                          Apr-06
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             Pricing Issue: Price Is Nice (But Not Always Necessary)                                                                       Mar-06
             Exhibit: Manager Selection Research Criteria by Level of Importance                                                           Mar-06
             CA Snapshot: Asset Management: Estimated Total Annuity Sales                                                                  Mar-06
             Product Pricing: The Price Is Right                                                                                           Mar-06
             Exhibit: Weighted Hedge Fund Average Performance, 1996-2005                                                                   Mar-06
             Exhibit: Distribution of VA Contracts by Insurance Expense Charge, December 2005                                              Mar-06
             Advisor Pricing: A Place for [All of] Us                                                                                      Mar-06
             Exhibit: Channel Comparison: Advisor Compensation, 2004 and 2005                                                              Mar-06
             Exhibit: Intermediary Matrix, 2005                                                                                            Mar-06
             Platform Pricing: The Price of a Thing Is What It Will Bring                                                                  Mar-06
             Exhibit: Separate Account Consultant Program Assets and Growth Projections, 1999-2009 ($ billions)                            Mar-06
             Exhibit: Top 10 Separate Account Consultant Program Sponsors ($ millions)                                                     Mar-06
             Exhibit: Consultant Program Industry Revenue, Sponsor vs. Manager, 2005E ($ billions)                                         Mar-06
             Savings & Retirement Insider: Size Matters                                                                                    Mar-06
             Exhibit: Participation in Employer-Sponsored Retirement Plans by Employees in Private Sector, March 2005                      Mar-06
             Exhibit: Distribution of 401(k) Micro Plans by Top 10 Provider, 2004                                                          Mar-06
             Exhibit: Number of 401(k) plans in the Micro Segment (<100 Participants), 1995-2009E                                          Mar-06
             Savings Issue: It's More Than a Game of Chance                                                                                Feb-06
             Exhibit: U.S. Personal Savings Rate Remains Paltry, While Spending Shows No Sign of Slowing                                   Feb-06
             CA Snapshot: Managed Accounts: Managed Account Assets and Growth Rates                                                        Feb-06
             Roth 401(k) and 403(b): Never Pay Taxes Again                                                                                 Feb-06
             Exhibit: ROTHs and 401(k)s at a Glance                                                                                        Feb-06
             Exhibit: Percentage of Plan Sponsors Likely to Add Roth 401(k), 2005                                                          Feb-06
             IRA Rollovers: Roll Over Beethoven                                                                                            Feb-06
             Exhibit: Total IRA Assets and Annual Growth Rates, 1994-2010E ($ billions)                                                    Feb-06
             Exhibit: Retailization of Retirement Assets                                                                                   Feb-06
             Exhibit: Rollover Asset Retention and Gathering                                                                               Feb-06
             Tax and Savings Proposals: Legislators Consider Ways to Improve Savings                                                       Feb-06
             Exhibit: Private DC Asset Projections                                                                                         Feb-06
             Exhibit: Percentage of Taxpayers with Dividend Income by Age Group                                                            Feb-06
             Exhibit: U.S. Households Owning Equities                                                                                      Feb-06
             Savings & Retirement Insider: The Medium Is [Not] the Message; Case Study: MassMutual; Case Study: Transamerica               Feb-06
             Exhibit: Percentage of Large DC Plans Using Various Communication Media                                                       Feb-06
             Exhibit: Percentage of DC Plans Offering Investment Advice by Type and Plan Segment, 2004                                     Feb-06
             Exhibit: Importance of 401(k) Plan Components to Plan Sponsors According to Providers, 2005                                   Feb-06
             Case Study: MassMutual, e4                                                                                                    Feb-06
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             Case Study: Transamerica, Plus 15 Participation Guarantee                                                                     Feb-06
             Differentiation Issue: Isn't That [Firm] Special?                                                                             Jan-06
             Exhibit: Consumers' Top Three Priorities for Global Financial Services Industry                                               Jan-06
             Differentiation by Branding: Burnish Me Bright                                                                                Jan-06
             Exhibit: Intermediary-Focused Asset Managers' Emphasis on Branding                                                            Jan-06
             Exhibit: Advisors Rating Fund Company as "Excellent" or "Very Good"                                                           Jan-06
             Differentiation by Client Base: Attracting the Emerging Majority                                                              Jan-06
             Exhibit: U.S. Buying Power Statistics by Race ($ billions)                                                                    Jan-06
             Exhibit: Presence of Diversity Initiatives                                                                                    Jan-06
             Case Study: Merrill Lynch, Multicultural and Diversified Business Development Group                                           Jan-06
             Differentiation by Mutual Funds: Throwing a Wrench in the Machine                                                             Jan-06
             Exhibit: U.S. Large Cap and Small-Cap Mutual Fund Metrics                                                                     Jan-06
             Exhibit: Professional Buyers' Special Procedures for Finding Small-Cap Managers                                               Jan-06
             Differentiation by Customer Service: Private Lives; Case Study: Citibank                                                      Jan-06
             Exhibit: Almost Half of U.S. Households are Willing to Switch Accounts to Firms Offering ID Theft Detection/Alert Services    Jan-06
             Case Study: Citibank, Citi ® Identity Theft Solutions                                                                         Jan-06
             Savings & Retirement Insider: Insuring the Difference                                                                         Jan-06
             Exhibit: Advertising Themes for the 10 Largest Life Insurance Companies                                                       Jan-06
             Exhibit: Life and Annuity Patent Filings Sampling                                                                             Jan-06
             Year End Issue: The Industry Speaks--Again                                                                                    Dec-05
             Exhibit: Biggest Business Fear for 2006                                                                                       Dec-05
             Exhibit: Biggest Business Challenge for 2006                                                                                  Dec-05
             Survey Says: High Net Worth: The Siren of Financial Services                                                                  Dec-05
             Exhibit: Cerulli Associates Wealth Segmentation Model                                                                         Dec-05
             Exhibit: Wealth Segmentation                                                                                                  Dec-05
             Exhibit: Average Advisors' Client Base Breakdown by Net Worth, 2004                                                           Dec-05
             Survey Says: Organizational Efficiency: Plumbers Need Not Apply                                                               Dec-05
             Exhibit: Firms' Efforts Toward Greater Organizational Efficiency in 2006                                                      Dec-05
             Exhibit: Straight-Through Processing Defined                                                                                  Dec-05
             Exhibit: What Happens to an Institutional Trade                                                                               Dec-05
             Survey Says: Specialist vs. Generalist: I Can Get It for You Wholesale                                                        Dec-05
             Exhibit: Firms Identify Their Most Complicated Salesforce Issue for 2006                                                      Dec-05
             Exhibit: Asset Managers' Current Salesforce Structures, 2005                                                                  Dec-05
             Exhibit: Importance of Asset Manager Offering Particular Services to Broker/Dealers, 2005                                     Dec-05
             Survey Says: Managed Accounts: Everyone Wins                                                                                  Dec-05
             Exhibit: Managed Account Segments Defined                                                                                     Dec-05
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             Exhibit: Total Managed Account Assets, 1993-2008E ($ billions)                                                                Dec-05
             Survey Says: Retirement: Boomer[anging] Assets                                                                                Dec-05
             Exhibit: Millions of Baby Boomers Cannot Be Ignored (Baby Boomers in thousands)                                               Dec-05
             Exhibit: Percent of Preretirement Income Needs By Workers and Experience by Retirees                                          Dec-05
             Process Issue: Brainteaser                                                                                                    Nov-05
             Exhibit: Industry Intermediary Interaction                                                                                    Nov-05
             Asset Manager: Life After Open Architecture                                                                                   Nov-05
             Exhibit: Definitions: Manager of Managers, Multiaffiliation, Fund adoption                                                    Nov-05
             Exhibit: A Tale of Two Strategies: Two success stories: American Funds & AMG                                                  Nov-05
             Exhibit: Asset Managers' Reported Core Competencies                                                                           Nov-05
             Exhibit: Asset Managers' Reported Marketing Organizational Changes, 2005                                                      Nov-05
             Distributor: Darlings of Distribution                                                                                         Nov-05
             Exhibit: Global Manager of Managers Product Assets Under Management ($ billions)                                              Nov-05
             Exhibit: Professional Buyers Reach Downmarket                                                                                 Nov-05
             Exhibit: Chemical Reaction: Professional buyers will influence mutual fund buying behavior                                    Nov-05
             Exhibit: LPL's Research Continues to Innovate                                                                                 Nov-05
             Industry Employment: 30,000 Feet                                                                                              Nov-05
             Exhibit: Annual Securities Industry Employment (thousands)                                                                    Nov-05
             Exhibit: Channel Comparison: Average Administrative and Professional Staff Members                                            Nov-05
             Advisor: Broker? Advisor? Advoker?                                                                                            Nov-05
             Exhibit: Advisors by Revenue Source: Broker/Dealer Advisors Only                                                              Nov-05
             Savings & Retirement Insider: A PC in Every Firm?                                                                             Nov-05
             Exhibit: Institutional Distribution of Assets, 1999-2004                                                                      Nov-05
             Organization Issue: What's in a Name                                                                                          Oct-05
             Exhibit: Asset Manager Addressable Marketplace Segments                                                                       Oct-05
             Organizing Advisory Practices: Just Do It; RIA Frugality                                                                      Oct-05
             Exhibit: Asset Management Delegation Defined                                                                                  Oct-05
             Exhibit: Rep as Portfolio Manager Defined                                                                                     Oct-05
             Exhibit: Specialists Found on Advisor Teams                                                                                   Oct-05
             Exhibit: Advisor Screening Criteria for RPM Program Participation                                                             Oct-05
             Exhibit: Rep as Portfolio Manager Competitive Snapshot                                                                        Oct-05
             Exhibit: Evolution of RIAs                                                                                                    Oct-05
             Organizing Funds: The Plot Thickens                                                                                           Oct-05
             Exhibit: Lifecycle Fund Net Flows ($ billions)                                                                                Oct-05
             Exhibit: Sample of Asset Allocation Funds                                                                                     Oct-05
             Exhibit: Organizing the Message: Describing the Managers, Validating the Structure, Reporting                                 Oct-05
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             Savings & Retirement Insider: Organizing Retirement Requirements                                                             Oct-05
             Exhibit: Comparing Broker/Dealer Platforms                                                                                   Oct-05
             Exhibit: Retirement Assets in Mutual Funds ($ billions)                                                                      Oct-05
             Client's Choice Issue                                                                                                        Sep-05
             Electronic Payments: Cashless Cows                                                                                           Sep-05
             Exhibit: Money Flow in the Credit Card Industry                                                                              Sep-05
             Exhibit: Growth of Credit Card and Private-Label Card Transactions ($ billions)                                              Sep-05
             Exhibit: Segmenting Credit Card Customers                                                                                    Sep-05
             Donor-Advised Funds: Chary of Charity                                                                                        Sep-05
             Exhibit: Donor-Advised Funds Defined                                                                                         Sep-05
             Exhibit: Donor-Advised Funds vs. Private Foundations                                                                         Sep-05
             Exhibit: Commercial Donor-Advised Funds Assets and Amount Distributed to Charities                                           Sep-05
             Mutual Fund Revenue Sharing: Continuing Controversy                                                                          Sep-05
             Exhibit: Industry Use of 12b-1 Fees                                                                                          Sep-05
             Managed Accounts: A Star Is Born                                                                                             Sep-05
             Exhibit: Total Managed Account Asset Growth ($ billions), 1994 - 2Q 2005                                                     Sep-05
             Exhibit: Unified Managed Account Defined                                                                                     Sep-05
             Exhibit: Mutual Fund Advisor Programs Defined                                                                                Sep-05
             Exhibit: Mutual Fund Advisory Program Assets by Program Type 1996 - 2Q 2005                                                  Sep-05
             Savings & Retirement Insider: I'm Just a Bill                                                                                Sep-05
             Exhibit: S&P 500 Company DB Assets and S&P 500 DB Plan Funding Levels ($ billions), 1999-2004                                Sep-05
             Exhibit: DB Contributions as a Percentage of DB Assets, 1980-2008E                                                           Sep-05
             Exhibit: Auto-Pilot Features Chosen by Plan Sponsors                                                                         Sep-05
             Plumbing Issue: Wrenching Decisions                                                                                          Aug-05
             Exhibit: All Outsourcing Opportunities for Broker/Dealers?                                                                   Aug-05
             Outsourcing: Gotta Wear Shades                                                                                               Aug-05
             Exhibit: Clearing Providers Defined                                                                                          Aug-05
             Exhibit: Clearing Firms Ranked by Number of Correspondent Broker/Dealer Clients                                              Aug-05
             Exhibit: Citigroup Asset Manager Solutions                                                                                   Aug-05
             Algorithmic Trading: Look Ma, No Hands                                                                                       Aug-05
             Exhibit: NMS Reforms                                                                                                         Aug-05
             Exhibit: Increase in Algorithmic Trading                                                                                     Aug-05
             Risk Management: Pianos Falling from the Sky                                                                                 Aug-05
             Exhibit: Broker/Dealer Risk Categories Inherent in Business Activities                                                       Aug-05
             Exhibit: Sample Organization of Internal Risk Management Unit                                                                Aug-05
             Exhibit: Operational Risk Event Types and Examples                                                                           Aug-05
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             Prime Brokerage, Direct Market Access, and Risk                                                                                  Aug-05
             Exhibit: Prime Brokerage Net Revenue Forecast ($ millions) 2005-2009                                                             Aug-05
             Savings & Retirement Insider: Catch 22(c)-2                                                                                      Aug-05
             Exhibit: The Impact of Regulation 22(c)-2                                                                                        Aug-05
             Exhibit: Sample Retirement Trade                                                                                                 Aug-05
             Exhibit: The State of TPAs                                                                                                       Aug-05
             Asset Management Strategy Issue: Terra Nueva                                                                                     Jul-05
             Exhibit: Disintermediation Nation, Reduction in Asset Manager Influence over Advisor                                             Jul-05
             Asset Management Pressures: In a Pinch                                                                                           Jul-05
             Exhibit: Full Court Press, Asset Managers Are Put to the Test                                                                    Jul-05
             Exhibit: Global Asset Management Industry Assets Under Management ($ trillions), 2002-2009E                                      Jul-05
             Asset Management Revenue Sharing: The Field-of-Dreams Approach                                                                   Jul-05
             Exhibit: Revenue Sharing Defined                                                                                                 Jul-05
             Exhibit: Average Annual Revenue-Sharing Payments Per Top-Tier Distributor, 2004                                                  Jul-05
             Exhibit: Asset Managers' Revenue-Sharing Evaluation Processes                                                                    Jul-05
             Asset Management Priorities: Miracle-Gro                                                                                         Jul-05
             Exhibit: Channel Scorecard: Ranking Factors Influencing Decisions to Use and Asset Manager, 2004                                 Jul-05
             Exhibit: Channel Scorecard: Relative Performance of Most-Used Asset Manager Providing Business-Growing Ideas, 2004               Jul-05

             Exhibit: Compensation Scorecard: Relative Performance of Most-Used Asset Manager Having Strong Brand Recognition, 2004           Jul-05

             Savings & Retirement Insider: The Meek Shall Inherit the Earth                                                                   Jul-05
             Exhibit: Characteristics of 401(k) ETF Providers                                                                                 Jul-05
             Exhibit: Percent of Assets Allocated to ETFs by RIAs, 2001-2005                                                                  Jul-05
             Exhibit: ETF Assets ($ billions), 2000-2004                                                                                      Jul-05
             Distribution Strategy Issue: The Torch                                                                                           Jun-05
             Exhibit: Advisor Time Squeeze                                                                                                    Jun-05
             Advisor Product Usage: Product (In)Flux                                                                                          Jun-05
             Exhibit: Advisor Practice Type Segments Defined                                                                                  Jun-05
             Exhibit: Product Mix by Channel, 2004                                                                                            Jun-05
             Exhibit: Product Mix by Advisor Practice Type, 2004                                                                              Jun-05
             Exhibit: Case Study: Success Metrics                                                                                             Jun-05
             Revenue Sharing: The Fallout Stage                                                                                               Jun-05
             Exhibit: Revenue Sharing Defined                                                                                                 Jun-05
             Exhibit: Broker/Dealers' Justification in Charging Revenue Sharing                                                               Jun-05
             Exhibit: Estimated Cost of Regulation                                                                                            Jun-05

