Events - Global Custodian - Cust by ps94506

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									          MEDIA KIT 2011


Events
CUSTOM EVENTS:
GC offers to produce events at which the sponsor chooses the host                                                                                                                                                                                                                              On November 15, 2007, Global
                                                                                                                                                                                                                                                                                               Custodian hosted the publica-
                                                                                                                                                                                                                                                                                               tion’s fourth annual New York



                                                                                                                                                                  Awards
                                                                                                                                                                                                                                                 TM




city and invitee demographics.
                                                                                                                                                                                                                                                                                               Awards for Excellence dinner.
                                                                                                                                                                                                                                                                                               Recognition and awards were
                                                                                                                                                                                                                                                                                               bestowed on recipients demon-


                                                                                                                                                                       for
                                                                                                                                                                                                                                                                                               strating distinction in prime bro-




                                                                                                                                                                                                      Excellence
                                                                                                                                                                                                                                                                                               kerage, hedge fund administra-
                                                                                                                                                                                                                                                                                               tion, mutual fund administration,
                                                                                                                                                                                                                                                                                               tri-party and—for the first year—
                                                                                                                                                                                                                                                                                               private equity fund administra-
                                                                                                                                                                                                                                                                                               tion. The event was held in The
                                                                                                                                                                                                                                                                                               Lighthouse at New York City’s

                                                                                                                                                                                                                                   2007                                                        Chelsea Piers.




EVENT SPONSORSHIPS:
Sponsors can pay for promotional onsite presence.                                                                                                                                                                                                                            GC AWARDS FOR EXCELLENCE



Branding opportunities vary according to the structure of each event.
                                                                                                                                                                  Prime Brokerage Survey
                                                                                                                                                                  Bank of America             Deutsche Bank               UBS
                                                                                                                                                                  Top Rated in:               Top Rated in:               Top Rated in:
                                                                                                                                                                  <$100M                      <$100M                      <$100M
                                                                                                                                                                  $100M–$1B                   $100M–$1B                   $100M–$1B



EDITORIAL EVENTS:
                                                                                                                                                                  $1B+                        $1B+                        Single Strategy
                                                                                                                                                                  Single Strategy             Single Strategy             Multi Strategy
                                                                                                                                                                  Multi Strategy              Multi Strategy              North America
                                                                                                                                                                  North America               North America               Asia ex-Japan
                                                                                                                                                                                              Europe                      Global
                                                                                                                                                                  Barclays Capital            Japan
                                                                                                                                                                  Top Rated in:               Asia ex-Japan



Events produced by GC at which an editor moderates on a
                                                                                                                                                                  Europe                      Global
                                                                                                                                                                  Bear Stearns
                                                                                                                                                                  Top Rated in                Merlin Securities
                                                                                                                                                                  <$100M                      Best Newcomer Award
                                                                                                                                                                  $1B+
                                                                                                                                                                  Single Strategy             Merrill Lynch
                                                                                                                                                                  Multi Strategy              Top Rated in:



pre-selected topic.
                                                                                                                                                                  Europe                      <$100M                                        gc awards for excellence 2009
                                                                                                                                                                                              $1B+                                                    Tri-Party Securities                              Private Equity
                                                                                                                                                                  Lehman Brothers             Single Strategy                                         Financing Survey                                  Administration Survey
                                                                                                                                                                  Top Rated in:               Europe
                                                                                                                                                                  $1B+
                                                                                                                                                                  Multi Strategy              Morgan Stanley                                          The Bank of New                                   JPMorgan Private Equity
                                                                                                                                                                  Europe                      Top Rated in:                                           York Mellon                                       Fund Services
                                                                                                                                                                  Japan                       <$100M                                                  Top Rated in:                                     Top Rated in:
                                                                                                                                                                  Global                      $100M–$1B                                               North America                                     Overall
                                                                                                                                                                                              $1B+                                                                                                      $100M–$1B
                                                                                                                                                                  Credit Suisse               Single Strategy                                         Clearstream                                       $1–$5B

                                                                                                                                                                                                                                                                             Awards for
                                                                                                                                                                  Most Innovative             Multi Strategy                                          Top Rated in:                                     $5B+            Prime Brokerage Survey                            • Custom House Global Fund Services Ltd
                                                                                                                                                                  Business Model              North America                                           Europe                                            North America
                                                                                                                                                                                              Europe
                                                                                                                                                                                                                                                                                                                        • Barclays Capital Prime Services                   (A Member of the Equity Trust Group
                                                                                                                                                                  Top Rated in:

                                                                                                                                                                                                                                                                             Excellence
                                                                                                                                                                  North America               Japan                                                   Euroclear                                                         • BNP Paribas Prime Services                        of Companies)
                                                                                                                                                                                              Asia ex-Japan                                           Top Rated in:                                                     • Citi Prime Finance                              • Daiwa Securities Global Asset Services
                                                                                                                                                                                              Global                                                  Europe
                                                                                                                                                                                                                                  •	   J.P.	Morgan	                                                                     • Credit Suisse Prime Services                    • Fortis Prime Fund Solutions
                                                                                                                                                                                                                                  •	
                                                                                                                                                                                                                                  •	
                                                                                                                                                                                                                                  •	
                                                                                                                                                                                                                                       PNC	Global	Investment	Servicing	
                                                                                                                                                                                                                                       RBC	Dexia	Investor	Services	
                                                                                                                                                                                                                                       State	Street	
                                                                                                                                                                                                                                                                             2008                                       • Deutsche Bank
                                                                                                                                                                                                                                                                                                                        • Goldman Sachs
                                                                                                                                                                                                                                                                                                                                                                          • Fulcrum Fund Services
                                                                                                                                                                                                                                                                                                                                                                          • GlobeOp Financial Services
                                                                                                                                                                                                                                  •	   U.S.	Bancorp	Fund	Services                                                       • J.P. Morgan                                     • Goldman Sachs Administration Services
                                                                                                                                                                                                                                                                               On November 13, 2008, Global             • Jefferies & Company                             • HSBC Securities Services
                                                                                                                                                                                                                                  Private Equity Fund Administration Survey    Custodian hosted our fourth annual       • Merlin Securities                               • IFS, A State Street Company
                                                                                                                                                                                                                                  •	 Augentius	Fund	Administration
                                                                                                                                                                                                                                  •	 CACEIS	Investor	Services
                                                                                                                                                                                                                                                                               New York Awards for Excellence           • Merrill Lynch                                   • J.P. Morgan Hedge Fund Services
                                                                                                                                                         GC_p120-121_Awards.indd 2                                                                                                                                10/12/07 2:51:11 pm
                                                                                                                                                                                                                                  •	 Citi	Private	Equity	Services              dinner. We are grateful to our           • Morgan Stanley                                  • Kaufman Rossin Fund Services
                                                                                                                                                                                                                                  •	 J.P.	Morgan	Private	Equity	Fund	Servicessponsors—BNP Paribas, Bank of              • Newedge Group (UK Branch)                       • Kingsway Taitz
                                                                                                                                                                                                                                  •	 Mourant	                                  New York Mellon and J.P. Morgan—         • TD Securities                                   • LaCrosse Global Fund Services
                                                                                                                                                                                                                                  •	 State	Street	Private	Equity	Fund	Services
                                                                                                                                                                                                                                                                               for making the event possible, and       • UBS                                             • OpHedge Investment Services
                                                                                                                                                                                                                                  Securities Lending Survey                  to everyone who attended, including                                                          • Pinnacle Fund Administration LLC
                                                                                                                                                                                                                                  •	 The	Bank	of	New	York	Mellon	            Lifetime Achievement Award Winner                    Tri-Party Securities Financing Survey   • PNC Global Investment Servicing