             Exhibit: Majority of Top Producers Willingness to Sell Preferred or Strategic Funds if Revenue-Sharing Disclosure Was Required   Jun-05
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             Private Banking: Reinvigorating the Private Bank                                                                                   Jun-05
             Exhibit: Examples of Private Client Group Archetypes                                                                               Jun-05
             Exhibit: Centralized Investment Product Platform                                                                                   Jun-05
             Exhibit: Open Architecture Defined                                                                                                 Jun-05
             Exhibit: Evolution of Global Private Banking's Individual Client                                                                   Jun-05
             Savings & Retirement Insider: SEParating Plans Is Not SIMPLE                                                                       Jun-05
             Exhibit: Home-Office Support Offered to Advisors in Building Retirement Business                                                   Jun-05
             Exhibit: Mix of Retirement Plan Assets for Which Advisors Receive Ongoing Compensation                                             Jun-05
             Exhibit: Factors Impacting the Advisor 401(k) Selection Process                                                                    Jun-05
             Segmentation Issue: A Beautiful Mosaic                                                                                             May-05
             Segmenting Advisors: Devil's in the Details                                                                                        May-05
             Exhibit: Financial Advisors by Channel, 2004                                                                                       May-05
             Exhibit: Channel Loyalty Scorecard: Use of the Currently Most-Used Asset Managers vs. Five Years Ago, 2004                         May-05
             Exhibit: Reasons Advisors Do Not Want to Do Business With an Asset Manager                                                         May-05
             Exhibit: Advisors By Revenue Source and Channel: Advisor Satisfaction Survey Respondents, 2004                                     May-05
             Segmenting Investors: At the Crossroads of the Cross-Sell                                                                          May-05
             Exhibit: Sample Cross-Product Segmentation                                                                                         May-05
             Exhibit: Advisor Profiling Types Stats: Record Review, Statement Review, Interview                                                 May-05
             Segmenting Hedge Funds: All the Stars in the Universe                                                                              May-05
             Exhibit: Estimated U.S. and Offshore Hedge Fund Assets, 2000-2005                                                                  May-05
             Exhibit: Hedge Fund Strategies, Mid-Year 2004                                                                                      May-05
             Exhibit: Distribution of Hedge Fund Assets by Size of Fund, 2004                                                                   May-05
             Exhibit: Global Hedge Fund Characteristics, 2004                                                                                   May-05
             Savings & Retirement Insider: Small-Plan Bandwagon                                                                                 May-05
             Exhibit: 2001 and 2004 R-Share Market Leaders                                                                                      May-05
             Exhibit: Number of Companies Offering R-Shares and Assets in R-Share Classes, 1995-2004                                            May-05
             Exhibit: Concentration of DC Managers Who Also Offer R-Shares                                                                      May-05
             Relationships Issue: He Who Endures                                                                                                Apr-05
             Exhibit: Positive Externalities, Large firms create enduring relationship with client while smoothing revenues                     Apr-05
             Brokerage and Investors: Focus on Fees Paying [Off]; Operating on All Cylinders                                                    Apr-05
             Exhibit: Recurring Revenues in the Merrill Lynch Global Private Client Group                                                       Apr-05
             Exhibit: Example of the Integrated Business Model                                                                                  Apr-05
             Exhibit: Profitability Trends in the U.S. Securities Industry ($ millions), 2001-2004                                              Apr-05
             Asset Management and Investors: The All-in-One Mutual Fund                                                                         Apr-05
             Exhibit: Lifecycle and Asset Allocation Fund Assets ($ billion), 2000-2004                                                         Apr-05
             Exhibit: Lifecycle and Asset Allocation Fund Net Flows ($ billion), 2000-2004                                                      Apr-05
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             Sponsors and Subadvisors: Fast-Acting Relief                                                                                 Apr-05
             Exhibit: Subadvisory Defined                                                                                                 Apr-05
             Exhibit: Sponsors' Stance on Fund Adoptions, 2004                                                                            Apr-05
             Exhibit: Case Study: John Hancock, Filling the Gaps                                                                          Apr-05
             Exhibit: Example of Asset-Based Fee-Sharing Breakpoint Agreement                                                             Apr-05
             Exhibit: Adopt or Outsource?                                                                                                 Apr-05
             Savings & Retirement Insider: No Automatic Distribution Without Retribution                                                  Apr-05
             Exhibit: Safe Harbor IRA Guidelines                                                                                          Apr-05
             Exhibit: Percent of Participants Chasing Out by Age                                                                          Apr-05
             Exhibit: Percent of 401(k) Distributions Cashed Out for Select Account Balances                                              Apr-05
             Contingency Issue: Managing the Ifs                                                                                          Mar-05
             Retirement Income: Abracadabra                                                                                               Mar-05
             Exhibit: Evolving Retirement Income Solutions by Program                                                                     Mar-05
             Exhibit: Different Affluence Level = Different Retirement Needs                                                              Mar-05
             Wealth Transfer: Heir Tight                                                                                                  Mar-05
             Exhibit: Types of Training Used by Firms                                                                                     Mar-05
             Exhibit: Summary Analysis: Wealth Transfer Methods                                                                           Mar-05
             Equity-Indexed Annuities: Neither Fish nor Foul                                                                              Mar-05
             Exhibit: Equity-Indexed Annuity Sales ($ billions), 1995-2004                                                                Mar-05
             Exhibit: Comparison of Annuity Types                                                                                         Mar-05
             Long-Term Care: The Third Leg for Life After Retirement                                                                      Mar-05
             Exhibit: Long-Term Care Scope                                                                                                Mar-05
             Exhibit: Long-Term Care Insurance Policy Distribution Channels, 2002                                                         Mar-05
             Savings & Retirement Insider: Let a Million Accounts Bloom?                                                                  Mar-05
             Exhibit: Pros and Cons of Privatization                                                                                      Mar-05
             Channels Issue, Part II: The Davids                                                                                          Feb-05
             Exhibit: Services Provided by Channel, 2002 and 2004                                                                         Feb-05
             Regional Brokerages: Culture Club                                                                                            Feb-05
             Exhibit: Regional Broker/Dealer Business Models, 2002 and 2004                                                               Feb-05
             Exhibit: Advisors Offering Wealth Transfer Services by Channel                                                               Feb-05
             Independent Broker/Dealers: The Price of Independence                                                                        Feb-05
             Exhibit: Cerulli Independent Broker/Dealer Channel Segmentation                                                              Feb-05
             Exhibit: Number of Independent Broker/Dealer Firms by Advisor Headcount                                                      Feb-05
             Exhibit: Product Mix for Independent Broker/Dealer Advisors                                                                  Feb-05
             Intermediary Matrix                                                                                                          Feb-05
             Registered Investment Advisors: Still the One                                                                                Feb-05
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             Exhibit: Retail RIA Market Segmentation, 2003                                                                                 Feb-05
             Exhibit: Wholesaling and RIA                                                                                                  Feb-05
             ATMs: ATMs As a Distribution Channel, Part II                                                                                 Feb-05
             Channels Issue, Part I: The Goliaths                                                                                          Jan-05
             Exhibit: Services Provided by Channel (Bank Broker/Dealer, Insurance Broker/Dealer, Wirehouse), 2002 and 2004                 Jan-05
             Wirehouse Channel: Kings of the Hill                                                                                          Jan-05
             Exhibit: Wirehouse Firms by Advisor Headcount, 2004                                                                           Jan-05
             Exhibit: Proprietary Net Flows by Channel ($ millions), 1995-2004E                                                            Jan-05
             Intermediary Matrix                                                                                                           Jan-05
             Insurance Channel: Annuity Experts                                                                                            Jan-05
             Exhibit: Average Insurance Rep                                                                                                Jan-05
             Exhibit: Insurance Brokerage Product Mix, 2004                                                                                Jan-05
             Exhibit: Asset-Gathering Strategies Abroad for Insurance Companies                                                            Jan-05
             Case Study: Principal Financial and Retirement                                                                                Jan-05
             Bank Channel: Bank Brokerage for the Masses                                                                                   Jan-05
             Exhibit: Top 10 Bank Broker/Dealer Firms by Advisor Headcount, 2004                                                           Jan-05
             Exhibit: Advisor Practice Types Within the Bank Broker/Dealer Channel                                                         Jan-05
             ATMs: ATMs As a Distribution Channel                                                                                          Jan-05
             Exhibit: Pros and Cons of ATM Network Ownership                                                                               Jan-05
             Year-End Issue: The Industry Speaks                                                                                           Dec-04
             Exhibit: 2005 DJIA Level as Projected by Clients                                                                              Dec-04
             Survey Says: Teams                                                                                                            Dec-04
             Exhibit: Advisor Practice Types and Teams                                                                                     Dec-04
             Exhibit: Advisor Business Model by Channel (Bank Broker/Dealer, Insurance Broker/Dealer, Independent Broker/Dealer)           Dec-04
             Exhibit: One Example of an Advisory Team                                                                                      Dec-04
             Survey Says: Retirement                                                                                                       Dec-04
             Exhibit: Expected Change to Rollover Budget Components for IRA Providers, 2004                                                Dec-04
             Exhibit: Marketshare for 401(k) Recordkept Assets and Retained IRA Rollover Assets by Provider Type, 2003                     Dec-04
             Survey Says: Advice                                                                                                           Dec-04
             Exhibit: How Will Advisors Provide Additional Advice Offerings?                                                               Dec-04
             Exhibit: Fee-Based Business Operates Best with Fewer Clients                                                                  Dec-04
             Exhibit: A Comparison of Fee Structures (Asset-Based, A La Carte, Per Plan, Hourly, Retainer)                                 Dec-04
             Exhibit: Number of Asset Managers Used by Compensation Type, 2004                                                             Dec-04
             Survey Says: Systems                                                                                                          Dec-04
             Exhibit: Anticipated Compliance Headaches                                                                                     Dec-04
             Exhibit: Factors Driving Increased Compliance Costs                                                                           Dec-04
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             Exhibit: Compliance Budget Allocation                                                                                          Dec-04
             Exhibit: Information Categorized by Type and Purpose                                                                           Dec-04
             Survey Says: Institutional                                                                                                     Dec-04
             Exhibit: Institutional Vehicle Characteristics (Institutional Mutual Fund, Commingled Fund, Separate Account)                  Dec-04
             The Trust Issue: The Ties that Bind Us                                                                                         Nov-04
             Trusting Management: Underwhelmed                                                                                              Nov-04
             Exhibit: Pension Benefit Guaranty Company Facts, 2003                                                                          Nov-04
             Exhibit: Dollar Amounts of Claims to Pension Benefit Guaranty Companies' Single-Employer Program                               Nov-04
             Exhibit: Net Financial Position of the Pension Benefit Guaranty Companies' Single-Employer Program                             Nov-04
             Trusting Employees: Building a Fan Club                                                                                        Nov-04
             Exhibit: Institutional and Retail Decision Making Process for Choosing Asset Managers                                          Nov-04
             Exhibit: Advisor Criteria for Selecting Asset Managers                                                                         Nov-04
             Exhibit: Wholesalers Move Upmarket, Advisors Demand a High-Quality Consultative Sales Process                                  Nov-04
             Trusting Asset Managers: I'll Have What He's Having                                                                            Nov-04
             Exhibit: Key Market Trends among Investors                                                                                     Nov-04
             Exhibit: Customer Relationship Management Spending by Region                                                                   Nov-04
             Case Study: Bank of America, A Greek Disney?                                                                                   Nov-04
             Trusting the Industry: Warm Fuzzy Feelings                                                                                     Nov-04
             Exhibit: Retail Recovery, Retail Commission Revenues Take Roughly Twice as Long as the Broad Market Index                      Nov-04
             Exhibit: Problems for the Financial Services Industry                                                                          Nov-04
             Exhibit: Factors Important to Regaining Investor Trust in Europe                                                               Nov-04
             Exhibit: Products Likely to be at the Center of an Investment Controversy in Europe over the next Five Years                   Nov-04
             The Organization Issue: When in Rome                                                                                           Oct-04
             Organizing Departments: Jack Be Nimble; Veni, Vidi, Reorganized                                                                Oct-04
             Exhibit: Organization of Asset Management Marketing Department Organization                                                    Oct-04
             Exhibit: Asset Managers Reporting Product Management Group Organizational Changes                                              Oct-04
             Exhibit: Asset Managers' Reported Mutual Fund Consolidation During Past 24 Months                                              Oct-04
             Exhibit: Evolution of the Client-Centric Model                                                                                 Oct-04
             Organizing Advisors: The Skinny on Multiple Affiliation                                                                        Oct-04
             Exhibit: Advisor Scorecard by Channel                                                                                          Oct-04
             Exhibit: Independent Broker/Dealer Segmentation Matrix                                                                         Oct-04
             Exhibit: Raymond James Advisor Business Models                                                                                 Oct-04
             Organizing Products: Freedom with Responsibility                                                                               Oct-04
             Exhibit: Open Architecture in Financial Services ($ millions)                                                                  Oct-04
             Client's Choice Issue                                                                                                          Sep-04
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             Regulation: Writer's Block                                                                                                      Sep-04
             Exhibit: A Select List of Final Rules Passed by the SEC in 2004                                                                 Sep-04
             Institutional Fund Selection: Bugaboos                                                                                          Sep-04
             Exhibit: Factors to Consider in Fund Selection                                                                                  Sep-04
             Exhibit: Pressure on Fund Expense Ratios                                                                                        Sep-04
             Credit Cards: Big Profits Attract New Players                                                                                   Sep-04
             Exhibit: Credit Card Profits Continue to Climb ($ billions), 1990-2003)                                                         Sep-04
             Exhibit: Investment Firm Credit Card Comparison                                                                                 Sep-04
             Case Study: Merrill Lynch, Merrill + Visa = $$$$                                                                                Sep-04
             Exhibit: Merrill's Reward Points for Mortgages and Closing Costs                                                                Sep-04
             Registered Investment Advisors: Indy 12,000                                                                                     Sep-04
             Exhibit: RIA Market Segmentation                                                                                                Sep-04
             Exhibit: Retail RIA Assets ($ millions), 1998-2003                                                                              Sep-04
             Exhibit: Wealth Managers Control the Majority of Retail RIA Assets                                                              Sep-04
             Total Benefits Outsourcing: Outsource Me                                                                                        Sep-04
             Exhibit: Total Retirement Outsourcing, Total Benefits Outsourcing, Human Resources Outsourcing Defined                          Sep-04
             Exhibit: Partially and Fully Outsourced Services                                                                                Sep-04
             The Retirement Issue: Reversal of Fortune                                                                                       Aug-04
             Exhibit: Top 10 Hot Cities for Reverse Mortgages, FY 2003 (# loans)                                                             Aug-04
             The Industry in Assets: Follow the Bouncing Balls                                                                               Aug-04
             Exhibit: Retirement Assets in IRAs DC, DB, Federal Pension, Annuities                                                           Aug-04
             Exhibit: The Future of Hybrid Plans: Will They Take Hold?                                                                       Aug-04
             Exhibit: Annual Growth Rate of Retirement Assets                                                                                Aug-04
             Exhibit: Investment-Only Distribution Trend                                                                                     Aug-04
             Exhibit: Percent of Total Retirement Assets                                                                                     Aug-04
             Micro-Plans: Mini Me                                                                                                            Aug-04
             Exhibit: 401(k) Plans by Segment (2001-2006E)                                                                                   Aug-04
             Retirement Income: Taking the Pedal Off the Metal                                                                               Aug-04
             Exhibit: Addressable Market Assets in Retirement Mode and Retirement Mode Assets as % of the Addressable Market                 Aug-04
             Exhibit: Addressable Market Assets in Retirement Mode by Generation                                                             Aug-04
             Exhibit: Addressable Market Outflows by Generation                                                                              Aug-04
             Exhibit: Retirement and Wealth Transfer Portfolio                                                                               Aug-04
             Private DC Plan Products: Great Taste, Less Filling                                                                             Aug-04
             Exhibit: Retail Mutual Fund ABCs and I's and R's (Breakdown of A, B, C, R, I, and Z shares)                                     Aug-04
             Case Study: Retirement Shares: Shares 'R' Use                                                                                   Aug-04
             Exhibit: 401(k) Assets in Institutional Mutual Funds                                                                            Aug-04
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             Exhibit: Increased Regulatory Scrutiny Keeps Focus on Fees                                                                      Aug-04
             Asset Management Strategy Issue: The Active Ingredient                                                                          Jul-04
             Asset Managers as Subcontractors: And the Beat Goes On                                                                          Jul-04
             Exhibit: Asset Managers in a Subcontractor Role                                                                                 Jul-04
             Exhibit: Distribution Dynamic: Platforms have changed the competitive landscape for asset managers.                             Jul-04
             Managed Account Marketplace: Of MAGs, UMAs, and Other Acronyms                                                                  Jul-04
             Exhibit: Managed Account Segments Defined                                                                                       Jul-04
             Exhibit: Unified Managed Account Defined                                                                                        Jul-04
             Exhibit: Managed Account Group Defined                                                                                          Jul-04
             Exhibit: Managed Account Assets and Growth Rates, 2002-2004                                                                     Jul-04
             Exhibit: Relative Importance of Factors Driving Advisor Usage of Separate Accounts                                              Jul-04
             Mutual Funds: From Flagships to Dinghies                                                                                        Jul-04
             Exhibit: Fading Flagship Mutual Funds                                                                                           Jul-04
             Exhibit: Asset Managers' Reported Mutual Fund Consolidation During Past 24 Months                                               Jul-04
             Expansive Strategies: Big                                                                                                       Jul-04
             Exhibit: Asset Managers Planning to Add Investment Capabilities by Method                                                       Jul-04
             Exhibit: Pure Asset Management M&A Transactions Worldwide                                                                       Jul-04
             Research Roundup: Activating Traders                                                                                            Jul-04
             Exhibit: Total Media Spending by Brokerage Category and Active Trader Specific                                                  Jul-04
             Exhibit: Media Mix Active Trader Specific: $73.9 Million                                                                        Jul-04
             The Distribution Strategy Issue: Sticky Fingers                                                                                 Jun-04
             Advisor Product Usage: The (Alter)Natives are Restless                                                                          Jun-04
             Exhibit: Product Mix by Channel, 2Q 2004 (Bank, IBD, Insurance, Regional, RIA, Wirehouse)                                       Jun-04
             Exhibit: Alternative Investments Defined                                                                                        Jun-04
             Exhibit: Average Allocation o ETFs by Distribution Channel                                                                      Jun-04
             Exhibit: Projected Change in Alternative Investments Usage Across Channels                                                      Jun-04
             Asset-Liability Management: Spinning Gold from Straw; FinancialCircuit's MoneyFind Active                                       Jun-04
             Exhibit: Customer Profiling Method for Advisors                                                                                 Jun-04
             Exhibit: Estimated Number of Online Brokers, 2Q 1997-2004                                                                       Jun-04
             Exhibit: Components of Investable Assets and Net Worth                                                                          Jun-04
             Online Brokers: Blast from the Past                                                                                             Jun-04
             Exhibit: Estimated Number of Online Brokers, 2Q 1997-2004                                                                       Jun-04
             Bank Brokerage: Branching Out, So Watch Out                                                                                     Jun-04
             Exhibit: Advisor Compensation by Channel, 2Q 2004                                                                               Jun-04
             Exhibit: Number of Proprietary Fund Families by Channel, May 2003                                                               Jun-04
             Back Page Sage: Come On, Be Smart                                                                                               Jun-04
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             The Wealth Issue: Serving Mr. Howell                                                                                             May-04
             Exhibit: Advisor Practice Types                                                                                                  May-04
             Channel Analysis: Everyone and Their Brother                                                                                     May-04
             Exhibit: Services Currently Offered by Channel                                                                                   May-04
             Exhibit: Client Net Worth by Channel                                                                                             May-04
             Private Equity: Art of the Deal                                                                                                  May-04
             Exhibit: The Rise and Fall of Private Equity Commitments ($ millions), 1995-2003E                                                May-04
             Exhibit: Private Equity Fund of Funds Marketshare of All Private Equity Commitments, 1995-2003E                                  May-04
             Exhibit: Benefits of Private Equity Fund of Funds                                                                                May-04
             Commercial Donor Advised Funds: Philanthropic Profit                                                                             May-04
             Exhibit: Top 10 Commercial Donor Advised Funds                                                                                   May-04
             Exhibit: The Donor Advised Fund Tax Advantage                                                                                    May-04
             Platform-Based Distribution: If the Shoe Fits                                                                                    May-04
             Exhibit: Platform Components                                                                                                     May-04
             Exhibit: Private Client Group Platform Evolution                                                                                 May-04
             Exhibit: Private Client Group Approaches to Open Architecture                                                                    May-04
             Exhibit: Bullish on Wealth Management Platforms                                                                                  May-04
             The Operations Issue: You're Fired                                                                                               Apr-04
             Exhibit: Plumbers in the Mutual Fund Industry: Utilities and Third-Party Service Providers                                       Apr-04
             Retirement: Big Fingers for a Big Pie (Large TPAs stake claim in 401(k) processing)                                              Apr-04
             Exhibit: Percent of 401(k) Assets Recordkept by Type of Provider, 2003E                                                          Apr-04
             Exhibit: Pre-Clearinghouse Platform: Tough to untangle roles of different players                                                Apr-04
             Exhibit: 1-2-3s of Tri-Party Trading                                                                                             Apr-04
             Exhibit: Defined Contribution Clearance & Settlement Tri-Party Trading Process                                                   Apr-04
             Exhibit: 401(k) Marketshare Versus Marketshare of Annual Rollover IRA Contributions, 2002                                        Apr-04
             Trustlynx: So TPAs Don't Get Rolled Over                                                                                         Apr-04
             Exhibit: 401(k) Marketshare Versus Marketshare of Annual Rollover IRA Contributions, 2002                                        Apr-04
             Retirement: The Key to the Kingdom (rollover assets)                                                                             Apr-04
             Exhibit: Traditional IRA Asset Projections ($ billions), 2003-2012E                                                              Apr-04
             Mutual Fund Processing Services: You've Come a Long Way, Baby                                                                    Apr-04
             Exhibit: Commission Settlement                                                                                                   Apr-04
             Exhibit: Networking                                                                                                              Apr-04
             Exhibit: Fund/SERV                                                                                                               Apr-04
             Exhibit: Fund/SPEED                                                                                                              Apr-04
             Exhibit: Mutual Fund Profile Service                                                                                             Apr-04
             In the Spotlight: Version 5.0? (Reforming the National Market System)                                                            Apr-04
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             Exhibit: Proposed Changes in Regulation National Market System (NMS)                                                           Apr-04
             In the Spotlight: Prime Rib (Hedge funds get the choice cut of services)                                                       Apr-04
             Exhibit: Prime Brokerage Marketshare by Number of Funds, 2002                                                                  Apr-04
             Exhibit: Broker/Dealer Firm Alternative Investment Assets by Product Type                                                      Apr-04
             Client's Choice: Decision Time (Entering the mass market)                                                                      Apr-04
             The Product Packaging Issue: Greetings, Earthling                                                                              Mar-04
             Exhibit: 2003 Assets in ETFs, Hedge Funds, Variable Annuities, Managed Accounts, Long-Term Open-End Mutual Funds               Mar-04
             Risk Management: The Elephant in the Room                                                                                      Mar-04
             Exhibit: Assets in U.S. Exchange-Traded Funds ($ millions), 1993-2003                                                          Mar-04
             Exhibit: U.S. Hedge Fund Assets ($ billions), 1999-2003E                                                                       Mar-04
             Exhibit: Advisor Software, Inc. (ASI)                                                                                          Mar-04
             Wholesaling: One Inch Wide and 90 Feet Deep                                                                                    Mar-04
             Exhibit: Advisor and Wholesaler Evolution                                                                                      Mar-04
             Exhibit: CIMA: Wholesaler Designation of Choice                                                                                Mar-04
             Case Study: mWholesaler: Where the Rubber Meets the Road: Wholesaling Technology                                               Mar-04
             Branding: Golf Balls and Emotion                                                                                               Mar-04
             Exhibit: Cycles of Asset Manager Branding                                                                                      Mar-04
             Exhibit: The Relative Importance of Branding                                                                                   Mar-04
             Exhibit: Mutual Fund Industry: Measured Advertising Expenditures                                                               Mar-04
             European Advice: Embedder than Nothing                                                                                         Mar-04
             Exhibit: Global Multimanager AUM ($ billions), 2002-2003: France, Germany, and Italy                                           Mar-04
             Exhibit: Multimanager Defined                                                                                                  Mar-04
             Research Roundup: Separateus Accountus                                                                                         Mar-04
             Exhibit: Separate Accounts and Long-Term Mutual Funds Industry Growth Rates, 2000-2003                                         Mar-04
             Exhibit: Separate Accounts and Long-Term Mutual Funds Industry Redemption Rates, 2003                                          Mar-04
             Savings Issue: Oh, Behave                                                                                                      Feb-04
             Exhibit: Household Savings Rates for Select Countries (Japan, Germany, France, Canada, U.S., Australia)                        Feb-04
             Demographics: Shaving Square Pegs                                                                                              Feb-04
             Exhibit: Percentage of Families that Saved by Age of Head of Household, 1992-2001                                              Feb-04
             Exhibit: Select Savings Special Events, 1971-2004                                                                              Feb-04
             Exhibit: Percent of Families that Saved by Race, 1992-2001                                                                     Feb-04
             Exhibit: Savings by Percentile of Income and Year, 1992-2001                                                                   Feb-04
             Case Study: Vesdia Corp.: Spoon-Fed Savings                                                                                    Feb-04
             Health Savings Accounts: Financial Cure for Medical Headaches                                                                  Feb-04
             Exhibit: Consumer-Driven Medical Savings Plan Types: Pros and Cons                                                             Feb-04
             Money Market Funds: Giving "Sweep" Accounts New Meaning                                                                        Feb-04
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             Exhibit: FDIC-Insured Sweep Accounts                                                                                            Feb-04
             Exhibit: Money Market Accounts vs. Money Funds ($ billions), 1974-2003                                                          Feb-04
             Annuities: What a Difference a Day Makes                                                                                        Feb-04
             Exhibit: Variable Annuity Net Flows ($ billions), 1995-2003E                                                                    Feb-04
             Exhibit: Median Defined Contribution Balances for Families with Selected Employer-Based Retirement Plans, 1992-2001             Feb-04
             Exhibit: Immediate Annuity Premium Flows ($ billions), 2000-2032E                                                               Feb-04
             College and Retirement: Swimming in Da Nile                                                                                     Feb-04
             Exhibit: Defined Contribution Plan Contributions and Distributions ($ billions), 1995-2008E                                     Feb-04
             Exhibit: 529 Savings Plan Assets and Growth Rates ($ millions), 2000-2003E                                                      Feb-04
             Guidance and Advice Issue: The Visible Hand                                                                                     Jan-04
             Exhibit: Advice and Guidance Intersect                                                                                          Jan-04
             Exhibit: Advice and Guidance Defined: What's the Difference?                                                                    Jan-04
             Exhibit: Investor Types and Levels of Advice and Guidance                                                                       Jan-04
             Home Office: I'll Pay You Tuesday for Advice Today                                                                              Jan-04
             Exhibit: Hybrid Home Office Model                                                                                               Jan-04
             Direct Marketers: Those Left Standing                                                                                           Jan-04
             Exhibit: Mutual Fund Assets by Distribution Channel, 1995-2003E                                                                 Jan-04
             Exhibit: Vanguard's Retail Business Model                                                                                       Jan-04
             Affinity Groups: Safety in Numbers                                                                                              Jan-04
             Exhibit: Select Affinity Groups                                                                                                 Jan-04
             Exhibit: Total Assets in Select Affinity Group Mutual Funds ($ billions), 1985-10/2003                                          Jan-04
             Plan Participants: Do Nothing and Prosper                                                                                       Jan-04
             Exhibit: Number of Private 401(k) and Private Defined Benefit Plans (Thousands), 1990-2002                                      Jan-04
             Exhibit: Defined Contribution Assets and Contributions ($ billions), 1995-2005E                                                 Jan-04
             Backpage Sage: Doing the Due (Diligence)                                                                                        Jan-04
             Exhibit: Information Gatekeepers                                                                                                Jan-04
             Year-End Reflections and Projections: New World Order                                                                           Dec-03
             Asset Management: Skate to Where the Puck Is Going                                                                              Dec-03
             Asset Manager-Distributor Relationships                                                                                         Dec-03
             Clearing the Way for RIAs                                                                                                       Dec-03
             Distribution: Heavy the Head that Wears the Crown                                                                               Dec-03
             Easy as DBC                                                                                                                     Dec-03
             Governance: The Eradication of Preferred Lists?                                                                                 Dec-03
             Investor Demands: Shareholders of the World, Unite!                                                                             Dec-03
             IRAs: Rolling Over, but Nowhere Near Dead                                                                                       Dec-03
             Mutual Fund Subadvisory: Ante Up                                                                                                Dec-03
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             Revenue Sharing, What Is?                                                                                                       Dec-03
             Service Agent Offerings: Everything, and the Kitchen Sink Too                                                                   Dec-03
             Shareholders of the World, Unite!                                                                                               Dec-03
             TD Waterhouse Enhances Veo Platform                                                                                             Dec-03
             Technology: One Client at a Time                                                                                                Dec-03
             Intermediary Salesforce Issue: Economies of Sales                                                                               Nov-03
             Compensation: Achieving Maximum Profitability                                                                                   Nov-03
             Compliance: Compliance Dollars Making Business Sense                                                                            Nov-03
             Deferred Compensation Plans Under Scrutiny                                                                                      Nov-03
             Financial Planning: The Game of Life                                                                                            Nov-03
             Research Roundup: 529 Savings Plans: Assets continue to rise, but are all boats rising?                                         Nov-03
             Rules Recently Passed by the SEC                                                                                                Nov-03
             Team Practices: Retail Brokerage Business Retools                                                                               Nov-03
             Top Producers: They Ain't What They Used to Be                                                                                  Nov-03
             Insurance Issue: Insuring the Future                                                                                            Oct-03
             Banks: Expanding Horizons                                                                                                       Oct-03
             Distribution: RIAs: Ready for the Competition; Banks: Expanding Horizons                                                        Oct-03
             DTCC Insurance Services                                                                                                         Oct-03
             Focus on Investment Consultants (Client's Choice)                                                                               Oct-03
             Insurance Products: Variable Annuities; Long-Term Care                                                                          Oct-03
             Investment Consultants                                                                                                          Oct-03
             Liability Management Software                                                                                                   Oct-03
             Long-Term Care                                                                                                                  Oct-03
             Online Insurance Providers: Increasing Traffic                                                                                  Oct-03
             Ready for the Competition                                                                                                       Oct-03
             RIAs: Ready for the Competition                                                                                                 Oct-03
             Variable Annuities                                                                                                              Oct-03
             Institutional Issue: Seeking the Silver Lining                                                                                  Sep-03
             529 Plans: Quest for Stability                                                                                                  Sep-03
             Defined Benefit Plans: DB Underfunding: A Perfect Storm                                                                         Sep-03
             International: Japanese Pension Crisis                                                                                          Sep-03
             Lifecycle Funds: Delivering Advice and Asset Allocation                                                                         Sep-03
             MassMutual                                                                                                                      Sep-03
             Quest for Stability                                                                                                             Sep-03
             Research Roundup: Managed Accounts                                                                                              Sep-03
             Subadvisory Trends: Selling Slots                                                                                               Sep-03
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             Technology and Information Issue: Information Influx                                                                           Aug-03
             Advice and Guidance: Reaching Downmarket                                                                                       Aug-03
             Fidelity's Fund Lineup                                                                                                         Aug-03
             Financial Engines; QuickSolve                                                                                                  Aug-03
             Information Services: News and Information                                                                                     Aug-03
             Institutional Marketplace: The Search is On                                                                                    Aug-03
             InvestorForce                                                                                                                  Aug-03
             Managed Accounts: Platform of the Future                                                                                       Aug-03
             Private Clients Groups                                                                                                         Aug-03
             Subadvisory Issue: Assembly Required                                                                                           Jul-03
             Advisor Products and Services (Research Roundup)                                                                               Jul-03
             Affiliated Managers Group (AMG)                                                                                                Jul-03
             Europe: Help Wanted                                                                                                            Jul-03
             Holding Company Model: Affiliated Managers Group                                                                               Jul-03
             International: Europe: Help Wanted; Japan: Desperately Seeking Subadvisory                                                     Jul-03
             Japan: Desperately Seeking Subadvisory                                                                                         Jul-03
             M&A: Alternative to Subadvisory                                                                                                Jul-03
             Managed Accounts: Subadvisory Arrangements                                                                                     Jul-03
             Research Roundup: Advisor Products and Services                                                                                Jul-03
             Subadvisory Arrangements (Managed Accounts)                                                                                    Jul-03
             Subadvisory Strategy: Weighing the Pros and Cons; M&A: Alternative to Subadvisory                                              Jul-03
             Summing Up Its Parts: FleetBoston Financial                                                                                    Jul-03
             Variable Annuities: Be Our Guest                                                                                               Jul-03
             Client's Choice Issue: Is Institutionalization Dead?                                                                           Jun-03
             Advisor Trends: Fee-Based Pricing: Home-Office Support                                                                         Jun-03
             Distribution: Revenue-Sharing: A Power Shift; Platforms Go Global                                                              Jun-03
             Institutional Markets: Is Institutionalization Dead?                                                                           Jun-03
             Managed Accounts: Keeping Pace                                                                                                 Jun-03
             Platforms Go Global                                                                                                            Jun-03
             Revenue-Sharing: A Power Shift                                                                                                 Jun-03
             Socially Responsible Investing: Balancing Beliefs with Returns                                                                 Jun-03
             Wealth Management Issue: Seeking the Holy Grail                                                                                May-03
             Banks: Private Client Opportunities                                                                                            May-03
             Client Net Worth Analysis: Capturing Affluent Assets                                                                           May-03
             Client's Choice: Global Asset Management                                                                                       May-03
             Family Office Exchange                                                                                                         May-03
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             Family Offices: Family Ties                                                                        May-03
             Finaplex                                                                                           May-03
             Foundation Source                                                                                  May-03
             Insurers: Expanding Territory                                                                      May-03
             MyCFO                                                                                              May-03
             Private Client Opportunities                                                                       May-03
             RIAs: Successful Efforts                                                                           May-03
             Technology: State of the Art Services                                                              May-03
             Mellon Financial Services                                                                          May-03
             Bank Issue: Competition Intensifies                                                                Apr-03
             529 Account Growth (Research Roundup)                                                              Apr-03
             Asset Management: Bank Proprietary Funds                                                           Apr-03
             Bank and Insurance Securities Association                                                          Apr-03
             Bank Brokerage: A Strategy Unraveled                                                               Apr-03
             Bank Proprietary Funds                                                                             Apr-03
             Capturing Walletshare                                                                              Apr-03
             Commercial Banks: Sticking to the Knitting                                                         Apr-03
             Competition Intensifies                                                                            Apr-03
             Distribution: Role of Platform Reps; Managed Accounts                                              Apr-03
             Fleet Boston Financial                                                                             Apr-03
             Managed Accounts: High Hurdles                                                                     Apr-03
             Nonbank Competition: Capturing Walletshare                                                         Apr-03
             Piper Jaffray                                                                                      Apr-03
             Research Roundup: 529 Account Growth                                                               Apr-03
             Robertson Stephens                                                                                 Apr-03
             Role of Platform Reps                                                                              Apr-03
             Sticking to the Knitting                                                                           Apr-03
             Strategy Unraveled                                                                                 Apr-03
             Total Merrill                                                                                      Apr-03
             USAA: Serving a Niche                                                                              Apr-03
             U.S. Bancorp                                                                                       Apr-03
             Wells Fargo: The Wagon in the Lead                                                                 Apr-03
             Operations Issue: Operational Control                                                              Mar-03
             Advisors: RIAs Face Growth Constraints                                                             Mar-03
             Centralized Systems, Need for                                                                      Mar-03
             Client's Choice: Targeting Women                                                                   Mar-03
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             College Savings: Platform Development for 529 Plans                                                                               Mar-03
             Custody of Global Assets                                                                                                          Mar-03
             Demand for EB Outsourcing                                                                                                         Mar-03
             Employee Benefit Outsourcing                                                                                                      Mar-03
             FocusPoint Solutions                                                                                                              Mar-03
             Fund/SERV                                                                                                                         Mar-03
             Global Trends: Custody of Global Assets; Need for Centralized Systems                                                             Mar-03
             Institutional: Demand for EB Outsourcing                                                                                          Mar-03
             LPL Marches to its Own Beat                                                                                                       Mar-03
             Need for Centralized Systems                                                                                                      Mar-03
             Operational Control                                                                                                               Mar-03
             RIAs Face Growth Constraints                                                                                                      Mar-03
             State Street Corp.                                                                                                                Mar-03
             Targeting Women (Client's Choice)                                                                                                 Mar-03
             Total Benefits Outsourcing                                                                                                        Mar-03
             Total Retirement Outsourcing                                                                                                      Mar-03
             Product Usage Issue: The Advisor's Toolbox                                                                                        Feb-03
             10 Years and Growing                                                                                                              Feb-03
             Advisor's Toolbox                                                                                                                 Feb-03
             Annuities: Turning the Tide                                                                                                       Feb-03
             Distribution: Mixing it Up                                                                                                        Feb-03
             Exchange-Traded Funds: 10 Years and Growing                                                                                       Feb-03
             Fixed-Income ETFs                                                                                                                 Feb-03
             Funds of Hedge Funds                                                                                                              Feb-03
             Hedge Fund Regulation                                                                                                             Feb-03
             Hedge Funds: Increasing Assets and Scrutiny                                                                                       Feb-03
             Increasing Assets and Scrutiny                                                                                                    Feb-03
             Managed Accounts (Research Roundup)                                                                                               Feb-03
             Managed Accounts: Unifying the Platform                                                                                           Feb-03
             Mixing it Up                                                                                                                      Feb-03
             Mutual Funds: Still a Core Component                                                                                              Feb-03
             Still a Core Component                                                                                                            Feb-03
             Turning the Tide                                                                                                                  Feb-03
             Unifying the Platform                                                                                                             Feb-03
             College Savings Issue: Facing the Challenge                                                                                       Jan-03
             529 Marketplace: Evolution of 529 Plan Structures; Profitability Could Prove Elusive                                              Jan-03
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             ADP: Integrated Payroll Deduction                                                                                             Jan-03
             BabyMint                                                                                                                      Jan-03
             College Savings Options: ESAs: Taking Another Look; The Demise of Prepaid Plans?                                              Jan-03
             College Savings Tax Relief: EGTRRA                                                                                            Jan-03
             Coverdell Education Savings Accounts                                                                                          Jan-03
             Demise of Prepaid Plans?                                                                                                      Jan-03
             Distribution: Focus on Advisors                                                                                               Jan-03
             Education Savings Accounts (see ESA)                                                                                          Jan-03
             ESAs: Taking Another Look                                                                                                     Jan-03
             Evolution of 529 Plan Structures                                                                                              Jan-03
             Facing the Challenge                                                                                                          Jan-03
             Fidelity Investments                                                                                                          Jan-03
             Focus on Advisors                                                                                                             Jan-03
             Integrated Payroll Deduction                                                                                                  Jan-03
             Microinvesting: Online Savings                                                                                                Jan-03
             Profitability Could Prove Elusive                                                                                             Jan-03
             Putnam Investments                                                                                                            Jan-03
             Qualified State Tuition Programs                                                                                              Jan-03
             Readership Survey Results                                                                                                     Jan-03
             Schoolhouse Capital                                                                                                           Jan-03
             Technology: Microinvesting: Online Savings                                                                                    Jan-03
             TIAA-CREF                                                                                                                     Jan-03
             Upromise                                                                                                                      Jan-03
             Utah                                                                                                                          Jan-03
             Year-End Reflections and Projections: Optimism Amid Uncertainty                                                               Dec-02
             Balancing Act                                                                                                                 Dec-02
             Changing Nature of Retirement Services                                                                                        Dec-02
             Citigroup                                                                                                                     Dec-02
             Distribution Channel Assessment                                                                                               Dec-02
             Embracing Open-Architecture                                                                                                   Dec-02
             Global M&A Trends                                                                                                             Dec-02
             Independent Financial Advisors                                                                                                Dec-02
             Institutional Markets: Changing Nature of Retirement Services                                                                 Dec-02
             Intermediary Distribution: Balancing Act; Distribution Channel Assessment                                                     Dec-02
             International: Embracing Open Architecture; Global M&A Trends                                                                 Dec-02
             Into the Spotlight                                                                                                            Dec-02
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             Managed Account Groups                                                                                             Dec-02
             Managed Accounts: Into the Spotlight                                                                               Dec-02
             Optimism Amid Uncertainty                                                                                          Dec-02
             Raymond James Financial                                                                                            Dec-02
             Traditional Advisors                                                                                               Dec-02
             Corporate Strategy Issue: Managing in Turbulent Times                                                              Nov-02
             Advancing Sales Methodologies                                                                                      Nov-02
             Alternatives to M&A                                                                                                Nov-02
             Distribution: Advancing Sales Methodologies                                                                        Nov-02
             Growth Strategies: Alternatives to M&A; Strengthening Core Businesses                                              Nov-02
             International: Opportunity for Expansion                                                                           Nov-02
             Managing in Turbulent Times                                                                                        Nov-02
             Met Life/State Street Research                                                                                     Nov-02
             Opportunity for Expansion                                                                                          Nov-02
             Products: Revamping Development Efforts                                                                            Nov-02
             Research Roundup: Focus on Advisors                                                                                Nov-02
             Revamping Development Efforts                                                                                      Nov-02
             Strategic Investment Consulting Group Model                                                                        Nov-02
             Strengthening Core Businesses                                                                                      Nov-02
             Turner Investment Partners                                                                                         Nov-02
             Funding Retirement Income Issue: Demographics Portend Change                                                       Oct-02
             Advent of a Retirement Income Market                                                                               Oct-02
             Advice Strategies                                                                                                  Oct-02
             Annuities                                                                                                          Oct-02
             Assessment of Industry Participants                                                                                Oct-02
             Client's Choice: Reaching for the Stars                                                                            Oct-02
             Demographics Portend Change                                                                                        Oct-02
             Direct-Sold Mutual Fund Companies                                                                                  Oct-02
             Education & Training                                                                                               Oct-02
             Fidelity Investments                                                                                               Oct-02
             Fixed-Income Securities                                                                                            Oct-02
             Intermediary Support: Advice Strategies; Education & Training                                                      Oct-02
             Morningstar                                                                                                        Oct-02
             Plan Components                                                                                                    Oct-02
             Products: Plan Components                                                                                          Oct-02
             Reaching for the Stars (Client's Choice)                                                                           Oct-02
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             Retirement Service Providers                                                                                                   Oct-02
             Reverse Mortgages                                                                                                              Oct-02
             Systematic Withdrawal Programs                                                                                                 Oct-02
             TIAA-CREF                                                                                                                      Oct-02
             Financial Planning Issue: Migrating Toward Financial Planning                                                                  Sep-02
             Cannon Financial                                                                                                               Sep-02
             Client's Choice: Global Multimanager Trends                                                                                    Sep-02
             Creating Financial Plans: Facilitating the Process                                                                             Sep-02
             Determining a Pricing Structure                                                                                                Sep-02
             Facilitating the Process                                                                                                       Sep-02
             Fees, Pricing, and Compensation: Determining a Price Structure                                                                 Sep-02
             Fee Structure and Advisor Compensation by Channel                                                                              Sep-02
             Financial Planning Models: Scalable Models Define Success; Home Office Structures                                              Sep-02
             Global Multimanager Trends (Client's Choice)                                                                                   Sep-02
             Home Office Structures: Centralized; Decentralized; Hybrid; Outsourced; Choosing a Model                                       Sep-02
             Instilling the Planning Mentality                                                                                              Sep-02
             Migrating Toward Financial Planning                                                                                            Sep-02
             RIAs and Pricing Challenges                                                                                                    Sep-02
             Scalable Financial Planning Model                                                                                              Sep-02
             Scalable Models Define Success                                                                                                 Sep-02
             Training & Incentives: Instilling the Planning Mentality                                                                       Sep-02
             Outsourcing Issue: Outsourcing Mania                                                                                           Aug-02
             Alliance Capital Management                                                                                                    Aug-02
             Asset Management: Subadvisory Relationships Gain Popularity                                                                    Aug-02
             Building Advisor Websites                                                                                                      Aug-02
             Client's Choice: Five Years of The Cerulli Edge                                                                                Aug-02
             Demand for IT Services Increases                                                                                               Aug-02
             Distribution: TPMs" Boosting Banks' Service                                                                                    Aug-02
             Five Years of The Cerulli Edge (Client's Choice)                                                                               Aug-02
             John Hancock's New Offering                                                                                                    Aug-02
             Managed Accounts: TPVs                                                                                                         Aug-02
             Online Advice & Guidance                                                                                                       Aug-02
             Outsourcing Mania                                                                                                              Aug-02
             PFPC Moves into Managed Accounts: Asset Directions                                                                             Aug-02
             STP a Priority                                                                                                                 Aug-02
             Subadvisors                                                                                                                    Aug-02
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             Subadvisory Relationships Gain Popularity                                                                                      Aug-02
             Technology: Online Advice & Guidance; Mgd Accts: TPVs; Demand for IT Services; Advisor Websites                                Aug-02
             TPMs: Boosting Banks' Service                                                                                                  Aug-02
             TPVs                                                                                                                           Aug-02
             Strategic Positioning Issue: Core Markets Shifting                                                                             Jul-02
             Acquisition Trends                                                                                                             Jul-02
             Bank Brokerage: Identifying Strategies                                                                                         Jul-02
             Broadening Retail Appeal                                                                                                       Jul-02
             Broker Training                                                                                                                Jul-02
             Client's Choice: TIPS: Inflation Protection                                                                                    Jul-02
             Distribution Trends: The New Model for Broker Training                                                                         Jul-02
             First Union                                                                                                                    Jul-02
             Heated Competition for Assets                                                                                                  Jul-02
             Hedge Funds: Broadening Retail Appeal                                                                                          Jul-02
             Identifying Strategies                                                                                                         Jul-02
             Institutional Firms: Moving into Managed Accounts; New Face of Pension Consulting                                              Jul-02
             IRA Rollover: Heated Competition for Assets                                                                                    Jul-02
             Managed Accounts, Moving into                                                                                                  Jul-02
             Moving into Managed Accounts                                                                                                   Jul-02
             New Face of Pension Consulting                                                                                                 Jul-02
             Pension Consulting, New Face of                                                                                                Jul-02
             TIPS: Inflation Protection (Client's Choice)                                                                                   Jul-02
             Training, Broker                                                                                                               Jul-02
             Client's Choice Issue: Advising the Affluent                                                                                   Jun-02
             Advice: Regulatory Uncertainty                                                                                                 Jun-02
             Advising the Affluent                                                                                                          Jun-02
             Continued Growth in Fee-Based Products                                                                                         Jun-02
             Germany: Platform-Based Fund Distribution                                                                                      Jun-02
             International: Germany: Platform-Based Fund Distribution; Japan: Client Servicing Requirements                                 Jun-02
             IRA Growth Trends                                                                                                              Jun-02
             Japan: Client Servicing Requirements                                                                                           Jun-02
             Managed Accounts: Continued Growth in Fee-Based Products                                                                       Jun-02
             Platform-Based Fund Distribution                                                                                               Jun-02
             Retirement Market Update: IRA Growth Trends; Advice: Regulatory Uncertainty                                                    Jun-02
             Tax-Managed Funds                                                                                                              Jun-02
             Wealth Management: Advising the Affluent                                                                                       Jun-02
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             Retirement Issue: Retirement Markets Dominate                                                                              May-02
             401(k) Plans: Contradictory Trends; Pursuit of Profitability; Going Solo                                                   May-02
             Client's Choice: The Lure of Tax-Managed Funds                                                                             May-02
             Going Solo                                                                                                                 May-02
             IRA Update: Rollover Trends                                                                                                May-02
             Life Insurance for the Affluent                                                                                            May-02
             Lure of Tax-Managed Funds (Client's Choice)                                                                                May-02
             Pursuit of Profitability                                                                                                   May-02
             Retirement Markets Dominate                                                                                                May-02
             Rollover Trends                                                                                                            May-02
             Solo 401(k)                                                                                                                May-02
             Contradictory Trends                                                                                                       May-02
             Challenges in the Full-Service Recordkeeping Business                                                                      May-02
             Wealth Management Issue: Quest to Service the Affluent                                                                     Apr-02
             Buying Wealth Management Capabilities                                                                                      Apr-02
             Client's Choice: Online College Savings: BabyMint                                                                          Apr-02
             Defining Wealth                                                                                                            Apr-02
             Emerging Affluent                                                                                                          Apr-02
             Family Offices: New Business Models                                                                                        Apr-02
             Managed Accounts Broaden Appeal                                                                                            Apr-02
             Managed Account, Unified                                                                                                   Apr-02
             Market Segmentation: Defining Wealth                                                                                       Apr-02
             Mergers & Acquisitions: Buying Wealth Management Capabilities                                                              Apr-02
             Morgan Online                                                                                                              Apr-02
             Multiple Style Account                                                                                                     Apr-02
             National Life Insurance Company                                                                                            Apr-02
             New Business Models                                                                                                        Apr-02
             Phoenix Life Insurance                                                                                                     Apr-02
             Quest to Service the Affluent                                                                                              Apr-02
             Unified Managed Account (UMA)                                                                                              Apr-02
             Wealth Products: Life Insurance for the Affluent; Managed Accounts Broaden Appeal                                          Apr-02
             Wealth Tiers                                                                                                               Apr-02
             Registered Investment Advisor Issue: Market at a Crossroads                                                                Mar-02
             Advisor Network                                                                                                            Mar-02
             Client's Choice: Unsafe Harbors in Japan                                                                                   Mar-02
             Hybrid RIAs                                                                                                                Mar-02
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             Independent Broker/Dealer RIAs                                                                  Mar-02
             Independent Financial Advisors                                                                  Mar-02
             Industry Trends: Life Planning; Marketing Tools                                                 Mar-02
             Institutional Money Managers                                                                    Mar-02
             Krisan's BackOffice                                                                             Mar-02
             Life Planning                                                                                   Mar-02
             Market at a Crossroads                                                                          Mar-02
             Marketing Tools                                                                                 Mar-02
             Market Segmentation: Methodology Revised                                                        Mar-02
             Methodology Revised                                                                             Mar-02
             Portfolio Management Desktop Software                                                           Mar-02
             Private Client Offices                                                                          Mar-02
             Recent Initiatives: Schwab: Partner or Competitor?                                              Mar-02
             RIA Marketing Programs                                                                          Mar-02
             Schwab: Partner or Competitor                                                                   Mar-02
             Stepping Up to Serve                                                                            Mar-02
             Understanding the RIA Channel                                                                   Mar-02
             Unsafe Harbors in Japan (Client's Choice)                                                       Mar-02
             Wholesaling: Understanding the RIA Channel                                                      Mar-02
             Service Agents: Stepping Up to Serve                                                            Mar-02
             Annuity Issue: Struggling to Compete                                                            Feb-02
             Alternative Uses of Annuities                                                                   Feb-02
             Annuities for Income: Planning for Retirement                                                   Feb-02
             Annuities, Types of: Beyond the Variable Annuity                                                Feb-02
             Beyond the Variable Annuity                                                                     Feb-02
             Bundled vs. Unbundled (VA products)                                                             Feb-02
             Client's Choice: The Impact of the Euro                                                         Feb-02
             Equity-Index Annuities                                                                          Feb-02
             Euro, Impact of the (Client's Choice)                                                           Feb-02
             Fixed Annuities                                                                                 Feb-02
             Guaranteed Death Benefits                                                                       Feb-02
             Guaranteed Living Benefits                                                                      Feb-02
             Immediate Annuities                                                                             Feb-02
             Impact of the Euro (Client's Choice)                                                            Feb-02
             Integrating Fee-Based Strategies                                                                Feb-02
             Long-Term Care Benefits                                                                         Feb-02
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             Planning for Retirement                                                                                                  Feb-02
             Product Features: VA Benefits, Bells, and Whistles; Long-Term Care Benefits                                              Feb-02
             Research Roundup: Managed Accounts                                                                                       Feb-02
             RIA Sales Models                                                                                                         Feb-02
             Struggling to Compete                                                                                                    Feb-02
             Trends in VAs: Integrating Fee-Based Strategies                                                                          Feb-02
             Types of Annuities: Beyond the Variable Annuity                                                                          Feb-02
             VA Benefits, Bells, and Whistles                                                                                         Feb-02
             Planning Programs Issue: Devising a Plan                                                                                 Jan-02
             Asset Managers: Building Planning Programs for Advisors                                                                  Jan-02
             Building Planning Programs for Advisors                                                                                  Jan-02
             Charitable Trusts                                                                                                        Jan-02
             Client's Choice: Online Regulatory Information                                                                           Jan-02
             College Savings: Planning for Education / 529 Plan                                                                       Jan-02
             Coverdell Education Savings Accounts                                                                                     Jan-02
             Devising a Plan                                                                                                          Jan-02
             Donor Advised Funds                                                                                                      Jan-02
             EGTRRA                                                                                                                   Jan-02
             Foundation Source                                                                                                        Jan-02
             Increasing Priority                                                                                                      Jan-02
             Online Regulatory Information (Client's Choice)                                                                          Jan-02
             Planning for Education                                                                                                   Jan-02
             Private Foundations                                                                                                      Jan-02
             Qualified State Tuition Programs                                                                                         Jan-02
             Retirement Planning: An Increasing Priority                                                                              Jan-02
             Vehicles for Giving                                                                                                      Jan-02
             Wealth Planning: Vehicles for Giving                                                                                     Jan-02
             Year-End Issue: Determining Addressable Markets                                                                          Dec-01
             AMVESCAP                                                                                                                 Dec-01
             Asset Manager Addressable Marketplace (AMAM)                                                                             Dec-01
             Asset Managers: Determining Addressable Markets                                                                          Dec-01
             Banks (Channel Trends, 2001)                                                                                             Dec-01
             Channel Trends: RIA, NFS, IBD, Banks                                                                                     Dec-01
             Defined Benefit (Year-End 2001)                                                                                          Dec-01
             Defined Contribution (Year-End 2001)                                                                                     Dec-01
             Determining Addressable Markets                                                                                          Dec-01
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             Distribution Trends: Financial Planning: A Relationship-Driven Business                                              Dec-01
             Exchange-Traded Funds (Year-End 2001)                                                                                Dec-01
             Fee-Based Pricing                                                                                                    Dec-01
             Financial Engines                                                                                                    Dec-01
             Financial Planning: A Relationship-Driven Business                                                                   Dec-01
             IBD and Insurance B/D (Channel Trends, 2001)                                                                         Dec-01
             Intermediary Channel Profile                                                                                         Dec-01
             Markets Update (Year-End 2001)                                                                                       Dec-01
             Merrill Lynch                                                                                                        Dec-01
             Morningstar                                                                                                          Dec-01
             Mutual Funds (Year-End 2001)                                                                                         Dec-01
             National Full-Service (NFS)                                                                                          Dec-01
             Private Client Groups (Year-End 2001)                                                                                Dec-01
             Regional Broker/Dealers                                                                                              Dec-01
             Relationship-Driven Business                                                                                         Dec-01
             RIA (Channel Trends, 2001)                                                                                           Dec-01
             Variable Annuities (Year-End 2001)                                                                                   Dec-01
             Technology Issue: Integral Role                                                                                      Nov-01
             Advice in the Age of Technology                                                                                      Nov-01
             Client's Choice: Tax Reform                                                                                          Nov-01
             Integral Role                                                                                                        Nov-01
             Intermediaries: Technology for Wholesalers                                                                           Nov-01
             Managed Accounts: Outsourcing Options                                                                                Nov-01
             Monte Carlo Simulation                                                                                               Nov-01
             Online Brokerage: Segment in Transition                                                                              Nov-01
             Outsourcing Options                                                                                                  Nov-01
             Scalable Advice: Advice in the Age of Technology                                                                     Nov-01
             Segment in Transition                                                                                                Nov-01
             Tax Reform (Client's Choice)                                                                                         Nov-01
             Technology for Wholesalers                                                                                           Nov-01
             Merger & Acquisition Issue: M&A Activity Broadens                                                                    Oct-01
             529 Plan (Client's Choice)                                                                                           Oct-01
             Affiliated Managers Group (AMG)                                                                                      Oct-01
             Asset Management, Global                                                                                             Oct-01
             Attractive Targets                                                                                                   Oct-01
             Banks: Decade of Consolidation                                                                                       Oct-01
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             Client's Choice: Update: The 529 Plan                                                                                         Oct-01
             Decade of Consolidation                                                                                                       Oct-01
             Distribution: Retirement Service Providers; Assessment of Industry Participants                                               Oct-01
             Global Asset Management: Organic Growth vs. Merger; The Urge to Merge                                                         Oct-01
             Insurance: Maintaining their Position                                                                                         Oct-01
             JP Morgan (see also Morgan Online)                                                                                            Oct-01
             M&A Activity Broadens                                                                                                         Oct-01
             Maintaining Their Position                                                                                                    Oct-01
             Organic Growth vs. Merger                                                                                                     Oct-01
             Scalable Advice Through Acquisition                                                                                           Oct-01
             Technology: Scalable Advice Through Acquisition                                                                               Oct-01
             Urge to Merge                                                                                                                 Oct-01
             U.S. Asset Managers: Attractive Targets                                                                                       Oct-01
             Zurich Financial Services                                                                                                     Oct-01
             Insurance Industry Issue: Building Scale                                                                                      Sep-01
             Adopting the IBD Model                                                                                                        Sep-01
             AON's Maestro: Alternative Insurance for HNW Clients                                                                          Sep-01
             Bonus VAs                                                                                                                     Sep-01
             Client's Choice: Privacy Rules                                                                                                Sep-01
             Core VAs                                                                                                                      Sep-01
             Demutualization                                                                                                               Sep-01
             Distribution: Adopting the IBD Model                                                                                          Sep-01
             Growing Reinsurance Market                                                                                                    Sep-01
             IBD Model, Adopting the                                                                                                       Sep-01
             Industry Update: Structural Changes: Demutualization; Growing Reinsurance Market                                              Sep-01
             Mutual Insurance Firms                                                                                                        Sep-01
             Privacy Rules (Client's Choice)                                                                                               Sep-01
             Product Variations                                                                                                            Sep-01
             Reinsurance                                                                                                                   Sep-01
             Structural Changes: Demutualization                                                                                           Sep-01
             Trends in a Changing Industry                                                                                                 Sep-01
             Variable Annuities: Trends in a Changing Industry; Product Variations                                                         Sep-01
             Bank Brokerage Issue: Historical Perspective                                                                                  Aug-01
             Client's Choice: Tax Efficiency                                                                                               Aug-01
             Consolidation Reshapes the Bank Channel                                                                                       Aug-01
             Distribution: Limited by Traditional Structures                                                                               Aug-01
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             E*Trade                                                                                                                     Aug-01
             Gaining Attention from Bank Reps                                                                                            Aug-01
             Gramm-Leach-Bliley                                                                                                          Aug-01
             Historical Perspective                                                                                                      Aug-01
             Legal & Regulatory: Gramm-Leach-Bliley                                                                                      Aug-01
             Limited by Traditional Structures                                                                                           Aug-01
             Market Sizing: Consolidation Reshapes the Bank Channel                                                                      Aug-01
             Online Banking: Shifting Strategies                                                                                         Aug-01
             Shifting Strategies                                                                                                         Aug-01
             Targeting Bank/Broker Reps                                                                                                  Aug-01
             Tax-Efficiency (Client's Choice)                                                                                            Aug-01
             Wholesaling into Banks: Gaining Attention from Bank Reps; Targeting Bank/Broker Reps                                        Aug-01
             Mutual Fund Alternatives Issue: Uncharted Territory                                                                         Jul-01
             Broader Access to Venture Capital                                                                                           Jul-01
             Client's Choice: Investment-Only 401(k) Distribution                                                                        Jul-01
             Closed-End Funds: Staging a Comeback?                                                                                       Jul-01
             Exchange-Traded Funds: Gaining Ground Rapidly                                                                               Jul-01
             Folio Advisor                                                                                                               Jul-01
             FOLIOfn                                                                                                                     Jul-01
             Folios                                                                                                                      Jul-01
             Gaining Ground Rapidly                                                                                                      Jul-01
             Hedge Fund Management                                                                                                       Jul-01
             Hedge Funds: Hedge-Like Mutual Funds; Hedge Fund Management                                                                 Jul-01
             Investment-Only 401(k) Distribution                                                                                         Jul-01
             Private Equity: Broader Access to Venture Capital                                                                           Jul-01
             Staging a Comeback?                                                                                                         Jul-01
             Steady Decline                                                                                                              Jul-01
             Technology: Folios                                                                                                          Jul-01
             Uncharted Territory                                                                                                         Jul-01
             Variable Annuities: Steady Decline                                                                                          Jul-01
             Venture Capital                                                                                                             Jul-01
             VIPER                                                                                                                       Jul-01
             Client's Choice Issue: Refining the Concept                                                                                 Jun-01
             401(k): Asset Growth Retreats                                                                                               Jun-01
             Asset Growth Retreats                                                                                                       Jun-01
             Banks: Banks Emphasize Investment Sales                                                                                     Jun-01
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             Banks Emphasize Investment Sales                                                                                             Jun-01
             Donor Advised Funds                                                                                                          Jun-01
             DST Vision                                                                                                                   Jun-01
             Fair-Value Pricing                                                                                                           Jun-01
             Fund Supermarkets in Europe                                                                                                  Jun-01
             Growth Remains Solid                                                                                                         Jun-01
             ICI Evaluation Guidelines                                                                                                    Jun-01
             Intermediary Product Update: DST Vision                                                                                      Jun-01
             International: Fund Supermarkets in Europe                                                                                   Jun-01
             Legal & Regulatory: Fair-Value Pricing                                                                                       Jun-01
             Managed Accounts: Growth Remains Solid                                                                                       Jun-01
             Nonbanks Enter the Banking Fray                                                                                              Jun-01
             Obstacles to a Pan-European Fund Supermarket                                                                                 Jun-01
             Refining the Concept                                                                                                         Jun-01
             Scalable Advice: Refining the Concept                                                                                        Jun-01
             Technology: Intermediary Product Update: DST Vision                                                                          Jun-01
             High Net Worth Issue: Distribution Channels                                                                                  May-01
             Aggregators and Consolidators                                                                                                May-01
             Charitable Giving: Vital Component of Financial Management; Donor-Advised Funds                                              May-01
             Client's Choice: IBD Firm Marketing Efforts                                                                                  May-01
             Community Foundations: The Boston Foundation                                                                                 May-01
             Consolidators, Aggregators and                                                                                               May-01
             Estate Planning: Sharpening Skills                                                                                           May-01
             Extended Single Family Office                                                                                                May-01
             Family Offices                                                                                                               May-01
             Full-Service Brokerage Firms: Taking the Lead                                                                                May-01
             IBD Firm Marketing Efforts (Client's Choice)                                                                                 May-01
             Northern Trust                                                                                                               May-01
             Technology: Aggregators and Consolidators                                                                                    May-01
             Trust Companies: Expanding Competition                                                                                       May-01
             Wilmington Trust                                                                                                             May-01
             Independent Broker/Dealer Issue: Diverse Characteristics                                                                     Apr-01
             Aggregators: Building Scale                                                                                                  Apr-01
             Aggregators in Pursuit of Acquisitions                                                                                       Apr-01
             Client's Choice: Cryptoproprietary Funds                                                                                     Apr-01
             CPA Firms: Beyond Accounting                                                                                                 Apr-01
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             Facing Challenges                                                                                                           Apr-01
             H.D. Vest                                                                                                                   Apr-01
             Hybrid IBDs: American Express Financial Advisors; Waddell & Reed                                                            Apr-01
             IBD Reasons for Agreeing to be Acquired                                                                                     Apr-01
             Insurance IBDs: Shifting Away from Agency Distribution                                                                      Apr-01
             Succession Planning: Preparing to Transition or Sell                                                                        Apr-01
             True Independents: Facing Challenges                                                                                        Apr-01
             Mutual Fund Manufacturers Issue: Industry in Flux                                                                           Mar-01
             Banks: Performance Exceeds Perception                                                                                       Mar-01
             Broker/Dealer: Proprietary Mutual Funds; Legg Mason                                                                         Mar-01
             Client's Choice: Four-firm Mutual Fund Portal                                                                               Mar-01
             Direct Marketers: Shifting Distribution Strategies                                                                          Mar-01
             External Players: Nontraditional Fund Sponsors                                                                              Mar-01
             Franklin Templeton                                                                                                          Mar-01
             Future of Wholesale Distribution                                                                                            Mar-01
             Insurers: Insurance Channel in Transition                                                                                   Mar-01
             Performance Exceeds Perception                                                                                              Mar-01
             Putnam Investments                                                                                                          Mar-01
             Wholesaling Issue: Future of Wholesale Distribution                                                                         Feb-01
             401(k) Wholesaling: Seeking Long-term Assets                                                                                Feb-01
             Client's Choice: Scudder Weisel Capital                                                                                     Feb-01
             Registered Investment Advisors: Wholesaling Dilemma                                                                         Feb-01
             Technology: Leveraging Technology; Internet-based Wholesaling; Virtual Wholesaling                                          Feb-01
             Territories: Smaller and Smarter                                                                                            Feb-01
             Third-Party Marketers: Variation on Wholesaling Theme                                                                       Feb-01
             Retirement Issue: 401(k) and IRA Drive Market                                                                               Jan-01
             Advice & Guidance                                                                                                           Jan-01
             Client's Choice: Long-term Care Insurance                                                                                   Jan-01
             Defined Benefit: Murky Future                                                                                               Jan-01
             Financial Engines                                                                                                           Jan-01
             International: Hybrid Solutions to Japan's Pension Problem                                                                  Jan-01
             Internet-Based Plans: Aiding Small-Market Penetration                                                                       Jan-01
             mPower                                                                                                                      Jan-01
             Morningstar Clear Future                                                                                                    Jan-01
             Online Advice & Guidance                                                                                                    Jan-01
             Quicken 401(k) Advisor                                                                                                      Jan-01
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             Rollover IRA Market: How 401(k) Providers Will Fare                                                                          Jan-01
             Tax-Exempt Market: Insurance Companies Dominate Small Plan Sector                                                            Jan-01
             Year-End Reflections and Projections: Integrating Scalable Advice                                                            Dec-00
             Attracting Future Investors                                                                                                  Dec-00
             Integrating Scalable Advice                                                                                                  Dec-00
             International: Performance Differentiation in the U.K.                                                                       Dec-00
             Internet Pure-Plays: High Tech Adds High Touch                                                                               Dec-00
             Managed Accounts: Institutional Manager Perspective; Using VAs Within Wraps                                                  Dec-00
             Marketing: Attracting Future Investors                                                                                       Dec-00
             Performance Differentiation in the U.K.                                                                                      Dec-00
             Retirement: Assets Shift to IRA Rollover                                                                                     Dec-00
             Using VAs Within Wraps                                                                                                       Dec-00
             Wholesaling: Tackling New Challenges                                                                                         Dec-00
             RIA Issue: Tough Road Ahead for IFAs                                                                                         Nov-00
             AssetMark Investment Services                                                                                                Nov-00
             Bingham Legg Advisers                                                                                                        Nov-00
             Client's Choice: Analyzing Revenue Sharing                                                                                   Nov-00
             Evensky, Brown & Katz                                                                                                        Nov-00
             Financial Planning Association of Malaysia                                                                                   Nov-00
             Hanson McClain                                                                                                               Nov-00
             Horizon Cash Management                                                                                                      Nov-00
             Internet-Based Alternatives for Back-Office Administration                                                                   Nov-00
             IRA Rollover: IFA Opportunities to Gain Access to IRA Rollover Assets                                                        Nov-00
             Market Sizing: Segmenting the Diverse Range of RIAs                                                                          Nov-00
             Technology: Relying on Service Agents to Custody..; Internet-based Alternatives..Back-office Admin.                          Nov-00
             Trade Organizations: Unified Voice to Represent IFAs Around the Globe                                                        Nov-00
             Unified Voice to Represent IFAs Around the Globe                                                                             Nov-00
             Wrap and Managed Account Issue: Going Mainstream                                                                             Oct-00
             Client's Choice: Spotlight on Social Security                                                                                Oct-00
             Consultant Wrap in Japan                                                                                                     Oct-00
             Consultant Wraps: Extending Appeal                                                                                           Oct-00
             Fee-Based Brokerage: Growing Rapidly in Response to Online Trading                                                           Oct-00
             Internet: Online Consultant Wraps                                                                                            Oct-00
             Japan, Consultant Wrap in                                                                                                    Oct-00
             Mutual Fund Wraps: Early Favorites                                                                                           Oct-00
             Netfolio                                                                                                                     Oct-00
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             Offshore/Overseas Wrap: Slow Progress                                                                             Oct-00
             Rep as Portfolio Manager: Emerging Segment                                                                        Oct-00
             Third-Party Vendors: TPVs Find Opportunities in IBD Channel                                                       Oct-00
             Multimanager Issue: Multimanager Concept Permeates the Industry                                                   Sep-00
             Client's Choice: A Conscious Choice                                                                               Sep-00
             Embedding Advice into Manager Selection Process                                                                   Sep-00
             Fund of Funds: Variation on Hedge Fund                                                                            Sep-00
             International: South Africa; Pension Consultants Leverage Data                                                    Sep-00
             Manager of Managers: Embedding Advice into Manager Selection Process                                              Sep-00
             Multimanager Concept Permeates the Industry                                                                       Sep-00
             Mutual Funds: Multimanaged Fund Portfolios; Lifecycle Funds                                                       Sep-00
             Intermediary Distribution Issue: Crossing Channels                                                                Aug-00
             Client's Choice: College Planning Market                                                                          Aug-00
             Crossing Channels                                                                                                 Aug-00
             Intermediary Matrix                                                                                               Aug-00
             International: U.K. Polarization Regime                                                                           Aug-00
             Internet: Moving Toward Full Integration                                                                          Aug-00
             Mergers & Acquisitions: Extending Capabilities Through Mergers                                                    Aug-00
             National Financial Partners                                                                                       Aug-00
             Products: Seeking IRA Rollover Assets                                                                             Aug-00
             Recruitment: Sign-on Bonus Bonanza                                                                                Aug-00
             Sales Forces: Wirehouse Reps Team Up                                                                              Aug-00
             Variable Annuity Issue: IBDs Lead Distribution                                                                    Jul-00
             1035 Exchanges: Obscuring Growth Picture                                                                          Jul-00
             Annuity Innovation for Retiring DC Participants                                                                   Jul-00
             Bonus Products: Increasing Popularity                                                                             Jul-00
             Client's Choice: Wholesaler Compensation                                                                          Jul-00
             Direct Sales: Quest for Lower Costs                                                                               Jul-00
             External Managers: Outside Advisory Relationships Thrive                                                          Jul-00
             IBDs Lead Distribution                                                                                            Jul-00
             Immediate Annuities: Baby Boomers Fuel IVA Market Expansion                                                       Jul-00
             International: British Variable Products                                                                          Jul-00
             Jackson National Life                                                                                             Jul-00
             Outside Advisory Relationships Thrive                                                                             Jul-00
             Wholesaler Compensation                                                                                           Jul-00
             Client's Choice Issue: Gaining Momentum                                                                           Jun-00
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             Decimalization                                                                                                             Jun-00
             Exchange-Traded Funds: Gaining Momentum                                                                                    Jun-00
             International: Asset Growth in India                                                                                       Jun-00
             Legal & Regulatory: Financial Patents Gain Popularity                                                                      Jun-00
             Making Sense of Decimalization                                                                                             Jun-00
             Online Roadshows Tapped in Fund Launches                                                                                   Jun-00
             Readership Survey Results                                                                                                  Jun-00
             Retirement: Cash Balance Plans                                                                                             Jun-00
             Technology: Making Sense of Decimalization; Online Roadshows Tapped in Fund Launches                                       Jun-00
             Wraps and Fee-Based Programs: Expanding Assets                                                                             Jun-00
             Private Banking Issue: Evolving Environment                                                                                May-00
             Alternative Distributors: Brokerages Poised to Gain                                                                        May-00
             Banks: Bringing Down Silos                                                                                                 May-00
             Bringing Down Silos                                                                                                        May-00
             Charitable Giving: Putting Wealth to Work                                                                                  May-00
             Client's Choice: Exporting Stars                                                                                           May-00
             Evolving Environment                                                                                                       May-00
             Internet: Online Access and Services                                                                                       May-00
             Marketing: Nontraditional Methods                                                                                          May-00
             Morningstar                                                                                                                May-00
             Online Access and Services                                                                                                 May-00
             PNC Advisors                                                                                                               May-00
             Trust: Trust Primer; Banks Losing Ground                                                                                   May-00
             International Issue: Venturing Overseas                                                                                    Apr-00
             Australia: U.S. Funds Down Under                                                                                           Apr-00
             Europe: Stumbling Toward Pan-Europa; U.K.'s Individual Savings Accounts; Swedish Pension Reform                            Apr-00
             Japan: Still on Shaky Ground                                                                                               Apr-00
             Morgan Online (Client's Choice)                                                                                            Apr-00
             South Africa: Robust Growth                                                                                                Apr-00
             Taiwan: Crisis or Opportunity?                                                                                             Apr-00
             Venturing Overseas                                                                                                         Apr-00
             Retirement Issue: Focus on 401(k)                                                                                          Mar-00
             Asset Allocation: Examining Preferences                                                                                    Mar-00
             CitiStreet                                                                                                                 Mar-00
             Client's Choice: End of an Era                                                                                             Mar-00
             Focus on 401(k)                                                                                                            Mar-00
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             Glass-Steagall Act of 1933                                                                                                     Mar-00
             Index Funds                                                                                                                    Mar-00
             Institutionalization: Moving Towards Tailored Products                                                                         Mar-00
             International: DC in Japan; Stakeholder Pensions in the UK                                                                     Mar-00
             Internet: Advice and Guidance; Online Plans                                                                                    Mar-00
             Rollover IRAs: Rollover IRA Opportunities; Growth Prospects                                                                    Mar-00
             Stakeholder Pensions in the UK                                                                                                 Mar-00
             Internet Issue: Internet Integration Speeds Up                                                                                 Feb-00
             Client's Choice: Schwab Sets Sights on Affluent                                                                                Feb-00
             International: Opportunities in Latin America                                                                                  Feb-00
             Internet Integration Speeds Up                                                                                                 Feb-00
             Intuit Provides Compelling Formula                                                                                             Feb-00
             Legal & Regulatory: Placing Value on Personal Information                                                                      Feb-00
             Nontraditional Competitors: Consumers' Quest for Aggregated Information                                                        Feb-00
             Online Banking: Banks' Big Chance                                                                                              Feb-00
             Privacy Concerns                                                                                                               Feb-00
             Technology: Tracking Website Visitors                                                                                          Feb-00
             Discount Brokerage Issue: On the Move                                                                                          Jan-00
             Online Consultant Wraps                                                                                                        Jan-00
             Client's Choice: Focused Investing                                                                                             Jan-00
             Discount Brokerage in Japan                                                                                                    Jan-00
             European Discounters                                                                                                           Jan-00
             Full-Service Firms: Inching into Discount Brokerage Territory; Discover Brokerage Direct                                       Jan-00
             High Net Worth: New Targets                                                                                                    Jan-00
             Inching into Discount Brokerage Territory                                                                                      Jan-00
             International: Discount Brokerage in Japan; European Discounters                                                               Jan-00
             Internet: Online Brokerage Emerges                                                                                             Jan-00
             Online Brokerage Emerges                                                                                                       Jan-00
             On the Move                                                                                                                    Jan-00
             Product Array: Supermarket Stalwarts; Taking on I-Banking                                                                      Jan-00
             Supermarkets in the UK                                                                                                         Jan-00
             Year-End Reflections and Projections: Choice Reigns Supreme                                                                    Dec-99
             Choice Reigns Supreme                                                                                                          Dec-99
             Client's Choice: Uncertainty Abounds                                                                                           Dec-99
             Direct Marketers Make Bolder Moves                                                                                             Dec-99
             Hedge Funds: Few Effects of LTCM                                                                                               Dec-99
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             International: Universal Banking; Seeking Out Islamic Investors                                                            Dec-99
             Load Fund Complexes Tread Lightly                                                                                          Dec-99
             Mutual Funds: Interest Rises to New Heights                                                                                Dec-99
             Mutual Fund Wraps: Asset Growth Continues                                                                                  Dec-99
             Retirement: Pricing and Technology Dominate                                                                                Dec-99
             SEC Studies Online Brokerage                                                                                               Dec-99
             Sharia Law                                                                                                                 Dec-99
             Technology: Fund Firms Join Party; Load Fund Complexes Tread..; Direct-Marketers Make Bolder Moves                         Dec-99
             Uncertainty Abounds (Client's Choice)                                                                                      Dec-99
             United Asset Management                                                                                                    Dec-99
             Wirehouses/National Full-Service Brokerage Issue: Full-Service Fights Back                                                 Nov-99
             Broker Workstations                                                                                                        Nov-99
             Client's Choice: Group Annuities Losing Steam                                                                              Nov-99
             Edward Jones International                                                                                                 Nov-99
             Fee-Based Business: Wirehouse Firms Dominate Wraps                                                                         Nov-99
             Full-service Fights Back                                                                                                   Nov-99
             Full-service Online                                                                                                        Nov-99
             Group Annuities Losing Steam (Client's Choice)                                                                             Nov-99
             High Net Worth: Primary Targets                                                                                            Nov-99
             International: Merrill Forges Ahead                                                                                        Nov-99
             Making Websites Personal                                                                                                   Nov-99
             Merrill Forges Ahead                                                                                                       Nov-99
             Primary Targets                                                                                                            Nov-99
             Technology: Wirehouses Move Online and Embrace Fee-based Business; Broker Workstations                                     Nov-99
             Wirehouse Firms Dominate Wraps                                                                                             Nov-99
             Wirehouses Move Online and Embrace Fee-based Business                                                                      Nov-99
             Independent Broker/Dealer Issue: Alive and Kicking                                                                         Oct-99
             Alive and Kicking                                                                                                          Oct-99
             American Express                                                                                                           Oct-99
             Australia's Version of IBDs                                                                                                Oct-99
             Change Underway at American Express Financial Advisors                                                                     Oct-99
             Client's Choice: Japan's Big Bang                                                                                          Oct-99
             Facilitating Productivity                                                                                                  Oct-99
             Growing More Popular Among IBD Reps                                                                                        Oct-99
             IAFP & ICFP Merge                                                                                                          Oct-99
             Industry Groups: IAFP & ICFP Merge                                                                                         Oct-99
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             ING Group Emerges                                                                                                               Oct-99
             International: Taking Baby Steps to Reach Global Investors; Australia's Version of IBDs                                         Oct-99
             Japan's Big Bang (Client's Choice)                                                                                              Oct-99
             LPL Stands Out                                                                                                                  Oct-99
             Profiles: LPL Stands Out; Change Underway at American Express Financial Advisors; ING Group Emerges                             Oct-99
             Taking Baby Steps to Reach Global Investors                                                                                     Oct-99
             Technology: Facilitating Productivity                                                                                           Oct-99
             Wall Street Financial Group                                                                                                     Oct-99
             Mutual Fund Wraps: Growing More Popular Among IBD Reps                                                                          Oct-99
             Insurance Issue: Insurers Focus on Nontraditional Products and Distribution                                                     Sep-99
             Client's Choice: Cross-Border Joint Ventures                                                                                    Sep-99
             Cross-border Joint Ventures (Client's Choice)                                                                                   Sep-99
             European Insurers Seeking Bond Management Expertise                                                                             Sep-99
             Half-hearted Embrace                                                                                                            Sep-99
             Insurers Focus on Nontraditional Products and Distribution                                                                      Sep-99
             International: European Insurers Seeking Bond Management Expertise                                                              Sep-99
             Internet: Half-Hearted Embrace                                                                                                  Sep-99
             Long-Term Care: Poised for Growth; Overcoming Roadblocks                                                                        Sep-99
             Overcoming Roadblocks                                                                                                           Sep-99
             Poised for Growth                                                                                                               Sep-99
             Teaming Up with Aggregators                                                                                                     Sep-99
             TIAA-CREF                                                                                                                       Sep-99
             VA Market Trends                                                                                                                Sep-99
             VA Sales Expand Less Rapidly                                                                                                    Sep-99
             Variable Annuities: VAs Continue to Add Spark to Insurance Industry; VA Market Trends; VA Sales Expand Less Rapidly             Sep-99
             VAs Continue to Add Spark to Insurance Industry                                                                                 Sep-99
             Bank Issue: Slow Integration                                                                                                    Aug-99
             Banks Play Role in Expanding Fund Market                                                                                        Aug-99
             Brick-and-Mortar Banks Online                                                                                                   Aug-99
             Changing TPM Landscape                                                                                                          Aug-99
             Client's Choice: Putnam Partnership with Lee                                                                                    Aug-99
             E-Banks Evolve                                                                                                                  Aug-99
             Image Adjustment                                                                                                                Aug-99
             Integrating Wraps into Bank Culture                                                                                             Aug-99
             Japan: Banks Play Role in Expanding Fund Market                                                                                 Aug-99
             Online Banking: Brick-and-Mortar Banks Online; Portal Plays; E-Banks Evolve                                                     Aug-99
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             Portal Plays                                                                                                             Aug-99
             Private Banking: Image Adjustment                                                                                        Aug-99
             Putnam Partnership with Lee (Client's Choice)                                                                            Aug-99
             Slow Integration                                                                                                         Aug-99
             Wraps: Integrating Wraps into Bank Culture                                                                               Aug-99
             Third-Party Marketers: Changing TPM Landscape                                                                            Aug-99
             Supermarkets: Distribution Powerhouses                                                                                   Jul-99
             401(k) Plans: Incompatible with Supermarkets                                                                             Jul-99
             Anatomy of Supermarket Fees                                                                                              Jul-99
             Building Stickier Assets                                                                                                 Jul-99
             Client's Choice: Money Managers Look to Wraps                                                                            Jul-99
             Distribution Powerhouses                                                                                                 Jul-99
             E*Trade's Supermarket                                                                                                    Jul-99
             Fees: Anatomy of Supermarket Fees                                                                                        Jul-99
             Fidelity's FundsNetwork Xchange                                                                                          Jul-99
             Financial Advisors: Using NTF Programs; Taking Aim at Timers                                                             Jul-99
             Incompatible with Supermarkets                                                                                           Jul-99
             Money Managers Look to Wraps (Client's Choice)                                                                           Jul-99
             Online Supermarkets: Building Stickier Assets                                                                            Jul-99
             Profiles: Schwab's Mutual Fund Marketplace; Fidelity's FundsNetwork Xchange                                              Jul-99
             Reviewing Rule 12b-1                                                                                                     Jul-99
             Schwab's Mutual Fund Marketplace                                                                                         Jul-99
             Society of Asset Allocators and Fund Timers                                                                              Jul-99
             Taking Aim at Timers                                                                                                     Jul-99
             Using NTF Programs                                                                                                       Jul-99
             Client's Choice Issue: Mutual Fund Industry Matures                                                                      Jun-99
             Asset Managers: IPOs Becoming More Common                                                                                Jun-99
             Britain's System in the Works                                                                                            Jun-99
             Client's Choice: Hedge Fund Regulation                                                                                   Jun-99
             CPAs and Lawyers Join the Fray                                                                                           Jun-99
             Crossing Channels                                                                                                        Jun-99
             Distribution: Crossing Channels; CPAs and Lawyers Join the Fray                                                          Jun-99
             Goldman Treads on Internet Waters                                                                                        Jun-99
             Hedge Fund Regulation (Client's Choice)                                                                                  Jun-99
             Internet: Goldman Treads into Internet Waters                                                                            Jun-99
             IPOs Becoming More Common                                                                                                Jun-99
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             Marketing: Using Sports Sponsorships to Rally Customers                                                                                                                          Jun-99
             Merrill Lynch Bolsters Internet Platform with Acquisition                                                                                                                        Jun-99
             Mutual Fund Industry Matures                                                                                                                                                     Jun-99
             Mutual Funds: Mutual Fund Industry Matures; Unlikely Suspects Face Uphill Battle                                                                                                 Jun-99
             Pension Reform: Britain's System in the Works                                                                                                                                    Jun-99
             Unlikely Suspects Face Uphill Battle                                                                                                                                             Jun-99
             Using Sports Sponsorships to Rally Customers                                                                                                                                     Jun-99
             Merger & Acquisition Issue: Merger Wave Continues                                                                                                                                May-99
             Advantages of Growth Through Acquisition                                                                                                                                         May-99
             AEGON Buys Transamerica to Strengthen its U.S. Operations                                                                                                                        May-99
             Challenges of Growth Through Acquisition                                                                                                                                         May-99
             Client's Choice: Scudder Reverses Course in Canada                                                                                                                               May-99
             Consolidators: Holding Company Concept Expands; Hedge Fund Consolidator                                                                                                          May-99
             Culture Brings Northwestern and Frank Russell Together                                                                                                                           May-99
             Discount Brokerage: TD Goes on Global Buying Spree                                                                                                                               May-99
             European Cross-border M&A Likely to Pick Up Steam                                                                                                                                May-99
             Fund Management                                                                                                                                                                  May-99
             Hedge Fund Consolidator                                                                                                                                                          May-99
             Holding Company Concept Expands                                                                                                                                                  May-99
             If You Can't Build It, Buy It                                                                                                                                                    May-99
             Insurers: No Formula for M&A; Culture Brings Northwestern and Frank Russell Together; If You Can't Build It, Buy It; AEGON Buys Transamerica to Strengthen Its U.S. Operations   May-99
             International: European Cross-border M&A Likely to Pick Up Steam                                                                                                                 May-99
             Merger Wave Continues                                                                                                                                                            May-99
             No Formula for M&A                                                                                                                                                               May-99
             Scudder Reverses Course in Canada (Client's Choice)                                                                                                                              May-99
             TD Goes on Global Buying Spree                                                                                                                                                   May-99
             Innovation Issue: Managing Change                                                                                                                                                Apr-99
             AEFA Develops New Affiliation Options                                                                                                                                            Apr-99
             Annuities: EIAs Provide Variation on Annuity Theme                                                                                                                               Apr-99
             Client's Choice: Full-service and Online Brokerage                                                                                                                               Apr-99
             Coming of Age                                                                                                                                                                    Apr-99
             Death Benefits: Insurance on Mutual Funds                                                                                                                                        Apr-99
             Down But Not Out                                                                                                                                                                 Apr-99
             EIAs Provide Variation on Annuity Theme                                                                                                                                          Apr-99
             E*Trade Rolls Out Online Index Funds                                                                                                                                             Apr-99
             Full-Service and Online Brokerage (Client's Choice)                                                                                                                              Apr-99
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             Index Funds: Coming of Age; E*Trade Rolls Out Online Index Fund                                                    Apr-99
             Insurance on Mutual Funds                                                                                          Apr-99
             Internet Tapped to Penetrate 401(k) Micro-Market                                                                   Apr-99
             Managing Change                                                                                                    Apr-99
             Market-Neutral Funds: Down But Not Out                                                                             Apr-99
             Retirement Products: Internet Tapped to Penetrate 401(k) Micro-Market                                              Apr-99
             Sales Force Management: AEFA Develops New Affiliation Options                                                      Apr-99
             Internet Issue: Internet Fever                                                                                     Mar-99
             Account Growth Likely to Slow                                                                                      Mar-99
             Broker Value: I(ntermediary) Will Survive                                                                          Mar-99
             Broker Workstations: Clearing Firms Level Playing Field                                                            Mar-99
             Clearing Firms Level Playing Field                                                                                 Mar-99
             Client's Choice: Exchange Funds                                                                                    Mar-99
             E-mail with Clients                                                                                                Mar-99
             Exchange Funds (Client's Choice)                                                                                   Mar-99
             I(ntermediary) Will Survive                                                                                        Mar-99
             Internet Fever                                                                                                     Mar-99
             Internet Investment Banks: Latest Online Twist                                                                     Mar-99
             Latest Online Twist                                                                                                Mar-99
             Merrill Lynch's Policy for Individual E-mail                                                                       Mar-99
             Online Brokerage: Account Growth Likely to Slow                                                                    Mar-99
             Regulatory & Compliance: E-mail with Clients                                                                       Mar-99
             High Net Worth Issue: Distributors Compete for HNW Clients                                                         Feb-99
             Affluent Investors Outside the U.S.                                                                                Feb-99
             Banks Under Pressure                                                                                               Feb-99
             Catering to Very HNW Clients                                                                                       Feb-99
             Client's Choice: Schwab in Canada                                                                                  Feb-99
             Direct Access to Hedge Funds                                                                                       Feb-99
             Distributors Compete for High-Net-Worth Clients                                                                    Feb-99
             Estate Planning: Relationships Rule                                                                                Feb-99
             Family Office Exchange                                                                                             Feb-99
             Family Offices: Catering to Very HNW Clients                                                                       Feb-99
             Global High Net Worth: Affluent Investors Outside the U.S.                                                         Feb-99
             Hedge Funds: Direct Access to Hedge Funds                                                                          Feb-99
             HNW RIA Characteristics                                                                                            Feb-99
             Relationships Rule                                                                                                 Feb-99
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             RIAs: RIAs Build Relationships with HNW Investors; HNW RIA Characteristics                                                   Feb-99
             RIAs Build Relationships with HNW Investors                                                                                  Feb-99
             Schwab in Canada (Client's Choice)                                                                                           Feb-99
             Trusts: Banks Under Pressure                                                                                                 Feb-99
             International Issue                                                                                                          Jan-99
             Client's Choice: Cerulli Edge Readership Survey Results                                                                      Jan-99
             Egyptian Market Holds Promise                                                                                                Jan-99
             Emerging Opportunities                                                                                                       Jan-99
             Euro Conversion Sparks Change                                                                                                Jan-99
             European Pension Systems: Euro Conversion Sparks Change; Pension Rebalancing                                                 Jan-99
             Israel Leads Middle Eastern Fund Markets                                                                                     Jan-99
             Japan: Regulatory Reform Has Limited Initial Impact; Joint Ventures in Japan                                                 Jan-99
             Joint Ventures in Japan                                                                                                      Jan-99
             Middle East: Emerging Opportunities; Israel Leads Middle Eastern Fund Markets; Egyptian Market Holds Promise                 Jan-99
             Offshore Fund Strategies                                                                                                     Jan-99
             Offshore: Offshore Fund Strategies                                                                                           Jan-99
             Pension Rebalancing                                                                                                          Jan-99
             Regulatory Reform Has Limited Initial Impact                                                                                 Jan-99
             UCITS Falls Short of Promise                                                                                                 Jan-99
             1998 Year-End Review and Projections                                                                                         Dec-98
             Client's Choice: Disclosure is Crucial                                                                                       Dec-98
             Consolidation Gives More Power to Distributors                                                                               Dec-98
             Deciding How to Wholesale                                                                                                    Dec-98
             Direct Marketers Seek Out Nontraditional Distribution                                                                        Dec-98
             Disclosure is Crucial (Client's Choice)                                                                                      Dec-98
             Distribution Trends: Direct Marketers Seek Out Nontraditional Distribution                                                   Dec-98
             European Monetary Union: Post-Euro Asset Management Industry; Performance Presentation of Funds                              Dec-98
             Financial Advisors: Managed Accounts Become More Popular                                                                     Dec-98
             Hedge Funds: Here to Stay                                                                                                    Dec-98
             Here to Stay                                                                                                                 Dec-98
             Managed Accounts Become More Popular                                                                                         Dec-98
             Mergers & Acquisitions: Consolidation Gives More Power to Distributors                                                       Dec-98
             Opportunities in the Micro-Plan Market                                                                                       Dec-98
             Performance Presentation of Funds                                                                                            Dec-98
             Post-Euro Asset Management Industry                                                                                          Dec-98
             Retirement Market: Opportunities in the Micro-Plan Market                                                                    Dec-98
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             Simple IRA Plans                                                                                                              Dec-98
             Variable Annuities: Deciding How to Wholesale                                                                                 Dec-98
             Wrap Issue: Understanding the Wrap Market                                                                                     Nov-98
             Against the Odds                                                                                                              Nov-98
             Asset Manager Issues                                                                                                          Nov-98
             Asset Retention: Holding onto the Assets                                                                                      Nov-98
             Client's Choice: Reacting to Choppy Markets                                                                                   Nov-98
             Consultant Wraps: Making Sense of the Market; Pricing Schedules; Asset Manager Issues                                         Nov-98
             Direct-Sold Wrap Sponsors: Against the Odds                                                                                   Nov-98
             Gaining Momentum                                                                                                              Nov-98
             Holding onto the Assets                                                                                                       Nov-98
             KeyCorp                                                                                                                       Nov-98
             Lockwood Financial                                                                                                            Nov-98
             LPL                                                                                                                           Nov-98
             Making Sense of the Market                                                                                                    Nov-98
             Mutual Fund Wraps in Context                                                                                                  Nov-98
             Mutual Fund Wraps: Segmentation Analysis; MF Wraps in Context                                                                 Nov-98
             Offshore Wraps: Gaining Momentum                                                                                              Nov-98
             Pricing Schedules                                                                                                             Nov-98
             Reacting to Choppy Markets (Client's Choice)                                                                                  Nov-98
             Salomon Smith Barney                                                                                                          Nov-98
             Segmentation Analysis                                                                                                         Nov-98
             Understanding the Wrap Market                                                                                                 Nov-98
             Wrap Sponsor Profiles                                                                                                         Nov-98
             Financial Advisor Issue: FAs Emerge as Alternate Distribution Channel                                                         Oct-98
             Britain's IFA Community                                                                                                       Oct-98
             Client's Choice: Retirement Wholesaling                                                                                       Oct-98
             European Independent F.A.s: Britain's IFA Community; F.A.s in Continental Europe                                              Oct-98
             Getting their Attention                                                                                                       Oct-98
             Industry Organizations: Trade Groups for F.A.s                                                                                Oct-98
             Internet Usage                                                                                                                Oct-98
             Investment Product Selection: Range of Investment Vehicle Choices; Getting their Attention                                    Oct-98
             Legal & Regulatory: States Oversee Regulation of Most F.A.s                                                                   Oct-98
             Practice Management Issues: Price of Independence                                                                             Oct-98
             Price of Independence                                                                                                         Oct-98
             Range of Investment Vehicle Choices                                                                                           Oct-98
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             Service Agents: Technology and Products                                                                                         Oct-98
             Technology: Internet Usage                                                                                                      Oct-98
             Retirement Issue: Defined Contribution Plans Dominate Retirement Landscape                                                      Sep-98
             401(b) Market Leaders                                                                                                           Sep-98
             403(b) Plans: Outlining the Market; Relationship-based Sales Process Factors into Distribution                                  Sep-98
             Advice and Guidance: Plan Participants Drive Demand for Advice; Internet-based Advice and Guidance                              Sep-98
             Client's Choice: Defining Hedge Funds                                                                                           Sep-98
             Institutionalization: Private Funds Become More Popular with Large Plan Sponsors                                                Sep-98
             Pricing: DOL Survey Reveals Obscure Pricing Practices                                                                           Sep-98
             Private Funds Become More Popular with Large Plan Sponsors                                                                      Sep-98
             Roth IRAs: Opportunity to Gain New Business                                                                                     Sep-98
             Total Benefits Outsourcing: TBO Scales Back                                                                                     Sep-98
             Trust Company of the West                                                                                                       Sep-98
             Insurance Issue: Insurers Face Transition                                                                                       Aug-98
             AIG's Overseas Network                                                                                                          Aug-98
             Client's Choice: Simplifying the Prospectus                                                                                     Aug-98
             Global Expansion: U.S. Insurers Pursue International Markets                                                                    Aug-98
             Industry Trends: Mutual Insurers Restructure; Opportunities for Asset Managers                                                  Aug-98
             Malaysia's Insurance Industry Goes Online                                                                                       Aug-98
             Managing Overseas Insurance Assets                                                                                              Aug-98
             Opportunities for Asset Managers                                                                                                Aug-98
             Slow Progress on Internet                                                                                                       Aug-98
             Stepped-up Wholesaling Efforts                                                                                                  Aug-98
             Technology: Slow Progress on the Internet                                                                                       Aug-98
             VA Product Development Focuses on Asset Accumulation                                                                            Aug-98
             Variable Insurance: VA Product Development Focuses on Asset Accumulation; Challenges to VL/VUL Growth                           Aug-98
             Wholesaling: Wholesalers Play Major Role                                                                                        Aug-98
             Social Security Reform Issue: Opportunities in Social Security Systems Worldwide                                                Jul-98
             Advisory Council on Social Security                                                                                             Jul-98
             Asia: China Begins to Unify Its Social Security System                                                                          Jul-98
             Asset Gathering: Deciding How to Accumulate Assets                                                                              Jul-98
             Client's Choice: Asset Allocation Funds                                                                                         Jul-98
             Europe: European Initiatives; Hungary's New System; The Czech Republic                                                          Jul-98
             Latin America: The Chilean Model; Pension Reform in Mexico                                                                      Jul-98
             United States: Financial Firms Stand to Benefit from Privatization; Lobbying for Privatization                                  Jul-98
             Client's Choice: 1998                                                                                                           Jun-98
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             Asset Retention: Wrap Assets and Staying Power                                                                                        Jun-98
             Client's Choice: No-load Supermarkets in Canada                                                                                       Jun-98
             Contests: American Express Sweepstakes                                                                                                Jun-98
             Financial Advisors: Market Timing Could Become an Issue in a Weak Market                                                              Jun-98
             Market Timing Could Become an Issue in a Weak Market                                                                                  Jun-98
             Mergers: Citigroup: Distribution or Technology?; No-load/Load Partnerships                                                            Jun-98
             Multicultural Marketing Efforts: Targeting Ethnic and Minority Groups                                                                 Jun-98
             Schwab Rolls Out Extranet                                                                                                             Jun-98
             Targeting Ethnic and Minority Groups                                                                                                  Jun-98

             Technology: Reaching Investors through Branches and Technology; More Firms Outsource Support Services; E-Mail and Fund Call Centers   Jun-98
             Wholesaling Issue: The Changing Wholesaling Landscape                                                                                 May-98
             Banks: Wholesaling Investment Products to Bank Reps; How Bank Reps View Wholesalers                                                   May-98
             Client's Choice: Distributors Seek Higher Fees                                                                                        May-98
             Distributing Offshore Through Merrill Lynch                                                                                           May-98
             Financial Advisors: Reaching Financial Advisors; FA Efforts Underway                                                                  May-98
             How Bank Reps View Wholesalers                                                                                                        May-98
             Offshore: U.S. Firms Ramp Up to Sell Offshore Funds                                                                                   May-98
             Technology: Sales Tracking Systems; On the Internet                                                                                   May-98
             Training: Wholesaler Training Alternatives                                                                                            May-98
             Wholesaler Compensation: Wholesaler Earnings Increase                                                                                 May-98
             Wholesaling Investment Products to Bank Reps                                                                                          May-98
             Wirehouses and Regionals: Access to Wirehouses is a Challenge for Wholesalers                                                         May-98
             Wirehouses and Regionals Issue: Blurring Line Between WH & Reg Brokerages; Packaged Product Sales Thru WH                             Apr-98
             Asset-Based Business: Fee-based Strategies; Outsourcing Fund Wrap Clearing Functions                                                  Apr-98
             Asset Retention Programs                                                                                                              Apr-98
             Client's Choice: Smaller Banks Seek Alliances                                                                                         Apr-98
             Compliance: Brokerages Face Heightened Regulatory Scrutiny; Portability Becomes More Common                                           Apr-98
             Fee-Based Strategies                                                                                                                  Apr-98
             Internet Trading Poses Challenges                                                                                                     Apr-98
             Mergers & Acquisitions: Merger Activity Runs High; Internet Trading Poses Challenges                                                  Apr-98
             Outsourcing Fund Wrap Clearing Functions                                                                                              Apr-98
             Sales Reps: Wirehouses Battle Rep Attrition; Regionals Step Up Sales Support and Technology                                           Apr-98
             Strategic Alliances: Wirehouses Partner with Banks                                                                                    Apr-98
             Wirehouses Spend to Heighten Brand Recognition                                                                                        Apr-98
             Independent Broker/Dealer Issue: Independence & Entrepreneurialism                                                                    Mar-98
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             Advertising: Few IBDs Advertise Heavily                                                                                                 Mar-98
             American Express F.A.s Acquisition of Securities America                                                                                Mar-98
             Client's Choice: Revenue-Sharing Fees are Increasing                                                                                    Mar-98
             Compensation: Broker/Dealers Restructure Payouts to Reflect IBD Competition                                                             Mar-98
             Fee-Based Business: IBDs Count on Fee-based Sales, Especially in a Market Downturn                                                      Mar-98