SCHEDULED EVENTS
                                                                                                                                                                                                                                  •	 Brown	Brothers	Harriman	                Rich Portogallo of Morgan Stanley,                   • The Bank of New York Mellon           • Quintillion (Ireland)
                                                                                                                                                                                                                                  •	 Citi	
                                                                                                                                                                                                                                  •	 Dresdner	Kleinwort	
                                                                                                                                                                                                                                                                             and those honored in our Prime                       • Clearstream                           • Spectrum Global Fund Administration
                                                                                                                                                                                                                                                                             Brokerage, Tri-Party Securities
                                                                                                              awards for excellence 2009
                                                                                                                                                                                                                                  •	 eSecLending	                                                                                 • Euroclear                             • Trinity Fund Administration Ltd.
                                                                                                                                                                                                                                  •	 HSBC	Securities	Services	               Financing, Global Custody,                           • J.P. Morgan                           • UBS Global Asset Management Fund
                                                                                                                                                                                                                                  •	 J.P.	Morgan                             Sub-Custody, Securities Lending,                     • SIS Sega InterSettle                    Services
                                                                                                                                                                                                                                  •	 The	Northern	Trust	Company	
                                                                                                                                                                                                                                                                             and Hedge, Mutual and Private
                                                                                                              On November 12, 2009, Global Custodian hosted our fifth annual New York                                             •	 PNC	Global	Investment	Servicing	
                                                                                                                                                                                                                                                                             Equity Fund Administration surveys


                                             Global Custodian
                                                                                                                                                                                                                                                                                                                                  Hedge Fund Administration Survey


 March 17,
                                                                                                                                                                                                                                  •	 RBC	Dexia	Investor	Services	                                                                                                         Mutual Funds Administration Survey
                                                                                                              Awards for Excellence dinner at the Ritz-Carlton in Battery Park. As ever,
                                                                                                                                                                                                                                  •	 State	Street	                                                                                • AIS Fund Administration               • ALPS Fund Services, Inc.
                                                                                                              we are grateful to Deutsche Bank for sponsoring the cocktails and all of the                                                                                                                                        • ATC Fund Services                     • BNY Mellon Asset Servicing
                                                                                                              organizations that purchased tables and seats for making this event possible                                        Agent Banks in Major Markets Survey
                                                                                                                                                                                                                                                                                                                                  • CACEIS                                • Brown Brothers Harriman
                                                                                                                                                                                                                                  •	 The	Bank	of	New	York	Mellon
                                                                                                                                                                                                                                                                                                                                  • CIBC Bank and Trust Company           • CACEIS



 2011
                                                                                                              Prime Brokerage Survey                                •	   Citi	                                                    •	 Brown	Brothers	Harriman



                                           Europe Awards Dinner
                                                                                                              •	 Bank	of	America	Merrill	Lynch	                     •	   Conifer	Securities	                                      •	 CIBC	Mellon                                                                                    (Cayman) Limited                      • Citi
                                                                                                              •	 Barclays	Capital	Prime	Services	                   •	   Daiwa	Securities	Global	Asset	Services                   •	 Citi                                                                                         • Circle Partners                       • HSBC Securities Services
                                                                                                              •	 BNP	Paribas	Prime	Brokerage	                       •	   Deutsche	Bank	Alternative	Fund	Services	                 •	 RBC	Dexia	Investor	Services
                                                                                                                                                                                                                                                                                                                                  • Citco Fund Services                   • IFDS
                                                                                                              •	 Citi	Prime	Finance	                                •	   Equinoxe	Alternative	Investment	Services	
                                                                                                              •	 Credit	Suisse	                                     •	   Fortis	Prime	Fund	Solutions	                             Global Custody Survey                                                                           • Citi                                  • J.P. Morgan
                                                                                                              •	 Deutsche	Bank	                                     •	   GlobeOp	Financial	Services	                              •	 BNY	Mellon	Asset	Servicing	
                                                                                                              •	 Goldman	Sachs	                                     •	   Goldman	Sachs	Administration	Services                    •	 BNP	Paribas	Securities	Services
                                                                                                              •	 J.P.	Morgan	                                       •	   HSBC	Securities	Services	                                •	 Brown	Brothers	Harriman
                                                                                                                                                                                                                                                                                     112      Winter 2008
                                                                                                              •	 Jefferies	&	Company	                               •	   ISIS	Fund	Services	                                      •	 Citi                                       TM