             IBDs and Support: IBD Clearing Relationships May Lead to de Facto Short Lists; IBD Channel Provides Unique Challenges for Wholesalers   Mar-98
             LPL's Retirement Edge                                                                                                                   Mar-98
             Mergers & Acquisitions: Insurers Acquire IBDs for Inroad into Financial Services                                                        Mar-98
             Retirement: IBDs Favor Small Plans and Group Annuities                                                                                  Mar-98
             Bank Distribution Issue: Bank Industry Overview                                                                                         Feb-98
             Banks and Insurance: Banks Selling Life Insurance; VA Sales Through Banks                                                               Feb-98
             Bank Trusts: Banks Face Stiff Competition from Nonbank Competitors                                                                      Feb-98
             Bank Wholesaling Thrives                                                                                                                Feb-98
             Client's Choice: Money Manager Holding Companies                                                                                        Feb-98
             Investment Product Distribution: Acquire or Build Distribution?; Short Lists; Fund Supermarkets                                         Feb-98
             Low Fees and Mediocre Marketing Hamper Bank Trusts                                                                                      Feb-98
             Offshore Annuities                                                                                                                      Feb-98
             Online Banking: First Internet-based Bank                                                                                               Feb-98
             Sales Rep Compensation                                                                                                                  Feb-98
             Sales Rep & Wholesaler Compensation: Sales Rep Compensation; Bank Wholesaling Thrives                                                   Feb-98
             Financial Services Technology Issue: Evolving Technologies; The Year 2000 Issue                                                         Jan-98
             Broker Tools: Money Star; BrokerConnect; CD-ROMs                                                                                        Jan-98
             Client's Choice: Offshore Annuities                                                                                                     Jan-98
             Data Mining: The New Wave of Database Marketing                                                                                         Jan-98
             Electronic Commerce: Electronic Transactions; Smart Cards; Clearing and Execution of Trades                                             Jan-98
             IM&R's Pulse 2000                                                                                                                       Jan-98
             MoneyStar                                                                                                                               Jan-98
             New Wave of Database Marketing                                                                                                          Jan-98
             Royal Alliance's Vision 2020                                                                                                            Jan-98
             Skandia Software                                                                                                                        Jan-98
             T. Rowe Price's VA Software                                                                                                             Jan-98
             Web-based Products: InsWeb; Liberty Financial--Websaver Annuity                                                                         Jan-98
             1997 Year-End Review and Projections                                                                                                    Dec-97
             401(k) Administration                                                                                                                   Dec-97
             401(k) Fee Sharing                                                                                                                      Dec-97
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             Advice and Guidance: Hybrid and Open Wraps Flourish; Schwab's FA Referral Program                                               Dec-97
             Bank Mergers' Impact on Distribution                                                                                            Dec-97
             Canada                                                                                                                          Dec-97
             Client's Choice: Load Funds and Supermarkets                                                                                    Dec-97
             Consolidation: The Clearing Business; 401(k) Administration; Bank Acquisitions and Partnerships                                 Dec-97
             Hedge Funds: Hedge Funds Broaden Appeal                                                                                         Dec-97
             Load Funds and Supermarkets (Client's Choice)                                                                                   Dec-97
             Offshore: Offshore Markets Promise Growth                                                                                       Dec-97
             Product Development: Hedge-like Mutual Funds; Shares Offset VA Revenue Sharing                                                  Dec-97
             Revenue Sharing & Partnering: Short Lists Make a Difference; 401(k) Fee Sharing                                                 Dec-97
             Variable Annuities: VAs Hit Critical Juncture                                                                                   Dec-97
             Fund Supermarkets Issue: Supermarket Mania; Fund Manufacturer's Perspective                                                     Nov-97
             401(k): Soaring Account Balances Trigger Demand for Multimanaged 401(k)s                                                        Nov-97
             Advice and Guidance: The Schwab "Short List"                                                                                    Nov-97
             Client's Choice: Compensating Reps to Reach FAs                                                                                 Nov-97
             Electronic Supermarkets: Who's Investing Online?                                                                                Nov-97
             Financial Consultants: Advisors Take Issue; Firms Train Reps to Sell Wraps                                                      Nov-97
             Firms Train Reps to Sell Wraps                                                                                                  Nov-97
             Race for Assets: Sizing up the Supermarket Giants                                                                               Nov-97
             Supermarket Alternatives: What's on the Shelves?                                                                                Nov-97
             Who's Investing On-line?                                                                                                        Nov-97
             Pricing & Distribution Issue: Fee-based Sales Yield Limited Upside                                                              Oct-97
             Citibank                                                                                                                        Oct-97
             Client's Choice: Tax Changes Impact the HNW Market                                                                              Oct-97
             Competing Effectively                                                                                                           Oct-97
             International Retirement Distribution                                                                                           Oct-97
             Internet: The Internet as Intermediary; Three Internet Usage Models; Schwab's Hong Kong Internet Play                           Oct-97
             Merrill Lynch's NRA Distribution Network                                                                                        Oct-97
             No-loads Expand into Load World                                                                                                 Oct-97
             Overseas Distribution: Competing Effectively; Third-party Distribution; International Retirement Distribution                   Oct-97
             Pricing Shifts: No-loads Expand..; DC Pricing Targets Sales Reps; Flexible Pricing ..Revenue-sharing                            Oct-97
             High Net Worth Issue: Segmenting the Market                                                                                     Sep-97
             Bank Trust                                                                                                                      Sep-97
             Big Bank Trust Players                                                                                                          Sep-97
             Boston Private Bank                                                                                                             Sep-97
             Competition: The Changing Bank Trust Landscape                                                                                  Sep-97
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             Edward Jones                                                                                                                 Sep-97
             High Net Worth Offshore: The New Breed of Wealth                                                                             Sep-97
             Non-bank Player Profiles                                                                                                     Sep-97
             PaineWebber/Comerica Bank Alliance                                                                                           Sep-97
             Reaching the Assets: Financial Consultants and the High Net Worth Market; Reaching HNW Brokers                               Sep-97
             Tax-Efficient Products: Consultant Wraps; Charitable Gifting; Tax-managed Funds                                              Sep-97
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The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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     115                              Asset Allocation Issue
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The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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     114                                 Platforms Issue
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The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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     113                               Institutional Issue
     112                    GAM Survey and Human Resources Issue
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     112                     GAM Survey and Human Resources Issue
     112                     GAM Survey and Human Resources Issue
     112                     GAM Survey and Human Resources Issue
     112                     GAM Survey and Human Resources Issue
     112                     GAM Survey and Human Resources Issue
     112                     GAM Survey and Human Resources Issue
     112                     GAM Survey and Human Resources Issue
     111                           Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
     111                             Investment Trusts Issue
     111                             Investment Trusts Issue
     111                             Investment Trusts Issue
     111                             Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
     110                     Global Agricultural Commodities Issue
     110                     Global Agricultural Commodities Issue
     110                     Global Agricultural Commodities Issue
     110                     Global Agricultural Commodities Issue
     110                     Global Agricultural Commodities Issue
     110                     Global Agricultural Commodities Issue
     110                     Global Agricultural Commodities Issue
     110                     Global Agricultural Commodities Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     108                       Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
     107                                Outlook Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     106                             Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     103                         Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     101                              Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     100                         Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
     99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
     98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
                          790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      98            Environmental, Social, and Governanace Investing   Issue
      97                           Product Strategy Issue
      97                            Product Strategy Issue
      97                            Product Strategy Issue
      97                            Product Strategy Issue
      97                            Product Strategy Issue
      97                            Product Strategy Issue
      97                            Product Strategy Issue