 October 2011                                 Global Custodian
                                                                                                              •	 Merlin	                                            •	   J.P.	Morgan	                                             •	 HSBC
                                                                                                              •	 Morgan	Stanley	Prime	Brokerage	                    •	   Kaufman	Rossin	Fund	Services	(KRFS)                      •	 J.P.	Morgan
                                                                                                              •	 Newedge	                                           •	   Kingsway	Taitz	                                          •	 Northern	Trust
                                                                                                              •	 RBC	Capital	Markets	                               •	   LaCrosse	Global	Fund	Services	                           •	 PNC	Global	Investment	ServicingGC_p112-113_Awards.indd 2                                                                                                                  11/12/08 13:51:48
                                                                                                              •	 Scotia	Capital	(Bank	of	Nova	Scotia)	              •	   Maples	Finance	                                          •	 RBC	Dexia	Investor	Services
                                                                                                              •	 Shoreline	Trading	Group	                           •	   OpHedge	Investment	Services	                             •	 Société	Générale	Securities	Services



                                             Asia Awards Dinner
                                                                                                                                                                                                                                  •	 State	Street



 (date TBA)
                                                                                                              •	 TD	Securities	                                     •	   Pinnacle	Fund	Administration	LLC	
                                                                                                              •	 UBS	                                               •	   PNC	Global	Investment	Servicing	
                                                                                                                                                                    •	   Prime	Management	                                        Agent Banks in Emerging Markets Survey
                                                                                                              Tri-Party Securities Financing Survey                 •	   Quintillion	                                             •	 Banco	Bradesco	SA
                                                                                                              •	 The	Bank	of	New	York	Mellon                        •	   SS&C	Fund	Services	                                      •	 Banco	de	Venezuela,	Grupo	Santander	
                                                                                                              •	 Clearstream	Banking                                •	   State	Street	Alternative	Investment	Solutions	           •	 Banco	Itaú	Unibanco
                                                                                                              •	 Euroclear	Bank                                     •	   Stone	Coast	Fund	Services	                               •	 Banco	Santander	Mexico	
                                                                                                              •	 J.P.	Morgan                                        •	   The	Bank	of	New	York	Mellon	                             •	 Banco	Santander	Rio	SA	
                                                                                                              •	 SIX	SIS                                            •	   Trinity	Fund	Administration	                             •	 Banco	Santander	SA	Brasil
                                                                                                                                                                    •	   UBS	Global	AM—Fund	Services	                             •	 Banco	Santander	SA	Chile




 November 10,                                 Global Custodian
                                                                                                              Hedge Fund Administration Survey                      •	   VITEOS	Fund	Services	                                    •	 BBVA	Bancomer
                                                                                                              •	 ALPS	Price	Meadows	                                                                                              •	 Citi
                                                                                                              •	 AIS	Fund	Administration	                           Mutual Fund Administration Survey                             •	 Deutsche	Bank	
                                                                                                              •	 ATC	Fund	Services	                                 •	 ALPS	Fund	Services	                                        •	 HSBC	
                                                                                                              •	 Butterfield	Fulcrum	                               •	 BNY	Mellon	Asset	Servicing	                                •	 Santander	Investment	Trust	
                                                                                                              •	 CACEIS	Investor	Services	                          •	 Brown	Brothers	Harriman	




 2011                                         US Awards Dinner
                                                                                                              •	 CIBC	Bank	and	Trust	Company	                       •	 CACEIS	                                                    OTC Derivatives Prime Brokerage Survey
                                                                                                              •	 Circle	Partners	                                   •	 Citi	                                                      •	 J.P.	Morgan
                                                                                                              •	 Citco	Fund	Services	                               •	 HSBC	Securities	Services	                                  •	 Citi	


                                                                                                                                                                                                                                                        winter 2009       123           TM




                                                                                                     123_GC_Awards.indd 3                                                                                                                                                            11/12/2009 11:54




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