                                   Product Strategy Issue
     97
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue

                                   Product Strategy Issue
     97
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
     97                            Product Strategy Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
     96                              Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
     95                                  Outlook Issue
      95                                 Outlook Issue
      95                                 Outlook Issue
      95                                 Outlook Issue
      95                                 Outlook Issue
      95                                 Outlook Issue
      95                                 Outlook Issue
      95                                 Outlook Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
     94                           Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
      94                          Global Asset Gathering Issue
     93                                Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
     92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
     91                                Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
      91                               Subadvisory Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
     90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
     89                              Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
     88                          Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
     87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
     86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
      86                                  Fee Trends
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      86                                    Fee Trends
      86                                    Fee Trends
      86                                    Fee Trends
      86                                    Fee Trends
      86                                    Fee Trends
      86                                    Fee Trends
      86                                    Fee Trends
      86                                    Fee Trends
      86                                    Fee Trends
      86                                    Fee Trends
      86                                    Fee Trends
      86                                    Fee Trends
     85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
      85                                Investor Protection
     84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
     83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
     82                           Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
     81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
      81                                Product Strategy
     80                                   Wholesaling
      80                                  Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
     79                                     Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
                                                                       Retiremen
                                            Pensions
     78                                                                     t
      78                                     Pensions
      78                                     Pensions
      78                                     Pensions
      78                                     Pensions
      78                                     Pensions
      78                                     Pensions
      78                                     Pensions
      78                                     Pensions
      78                                     Pensions
      78                                     Pensions
      78                                     Pensions
      78                                     Pensions
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
     77                                   Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
      77                                  Multimanager
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      77                                Multimanager
     76                             New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
     75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
      75                                   Insurance
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      75                                    Insurance
      75                                    Insurance
      75                                    Insurance
      75                                    Insurance
      75                                    Insurance
      75                                    Insurance
      75                                    Insurance
     74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
      74                                    April 2007
     73                                    March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
     72                                  February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
     71                                  January 2007
      71                                  January 2007
      71                                  January 2007
      71                                  January 2007
      71                                  January 2007
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
     70                                 December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
     69                                 November 2006
      69                                November 2006
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
     68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
     67                                 September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
      67                                 September 2006
     66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
      66                                   August 2006
     65                                     July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
     64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
      64                                    June 2006
     63                                     May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
     62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
     61                                    March 2006
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website

                                           March 2006
      61
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
     60                                  February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
     59                                  January 2006
      59                                  January 2006
      59                                  January 2006
      59                                  January 2006
      59                                  January 2006
      59                                  January 2006
      59                                  January 2006
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
Click for Cerulli Website
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
     58                                 December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
     57                                 November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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      57                                 November 2005
      57                                 November 2005
      57                                 November 2005
      57                                 November 2005
     56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
      56                                  October 2005
     55                                 September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
     54                                   August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
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The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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      54                                   August 2005
      54                                   August 2005
      54                                   August 2005
      54                                   August 2005
      54                                   August 2005
      54                                   August 2005
      54                                   August 2005
      54                                   August 2005
      54                                   August 2005
      54                                   August 2005
     53                                     July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
     52                                    June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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      52                                    June 2005
     51                                     May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
     50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
      50                                    April 2005
     49                                    March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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      49                                  March 2005
      49                                  March 2005
      49                                  March 2005
      49                                  March 2005
     48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
     47                                  January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
     46                                 December 2004
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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      46                                 December 2004
      46                                 December 2004
      46                                 December 2004
      46                                 December 2004
     45                                 November 2004
      45                                 November 2004
      45                                 November 2004
      45                                 November 2004
      45                                 November 2004
      45                                 November 2004
     44                                  October 2004
      44                                  October 2004
      44                                  October 2004
      44                                  October 2004
      44                                  October 2004
      44                                  October 2004
     43                                 September 2004
      43                                 September 2004
      43                                 September 2004
      43                                 September 2004
      43                                 September 2004
     42                                   August 2004
      42                                   August 2004
      42                                   August 2004
      42                                   August 2004
      42                                   August 2004
     41                                     July 2004
      41                                    July 2004
      41                                    July 2004
      41                                    July 2004
      41                                    July 2004
      41                                    July 2004
     40                                    June 2004
      40                                    June 2004
      40                                    June 2004
      40                                    June 2004
      40                                    June 2004
      40                                    June 2004
     39                                     May 2004
      39                                    May 2004
      39                                    May 2004
      39                                    May 2004
      39                                    May 2004
     38                                    April 2004
                                                                                  790036b3-ebe1-452f-a098-d77213e5a5d6.xls




                                                      The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
                                                      Click for Cerulli Website                                                 Spain;
                                                            38                                    April 2004                    Poland
                                                            38                                    April 2004
                                                            38                                    April 2004
                                                            38                                    April 2004                     India
                                                            38                                    April 2004                     Chile
                                                            37                                   March 2004                    France;
                                                                                                 March 2004                     Spain
                                                                                                 March 2004
                                                                                                 March 2004
                                                                                                 March 2004                     China
                                                                                                 March 2004
                                                            36                                 February 2004
                                                                                                February 2004
                                                                                                February 2004                 France; Spain
                                                                                                February 2004                 Argentina
                                                                                                February 2004
                                                                                                February 2004
                                                            35                                  January 2004
                                                                                                January 2004                  Singapore
                                                                                                January 2004                  Defined Contribution
                                                                                                January 2004                  Italy; U.K.
                                                                                                January 2004
                                                                                                January 2004
Note: Beginning in January 2004 The Cerulli Edge--Global Edition shifted to a country-specific format from thematic design.
                                                            34                                 Year-End Issue
                                                                                               Year-End Issue
                                                                                               Year-End Issue                 China
                                                                                               Year-End Issue
                                                                                               Year-End Issue
                                                                                               Year-End Issue                 U.K.; Germany; France
                                                                                               Year-End Issue                 Japan
                                                                                               Year-End Issue                 Mexico; Chile; Peru
                                                                                               Year-End Issue
                                                                                               Year-End Issue
                                                            33                                Bank Distribution
                                                                                              Bank Distribution               Singapore
                                                                                              Bank Distribution               France; Germany; Italy; Austria
                                                                                              Bank Distribution
                                                                                              Bank Distribution
                                                                                              Bank Distribution
                                                                                              Bank Distribution
                                                            32                    Alternative Asset Management Strategies
                                                                                  Alternative Asset Management Strategies
                                                                                  Alternative Asset Management Strategies     Germany; Italy
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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                            Alternative Asset Management Strategies    Belgium; Sweden
                            Alternative Asset Management Strategies
                            Alternative Asset Management Strategies
     31                                  Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Singapore
                                         Bancassurance
                                         Bancassurance                 Sweden; France
                                         Bancassurance
                                         Bancassurance
                                         Bancassurance
                                         Bancassurance
     30                              Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution            Germany; U.K.
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
     29                               Client's Choice Issue
                                      Client's Choice Issue
                                      Client's Choice Issue
                                      Client's Choice Issue
                                      Client's Choice Issue
                                      Client's Choice Issue            Brazil
                                      Client's Choice Issue
                                      Client's Choice Issue
                                      Client's Choice Issue
     28                               Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
     27                                    Retirement
                                           Retirement                  Korea
                                           Retirement
                                           Retirement
                                           Retirement                  Switzerland; U.K.; Germany
                                           Retirement
                                           Retirement
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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                                           Retirement                  Mexico
     26                               Cross-Border Funds
                                       Cross-Border Funds              Taiwan; Singapore
                                       Cross-Border Funds
                                       Cross-Border Funds
                                       Cross-Border Funds
                                       Cross-Border Funds
                                       Cross-Border Funds
     25                                Multimanagement
                                        Multimanagement
                                        Multimanagement
                                        Multimanagement
                                        Multimanagement
                                        Multimanagement
                                        Multimanagement
                                        Multimanagement                Mexico
                                        Multimanagement
                                        Multimanagement
     24                             Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
     23                                 Advice Delivery
                                         Advice Delivery
                                         Advice Delivery
                                         Advice Delivery
                                         Advice Delivery               U.K.; Spain; Germany
                                         Advice Delivery
                                         Advice Delivery
                                         Advice Delivery
     22                                  Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
     21                          Socially Responsible Investing
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
     20                             Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
     19                                 Private Banking
                                         Private Banking
                                         Private Banking
                                         Private Banking
                                         Private Banking
                                         Private Banking
                                         Private Banking
                                         Private Banking
                                         Private Banking
     18                                    Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
     17                              Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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                                      Platform Distribution
                                      Platform Distribution
     16                                 Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
     15                                Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts                Canada; U.K.; Australia; Asia
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
     14                                       UCITS
                                              UCITS
                                              UCITS
                                              UCITS
                                              UCITS
                                              UCITS
                                              UCITS
                                              UCITS
                                              UCITS
     13                             Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A              U.K.
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
                                     Asset Management M&A
     12                                Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
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The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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                                        Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
                                        Guaranteed Funds
     11                                  Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
     10                                  Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
      9                                  Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
      8                                   Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
      7                          Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
      6                                 Offshore Markets
                                        Offshore Markets
                                        Offshore Markets
                                        Offshore Markets
                                        Offshore Markets
                                        Offshore Markets
                                        Offshore Markets
      5                                    Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                            790036b3-ebe1-452f-a098-d77213e5a5d6.xls




The Cerulli Edge--Global Edition Topic Index (updated through October 2010)
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      4                                Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
      3                               Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
      2                                 Online Brokerage
                                        Online Brokerage
                                        Online Brokerage
                                        Online Brokerage
                                        Online Brokerage
      1                         Independent Financial Advisors
                                 Independent Financial Advisors
                                 Independent Financial Advisors
                                 Independent Financial Advisors
                                 Independent Financial Advisors
                                 Independent Financial Advisors
                                 Independent Financial Advisors
                                                                                                790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)



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                                 ISSUE/ARTICLES                                                                                             ISSUE DATE



                                 Consultants Issue : The Real Deal                                                                           Oct-10
                                 Exhibit: Largest 10 Global Investment Consultants, November 2009                                            Oct-10
                                 Editorial: Rich Pickings for Alternatives Managers                                                          Oct-10
                                 United States: Run for Your Money                                                                           Oct-10
                                 Exhibit: Trends in Consultant Service Offerings, 2010                                                       Oct-10
                                 Exhibit: Factors Cited by Consultants for a Successful Relationship with Investment Managers, 2010          Oct-10
                                 Exhibit: Consultants: Expected Change in Product Use Over the Next 12 Months, 2010                          Oct-10
                                 Europe: War of Attrition                                                                                    Oct-10
                                 Exhibit: Total Externally Managed Assets Under Management of Dutch Pension Plans, 1993–2009                 Oct-10
                                 Exhibit: Investment Consultancy Breakdown by Nature of Services Provided, November 2009                     Oct-10
                                 Exhibit: Proportion of Investors Using Investment Consultants by Region, November 2009                      Oct-10
                                 Special Report: A Growing Market                                                                            Oct-10
                                 Exhibit: Breakdown of Fettered and Unfettered Funds of Funds for Selected European Countries, April 2010    Oct-10
                                 Europe: Large Funds Call the Shots                                                                          Oct-10
                                 Exhibit: Investment Consultancy Breakdown by Number of Clients, November 2009                               Oct-10
                                 Exhibit: Expected Consultant Changes to Passive and Active Asset Allocation, 2010                           Oct-10
                                 Exhibit: Proportion of Investors Using Investment Consultants by Investor Type, November 2009               Oct-10
                                 Australia: All to Play For                                                                                  Oct-10
                                 Exhibit: Breakdown of Sectors Within the Alternative Space, June 2010                                       Oct-10
                                 Exhibit: Breakdown of Sectors Within Alternative Investments, March 2010                                    Oct-10
                                 Exhibit: Breakdown of Sectors Within the Alternative Space, June 2010                                       Oct-10
                                 Quantitative Insights: India                                                                                Oct-10
                                 Exhibit: Indian Asset Management Marketplace Overview                                                       Oct-10
                                 Exhibit: Indian Mutual Fund Assets Under Management, 2005–July 2010                                         Oct-10
                                 Exhibit: Indian Mutual Fund Net New Flows, 2005–July 2010 YTD                                               Oct-10
                                 Exhibit: Indian Mutual Fund Assets Under Management by Investment Objective, 2005–July 2010                 Oct-10
                                 Exhibit: Indian Mutual Fund Net New Flows by Investment Objective, 2005–July 2010 YTD                       Oct-10
                                 Exhibit: Largest 10 Indian Mutual Fund Managers, 2008–July 2010                                             Oct-10
                                 Exhibit: Indian Mutual Fund Assets Under Management Marketshare by Distribution Channel, 2008–March 2010    Oct-10
                                 Quantitative Update: Global Metrics                                                                         Oct-10
                                 Exhibit: Mutual Fund AUM, 2006–July 2010 YTD                                                                Oct-10
                                 Exhibit: Mutual Fund NNI, 2006–2010 YTD                                                                     Oct-10
                                 Asset Allocation Issue : Fixture or Fad?                                                                    Sep-10
                                 Exhibit: Total European Absolute-Return Mutual Funds Net New Flows, 2005–May 2010 YTD                       Sep-10
                                                                                        790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Editorial: Product Escalation                                                                                                                     Sep-10
                       United States: Dodging Bullets                                                                                                                    Sep-10
                       Exhibit: Assets of Target-Date and Risk-Based Funds, 1999–1Q 2010                                                                                 Sep-10
                       Exhibit: Likelihood of Attributes in Next Generation of Target-Date Funds, 2008-2010                                                              Sep-10
                       Exhibit: Asset Managers Indicate How They Differentiate Their Target-Date Funds from Competition, 2010                                            Sep-10
                       Exhibit: Expectations for Active Versus Passive Management of Target-Date Funds in the Next 1-3 Years, 2010                                       Sep-10
                       Europe: Trends in Alternatives Space                                                                                                              Sep-10
                       Exhibit: Expressions of Interest by Asset Class, 1Q 2010–2Q 2010                                                                                  Sep-10
                       Exhibit: U.K. Pension Funds Asset Allocation, 2005–2009                                                                                           Sep-10
                       Exhibit: Hedge Fund Asset Growth by Asset Class, 1Q 2007–1Q 2010                                                                                  Sep-10
                       Special Report: Multi-Asset Investing                                                                                                             Sep-10
                       Exhibit: Overview of Multi-Asset Business Models                                                                                                  Sep-10
                       Europe: Active vs Passive                                                                                                                         Sep-10
                       Exhibit: Breakdown of Global Assets Under Management by Type of Fund Management, 2005–May 2010                                                    Sep-10
                       Exhibit: Regional Breakdown of Global Fund Assets Under Management by Type of Fund Asset Management as a Percentage of Total Global Fund Assets
                                                                                                                                                                         Sep-10
                       Under Management, 2005–May 2010
                       Exhibit: Total Exchange-Traded Fund Asset Growth by Geographic Region, 2004–2Q 2010                                                               Sep-10
                       Asia: Sovereign Wealth Funds                                                                                                                      Sep-10
                       Exhibit: Amount Outsourced by Global Sovereign Wealth Funds, March 2010                                                                           Sep-10
                       Exhibit: Middle Eastern Sovereign Wealth Funds' Fund Manager Selection Criteria, March 2010                                                       Sep-10
                       Quantitative Insights: Country                                                                                                                    Sep-10
                       Exhibit: United Kingdom Asset Management Marketplace Overview                                                                                     Sep-10
                       Exhibit: U.K. Mutual Fund Assets Under Management, 2006–June 2010                                                                                 Sep-10
                       Exhibit: U.K. Retirement Fund Assets Under Management by Plan Type, 2004–2008                                                                     Sep-10
                       Exhibit: U.K. Mutual Fund Assets Under Management by Investment Objective, 2006–June 2010                                                         Sep-10
                       Exhibit: U.K. Mutual Fund Net New Flows by Investment Objective, 2006–June 2010 YTD                                                               Sep-10
                       Exhibit: Largest 10 U.K. Mutual Fund Managers, 2008-June 2010                                                                                     Sep-10
                       Exhibit: Largest 10 U.K. Mutual Fund Managers by Net New Flows, 2008–June 2010 YTD                                                                Sep-10
                       Quantitative Update: Global Metrics                                                                                                               Sep-10
                       Exhibit: Mutual Fund AUM, 2006–June 2010                                                                                                          Sep-10
                       Exhibit: Mutual Fund NNF, 2006–2010 YTD                                                                                                           Sep-10
                       Platforms Issue: Complex Challenges                                                                                                               Aug-10
                       Exhibit: Total U.K. Platform Assets Under Administration, March 2010                                                                              Aug-10
                       Editorial: Where Australia Leads the United Kingdom Sometimes Follows                                                                             Aug-10
                       United States: SuperPlatforms                                                                                                                     Aug-10
                       Exhibit: Total Number of RIA Clients, 2000–3Q 2009                                                                                                Aug-10
                       Exhibit: Advisor Product Mix by Channel, 2Q 2009                                                                                                  Aug-10
                       Exhibit: Retail Addressable Markets by Net Worth Range, 3Q 2009E                                                                                  Aug-10
                       United Kingdom: Platform Power                                                                                                                    Aug-10
                       Exhibit: Overview of U.K. Platforms                                                                                                               Aug-10
                       Exhibit: Breakdown of Fund Platform U.K. Domiciled Fund Gross Sales by Product, 2008–1Q 2010                                                      Aug-10
                       Exhibit: Gross U.K. Platform Sales by Asset Class, April 2010 YTD                                                                                 Aug-10
                       Allfunds Bank: Incremental Steps                                                                                                                  Aug-10
                       Exhibit: Allfunds Assets Under Adminstration, 2007–April 2010                                                                                     Aug-10
                       Exhibit: Breakdown of Types of Distribution Channels, March 2010                                                                                  Aug-10
                       Exhibit: Allfund Global Asset Breakdown by Type, April 2010                                                                                       Aug-10
                                                                                       790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Profile of Allfunds Platform, 2010                                                                             Aug-10
                       Australia: Regulation Drives Change                                                                                     Aug-10
                       Exhibit: Total Funds Under Management, 2005–March 2010                                                                  Aug-10
                       Exhibit: Total Net Fund Flows, 2005–March 2010 YTD                                                                      Aug-10
                       Exhibit: Top-10 Masterfund Market Managers by Assets Under Management, 2007–2009                                        Aug-10
                       Quantitative Insights: Brazil                                                                                           Aug-10
                       Exhibit: Brazilian Asset Management Marketplace Overview                                                                Aug-10
                       Exhibit: Brazilian Mutual Fund Assets Under Management, 2005–May 2010                                                   Aug-10
                       Exhibit: Brazilian Retirement Fund Assets Under Management and Net New Inflows, 2005–May 2010                           Aug-10
                       Exhibit: Brazilian Retirement Fund Assets Under Management by Investment Objective, 2005–May 2010                       Aug-10
                       Exhibit: Brazilian Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2005–May 2010         Aug-10
                       Exhibit: Brazilian Locally Domiciled Net New Flows by Investment Objective, 2005–May 2010                               Aug-10
                       Exhibit: Largest 10 Managers of Brazilian Mutual Funds, 2008–May 2010                                                   Aug-10
                       Quantitative Update: Global Metrics                                                                                     Aug-10
                       Exhibit: Mutual Fund AUM                                                                                                Aug-10
                       Exhibit: Mutual Fund NNI                                                                                                Aug-10
                       Institutional Issue: Adversity Drives Change                                                                            Jul-10
                       Exhibit: Top-10 and Bottom-Five Common Investment Funds, 2007-2009                                                      Jul-10
                       Editorial: CIFs in the Spotlight                                                                                        Jul-10
                       United States: Small, Profitable Ponds                                                                                  Jul-10
                       Exhibit: Total Endowment and Foundation Assets and Growth, 1999–2009                                                    Jul-10
                       Exhibit: Institutional Manager: Channel Profitability Rankings, 2010                                                    Jul-10
                       Exhibit: Top Endowment and Foundation Asset Managers, 2009                                                              Jul-10
                       Exhibit: Endowment Asset Allocation, 2009                                                                               Jul-10
                       Europe: Small Steps                                                                                                     Jul-10
                       Exhibit: Annual Income for All and Large Charities, 2005–2009                                                           Jul-10
                       Exhibit: Number of Charities in the United Kingdom and Their Total Annual Income by Annual Income Bracket, March 2010   Jul-10
                       Exhibit: U.K. Assets Under Management by Multi-Asset Investing Marketshare, 2008                                        Jul-10
                       Special Report: Product Design                                                                                          Jul-10
                       Exhibit: Total European Pension Assets, 2004–2008                                                                       Jul-10
                       Exhibit: Total European Defined Contribution Pension Assets Under Management, 2004–2009E                                Jul-10
                       Exhibit: European Defined Contribution Pension Assets Under Management by Country, 2004–2009E                           Jul-10
                       Exhibit: Breakdown of Total European Pension Investment Allocation, 2004–2008                                           Jul-10
                       Currency Trading: Currency Trading Tactics                                                                              Jul-10
                       Exhibit: Average Daily Trading Volume for Foreign Exchange Instruments in Selected Countries, April- October 2009       Jul-10
                       Exhibit: Total European Currency Mutual Fund Assets Under Management and Net Flows, 2004–April 2010                     Jul-10
                       Quantitative Insights: Japan                                                                                            Jul-10
                       Exhibit: Japanese Asset Management Marketplace Overview                                                                 Jul-10
                       Exhibit: Japanese Mutual Fund Assets Under Management by Domicile, 2005–March 2010                                      Jul-10
                       Exhibit: Japanese Occupational Pension Assets Under Management by Plan Type, March 2005–March 2009                      Jul-10
                       Exhibit: Japanese Mutual Fund Assets Under Management Marketshare by Investment Objective, 2005– March 2010             Jul-10
                       Exhibit: Japanese Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2005–March 2010 YTD            Jul-10
                       Exhibit: Largest 10 Japanese Investment Trust Management Companies, 2008–2009                                           Jul-10
                       Exhibit: Largest 10 Cross-Border Fund Vendors by Japanese Client Assets Under Management, 2008–2009                     Jul-10
                       Quantitative Update: Global Metrics                                                                                     Jul-10
                       Exhibit: Mutual Fund AUM, 2006–April 2010                                                                               Jul-10
                                                                                        790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Mutual Fund NNI, 2006–2010 YTD                                                                                                 Jul-10
                       GAM Survey and Human Resources Issue: Full Steam Ahead                                                                                  Jun-10
                       Exhibit: Survey Respondents' Views Toward Changes in AUM, 2009 vs. 2010                                                                 Jun-10
                       Editorial: Beware Unbridled Optimism                                                                                                    Jun-10
                       Human Resources - Europe: What Price Talent?                                                                                            Jun-10
                       Exhibit: Projected Change to Median Total 2009 Compensation for Senior Sales Professionals in Most Recent Pay Cycle                     Jun-10
                       Exhibit: Types of Long-Term Incentives Granted to Sales Professionals by Percentage of Firms, 2009                                      Jun-10
                       Exhibit: Discretionary Bonus Trends and Average Salary Range from the Wealth and Asset Management Market, 2007 and 2010                 Jun-10
                       GAM Survey - Revenue and Cost: Back in the Black                                                                                        Jun-10
                       Exhibit: Global Asset Managers' Views Toward Changes in Total Revenue from Previous Year-End, 2010                                      Jun-10
                       Exhibit: Global Asset Managers' Views Toward Changes to Organization's Cost by Year-End, 2009 vs. 2010                                  Jun-10
                       Exhibit: Global Asset Managers' Views Toward Expected Profitability for Current Year, 2009 vs. 2010                                     Jun-10
                       GAM Survey - Products and Distribution: Product Wars                                                                                    Jun-10
                       Exhibit: Global Asset Managers' Views Toward Product Development by Regions During the Next 12 Months, 2010                             Jun-10
                       Exhibit: Global Asset Managers' Views Toward 2010 Growth Potential by Region, 2010                                                      Jun-10
                       Exhibit: Global Asset Managers' Views Toward Asset Gathering Prospects for Mutual Fund Distribution Channels, 2010                      Jun-10
                       Human Resources - United States: Advisor Migration                                                                                      Jun-10
                       Exhibit: Advisors Citing Factors as Very Important in Changing B/D, 2009                                                                Jun-10
                       Exhibit: Typical Payout Grid Range for Advisors by Channel, 2009                                                                        Jun-10
                       Exhibit: Advisor Product Mix by Channel, 2Q 2009                                                                                        Jun-10
                       Exhibit: Salesforce Resource Allocation by Channel 2009–2012E                                                                           Jun-10
                       Quantitative Insights: Australia                                                                                                        Jun-10
                       Exhibit: Australian Asset Management Marketplace Overview                                                                               Jun-10
                       Exhibit: Australian Retail-Offer Fund Assets Under Management, 2005–2009                                                                Jun-10
                       Exhibit: Australian Superannuation Fund Assets Under Management, 2005–2009                                                              Jun-10
                       Exhibit: Australian Retail-Offer Fund Assets Under Management by Investment Objective, 2005–2009                                        Jun-10
                       Exhibit: Australian Retail-Offer Fund Net New Flows by Investment Objective, 2005–2009                                                  Jun-10
                       Exhibit: Largest 10 Retail-Offer Fund Managers in Australia, 2007–2009                                                                  Jun-10
                       Exhibit: Largest 10 Australian Platform Vendors by Assets Under Administration, 2007–2009                                               Jun-10
                       Quantitative Update: Global Metrics                                                                                                     Jun-10
                       Exhibit: Mutual Fund AUM, 2006–March 2010                                                                                               Jun-10
                       Exhibit: Mutual Fund NNI, 2006–2010 YTD                                                                                                 Jun-10
                       Investment Trusts Issue: Overview: Cautious Optimism                                                                                    May-10
                       Exhibit: European REIT Market Capitalization by Country, 2009                                                                           May-10
                       Exhibit: Number of European REITs by Country, June 2006–December 2009                                                                   May-10
                       Exhibit: European REIT Market Capitalization by Country, 2009                                                                           May-10
                       Editorial: Embracing Change                                                                                                             May-10
                       Distribution: Where There’s a Will...                                                                                                   May-10
                       Exhibit: Biggest Hurdle in Increasing Uptake of Investment Trusts Among Investors                                                       May-10
                       Exhibit: Key Channel for Selling Investment Trusts in the Future, 2009                                                                  May-10
                       Exhibit: Typical Investment Company Owners by Type, 2009                                                                                May-10
                       Exhibit: Top-10 Investment Trust Managers by Total Assets, February 2010                                                                May-10
                       Products: Adapting for Survival                                                                                                         May-10
                       Exhibit: Investment Company Industry Total Assets by Structure, February 2010                                                           May-10
                       Exhibit: Overview of Split Capital Investment Company Industry, February 2010                                                           May-10
                       Exhibit: Performance Difference between Investments Trusts, Unit Trusts, and OEICs for Selected Fund Sectors, 2009 and April 2010 YTD   May-10
                                                                                       790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Multi-Asset: Multi-Asset Strategies                                                                                                           May-10
                       Exhibit: Total European Multi-Asset Mutual Fund Assets Under Management and Net New Inflows, 2004–2009                                        May-10
                       Exhibit: Total European Multi-Asset Mutual Fund Assets Under Management and Net New Inflows, 2004–2009                                        May-10
                       Exhibit: Cerulli Survey Respondents' Views on Projected Multi-Asset Investment Assets Under Management Growth in the Next Three Years, 2010   May-10
                       Exhibit: Defining Multi-Asset Investment Opportunities by Client Segment                                                                      May-10
                       Exhibit: Performance Returns of Selected Funds in U.K. Cautious Managed Sector, 2005–February 2010 YTD                                        May-10
                       United States: Collective Memory                                                                                                              May-10
                       Exhibit: Importance of Factors in Decision to Develop CTFs, 2009                                                                              May-10
                       Exhibit: Top-5 U.S. Collective Trust Fund Managers and Total Assets, 4Q 2008–2Q 2009                                                          May-10
                       Exhibit: Deciding Factors in Selection of a Third-Party Trustee by CTF Managers, 2009                                                         May-10
                       Quantitative Insights: Canada                                                                                                                 May-10
                       Exhibit: Canadian Asset Management Marketplace Overview                                                                                       May-10
                       Exhibit: Canadian Mutual Fund Assets Under Management, 2005–2009                                                                              May-10
                       Exhibit: Canadian Trusteed Pension Assets, 2005–June 2009                                                                                     May-10
                       Exhibit: Canadian Trusteed Pension Assets by Investment Objective, 2005–June 2009                                                             May-10
                       Exhibit: Canadian Mutual Fund Assets Under Management by Investment Objective, 2005–2009                                                      May-10
                       Exhibit: Canadian Mutual Fund Net New Inflows by Investment Objective, 2005–2009                                                              May-10
                       Exhibit: Canadian Mutual Fund Net New Inflows by Investment Objective, 2005–2009                                                              May-10
                       Quantitative Update: Global Metrics                                                                                                           May-10
                       Exhibit: Mutual Fund AUM, 2006–February 2010                                                                                                  May-10
                       Exhibit: Mutual Fund AUM, 2006–February 2010                                                                                                  May-10
                       Global Agricultural Commodities Issue: Overview: Land Ambitions                                                                               Apr-10
                       Exhibit: Arable Land Values for the United Kingdom, Poland, and Romania, 2000–2009                                                            Apr-10
                       Exhibit: Russian Freehold Values and Ukrainian Medium Term Leasehold Rights, 2000–2009                                                        Apr-10
                       Exhibit: Output of the Agricultural Industry and Basic Price, 1999–2009E                                                                      Apr-10
                       Editorial: The Farming Bug                                                                                                                    Apr-10
                       United States: Golden Harvest                                                                                                                 Apr-10
                       Exhibit: Advisors' Expected Change in Product Allocation, 2Q 2009                                                                             Apr-10
                       Exhibit: Top-15 Agriculture Commodity Exchange-Traded Products, January 2009 and January 2010                                                 Apr-10
                       Exhibit: Primary Method of Developing In-House Alternatives Skill Set, 2010                                                                   Apr-10
                       Exhibit: Financial Advisor Use of ETF Types by Core Market, 2009                                                                              Apr-10
                       Structured Products: Plain Vanilla                                                                                                            Apr-10
                       Exhibit: Global Retail Structured Product Assets Under Management and Net New Sales, 2005–2009                                                Apr-10
                       Exhibit: Global Retail Structured Product Assets Under Management Breakdown by Region, 2005–2009                                              Apr-10
                       Exhibit: Total European Retail Structured Product Assets Under Management by Type, 2005–2009                                                  Apr-10
                       Structured Products: A Regulatory Minefield                                                                                                   Apr-10
                       Exhibit: Global Retail Structured Products Net New Inflows by Underlying Asset Class, 2005–2009                                               Apr-10
                       Exhibit: Global Retail Structured Assets Distribution Channel Breakdown by Region, 2009                                                       Apr-10
                       Exhibit: Global Retail Structured Assets Sales by Channel, 2005–2009                                                                          Apr-10
                       Australia: Two Distinct Approaches                                                                                                            Apr-10
                       Exhibit: Ownership of Total Plantation Estate by Category, 2005–2008                                                                          Apr-10
                       Exhibit: Number of Registered Managed Investment Schemes, 2005–2009                                                                           Apr-10
                       Exhibit: Value of Selected Australian Agricultural Exports By Category, 2009                                                                  Apr-10
                       Quantitative Insights: Italy                                                                                                                  Apr-10
                       Exhibit: Italian Asset Management Marketplace Overview                                                                                        Apr-10
                       Exhibit: Italian Mutual Fund Assets Under Management, 2005–2009                                                                               Apr-10
                                                                                    790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Italian Defined-Contribution Retirement Fund Assets Under Management by Plan Type, 2005–2009                 Apr-10
                       Exhibit: Italian Mutual Fund Assets Under Management by Investment Objective, 2005–2009                               Apr-10
                       Exhibit: Italian Mutual Fund Net New Inflows by Investment Objective, 2005–2009                                       Apr-10
                       Exhibit: Largest 10 Italian Mutual Fund Managers, 2007–2009                                                           Apr-10
                       Exhibit: Largest 10 Italian Mutual Fund Managers by Net New Inflows, 2007–2009                                        Apr-10
                       Quantitative Update: Global Metrics                                                                                   Apr-10
                       Exhibit: Mutual Fund AUM                                                                                              Apr-10
                       Exhibit: Mutual Fund NNI                                                                                              Apr-10
                       Emerging Markets Issue: Overview: Ringing the Changes                                                                 Mar-10
                       Exhibit: U.S. and European Emerging Market ETF Assets Under Management Breakdown by Geographic Focus, December 2009   Mar-10
                       Exhibit: European- and U.S.-Listed Emerging Market ETF and Mutual Fund Assets by Net New Inflows, 2005–2009           Mar-10
                       Editorial: Moving On                                                                                                  Mar-10
                       Eastern Europe: All to Play For                                                                                       Mar-10
                       Exhibit: Central and Eastern European Mutual Fund Assets Under Management, 2004–November 2009                         Mar-10
                       Exhibit: Central and Eastern European Mutual Fund New Net Inflow Breakdown by Country, November 2009                  Mar-10
                       Exhibit: Total Hedge Fund Assets Under Management by Investment Location, 2006–September 2009                         Mar-10
                       India: In a State of Flux                                                                                             Mar-10
                       Exhibit: Indian Mutual Fund Revenue by Investor Type, March 2007–March 2009                                           Mar-10
                       Exhibit: Indian Mutual Fund Assets Under Management by Distribution Channel, 2007–June 2009                           Mar-10
                       Latin America: Real Estate Rebound                                                                                    Mar-10
                       Exhibit: Global Closed-End Real Estate Funds that Invest in Latin America, 2006–2009                                  Mar-10
                       Exhibit: Annual Latin American Securitization Issuance, 2004–2009                                                     Mar-10
                       Exhibit: Mortgage Loans Funding in Brazil, 2000–2009E                                                                 Mar-10
                       Exhibit: Overview of Real Estate Industry in Brazil, 2005–September 2009                                              Mar-10
                       Africa: A Potential Goldmine                                                                                          Mar-10
                       Exhibit: International Mutual Funds Investing in Africa by Assets Under Management, 2005–2009                         Mar-10
                       Exhibit: International Mutual Funds Investing in Africa by Net New Inflows, 2005–2009                                 Mar-10
                       Exhibit: Top-10 European Mutual Funds Investing into Africa by Assets Under Management, 2007–2009                     Mar-10
                       Exhibit: Key Economic Indicators for Selected Countries in Africa, 2009 Estimates                                     Mar-10
                       Quantitative Insights: Taiwan                                                                                         Mar-10
                       Exhibit: Taiwanese Asset Management Marketplace Overview                                                              Mar-10
                       Exhibit: Taiwanese Mutual Fund Assets Under Management, 2005–2009                                                     Mar-10
                       Exhibit: Taiwanese Retirement Fund Assets Under Management, 2005–2009                                                 Mar-10
                       Exhibit: Taiwanese Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2005–2009           Mar-10
                       Exhibit: Taiwanese Mutual Fund Net New Inflows by Investment Objective, 2005–2009                                     Mar-10
                       Exhibit: Largest 10 SITE Managers, 2007–2009                                                                          Mar-10
                       Exhibit: Taiwanese Mutual Fund Assets Under Management by Distribution Channel, 2007–June 2009                        Mar-10
                       Quantitative Update: Global Metrics                                                                                   Mar-10
                       Exhibit: Mutual Fund AUM, 2005–December 2009                                                                          Mar-10
                       Exhibit: Mutual Fund NNI, 2005–2009 YTD                                                                               Mar-10
                       Multimanager/Middle East Issue: Overview: An Evolving Sector                                                          Feb-10
                       Exhibit: European Fund-of-Funds Net New Inflows by Country/Region, 2004–YTD October 2009                              Feb-10
                       Exhibit: European Multimanager Assets Under Management, 2004–2008                                                     Feb-10
                       Editorial: Recognizing Priorities                                                                                     Feb-10
                       France: Vive la France! Vive la multigestion!                                                                         Feb-10
                       Exhibit: European Fund-of-Funds Assets Under Management by Country/Region, 2004–October 2009                          Feb-10
                                                                                       790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: European Fund-of-Funds Assets Under Management by Affiliation, 2004–October 2009                                    Feb-10
                       Exhibit: Largest 10 European Fund-of-Funds Managers by Assets Under Management, 2007–October 2009                            Feb-10
                       Middle East: What has Gone Wrong?                                                                                            Feb-10
                       Exhibit: Comparison of Middle East TASI Index Against the U.S. S&P 500 Index, 2007–2009                                      Feb-10
                       Exhibit: Top-14 Middle Eastern Sovereign Wealth Funds, December 2009                                                         Feb-10
                       Exhibit: Mutual Fund AUM in the Region, September 2009                                                                       Feb-10
                       Exhibit: AUM as a Percentage of Market Capitalization in Saudi Arabia, 2005–September 2009                                   Feb-10
                       Sukuk: A Young Industry                                                                                                      Feb-10
                       Exhibit: Value and Number of Global Sukuk Issues, 1996–2Q 2009                                                               Feb-10
                       Exhibit: Global Sukuk Issues by Country, 2008–September 2009 YTD                                                             Feb-10
                       United States: Model Behavior                                                                                                Feb-10
                       Exhibit: Target-Date and Risk-Based Fund Assets, 1998–2Q 2009                                                                Feb-10
                       Exhibit: Marketshare of Variable Annuity Target-Risk and Target-Date Funds, 2006 vs. 2Q 2009                                 Feb-10
                       Exhibit: Variable Annuity Fund Styles Expected to Experience Greatest Growth Next 1-3 Years, 2009                            Feb-10
                       Quantitative Insights: France                                                                                                Feb-10
                       Exhibit: French Asset Management Marketplace Overview                                                                        Feb-10
                       Exhibit: French Mutual Fund Assets Under Management, 2005–October 2009                                                       Feb-10
                       Exhibit: French Retirement Fund Assets Under Management, 2004–2008                                                           Feb-10
                       Exhibit: French Mutual Fund Assets Under Management by Investment Objective, 2005–October 2009                               Feb-10
                       Exhibit: French Mutual Fund Net New Inflows by Investment Objective, 2005–October 2009 YTD                                   Feb-10
                       Exhibit: 10 Largest French Mutual Fund Managers, 2007–October 2009                                                           Feb-10
                       Exhibit: 10 Largest French Mutual Fund Managers by Net New Inflows, 2007–October 2009 YTD                                    Feb-10
                       Quantitative Update: Global Metrics                                                                                          Feb-10
                       Exhibit: Mutual Fund AUM, 2005–November 2009                                                                                 Feb-10
                       Exhibit: Mutual Fund NNI, 2005–November 2009                                                                                 Feb-10
                       Outlook Issue: Overview: Back to Basics                                                                                      Jan-10
                       Exhibit: Global Long-Term Mutual Fund Net New Inflows by Region, 2005–3Q 2009                                                Jan-10
                       Exhibit: European Mutual Fund Net New Inflows, 2005–3Q 2009                                                                  Jan-10
                       Exhibit: Top Five Countries with the Highest YTD September 2009 Net New Inflows and Outflows                                 Jan-10
                       Editorial: Competition Heats Up                                                                                              Jan-10
                       United States: Money in Motion                                                                                               Jan-10
                       Exhibit: Percent of Equity Mutual Fund Assets by Total Fee Quartile, 2004–2008                                               Jan-10
                       Exhibit: Mutual Fund Net New Flows by Morningstar Rating, 2003–October 2009 YTD                                              Jan-10
                       Exhibit: Advisors’ Expected Change in Product Allocation, 2Q 2009                                                            Jan-10
                       GAM Survey 2009—Cost & Earnings: Back On Track                                                                               Jan-10
                       Exhibit: Investment Managers’ Views Toward Changes in Total Revenue from Previous Year, 2009                                 Jan-10
                       Exhibit: Investment Managers’ Views Toward Changes to Organisation’s Cost by Current Year-End, 2009                          Jan-10
                       Exhibit: Investment Managers’ Views Toward Expected Profitability for Current Year, 2009                                     Jan-10
                       GAM survey 2009—European Focus: Asset Classes, Product Development and Regulation                                            Jan-10
                       Exhibit: Investment Managers’ Views Toward 2010 Growth Potential by Country, 2009                                            Jan-10
                       Exhibit: Investment Managers’ Views Toward Product Development by Regions Over the Next 12 Months, 2009                      Jan-10
                       Exhibit: Investment Managers’ Views Toward Product Threat to Mutual Fund Flows in 2010                                       Jan-10
                       Asia-Pacific: Back to the Future                                                                                             Jan-10
                       Exhibit: Asia (Including Japan) Mutual Fund Assets Under Management as Percentage of Household Financial Assets, 2004–2008   Jan-10
                       Exhibit: Asia Ex-Japan Mutual Fund Assets Under Management by Distribution Channel, 2007–June 2009                           Jan-10
                       Quantitative Insights: Germany                                                                                               Jan-10
                                                                                       790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: German Asset Management Marketplace Overview                                                                       Jan-10
                       Exhibit: German Mutual Fund Assets Under Management, 2005–September 2009                                                    Jan-10
                       Exhibit: German Retirement Fund Assets Under Management, 2004–2008E                                                         Jan-10
                       Exhibit: German Mutual Fund Assets Under Management by Investment Objective, 2005–September 2009                            Jan-10
                       Exhibit: German Mutual Fund Net New Inflows by Investment Objective, 2005–YTD September 2009                                Jan-10
                       Exhibit: Largest 10 German Mutual Fund Managers, 2007–September 2009                                                        Jan-10
                       Exhibit: Largest 10 German Mutual Fund Managers by Net New Inflows, 2007–September 2009                                     Jan-10
                       Quantitative Update: Global Metrics                                                                                         Jan-10
                       Exhibit: Mutual Fund AUM                                                                                                    Jan-10
                       Exhibit: Mutual Fund NNI                                                                                                    Jan-10
                       Asset Servicing Issue: Overview: Rich Pickings                                                                              Dec-09
                       Exhibit: Global Custodian Overview, 2Q 2009                                                                                 Dec-09
                       Editorial: Taking Stock                                                                                                     Dec-09
                       Hedge Fund Administration: Feeling The Pinch                                                                                Dec-09
                       Exhibit: Global Single-Manager Hedge Fund Assets, 1998–3Q 2009                                                              Dec-09
                       Exhibit: Single-Manager Hedge Fund Assets by Manager Location, 2004–3Q 2009                                                 Dec-09
                       Exhibit: Hedge Fund Managers’ Views on the Impact of Market Turmoil on Hedge Funds                                          Dec-09
                       Exhibit: Top-20 Hedge Fund Administrators by Assets Under Administration, 1Q 2009                                           Dec-09
                       Regulation: Affirmative Action                                                                                              Dec-09
                       Exhibit: Comparing Global Regulatory Responses to the Financial Crisis, 2009                                                Dec-09
                       Risk Management: The Way Forward                                                                                            Dec-09
                       Exhibit: Asset Managers’ Views on OTC Operational Issues, 2009                                                              Dec-09
                       Exhibit: Views on Importance of Providers’ Attributesin Securities Lending Programs, September 2009                         Dec-09
                       Exhibit: Chief Operating Officers’ Views on Data Management Risk, 2009                                                      Dec-09
                       Technology: A Steep Curve                                                                                                   Dec-09
                       Exhibit: Global Custodian Overview-Performance Measurement, June 2009                                                       Dec-09
                       Exhibit: Global Custodian Overview-Risk Monitoring, June 2009                                                               Dec-09
                       Exhibit: Chief Operating Officers’ Views on Whether Data, IT Systems and Management Information Are Fit for Purpose, 2009   Dec-09
                       Outsourcing: From Crisis to Opportunity                                                                                     Dec-09
                       Exhibit: Asset Managers’ Views on Drivers for Outsourcing, 2009                                                             Dec-09
                       Exhibit: Asset Managers’ Views on the Actual Benefits of Outsourcing, 2009                                                  Dec-09
                       Exhibit: Overview of Investment Lifecycle, 2009                                                                             Dec-09
                       Quantitative Insights: Japan                                                                                                Dec-09
                       Exhibit: Japan Asset Management Marketplace Overview                                                                        Dec-09
                       Exhibit: Japanese Mutual Fund Assets Under Management by Domicile, 2004–August 2009                                         Dec-09
                       Exhibit: Japanese Occupational Pension Assets Under Management by Plan Type, March 2005–March 2009                          Dec-09
                       Exhibit: Japanese Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2004–August 2009                   Dec-09
                       Exhibit: Japanese Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2004–August 2009           Dec-09
                       Exhibit: 10 Largest Japanese Investment Trust Management Companies, 2007–August 2009                                        Dec-09
                       Exhibit: 10 Largest Foreign-Affiliated Investment Trust Management Companies in Japan, 2007–August 2009                     Dec-09
                       Quantitative Update: Global Metrics                                                                                         Dec-09
                       Exhibit: Mutual Fund AUM, 2005–September 2009                                                                               Dec-09
                       Exhibit: Mutual Fund NNI, 2005–September 2009                                                                               Dec-09
                       Alternative Investments Issue: Global: On the Road to Recovery                                                              Nov-09
                       Exhibit: Total Global Alternative Mutual Fund AUM Breakdown by Region, 2004–June 2009                                       Nov-09
                       Exhibit: Total European Alternative Mutual Fund Net New Inflows by Asset Classes, 2004–June 2009                            Nov-09
                                                                                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Editorial: Challenges Ahead                                                                                                                       Nov-09
                       United States: Alternatives and Public Relations                                                                                                  Nov-09
                       Exhibit: Advisors' Expected Change in Product Allocation, 2Q 2009                                                                                 Nov-09
                       Exhibit: Asset Managers’ Targeted Wealth Tiers for Retail Third-Party Alternative Investment Distribution, 2008E                                  Nov-09
                       Exhibit: Asset Managers Cite the Biggest Challenges to the Development and Delivery of Alternatives (Excluding ETFs) for the Retail Third-Party   Nov-09
                       Marketplace, 2008
                       Europe: Regulatory Challenges                                                                                                                     Nov-09
                       Exhibit: Top 20 European Alternative Mutual Fund Managers by AUM, 2007–June 2009                                                                  Nov-09
                       Exhibit: Total Assets Under Management, Net New Inflows, and Number of European Alternative Mutual Funds, 2004–June 2009                          Nov-09
                       Europe: Licking of Wounds                                                                                                                         Nov-09
                       Exhibit: U.K. Defined Benefit Pension Funds’ Strategic Asset Allocation 2006–2008                                                                 Nov-09
                       Exhibit: Top 20 European Alternative Mutual Fund Managers by AUM, 2007–June 2009                                                                  Nov-09
                       Asia-Pacific (Excluding Japan): Hoping For Recovery                                                                                               Nov-09
                       Exhibit: Asia Ex-Japan Alternative Mutual Fund Assets Under Management by Country, 2004–June 2009                                                 Nov-09
                       Exhibit: Largest 10 Alternative Mutual Fund Managers in Asia Ex-Japan, 2008–June 2009                                                             Nov-09
                       Quantitative Insights: Mexico                                                                                                                     Nov-09
                       Exhibit: Mexican Asset Management Marketplace Overview                                                                                            Nov-09
                       Exhibit: Mexican Mutual Fund Assets Under Management, 2005–July 2009                                                                              Nov-09
                       Exhibit: Mexican Retirement Fund Assets Under Management, 2005–July 2009                                                                          Nov-09
                       Exhibit: Mexican Mutual Fund Assets Under Management by Investment Objective, 2005–July 2009                                                      Nov-09
                       Exhibit: Mexican Mutual Fund Net New Inflows by Investment Objective, 2005–July 2009                                                              Nov-09
                       Exhibit: Largest 10 Mexican Mutual Fund Managers, 2007–July 2009                                                                                  Nov-09
                       Exhibit: Mexican Afore Metrics, 2007–July 2009                                                                                                    Nov-09
                       Quantitative Update: Global Metrics                                                                                                               Nov-09
                       Exhibit: Mutual Fund AUM, 2005–August 2009                                                                                                        Nov-09
                       Exhibit: Mutual Fund NNI, 2005–August 2009                                                                                                        Nov-09
                       Global Regulatory Change Issue: Global: Playing by the Rules                                                                                      Oct-09
                       Exhibit: U.S. and European Long-Term Mutual Fund Assets Under Management and Net New Investment, 2004–June 2009                                   Oct-09
                       Editorial: Multiple Impact                                                                                                                        Oct-09
                       Europe: Seeking Harmony                                                                                                                           Oct-09
                       Exhibit: Comparison of Mutual Fund and Structured Products Assets Under Management in Europe, 2004–2008                                           Oct-09
                       Exhibit: Disclosure and Selling Rules in European Community Law for Packaged Retail Investment Products, 2009                                     Oct-09
                       Report Spotlight: Global Multimanager Products 2009                                                                                               Oct-09
                       Exhibit: Global Multimanager Assets Under Management, 2004–2008                                                                                   Oct-09
                       Exhibit: Global Fund-of-Funds Assets Under Management by Domicile, 2004–2008                                                                      Oct-09
                       Exhibit: Comparative Analysis: Managers of Managers vs. Funds of Funds                                                                            Oct-09
                       Exhibit: Global Fund-of-Funds Assets Under Management by Affiliation, 2004–2008                                                                   Oct-09
                       Exhibit: Global Retail Multimanager AUM as a Proportion of Long-Term Mutual Fund AUM, 2004–2008                                                   Oct-09
                       Exhibit: Non-U.S. Retail Multimanager AUM as a Proportion of LTMF Assets Under Management, 2004–2008                                              Oct-09
                       United States: Protecting the Buck                                                                                                                Oct-09
                       Exhibit: Mutual Fund Assets by Subset: Long Term, Short Term, and Closed End, 1998–2008                                                           Oct-09
                       Exhibit: Short-Term Mutual Funds by Subset, 2003–2008                                                                                             Oct-09
                       Exhibit: Top Short-Term Mutual Fund Asset Managers, 2008                                                                                          Oct-09
                       Asia-Pacific: A Wave of Change                                                                                                                    Oct-09
                       Exhibit: Indian Mutual Fund Assets Under Management by Distribution Channel, 2007–June 2009                                                       Oct-09
                       Exhibit: Australian Superannuation Fund Assets Under Management, 2004–March 2009                                                                  Oct-09
                       Quantitative Insights: China                                                                                                                      Oct-09
                                                                                        790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Chinese Asset Management Marketplace Overview                                                                     Oct-09
                       Exhibit: Chinese Mutual Fund Assets Under Management, 2004–June 2009                                                       Oct-09
                       Exhibit: Chinese Social Security Fund Assets Under Management, 2004–2008                                                   Oct-09
                       Exhibit: Chinese Open-End Mutual Fund Assets Under Management by Investment Objective, 2004–June 2009                      Oct-09
                       Exhibit: Chinese Open-End Mutual Fund Net New Inflows by Investment Objective, 2004–June 2009 YTD                          Oct-09
                       Exhibit: Competitive Analysis of Top 10 Mutual Fund Managers in China, 2008–June 2009                                      Oct-09
                       Exhibit: Competitive Analysis of Top 10 Sino-Foreign Joint Venture Mutual Fund Managers in China, 2008–June 2009           Oct-09
                       Quantitative Update: Global Metrics                                                                                        Oct-09
                       Exhibit: Mutual Fund AUM, 2005–July 2009                                                                                   Oct-09
                       Exhibit: Mutual Fund NNI, 2005–July 2009                                                                                   Oct-09
                       Platform Distribution Issue: Global: Growing Strength                                                                      Sep-09
                       Exhibit: Possible Changes to the British Platform Charging Model Following the FSA’s Retail Distribution Review            Sep-09
                       Exhibit: U.K. Managers' Views on the Importance of Various Criteria in Platform Selection, 2Q 2009                         Sep-09
                       Editorial: A Costly Business                                                                                               Sep-09
                       United States: Power Play                                                                                                  Sep-09
                       Exhibit: Breakdown of Estimated Annual Revenue Generated by Managed Accounts Industry, 1Q 2008                             Sep-09
                       Exhibit: Asset Managers' Reprioritization of Strategy for Distributing Through Different Managed Accounts Programs, 2009   Sep-09
                       Exhibit: Importance of Investment Manager Attributes, 2009                                                                 Sep-09
                       Exhibit: Sponsor Methods for Discovering Managers for Managed Account Platforms, 2009                                      Sep-09
                       Special Report—Platform Distribution in the United Kingdom: Changing Landscape                                             Sep-09
                       Exhibit: Proportion of Mutual Fund Assets Distributed via Platforms by U.K. Manufacturers, 2Q 2009                         Sep-09
                       Exhibit: Managers' Views on Expected Growth of Mutual Fund Distribution via Platforms Over the Next Two Years, 2Q 2009     Sep-09
                       Exhibit: Maximum and Minimum Amounts of Annual Management Charge Rebated to Platforms and Advisors, 2Q 2009                Sep-09
                       Exhibit: U.K. Managers' Views on the Effectiveness of Various Factors for Getting Funds onto a Platform, 2Q 2009           Sep-09
                       Special Report—Platform Distribution in the United Kingdom: All Change                                                     Sep-09
                       Exhibit: Total U.K. Platform Assets Under Administration, 2007–March 2009                                                  Sep-09
                       Exhibit: British Platforms' Expectations for AUA Growth Over the Next Three Years, 2009                                    Sep-09
                       Australia: The Inquisition                                                                                                 Sep-09
                       Exhibit: Assets Under Management Through Platforms in Australia, March 2007–March 2009                                     Sep-09
                       Exhibit: Typical Fee Flows Through the Use of Platforms in Australia, June 2009                                            Sep-09
                       Quantitative Insights: United Kingdom                                                                                      Sep-09
                       Exhibit: U.K. Asset Management Marketplace Overview                                                                        Sep-09
                       Exhibit: U.K. Mutual Fund Assets Under Management, 2004–June 2009                                                          Sep-09
                       Exhibit: U.K. Retirement Fund Assets Under Management by Plan Type, 2003–2007                                              Sep-09
                       Exhibit: U.K. Mutual Fund Assets Under Management by Investment Objective, 2004–June 2009                                  Sep-09
                       Exhibit: U.K. Mutual Fund Net New Inflows by Investment Objective, 2004–June 2009                                          Sep-09
                       Exhibit: 10 Largest U.K. Mutual Fund Managers, 2007–June 2009                                                              Sep-09
                       Exhibit: 10 Largest U.K. Mutual Fund Managers by Net New Inflows, 2007–May 2009                                            Sep-09
                       Quantitative Update: Global Metrics                                                                                        Sep-09
                       Exhibit: Mutual Fund AUM, 2005–June 2009                                                                                   Sep-09
                       Exhibit: Mutual Fund NNI, 2005–June 2009                                                                                   Sep-09
                       Multi-Asset Investing Issue: Global: Multiplicity                                                                          Aug-09
                       Exhibit: United States and European Multi-Asset Fund Assets Under Management, 2004–May 2009                                Aug-09
                       Exhibit: United Kingdom Assets Under Management by Multi-Asset Investing Marketshare, 2008                                 Aug-09
                       Editorial: A Tall Order                                                                                                    Aug-09
                       United States: Turbulence                                                                                                  Aug-09
                                                                                        790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Disparity in 2010 Target-Date Fund Asset Allocation and Total Returns, May 2009                                             Aug-09
                       Exhibit: Use of Selected Investments in Target-Date and Risk-Based Funds’ Portfolio Construction, 2009                               Aug-09
                       Exhibit: DC Provider Perspective: Expected Enhancements to Target-Date Funds Over the Next Five Years, 2007                          Aug-09
                       Exhibit: Top 15 Target-Date Managers, April 2009                                                                                     Aug-09
                       Europe: Paying Your Dues                                                                                                             Aug-09
                       Exhibit: Institutional Mandate Searches in Europe (Excluding the United Kingdom) by Category, 2008                                   Aug-09
                       Exhibit: European Mixed-Asset/Balanced Mutual Fund Assets Under Management and Net New Investment, 2004–May 2009                     Aug-09
                       Exhibit: Amount of Assets Placed in Balanced/Multi-Asset Mandates in Europe (Excluding the United Kingdom), 2002–2008                Aug-09
                       Asia: Do It Yourself                                                                                                                 Aug-09
                       Exhibit: Asset Managers’ Views on the Importance of Multi-Asset Funds for Product Development in the Asia-Pacific in 2009, 2Q 2009   Aug-09
                       Exhibit: Asian Muti-Asset Mutual Fund Assets Under Management by Country, 2006–May 2009                                              Aug-09
                       Latin America: Multimarket Troubles                                                                                                  Aug-09
                       Exhibit: Brazilian Locally Domiciled Net New Inflows by Investment Objective, 2004–2008                                              Aug-09
                       Exhibit: Monthly Returns of Brazilian Fixed-Income and Multimarket Funds, July 2008–May 2009                                         Aug-09
                       Exhibit: 10 Largest Percentage Declines in Multimarket AUM Among Managers in Brazil, May 2008–May 2009                               Aug-09
                       Quantitative Insights: Chile                                                                                                         Aug-09
                       Exhibit: Chilean Mutual Fund Assets Under Management, 2004–May 2009                                                                  Aug-09
                       Exhibit: Chilean Retirement Fund Assets Under Management, 2004–May 2009                                                              Aug-09
                       Exhibit: Chilean Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2004–May 2009                        Aug-09
                       Exhibit: Chilean Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2004–May 2009                                Aug-09
                       Exhibit: Largest 10 Chilean Local Mutual Fund Managers, 2007–May 2009                                                                Aug-09
                       Exhibit: Largest 10 Cross-border Fund Vendors By AFP Assets Under Management by Geographic Objective, May 2009                       Aug-09
                       Quantitative Update: Global Metrics                                                                                                  Aug-09
                       Exhibit: Mutual Fund AUM, 2005–May 2009                                                                                              Aug-09
                       Exhibit: Mutual Fund NNI, 2005–May 2009                                                                                              Aug-09
                       Hedge Funds Issue: Global: Resurrection                                                                                              Jul-09
                       Exhibit: Global Single-Manager Hedge Fund Assets, 1998–2008                                                                          Jul-09
                       Exhibit: Summary of the Hedge Fund Share Class Terms Desired by the Utah Retirement Systems, 2009                                    Jul-09
                       Editorial: Shaping Up                                                                                                                Jul-09
                       United States: Hedge Trimming                                                                                                        Jul-09
                       Exhibit: Alternative Mutual Fund Assets in the United States, 2003–2008                                                              Jul-09
                       Exhibit: Top 25 Alternative Mutual Fund Managers Ranked by AUM, 2008                                                                 Jul-09
                       Exhibit: U.S. Alternative Investment Assets, 2008                                                                                    Jul-09
                       Europe: Convergence                                                                                                                  Jul-09
                       Exhibit: Total AUM, NNI, and Number of Funds in Grouping of European Mutual Funds Offering Hedge-Fund-Like Strategies, 2004–2008     Jul-09
                       Exhibit: Top 20 Managers by AUM of Hedge-Fund-Like Mutual Funds, 2007–April 2009                                                     Jul-09
                       Exhibit: Global Performance of Hedge Funds Compared with the MSCI World Stock Market Index, March 2006–March 2009                    Jul-09
                       Global - Special Report—July 2009: Structured Products After the Storm                                                               Jul-09
                       Off the Ropes                                                                                                                        Jul-09
                       Exhibit: Global Retail Structured Products Assets and Gross Sales, 2004–2008                                                         Jul-09
                       Exhibit: Global Retail Structured Products Assets by Region, 2004–2008                                                               Jul-09
                       Exhibit: Global Retail Structured Product Assets by Product Type, 2004–2008                                                          Jul-09
                       Exhibit: Comparison of Equity Exposure Globally in Structured Products and Mutual Funds Industries, 2004–2008                        Jul-09
                       Europe - Special Report—July 2009: Structured Products After the Storm                                                               Jul-09
                       Competitive Threat                                                                                                                   Jul-09
                       Exhibit: Global Retail Structured Products Assets by Wrapper, 2004–2008                                                              Jul-09
                                                                                       790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Comparison of European Structured Product and Mutual Fund AUM and Net New Investment, 2004–2008                  Jul-09
                       Quantitative Insights: Korea                                                                                              Jul-09
                       Exhibit: Korean Asset Management Marketplace Overview                                                                     Jul-09
                       Exhibit: Korean Mutual Fund Assets Under Management, 2004–2008                                                            Jul-09
                       Exhibit: Korean National Pension System Assets, 2003–November 2007                                                        Jul-09
                       Exhibit: Korean Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2004–2008                  Jul-09
                       Exhibit: Korean Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2004–2008                          Jul-09
                       Exhibit: Largest 10 Korean Local Mutual Fund Managers, 2006–2008                                                          Jul-09
                       Exhibit: Largest 10 Korean Mutual Fund Managers for OITF, 2006–2008                                                       Jul-09
                       Quantitative Update: Global Metrics                                                                                       Jul-09
                       Exhibit: Mutual Fund AUM 2005–April 2009                                                                                  Jul-09
                       Exhibit: Mutual Fund NNI 2005–April 2009                                                                                  Jul-09
                       Exchange-Traded Funds Issue: Global: Passive-Aggressive                                                                   Jun-09
                       Exhibit: Global ETF Assets Under Management and Marketshare, 2004–2008                                                    Jun-09
                       Exhibit: ETF and Long-Term Mutual Fund NNI in Europe and the United States, 2005–2008                                     Jun-09
                       Exhibit: Global ETF Assets Under Management by Country, February 2009                                                     Jun-09
                       Editorial: A Watchful Eye                                                                                                 Jun-09
                       United States: The Long View                                                                                              Jun-09
                       Exhibit: Asset Managers’ Plans for ETFs, 2008                                                                             Jun-09
                       Exhibit: Primary Reason Advisors Use ETFs, 2008                                                                           Jun-09
                       Exhibit: Advisors’ Expected Change in Product Mix, 2Q 2008                                                                Jun-09
                       Special Report—June 2009: Global and European Asset Management Surveys: Paradise Lost                                     Jun-09
                       Exhibit: Global Mutual Fund Assets Under Management, 2004–2009E                                                           Jun-09
                       Exhibit: Asset Managers’ Views on Expected Changes in Revenue, 2009                                                       Jun-09
                       Exhibit: Asset Managers’ Views on the Importance of Different Product Development Categories in the U.S. in 2009          Jun-09
                       Special Report—June 2009: Global and European Asset Management Surveys: Inflexion Point                                   Jun-09
                       Exhibit: European Mutual Fund Assets Under Management, 2004–2009E                                                         Jun-09
                       Exhibit: Asset Managers’ Views on the Number of Fund Firms in Europe Over the Next Three Years, 2009                      Jun-09
                       Exhibit: Asset Managers’ Views on the Products Posing the Greatest Threat to European Mutual Fund Flows in 2009           Jun-09
                       Exhibit: Asset Managers’ Views on which Regions Offer the Best Prospects for AUM Growth Over the Next Three Years, 2009   Jun-09
                       Asia-Pacific: Growth Spurt                                                                                                Jun-09
                       Exhibit: Asia-Pacific ETF Net New Investment, 2005–2008                                                                   Jun-09
                       Exhibit: Total Asia ex-Japan ETF Assets by Country, 2009                                                                  Jun-09
                       Exhibit: Asset Class Exposure of ETFs in Asia ex-Japan, 2009                                                              Jun-09
                       Exhibit: The Growth in Institutional Users of ETFs in Asia ex-Japan, Dec-97–Sep-08                                        Jun-09
                       Quantitative Insights: Canada                                                                                             Jun-09
                       Exhibit: Canadian Asset Management Marketplace Overview                                                                   Jun-09
                       Exhibit: Canadian Mutual Fund Assets Under Management, 2004–2008                                                          Jun-09
                       Exhibit: Canadian Trusteed Pension Assets, 2004–June 2008                                                                 Jun-09
                       Exhibit: Canadian Mutual Fund Assets Under Management by Investment Objective, 2004–2008                                  Jun-09
                       Exhibit: Canadian Mutual Fund Net New Inflows by Investment Objective, 2004–2008                                          Jun-09
                       Exhibit: Mutual Fund Sponsors’ Growth Metrics, 2007–2008                                                                  Jun-09
                       Exhibit: Largest 10 Canadian Pension Fund Managers, 2007–2008                                                             Jun-09
                       Quantitative Insights: Global Metrics                                                                                     Jun-09
                       Exhibit: Mutual Fund AUM, 2005–March 2009                                                                                 Jun-09
                       Exhibit: Mutual Fund Net New Inflows, 2005–March 2009                                                                     Jun-09
                                                                                       790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Mergers & Acquisitions Issue: Global: Deal or No Deal?                                                                       May-09
                       Exhibit: Global Investment Management M&A, 2005–2008                                                                         May-09
                       Exhibit: Mutual Fund Net New Inflows in Europe and the United States, 2004–February 2009                                     May-09
                       Editorial: The Uncertainty Principle                                                                                         May-09
                       Europe: Fighting for Life                                                                                                    May-09
                       Exhibit: Leading European Asset Management M&A Deals, July 2008–April 2009                                                   May-09
                       Exhibit: European Asset Management M&A Disclosed Deal Size by Type of Acquirer, July 2008–April 2009                         May-09
                       Exhibit: European Mutual Funds Net New Inflows by Domicile, 2006-February 2009                                               May-09
                       United States: Sobering Up                                                                                                   May-09
                       Exhibit: Percentage of Asset Managers Submitting Models to Program Sponsor/Overlay Managers, 2Q 2006–4Q 2008                 May-09
                       Exhibit: Percentage of Advisors Working for the 25 Largest Broker/Dealers, 2004–2008E                                        May-09
                       Exhibit: Largest Institutional Investment Consultants by Assets Under Advisement, 1Q 2008                                    May-09
                       Exhibit: Asset Managers That Consider Asset Allocation as a Core Area of Investment Expertise, 2008                          May-09
                       Report Spotlight: Shariah Investing—Market Sizing and Analysis                                                               May-09
                       Exhibit: Shariah Mutual Fund Assets Under Management, 2003–October 2008                                                      May-09
                       Exhibit: Number of Funds by Inception Year, 2000–October 2008                                                                May-09
                       Exhibit: International Manager’s Share of Global Shariah Mutual Fund Assets, October 2008                                    May-09
                       Exhibit: International Survey Respondents’ Views on Challenges, 2008                                                         May-09
                       Exhibit: Islamic Funds by Type, October 2008                                                                                 May-09
                       Exhibit: Survey Respondents’ Views on Retail vs. Institutional Interest in Shariah Investment, 2008                          May-09
                       Asia-Pacific: Hunting for Prey                                                                                               May-09
                       Exhibit: Countries in Which Asian Asset Managers Are Likely to Make an Acquisition                                           May-09
                       Exhibit: Country of Origin of Likely Buyers in Cross-Border Asian M&A                                                        May-09
                       Quantitative Insights: Australia                                                                                             May-09
                       Exhibit: Australian Asset Management Marketplace Overview                                                                    May-09
                       Exhibit: Australian Retail Fund Assets Under Management, 2004–2008                                                           May-09
                       Exhibit: Australian Superannuation Fund Assets Under Management, 2004–2008                                                   May-09
                       Exhibit: Australian Retail Fund Assets Under Management by Investment Objective, 2004–2008                                   May-09
                       Exhibit: Australian Retail Fund Net New Inflows by Investment Objective, 2004–2008                                           May-09
                       Exhibit: Largest 10 Retail Fund Managers in Australia, 2006–2008                                                             May-09
                       Exhibit: Largest 10 Australian Platform Vendors by Assets Under Administration, 2006–2008                                    May-09
                       Quantitative Insights: Global Metrics                                                                                        May-09
                       Exhibit: Mutual Fund AUM, 2005–February 2009                                                                                 May-09
                       Exhibit: Mutual Fund Net New Inflows, 2005–February 2009                                                                     May-09
                       Environmental, Social, and Governanace Investing Issue: Global: Do the Right Thing                                           Apr-09
                       Exhibit: Global ESG Assets Under Management, 2007                                                                            Apr-09
                       Exhibit: European ESG Mutual Fund Launches, 2004–2008                                                                        Apr-09
                       Editorial: Shifting Morals                                                                                                   Apr-09
                       Europe: Shiny Halo                                                                                                           Apr-09
                       Exhibit: European Asset Management Industry ESG AUM, 2007                                                                    Apr-09
                       Exhibit: European ESG Mutual Fund Assets Under Management, 2004–2008                                                         Apr-09
                       Exhibit: Top 10 ESG Retail Fund Managers in Europe, 2006–2008                                                                Apr-09
                       United States: Penitence                                                                                                     Apr-09
                       Exhibit: Total Assets and Growth Rates of U.S. Socially Conscious Mutual Funds, 1998–2008                                    Apr-09
                       Exhibit: Annual Performance of U.S. Socially Responsible Equity Funds Versus All Other Equity Funds, 1999–2008               Apr-09
                       Exhibit: Annual Performance of U.S. Socially Responsible Fixed-Income Funds Versus All Other Fixed-Income Funds, 1999–2008   Apr-09
                                                                                        790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Australia: Growing Thirst                                                                                                                                Apr-09
                       Exhibit: Responsible Investment Managed Portfolio AUM in Australia, 2004–June 2008                                                                       Apr-09
                       Exhibit: Top 10 Managers for Responsible Investment Managed Portfolios in Australia, 2006–June 2008                                                      Apr-09
                       Exhibit: Responsible Investment Managed Portfolios in Australia by Type, 2007–June 2008                                                                  Apr-09
                       South Africa: Atonement                                                                                                                                  Apr-09
                       Exhibit: South African ESG Mutual Fund Assets Under Management, 2004–2008                                                                                Apr-09
                       Exhibit: South African ESG Mutual Fund Assets Under Management by Asset Class, 2004–2008                                                                 Apr-09
                       Quantitative Insights: Spain                                                                                                                             Apr-09
                       Exhibit: Spanish Asset Management Marketplace Overview                                                                                                   Apr-09
                       Exhibit: Spanish Mutual Fund Assets Under Management, 2004–2008                                                                                          Apr-09
                       Exhibit: Spanish Retirement Fund Assets Under Management by Plan Type, 2004–2008                                                                         Apr-09
                       Exhibit: Spanish Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2004–2008                                                Apr-09
                       Exhibit: Spanish Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2004–2008                                                        Apr-09
                       Exhibit: Largest 10 Spanish Mutual Fund Managers, 2006–2008                                                                                              Apr-09
                       Exhibit: Largest 10 Spanish Pension Fund Managers, 2006–2008                                                                                             Apr-09
                       Quantitative Update: Global Metrics                                                                                                                      Apr-09
                       Exhibit: Mutual Fund AUM, 2005–January 2009                                                                                                              Apr-09
                       Exhibit: Mutual Fun Net New Inflows, 2005–January 2009                                                                                                   Apr-09
                       Product Strategy Issue: Global: Taking Aim                                                                                                               Mar-09
                       Exhibit: Total Protected and Guaranteed Fund AUM in Europe, 2004–2008                                                                                    Mar-09
                       Exhibit: U.K .Total/Absolute-Return Mutual Fund AUM, 2004–2008                                                                                           Mar-09
                       Editorial: Tackling the Bear                                                                                                                             Mar-09
                       United States: Growing Pains                                                                                                                             Mar-09
                       Exhibit: Total Assets in Lifecycle Funds, 1998–2013E                                                                                                     Mar-09
                       Exhibit: Asset Managers Rate Opportunity for Target-Date/Lifecycle and Risk-Based/Lifestyle Funds, 2008                                                  Mar-09
                       Exhibit: Asset Managers Estimate Industrywide Usage of Subadvisors for Asset Allocation or Manager Selection Component of Target-Date and Lifestyle
                                                                                                                                                                                Mar-09
                       Funds Management, 2008
                       Middle East: The Next Wave                                                                                                                               Mar-09
                       Exhibit: Middle East Capital-Protected Products by Launch Date, 2005–2008                                                                                Mar-09
                       Exhibit: Gulf Capital-Protected Assets by Investment Type, October 2008                                                                                  Mar-09
                       Germany: Stepping Carefully                                                                                                                              Mar-09
                       Exhibit: German Mutual Fund Assets by Fund Type, 2005–2008                                                                                               Mar-09
                       Exhibit: German Insurance Premium Business Marketshare by Distribution Channel, 1985–2015E                                                               Mar-09
                       Exhibit: Number of Protected and Guaranteed Funds in Germany, 2004–2008                                                                                  Mar-09
                       Exhibit: Total Number of German Funds of Funds, and Multimanager Product Launches, 2008                                                                  Mar-09
                       Japan: Cash Hoarders                                                                                                                                     Mar-09
                       Exhibit: Japanese Household Financial Assets by Investment Vehicle, March 2006–March 2008                                                                Mar-09
                       Exhibit: Japanese Corporate Pension Assets Under Management by Investment Objective, 2003–2007                                                           Mar-09
                       Exhibit: Top 10 Funds in Japan Ranked by Net New Cashflow, Jan–Dec 2008                                                                                  Mar-09
                       Exhibit: Cerulli Survey Respondents’ Views on the Importance of Products with Regard to Their Contribution to Product Expansion Over the Next 3 Years,
                                                                                                                                                                                Mar-09
                       2008
                       Quantitative Insights: India                                                                                                                             Mar-09
                       Exhibit: Indian Asset Management Marketplace Overview                                                                                                    Mar-09
                       Exhibit: Indian Mutual Fund Assets Under Management, 2004–2008                                                                                           Mar-09
                       Exhibit: Indian Mutual Fund Assets Under Management by Manager Type, 2004–2008                                                                           Mar-09
                       Exhibit: Indian Mutual Fund Assets Under Management by Investment Objective, 2004–2008                                                                   Mar-09
                                                                                       790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Indian Mutual Fund Net New Inflows by Investment Objective, 2004–2008                                                                  Mar-09
                       Exhibit: Largest 10 Indian Mutual Fund Managers, 2006–2008                                                                                      Mar-09
                       Exhibit: Indian Mutual Fund Assets Under Management by Distribution Channel, 2005–2007                                                          Mar-09
                       Quantitative Update: Global Metrics                                                                                                             Mar-09
                       Exhibit: Mutual Fund AUM, 2004–December 2008                                                                                                    Mar-09
                       Exhibit: Mutual Fund NNI, 2004–December 2008                                                                                                    Mar-09
                       Business Models Issue: Global: An Attractive Model                                                                                              Feb-09
                       Exhibit: Views on Which Firms Are Best Placed to Weather 2009’s Business Environment, 4Q 2008 Survey                                            Feb-09
                       Exhibit: Largest 20 Asset Managers by Global Assets Under Management, December 2007                                                             Feb-09
                       Exhibit: BNP Paribas Investment Partners’ Multi-Boutique Structure, January 2009                                                                Feb-09
                       Editorial: Straws in the Wind                                                                                                                   Feb-09
                       Europe: Felling Funds                                                                                                                           Feb-09
                       Exhibit: Number of Mutual Funds and AUM in Europe, 2002–November 2008                                                                           Feb-09
                       Exhibit: Average Fund Size in Europe, 2002–November 2008                                                                                        Feb-09
                       Exhibit: Number of Funds Launched in Key European Countries and Fund Hubs, 2003–October 2008                                                    Feb-09
                       Asia-Pacific: Mixed Marriages                                                                                                                   Feb-09
                       Exhibit: Largest 10 Chinese Mutual Fund Managers, 2007–June 2008                                                                                Feb-09
                       Exhibit: Number and AUM of Foreign Joint Ventures in China, 2006–2008                                                                           Feb-09
                       Exhibit: Largest 10 Korean Local Mutual Fund Managers, 2006–June 2008                                                                           Feb-09
                       Exhibit: Largest 10 Indian Mutual Fund Managers, 2006–2008                                                                                      Feb-09
                       Latin America: At Arm’s Length                                                                                                                  Feb-09
                       Exhibit: Private Latin American Pension Fund Allocations to International Mutual Funds                                                          Feb-09
                       Exhibit: Chilean Administradoras de Fondos de Pensión Allocations to Global Mutual Funds and ETFs by Sponsor AUM, November 2008                 Feb-09
                       Exhibit: Regional Breakdown of Chilean Administradoras de Fondos de Pensión Allocations to International Mutual Funds and ETFs, November 2008   Feb-09
                       United States: Under Pressure                                                                                                                   Feb-09
                       Exhibit: How Will Product Development Budgets Fare Relative to Budgets For Other Areas, 4Q 2008 Survey                                          Feb-09
                       Exhibit: AUM Transacted in Asset Management Merger and Acquisition Activity, 2006–2008                                                          Feb-09
                       Quantitative Insights: Brazil                                                                                                                   Feb-09
                       Exhibit: Brazilian Asset Management Marketplace Overview                                                                                        Feb-09
                       Exhibit: Brazilian Mutual Fund Assets Under Management, 2004–November 2008                                                                      Feb-09
                       Exhibit: Brazilian Retirement Fund Assets Under Management and Net New Inflows, 2003–November 2008                                              Feb-09
                       Exhibit: Brazilian Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2003–November 2008                            Feb-09
                       Exhibit: Brazilian Locally Domiciled Net New Inflows by Investment Objective, 2003–November 2008                                                Feb-09
                       Exhibit: Largest 10 Managers of Brazilian Mutual Funds, 2006–2008                                                                               Feb-09
                       Exhibit: Brazilian Mutual Fund AUM Marketshare by Distribution Channel, 2002–2007                                                               Feb-09
                       Quantitative Update: Global Metrics                                                                                                             Feb-09
                       Exhibit: Mutual Fund AUM, November 2008                                                                                                         Feb-09
                       Exhibit: Mutual Fund NNI, November 2008                                                                                                         Feb-09
                       Outlook Issue: Global: Fear and Hope                                                                                                            Jan-09
                       Exhibit: Global Mutual Fund Net New Inflows by Investment Objective, 2003–2007                                                                  Jan-09
                       Exhibit: The Impact of the Financial Crisis, 4Q 2008 Survey                                                                                     Jan-09
                       Exhibit: When the Stock Market Will Begin Recovering, 4Q 2008 Survey                                                                            Jan-09
                       Editorial: The Cautious Investor                                                                                                                Jan-09
                       Europe: Cash Is King                                                                                                                            Jan-09
                       Exhibit: Europe’s Money Market Funds AUM as a Share of Total Fund Assets, 2003–September 2008                                                   Jan-09
                       Exhibit: Average Portfolio Composition of IMMFA Money Market Funds, September–December 2008                                                     Jan-09
                                                                                       790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Assets Under Management at U.K.-Domiciled Money Market Funds, 2000–3Q 2008                          Jan-09
                       Special Report—January 2009: Structured Products in Turmoil: Broken Promises                                 Jan-09
                       Exhibit: Total Assets in Retail Structured Products, 2003–2007                                               Jan-09
                       Exhibit: Share of Total Global Gross Retail Structured Product Sales by Region, 2003–2007                    Jan-09
                       Exhibit: Top 10 Structured Product Providers by Region                                                       Jan-09
                       Exhibit: Total Retail Structured Product Assets by Wrapper, 2003–2007                                        Jan-09
                       Special Report—January 2009: Asia-Pacific: Tumult in the Orient                                              Jan-09
                       Exhibit: Asia Ex-Japan Structured Product Assets and Gross Sales, 2003–2007                                  Jan-09
                       Exhibit: Asia Ex-Japan Structured Product Assets Under Management by Product Type, 2003–2007                 Jan-09
                       United States: Looking to Rebuild                                                                            Jan-09
                       Exhibit: Total U.S. Mutual Fund Assets by Fund Type, 2004–October 2008                                       Jan-09
                       Exhibit: Total Fund Net Flows by Fund Type, YTD October 2008                                                 Jan-09
                       Exhibit: Managed Account Assets and Growth, 1999–3Q 2008                                                     Jan-09
                       Quantitative Insights: France                                                                                Jan-09
                       Exhibit: French Asset Management Marketplace Overview                                                        Jan-09
                       Exhibit: French Mutual Fund Assets Under Management, 2004–September 2008                                     Jan-09
                       Exhibit: French Retirement Fund Assets Under Management, 2003–2007                                           Jan-09
                       Exhibit: French Mutual Fund Assets Under Management by Investment Objective, 2004–September 2008             Jan-09
                       Exhibit: French Mutual Fund Net New Inflows by Investment Objective, 2004–YTD September 2008                 Jan-09
                       Exhibit: Largest 10 French Mutual Fund Managers, 2006–September 2008                                         Jan-09
                       Exhibit: Largest 10 French Mutual Fund Managers by Net New Inflows, 2006–September 2008                      Jan-09
                       Quantitative Update: Global Metrics                                                                          Jan-09
                       Exhibit: Mutual Fund AUM, October 2008                                                                       Jan-09
                       Exhibit: Mutual Fund NNI, October 2008                                                                       Jan-09
                       Global Asset Gathering Issue: Global: The Crash Diet                                                         Dec-08
                       Exhibit: Global Asset Management Industry Assets Under Management, 2003–2007                                 Dec-08
                       Exhibit: Global Managers’ Views on Asset Growth in 2008 for Developed Markets, June 2008 vs. October 2008    Dec-08
                       Exhibit: United States Mutual Fund Industry Employment by Job Function, 2007                                 Dec-08
                       Exhibit: Global Managers’ Views on Asset Growth in 2008 for Developing Markets, June 2008 vs. October 2008   Dec-08
                       Editorial: Separating Winners and Losers                                                                     Dec-08
                       Asia-Pacific: Decoupling Tested                                                                              Dec-08
                       Exhibit: Asia Ex-Japan Mutual Fund Net Inflows, 3Q 2007–3Q 2008                                              Dec-08
                       Exhibit: QDII Fund Net New Inflows, 2007–June 2008                                                           Dec-08
                       Exhibit: Korean Regular Savings Plan AUM by Asset Class, 2006–September 2008                                 Dec-08
                       Exhibit: Taiwanese Onshore Mutual Fund Assets Under Management by Distribution Channel, 2006–March 2008      Dec-08
                       United States: Deep Impact                                                                                   Dec-08
                       Exhibit: Total U.S. Fund Net Flows by Fund Type, 2005–September 2008                                         Dec-08
                       Exhibit: Fund Managers’ Views on the Impact of the Market Crisis, October 2008                               Dec-08
                       Europe: Crunch Time                                                                                          Dec-08
                       Exhibit: European Mutual Fund Net Inflows, January 2008–September 2008                                       Dec-08
                       Exhibit: Mutual Fund Net Inflows in Key Countries, YTD September 2008                                        Dec-08
                       Latin America: Surviving the Crisis                                                                          Dec-08
                       Exhibit: Chilean AFP Allocations to Cross-Border Funds by Manager, June 2008 and October 2008                Dec-08
                       Exhibit: Equity Exposure of Latin American Mutual Fund Industries, September 2008                            Dec-08
                       Quantitative Update: Japan                                                                                   Dec-08
                       Exhibit: Japanese Asset Management Marketplace Overview                                                      Dec-08
                                                                                      790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Japanese Mutual Fund Assets Under Management by Domicile, 2003–June 2008                               Dec-08
                       Exhibit: Japanese Occupational Pension Assets Under Management by Plan Type, March 2002–March 2008              Dec-08
                       Exhibit: Japanese Mutual Fund Assets Under Management Marketshare by Investment Objective, 2003–June 2008       Dec-08
                       Exhibit: Japanese Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2003–June 2008         Dec-08
                       Exhibit: Largest 10 Japanese Investment Trust Management Companies, December 2007–June 2008                     Dec-08
                       Exhibit: Largest 10 Cross-Border Fund Vendors by Japanese Client Assets Under Management, June 2007–June 2008   Dec-08
                       Quantitative Update: Global Metrics                                                                             Dec-08
                       Exhibit: Mutual Fund AUM, September 2008                                                                        Dec-08
                       Exhibit: Mutual Fund NNI, September 2008                                                                        Dec-08
                       Cost Trends Issue: United States: Down but Not Out                                                              Nov-08
                       Exhibit: Compensation Structure for Buy-Side Investment Professionals, 2007                                     Nov-08
                       Exhibit: Mean Total Compensation and Percentage Change, 2005–2007                                               Nov-08
                       Exhibit: Managers’ Compensation Factors, 2008                                                                   Nov-08
                       Exhibit: Reported Mean Total Compensation for CFA Charterholders by Job Function, 2007                          Nov-08
                       Editorial: Cost Considerations                                                                                  Nov-08
                       Europe: Balancing the Balance Sheet                                                                             Nov-08
                       Exhibit: Most Expensive Office Markets, May 2008                                                                Nov-08
                       Exhibit: Self-Reported Increase in Total Compensation, 2006                                                     Nov-08
                       Asia: Getting In … For Less                                                                                     Nov-08
                       Exhibit: Asset Managers’ Views on Operational Cost Breakdown in Asia, 2007                                      Nov-08
                       Exhibit: Portfolio Managers’ Reported Total Median Compensation, 2006                                           Nov-08
                       Exhibit: Asia Ex-Japan Office Rental Cost Analysis, 2008                                                        Nov-08
                       Australia: For Sale                                                                                             Nov-08
                       Exhibit: Investment Managers’ Cost-to-Income Ratios for the Retail Segment, 2007 vs. 2010                       Nov-08
                       Exhibit: Investment Managers’ Views on Salary Increases, Last Three Years vs. Next Three Years, 2007            Nov-08
                       Exhibit: Investment Managers’ Concerns with Regard to Cost Controls                                             Nov-08
                       Exhibit: Managers’ Views on Total Spend as a Percentage of Revenue for Selected Functions                       Nov-08
                       Latin America: Boom and Bust?                                                                                   Nov-08
                       Exhibit: Median Salary Increase Budgets by Country, 2007                                                        Nov-08
                       Exhibit: Total Annual Occupancy Costs in Selected Latin American Cities and 12-Month Change, May 2008           Nov-08
                       Quantitative Update: Mexico                                                                                     Nov-08
                       Exhibit: Mexican Asset Management Marketplace Overview                                                          Nov-08
                       Exhibit: Mexican Mutual Fund Assets Under Management, 2003–July 2008                                            Nov-08
                       Exhibit: Mexican Retirement Fund Assets Under Management, 2003–July 2008                                        Nov-08
                       Exhibit: Mexican Mutual Fund Assets Under Management by Investment Objective, 2003–July 2008                    Nov-08
                       Exhibit: Mexican Mutual Fund Net New Inflows by Investment Objective, 2003–July 2008                            Nov-08
                       Exhibit: Largest 10 Mexican Mutual Fund Managers, 2006–July 2008                                                Nov-08
                       Exhibit: Mexican Afore Metrics, 2006–July 2008                                                                  Nov-08
                       Quantitative Update: Global Metrics                                                                             Nov-08
                       Exhibit: Mutual Fund AUM, August 2008                                                                           Nov-08
                       Exhibit: Mutual Fund NNI, August 2008                                                                           Nov-08
                       Shariah Asset Management Issue: Europe: Testing the Limits                                                      Oct-08
                       Exhibit: Illustration of Deutsche Bank’s Wa’d Structure                                                         Oct-08
                       Editorial: Keeping the Faith                                                                                    Oct-08
                       SPECIAL REPORT – Shariah: A global industry: Room to Grow                                                       Oct-08
                       Exhibit: Shariah Assets Under Management by Region, July 2008                                                   Oct-08
                                                                                        790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Breakdown of Global Shariah Assets by Asset Class, July 2008                                                                           Oct-08
                       Green Shoots                                                                                                                                    Oct-08
                       Exhibit: Breakdown of Shariah Funds by Region, July 2008                                                                                        Oct-08
                       Exhibit: Growth in the Total Number of Global Shariah Funds, 2004–April 2008                                                                    Oct-08
                       Kink in the Chain                                                                                                                               Oct-08
                       Exhibit: Islamic Bank Deposits in Malaysia and Shariah Fund Assets as a Percentage of Islamic Bank Deposits, December 2007–June 2008            Oct-08
                       Guide to Shariah Asset Management: Global Markets Summary                                                                                       Oct-08
                       South Africa: Sweetening the Pot                                                                                                                Oct-08
                       Exhibit: Shariah Funds in South Africa as of June 2008                                                                                          Oct-08
                       Exhibit: Total Shariah Assets and as a Percentage of Total Collective Investment Assets, June 2003 and June 2008                                Oct-08
                       Quantitative Update: China                                                                                                                      Oct-08
                       Exhibit: Chinese Asset Management Marketplace Overview                                                                                          Oct-08
                       Exhibit: Chinese Mutual Fund Assets Under Management, 2003–June 2008                                                                            Oct-08
                       Exhibit: Chinese Social Security Fund Assets Under Management, 2003–2007                                                                        Oct-08
                       Exhibit: Chinese Open-End Mutual Fund Assets Under Management by Investment Objective, 2003–June 2008                                           Oct-08
                       Exhibit: Chinese Open-End Mutual Fund Net New Inflows by Investment Objective, 2004–YTD June 2008                                               Oct-08
                       Exhibit: Largest 10 Chinese Mutual Fund Managers, 2007–June 2008                                                                                Oct-08
                       Exhibit: Chinese Mutual Fund Assets Under Management Marketshare by Distribution Channel, 2006–March 2008                                       Oct-08
                       Quantitative Update: Global metrics                                                                                                             Oct-08
                       Exhibit: Mutual Fund AUM, July 2008                                                                                                             Oct-08
                       Exhibit: Mutual Fund NNI, July 2008                                                                                                             Oct-08
                       Subadvisory Issue: United States: Big Market for Small Fry                                                                                      Sep-08
                       Exhibit: Subadvised Mutual Fund Assets by Investment Objective and International Equity as a Percentage of Total Subadvised Assets, 2004–2007   Sep-08
                       Exhibit: Sample of Funds Subadvised by Non-U.S. Managers                                                                                        Sep-08
                       Exhibit: Responses to Sponsor Survey on the Use of Subadvisors: Drivers, 2008                                                                   Sep-08
                       Editorial: It Pays to Plug the Gaps                                                                                                             Sep-08
                       Europe: Glacial Change                                                                                                                          Sep-08
                       Exhibit: Number of Subadvised Funds and Subadvised Assets as a Percentage of Total Fund Assets by Domicile, 2007                                Sep-08
                       Exhibit: Allocation of Top Subadvised Sectors by Assets, 2007                                                                                   Sep-08
                       United Kingdom: A Hard Nut to Crack                                                                                                             Sep-08
                       Exhibit: Total Manager-of-Managers (MOM) Assets, 2003-2006                                                                                      Sep-08
                       Exhibit: Total Fund-of-Funds (FOF) Assets Under Management and Quarterly Net Sales, 1Q 2006–1Q 2008                                             Sep-08
                       Australia: Subadvising the Subadvisors                                                                                                          Sep-08
                       Exhibit: Manager-of-Managers AUM Marketshare by Vendor, 2005–2006                                                                               Sep-08
                       Exhibit: Asset Allocation of Outsourced Funds, 2007                                                                                             Sep-08
                       Japan: Foreign Managers in Favor                                                                                                                Sep-08
                       Exhibit: Nomura Asset Management’s Outsourced Assets and Number of Outsourced Funds, March 2004–March 2008                                      Sep-08
                       Exhibit: Extent of Outsourcing by Nikko Asset Management, 2006 and 2007                                                                         Sep-08
                       Exhibit: Japanese Manager-of-Managers (MOM) Assets Under Management, 2002–2007                                                                  Sep-08
                       Quantitative Update: United Kingdom                                                                                                             Sep-08
                       Exhibit: U.K. Asset Management Marketplace Overview                                                                                             Sep-08
                       Exhibit: U.K. Mutual Fund Assets Under Management, 2004–June 2008                                                                               Sep-08
                       Exhibit: U.K. Retirement Fund Assets Under Management by Plan Type, 2003–2007E                                                                  Sep-08
                       Exhibit: U.K. Mutual Fund Assets Under Management by Investment Objective, 2004–June 2008                                                       Sep-08
                       Exhibit: U.K. Mutual Fund Net New Inflows by Investment Objective, 2004–June 2008                                                               Sep-08
                       Exhibit: Largest 10 U.K. Mutual Fund Managers, 2006–June 2008                                                                                   Sep-08
                                                                                      790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Largest 10 U.K. Mutual Fund Managers by Net New Inflows, 2006–May 2008                           Sep-08
                       Quantitative Update: Global Metrics                                                                       Sep-08
                       Exhibit: Mutual Fund AUM, June 2008                                                                       Sep-08
                       Exhibit: Mutual Fund NNI, June 2008                                                                       Sep-08
                       Individual Pensions Issue: United States: I Did It My Way                                                 Aug-08
                       Exhibit: Total IRA Assets and Annual Growth Rates                                                         Aug-08
                       Exhibit: Components of Traditional IRA Asset Growth Over Selected Periods                                 Aug-08
                       Exhibit: Total IRA Assets by Investment Product                                                           Aug-08
                       Exhibit: Top 10 401 (k) Providers by Recordkept Assets and IRA Providers                                  Aug-08
                       Editorial: Me, Myself, and I                                                                              Aug-08
                       Australia: Too Good to Be True?                                                                           Aug-08
                       Exhibit: Self-Managed Super Fund Total Assets                                                             Aug-08
                       Exhibit: Number and Membership of SMSFs                                                                   Aug-08
                       Exhibit: Asset Allocation of SMSFs                                                                        Aug-08
                       Europe: On the Move                                                                                       Aug-08
                       Exhibit: Projected Growth of the SIPPs, Stakeholder, and Personal Pensions Market                         Aug-08
                       Asia: Following in Japan's Footsteps                                                                      Aug-08
                       Exhibit: Japan's Variable Annuity Assets and Growth Rate                                                  Aug-08
                       Exhibit: Korea's Variable Annuity First-Year Premiums, Total Premiums, and Assets                         Aug-08
                       Latin America: An Uphill Task                                                                             Aug-08
                       Exhibit: AUM of Supplemental Retirement Savings Plans                                                     Aug-08
                       Exhibit: Brazilian Retirement Fund Assets Under Management and Net New Inflows                            Aug-08
                       Quantitative Update: Chile                                                                                Aug-08
                       Exhibit: Chilean Asset Management Marketplace Overview                                                    Aug-08
                       Exhibit: Chilean Mutual Fund Assets Under Management                                                      Aug-08
                       Exhibit: Chilean Retirement Fund Assets Under Management                                                  Aug-08
                       Exhibit: Chilean Locally Domiciled Mutual Fund Assets Under Management by Investment Objective            Aug-08
                       Exhibit: Chilean Locally Domiciled Mutual Fund Net New Inflows by Investment Objective                    Aug-08
                       Exhibit: Chilean 10 Chilean Local Mutual Fund Managers                                                    Aug-08
                       Exhibit: Chilean 10 Cross-Border Fund Vendors by AFP Assets Under Management and AFP                      Aug-08
                       Quantitative Update: Global Metrics                                                                       Aug-08
                       Exhibit: Mutual Fund AUM, May 2008                                                                        Aug-08
                       Exhibit: Mutual Fund NNI, May 2008                                                                        Aug-08
                       Frontier Markets Issue: Eastern Europe: Arrested Development                                              Jul-08
                       Exhibit: Assets Under Management of Open-End UCITS Funds in Romania, 2004-May 2008                        Jul-08
                       Editorial: Pushing the Envelope                                                                           Jul-08
                       Middle East: Under Fire, Overlooked                                                                       Jul-08
                       Exhibit: Middle East Facts and Figures                                                                    Jul-08
                       Special Report: South Africa: A Well-Kept Secret                                                          Jul-08
                       Exhibit: Net Balance of Survey Respondents' Views on Asset Class Demand, 1Q 2003-3Q 2007                  Jul-08
                       Guide to Asset Management of South Africa                                                                 Jul-08
                       Border Crossings                                                                                          Jul-08
                       Exhibit: Trends in the Management of South African Institutional Funds                                    Jul-08
                       Exhibit: Collective Investments by Asset and Fund Type                                                    Jul-08
                       Ebb and Flow                                                                                              Jul-08
                       Latin America: Beyond the Horizon                                                                         Jul-08
                                                                                        790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: International Investments of Pension Funds in Chile, Peru and Columbia                                  Jul-08
                       Quantitative Update: Sweden                                                                                      Jul-08
                       Exhibit: Swedish Asset Management Marketplace Overview                                                           Jul-08
                       Exhibit: Swedish Murtual Fund Assets Under Management, 2004- March 2008                                          Jul-08
                       Exhibit: Swedish Premiepension Assets Under Management, 2003-2007                                                Jul-08
                       Exhibit: Swedish Mutual Fund Assets Under Management by Investment Objective, 2004-March 2008                    Jul-08
                       Exhibit: Swedish Mutual Fund Net New Inflows by Investment Objective, 2004-March 2008                            Jul-08
                       Exhibit: Largest 10 Swedish Mutual Fund Managers, 2006-March 2008                                                Jul-08
                       Exhibit: Largest 10 Swedish Mutual Fund Managers by Net New Inflows, Jan-Mar 2008                                Jul-08
                       Quantitative Update: Global Metrics                                                                              Jul-08
                       Exhibit: Mutual Fund AUM, April 2008                                                                             Jul-08
                       Exhibit: Mutual Fund NNI, April 2008                                                                             Jul-08
                       Alpha vs. Beta Products Issue: Australia: Off-Center Investing                                                   Jun-08
                       Exhibit: HESTA Superfund's Default (Core Pool Option) Strategic Asset Allocation, November 2007                  Jun-08
                       Exhibit: Fact File on EFTs Listed on the Australian Securities Exchange, April 2008                              Jun-08
                       Exhibit: Asset Class Returns of the HESTA Superfund as of June 30, 2007                                          Jun-08
                       Exhibit: Selection of Third-Party Active and Passive Investment Products and Fees Offered by Sunsuper            Jun-08
                       Editorial: A Balance of Opposites                                                                                Jun-08
                       Europe: New Powers, Old Ways                                                                                     Jun-08
                       Exhibit: IMA's Absolute Return Sector                                                                            Jun-08
                       Exhibit: U.K. Absolute/Total Return Retail Fund Assets, 2004-March 2008                                          Jun-08
                       Passive Pursuits                                                                                                 Jun-08
                       Exhibit: Growth of ETF Assets and Primary Listings in Europe, 2003-2007                                          Jun-08
                       Exhibit: European Institutions Holding U.S.- and Europe-Listed ETFs, 2004-2006                                   Jun-08
                       United States: Is the Future Long or Short?                                                                      Jun-08
                       Exhibit: Top 10 U.S. 130/30 Managers by Institutional Assets, March 31, 2008                                     Jun-08
                       Exhibit: Total Retail Assets of 130/30 Funds, March 2007-March 2008                                              Jun-08
                       Japan: ETFs Take Hold                                                                                            Jun-08
                       Exhibit: Japan-Listed ETF Assets Under Management, 2003-March 2008                                               Jun-08
                       Exhibit: Japan-Listed ETF Net New Inflows, 2003-March 2008                                                       Jun-08
                       Quantitative Update: Australia                                                                                   Jun-08
                       Exhibit: Australian Asset Management Marketplace Overview                                                        Jun-08
                       Exhibit: Australian Retail-Offer Fund Assets Under Management, 2003-2007                                         Jun-08
                       Exhibit: Australian Superannuation Fund Assets Under Management, 2003-2007                                       Jun-08
                       Exhibit: Australian Retail-Offer Fund Assets Under Management by Investment Objective, 2003-2007                 Jun-08
                       Exhibit: Australian Retail-Offer Fund Net New Inflows by Investment Objective, 2003-2007                         Jun-08
                       Exhibit: Largest 10 Retail-Offer Fund Managers in Australia, 2006-2007                                           Jun-08
                       Exhibit: Largest 10 Australian Platform Vendors by Assets Under Administration, 2006-2007                        Jun-08
                       Quantitative Update: Global Metrics                                                                              Jun-08
                       Exhibit: Mutual Fund AUM, March 2008                                                                             Jun-08
                       Exhibit: Mutual Fund NNI, March 2008                                                                             Jun-08
                       Independent Advisor Issue: United Kingdom: Advice Redefined                                                      May-08
                       Exhibit: Fact File: The United Kingdom's Independent Advisor Industry                                            May-08
                       Exhibit: Summary of the FDA's Retail Distribution Review                                                         May-08
                       Exhibit: Views of Survey Respondents on the Extent that CAR Will Increase Fee-Based Advice Across the Industry   May-08
                       Editorial: Paying the Price for Advice                                                                           May-08
                                                                                       790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Australia: Transition to Advisory Fees                                                                                                    May-08
                       Exhibit: Views of Survey Respondents on Whether Financial Advice Has Become More Expensive for Clients in the Last Two Years March 2008   May-08
                       Exhibit: Views of Survey Respondents on Whether Fee-Based Advisory Services Will Increase Further in the Next Three Years                 May-08
                       Exhibit: Findings of ASIC's Superannuation Switching Surveillance                                                                         May-08
                       Exhibit: Annual Compliance Costs Calculated by a Small Financial Planner                                                                  May-08
                       United States: Winning Over Hearts and Minds                                                                                              May-08
                       Exhibit: Number of Asset Managers Used by RIAs                                                                                            May-08
                       Exhibit: Reasons RIAs Choose to Use Asset Managers, 2Q 2008                                                                               May-08
                       Exhibit: How RIAs Believe Portfolio Construction Has Changed in the Last 12 Months, 2Q 2008                                               May-08
                       Exhibit: External Asset Managers Most Frequently Used by RIAs, 2007                                                                       May-08
                       Germany: Advisor Resurrection                                                                                                             May-08
                       Exhibit: German Assets Split by Distribution Channel, 2006                                                                                May-08
                       India: A Chance to Change                                                                                                                 May-08
                       Exhibit: Mutual Fund Assets Under Management by Distribution Channel, 2005-2007                                                           May-08
                       Exhibit: Fund Managers' Views on Whether Consumer and Intermediary Distribution Platforms Will Be Successful                              May-08
                       Exhibit: Distribution Channels' Importance to Asset Managers in 2011                                                                      May-08
                       Quantitative Update: Canada                                                                                                               May-08
                       Exhibit: Canadian Asset Management Marketplace Overview                                                                                   May-08
                       Exhibit: Canadian Mutual Fund Assets Under Management, 2003-2007                                                                          May-08
                       Exhibit: Canadian Trusteed Pension Assets, 2003-2007                                                                                      May-08
                       Exhibit: Canadian Mutual Fund Assets Under Management by Investment Objective, 2003-2007                                                  May-08
                       Exhibit: Canadian Mutual Fund Net New Inflows by Investment Objective, 2003-2007                                                          May-08
                       Exhibit: Mutual Fund Sponsors' Growth Metrics, 2006-2007                                                                                  May-08
                       Exhibit: Largest 10 Canadian Pension Fund Managers, 2006-2007                                                                             May-08
                       Quantitative Update: Global Metrics                                                                                                       May-08
                       Exhibit: Mutual Fund AUM, February 2008                                                                                                   May-08
                       Exhibit: Mutual Fund NNI, February 2008                                                                                                   May-08
                       Fee Trends: Europe: Rewarding Performance                                                                                                 Apr-08
                       Exhibit: Use of Performance-Related Fees in the United Kingdom, December 2006                                                             Apr-08
                       Exhibit: Management and Performance Fee Structures, December 2007                                                                         Apr-08
                       Exhibit: Fulcrum Fee Table for the Dunham Short-Term Bond Fund                                                                            Apr-08
                       Power Shift                                                                                                                               Apr-08
                       Exhibit: Estimated Distribution Fees for Actively Managed Equity Funds, December 2007                                                     Apr-08
                       Editorial: Fee Pressure? Yes and No                                                                                                       Apr-08
                       United States: 401(k): What Are You Paying For?                                                                                           Apr-08
                       Exhibit: Mutual Fund Fees by Investment Style in 401(k) Plans, 2005                                                                       Apr-08
                       Exhibit: 401(k) Fee Breakdown by Number of Plan Participants, 2006                                                                        Apr-08
                       A Maturing Market                                                                                                                         Apr-08
                       Exhibit: Number of Hedge Funds and Average Management and Performance Fees in the U.S. Market                                             Apr-08
                       Exhibit: Hedge Fund Survey Respondents' Views on Greatest Net Income Pressures Over the Next Two Years, 2007                              Apr-08
                       Exhibit: Hedge Fund Survey Respondents' Views on Greatest Net Income Pressures Over the Next Two Years, 2007                              Apr-08
                       Asia-Pacific: The Cost of Exotic Pursuits                                                                                                 Apr-08
                       Exhibit: Management Fee Range for Hong Kong-Registered Mutual Funds, 2006 vs. 2007                                                        Apr-08
                       Exhibit: Global Hedge Fund Fee Structure                                                                                                  Apr-08
                       Japan's Fee Immunity                                                                                                                      Apr-08
                       Exhibit: Channel Share of Publicly Offered Mutual Funds in Japan, 1999-2007                                                               Apr-08
                                                                                         790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: ITMC and Distributor Share of Total Management Fees, (FY2005 vs. FY2006)                                               Apr-08
                       Quantitative Update: Brazil                                                                                                     Apr-08
                       Exhibit: Brazilian Asset Management Marketplace Overview                                                                        Apr-08
                       Exhibit: Brazilian Mutual Fund Assets Under Management, 2003-2007                                                               Apr-08
                       Exhibit: Brazilian Retirement Fund Assets Under Management and Net New Inflows, 2003-2007                                       Apr-08
                       Exhibit: Brazilian Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2003-2007                     Apr-08
                       Exhibit: Brazilian Locally Domiciled Net New Inflows by Investment Objective , 2003-2007                                        Apr-08
                       Exhibit: Largest 10 Managers of Brazilian Mutual Funds, December 2007                                                           Apr-08
                       Exhibit: Brazilian Mutual Fund AUM Marketshare by Distribution Channel, 2002-2006                                               Apr-08
                       Quantitative Update: Global Metrics                                                                                             Apr-08
                       Exhibit: Mutual Fund AUM, January 2008                                                                                          Apr-08
                       Exhibit: Mutual Fund NNI, January 2008                                                                                          Apr-08
                       Investor Protection Issue: Europe: Better Late Than Never                                                                       Mar-08
                       Exhibit: Top 5 Laggards Among EU Member States                                                                                  Mar-08
                       Exhibit: Key Investor-Protection Measures                                                                                       Mar-08
                       Exhibit: Number and Percentage of Internal Market Directives Yet to Be Transposed                                               Mar-08
                       Editorial: Busy Time for Regulators                                                                                             Mar-08
                       United States: Advisory Battleground                                                                                            Mar-08
                       Exhibit: Program Marketshare of Managed Accounts Industry                                                                       Mar-08
                       Exhibit: Advisors by Revenue Source                                                                                             Mar-08
                       Exhibit: Fee-Based Brokerage Program Assets and as a Percentage of Total Managed Account Assets                                 Mar-08
                       Asia-Pacific: Tough Times                                                                                                       Mar-08
                       Exhibit: Indian Mutual Fund Assets by Distribution Channel                                                                      Mar-08
                       Exhibit: Risk Category and Expense Ratio of CPF List A Funds                                                                    Mar-08
                       Exhibit: Latest Available Figures for Median Expense Ratios (%) of CPFIS Unit Trusts and Investment-Linked Insurance Products   Mar-08
                       Exhibit: Average, Highest, and Lowest FER of All Constituent Funds                                                              Mar-08
                       Japan: Not All Bad                                                                                                              Mar-08
                       Exhibit: Japanese Mutual Fund Inflows and Outflows                                                                              Mar-08
                       Exhibit: Sales of Publicly Offered Mutual Funds                                                                                 Mar-08
                       Latin America: In Tune with the Times                                                                                           Mar-08
                       Quantitative Update: India                                                                                                      Mar-08
                       Exhibit: Indian Retail Fund Marketplace Overview                                                                                Mar-08
                       Exhibit: Indian Mutual Fund Assets Under Management                                                                             Mar-08
                       Exhibit: Indian Mutual Fund Net New Inflows                                                                                     Mar-08
                       Exhibit: Indian Mutual Fund Assets Under Management by Investment Objective                                                     Mar-08
                       Exhibit: Indian Mutual Fund Net New Inflows by investment Objective                                                             Mar-08
                       Exhibit: Largest 10 Indian Mutual Fund Managers                                                                                 Mar-08
                       Exhibit: Indian Mutual Fund Assets Under Management Marketshare by Distribution Channel                                         Mar-08
                       Exhibit: Mutual Fund AUM, December 2007                                                                                         Mar-08
                       Exhibit: Mutual Fund NNI, December 2007                                                                                         Mar-08
                       Sovereign Wealth Funds Issue: Global: Billion-Dollar Club                                                                       Feb-08
                       Exhibit: Sovereign Wealth Funds Assets Under Management by Region                                                               Feb-08
                       Exhibit: Addressable Sovereign Wealth Fund Assets by Region                                                                     Feb-08
                       Exhibit: Guide to Sovereign Wealth Fund Assets and Outsourcing Potential                                                        Feb-08
                       Europe: Open for Business                                                                                                       Feb-08
                       Exhibit: Norway's Government Pension Fund--Global                                                                               Feb-08
                                                                                        790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: The GPF--Global's International Portfolio                                                                                 Feb-08
                       Exhibit: Portfolio Returns as Measured in NOK                                                                                      Feb-08
                       Exhibit: Distribution of Assets, Asset Risk, and Costs Between Internal and External Management                                    Feb-08
                       Exhibit: Stabilization Fund of the Russian Federation Assets                                                                       Feb-08
                       Middle East: Secrecy Rules                                                                                                         Feb-08
                       Asia-Pacific: Tiger Funds                                                                                                          Feb-08
                       Exhibit: Selected Asian Sovereign Wealth Funds and foreign Exchange Reserves                                                       Feb-08
                       Exhibit: Projected Foreign Exchange Reserves and Percentage Growth                                                                 Feb-08
                       Quantitative Update: France                                                                                                        Feb-08
                       Exhibit: French Retail Fund Marketplace Overview                                                                                   Feb-08
                       Exhibit: French Mutual Fund Assets Under Management                                                                                Feb-08
                       Exhibit: French Mutual Fund Assets by Foreign Exposure                                                                             Feb-08
                       Exhibit: French Mutual Fund Assets Under Management by Investment Objective                                                        Feb-08
                       Exhibit: French Mutual Fund Net New Inflows by Investment Objective                                                                Feb-08
                       Exhibit: Largest 10 French Mutual Fund Managers                                                                                    Feb-08
                       Exhibit: Largest 10 French Mutual Fund Managers by Net New Inflows                                                                 Feb-08
                       Exhibit: Mutual Fund AUM, November 2007                                                                                            Feb-08
                       Exhibit: Mutual Fund NNI, November 2007                                                                                            Feb-08
                       2008 Outlook: Global: Different… and the Same                                                                                      Jan-08
                       Exhibit: Global Comparison of Factors that Survey Respondents Expect to Promote Industry Growth in 2008                            Jan-08
                       Exhibit: Global Comparison of Factors that Survey Respondents Expect to Prevent Industry Growth in 2008                            Jan-08
                       Editorial: The Year of the Global Manager                                                                                          Jan-08
                       Europe: Happier New Year?                                                                                                          Jan-08
                       Exhibit: French Net New Inflows                                                                                                    Jan-08
                       Exhibit: German Net New Inflows                                                                                                    Jan-08
                       Exhibit: U.K. Net New Inflows                                                                                                      Jan-08
                       Japan: More of the Same                                                                                                            Jan-08
                       Exhibit: Japanese Locally Domiciled Mutual Fund Net New Inflows                                                                    Jan-08
                       Exhibit: Fund Manager Views on the Growth Prospects for Their Japanese Business in 2008 Compared to 2007                           Jan-08
                       Asia: Onwards and Upwards                                                                                                          Jan-08
                       Exhibit: Fund Manager Views on the Growth Prospects for Their Asian Business in 2008 Compared to 2007                              Jan-08
                       Exhibit: Fund Managers' Top Three Factors Most Likely to Promote Growth of Asian Mutual Fund Net New Inflows in 2008, by Country   Jan-08
                       Exhibit: Fund Managers' Top Three Factors Most Likely to Prevent Growth of Asian Mutual Fund Net New Inflows in 2008, by Country   Jan-08
                       India: The End of Easy Pickings                                                                                                    Jan-08
                       Exhibit: Factors Expected to Promote Industry Growth in 2008                                                                       Jan-08
                       Exhibit: Factors Expected to Prevent Industry Growth in 2008                                                                       Jan-08
                       United States: Reality Check                                                                                                       Jan-08
                       Exhibit: Fund Manager Views on the Growth Prospects for Their U.S. Business in 2008 Compared to 2007                               Jan-08
                       Exhibit: Total U.S. Private Defined Contribution Assets                                                                            Jan-08
                       Quantitative Update: Taiwan                                                                                                        Jan-08
                       Exhibit: Taiwanese Asset Management Marketplace Overview                                                                           Jan-08
                       Exhibit: Taiwanese Mutual Fund Assets Under Management                                                                             Jan-08
                       Exhibit: Taiwanese Retirement Fund Assets Under Management                                                                         Jan-08
                       Exhibit: Taiwanese Locally Domiciled Mutual Fund AUM by Investment Objective                                                       Jan-08
                       Exhibit: Taiwanese Locally Domiciled Mutual Fund NNI by Investment Objective                                                       Jan-08
                                                                                        790036b3-ebe1-452f-a098-d77213e5a5d6.xls




dex (updated through October 2010)

                       Exhibit: Largest 10 SITE Managers                                                                                 Jan-08
                       Exhibit: Taiwanese Mutual Fund AUM Marketshare by Distribution Channel                                            Jan-08
                       Exhibit: Mutual Fund AUM, October 2007                                                                            Jan-08
                       Exhibit: Mutual Fund NNI, October 2007                                                                            Jan-08
                       Global Expansion Strategies Issue: Global: Global Footprints                                                      Dec-07
                       Exhibit: CA Survey Respondents' Views on New Business Growth Over the Next Three Years by Region                  Dec-07
                       Exhibit: CA Survey Respondents' Views on Expected Asset Management Revenue Over the Next Three Years by Region    Dec-07
                       Exhibit: CA Survey Respondents' Country Expansion Plans Over the Next 12 Months                                   Dec-07
                       Editorial: Balanced Growth                                                                                        Dec-07
                       Europe: The East-West Divide                                                                                      Dec-07
                       Exhibit: Eastern European Mutual Fund Assets Under Management                                                     Dec-07
                       Exhibit: Eastern European Mutual Fund AUM Marketshare by Investment Objective                                     Dec-07
                       Exhibit: Largest 10 Eastern European Mutual Fund Managers                                                         Dec-07
                       Asia: Promise, Caution                                                                                            Dec-07
                       Exhibit: Asia Ex-Japan Mutual Fund Assets Under Management by Country                                             Dec-07
                       Exhibit: CA Survey Respondents' Views on Existing and Expected Asset Management Operations in China and India     Dec-07
                       Exhibit: CA Survey Respondents' Views on Product Expansion Constraints in Asia ex-Japan Over the Next 1-3 Years   Dec-07
                       Middle East: Stab in the Dark                                                                                     Dec-07
                       Exhibit: Sovereign Funds in the Gulf                                                                              Dec-07
                       Exhibit: Middle East Market Capitalization                                                                        Dec-07
                       Exhibit: Banks in the Gulf States                                                                                 Dec-07
                       Latin America: Overlooked and Underestimated?                                                                     Dec-07
                       Exhibit: Latin American Mutual Fund Assets Under Management                                                       Dec-07
                       Exhibit: Latin American Mutual Fund AUM As a Percentage of Country GDP                                            Dec-07
                       Exhibit: CA Survey Respondents' Views on Product Expansion Constraints in Latin America Over the Next 1-3 Years   Dec-07
                       Quantitative Update: Switzerland                                                                                  Dec-07
                       Exhibit: Swiss Mutual Fund Assets Under Management                                                                Dec-07
                       Exhibit: Swiss Mutual Fund AUM by Selected Asset Classes                                                          Dec-07
                       Exhibit: Swiss Mutual Fund Assets by Foreign Exposure                                                             Dec-07
                       Exhibit: Swiss Mutual Fund AUM by Investment Objective                                                            Dec-07
                       Exhibit: Largest 10 Swiss Mutual Fund Managers                                                                    Dec-07
                       Exhibit: Largest 10 Swiss Mutual Fund Managers by Net New Inflows                                                 Dec-07
                       Exhibit: Mutual Fund AUM by Domicile, September 2007                                                              Dec-07
                       Exhibit: Global Mutual Fund Statistics, September 2007                                                            Dec-07
                       Product Strategy Issue: Asia-Pacific: Portfolio Optimization                                                      Nov-07
                       Exhibit: Equity Fund Assets As a Percentage of Total Mutual Fund Assets                                           Nov-07
                       Exhibit: Ranking of Net New Inflows by Fund Type                                                                  Nov-07
                       Exhibit: CA Survey Respondents' Views on Impact of Market Issues in Asia                                          Nov-07
                       Exhibit: Selected Asset Class Ranking by Net Sales in Hong Kong                                                   Nov-07
                       Exhibit: Top 10 Fund Managers in Hong Kong by Number of Funds                                                     Nov-07
                       Editorial: Solutions, Not Products                                                                                Nov-07
                       United States: Peaceful Co-Existence                                                                              Nov-07
                       Exhibit: Total ETF vs. Long-Term Open-End Mutual fund Assets and Growth                                           Nov-07
                       Exhibit: Asset Managers' Plans for Product Launches by Vehicle and Structure                                      Nov-07
                       Exhibit: Number of New Exchange-Traded Funds                                                                      Nov-07
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dex (updated through October 2010)

                       Exhibit: Correlation of Total Expense Ratios to Net New Flows of Funds                                                                         Nov-07
                       Europe: X-treme Investing                                                                                                                      Nov-07
                       Exhibit: U.K. Mutual Fund Net New Inflows by Investment Objective                                                                              Nov-07
                       Exhibit: French Mutual Fund Net New Inflows by Investment Objective                                                                            Nov-07
                       Exhibit: German Mutual Fund Net New Inflows by Investment Objective                                                                            Nov-07
                       Less Risk, More Choices                                                                                                                        Nov-07
                       Exhibit: U.K. Mutual Fund Assets Under Management by Investment Objective                                                                      Nov-07
                       Exhibit: French Mutual Fund Assets Under Management by Investment Objective                                                                    Nov-07
                       Exhibit: German Mutual Fund Assets Under Management by Investment Objective                                                                    Nov-07
                       Japan: New Era of Transparency                                                                                                                 Nov-07
                       Exhibit: Japanese Locally Domiciled Mutual Fund NNI                                                                                            Nov-07
                       Exhibit: Japanese Fund-of-Funds AUM and As a Percentage of Total MF AUM                                                                        Nov-07
                       Exhibit: Japanese Fund-of-Funds NNI and As a Percentage of Total MF NNI                                                                        Nov-07
                       Quantitative Update: Mexico                                                                                                                    Nov-07
                       Exhibit: Mexican Mutua