Religare Capital Protection Fund NFO Application Form by MutualFund

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									           Religare Capital Protection
           Oriented Fund - Series I                                                                                                                                                                            mfAAA
                                                                                                                                                                                                                                     Rated
           (A 3 year close ended capital protection oriented scheme)
                                                                                                                                                                                                                       By ICRA
                                                                                                                                                                                                                                                  (so)
           Offer for Units of Rs. 10 each for cash during the New Fund Offer Period                                                                                                                                                              Ltd.




New Fund Offer Opens : 1st March, 2011                                                                                                                              Closes :                     15th March, 2011
                                                                                        KEY INFORMATION MEMORANDUM CUM APPLICATION FORM
Scheme Re-opens for continuous sale and repurchase on: Not Applicable*
Name of Asset Management Company : Religare Asset Management Company Limited                                    Name of Mutual Fund: Religare Mutual Fund
*As the Scheme is a close ended capital protection oriented scheme, the Scheme will not provide redemption facility until the Maturity Date/ Final Redemption Date. The Units of the Scheme will be listed on the Stock Exchange(s). Investors can purchase/
sell Units on a continuous basis on the Stock Exchange(s) on which the Units are listed.
Rated mfAAA (so) by ICRA Ltd.
The rating of “mfAAA (so)” is pronounced as “mf triple A S O”. The assigned rating is valid only for Religare Capital Protection Oriented Fund - Series I. The rating indicates highest degree of certainty for payment of face value of the mutual funds units on maturity to the unit holders. The
rating should, however, not be construed as an indication of expected returns, prospective performance of the mutual fund scheme, NAV or of volatility in its returns. The conditional rating is subject to fulfillment of all conditions specified in the portfolio structure.
This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’ rights & services, risk
factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or
from the website www. religaremf.com
The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered
for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.
Disclaimer of National Stock Exchange of India Ltd. (NSE)
“It is to be distinctly understood that the permission given by NSE should not in any way be deemed or construed that the Scheme Information Document has been cleared or approved by NSE nor does it certify the correctness or completeness of any of the contents of the Draft Scheme
Information Document. The investors are advised to refer to the Scheme Information Document for the full text of ‘Disclaimer Clause of NSE’.”
Investment                 To protect capital by investing in high quality fixed income                                        credit analyst is an independent opinion based on the credit risk                                  •    Risks associated with trading of Units on Stock Exchange(s)
Objective                  securities and to generate capital appreciation by investing in                                    analysis. The AMC would ensure that appropriate risk mitigating                                         involve absence of prior active market, trading in Units
                           equity and equity related instruments.                                                             measures are in place throughout the tenure of portfolio i.e.                                           on Stock Exchange(s) may be halted because of market
                                                                                                                              right from the beginning of the portfolio construction phase. It                                        conditions or for other reasons, the Units of the Scheme
                           The Scheme is ‘oriented towards protection of capital’ and ‘not
                                                                                                                              involves all tenets of independent credit risk analysis, adequate                                       may trade above or below their NAV etc.
                           with guaranteed returns’.
                                                                                                                              diversification of the portfolio and maturity of securities being                                   Risk Mitigation Strategies:
                           However, there is no assurance or guarantee that the                                               in line with the maturity of the portfolio. In order to ensure
                                                                                                                                                                                                                                   Type of Risk       Measures to mitigate risk
                           investment objective of the Scheme will be achieved.                                               adequate independent risk management, the AMC will ensure
                                                                                                                              independence through credit risk analysis of all the intended                                        Volatility         Bycontrollingclass/sector/issuerexposures
Asset Allocation            Type of            Indicative Allocation         Risk Profile                                                                                                                                                              to debt & money market instruments and
                                                                                                                              credits.
Pattern of the              Instruments         (% of total assets)                                                                                                                                                                                   equity and equity related instruments to
                                                                                                                              Further, the AMC will undertake the following due diligence
Scheme                                                                                                                                                                                                                                                control overall portfolio volatility. As debt
                                                                               High/                                          process to ensure the security is suitable for the portfolio;
                                              Minimum Maximum                 Medium /                                              Only AAA rated securities (highest investment grade rated                                                         component of the Scheme will be passively
                                                                               Low                                                  securities) will form part of the portfolio. Yield on such                                                        managed, the AMC do not foresee volatility
                                                                                                                                    securities (at the time of investment) will not be more                                                           risk in the portfolio.
                            Debt and                                                                                                than 100 basis points over the yield of AAA securities as
                                                                               Low to                                                                                                                                              Liquidity          The Scheme allows redemption of units
                            Money Market           80            100                                                                per CRISIL/ICRA matrix/CRISIL Aggregator.
                                                                               medium                                                                                                                                                                 only on maturity date/final redemption
                            Instruments                                                                                             The Scheme may invest in floating rate debt instruments
                                                                                                                                                                                                                                                      date. Investment will be made only in
                            Equity and                                                                                              with floor and cap price. However, spread between floor
                                                                                                                                    and cap price shall not exceed 10 basis points.                                                                   debt and money market instruments
                            Equity Related         0              20             High                                                                                                                                                                 maturing on or before the maturity of
                                                                                                                                    Duration mismatch will not be more than 3 months.
                            Instruments                                                                                                                                                                                                               the Scheme and having highest grade
                                                                                                                                    The Scheme will invest only in such debt securities which
                           Note: The Scheme will invest only in such debt securities which                                          mature on or before the maturity of the Scheme.                                                                   investment rating. Further, the Scheme
                           mature on or before the maturity of the Scheme. Further debt                                             The fund management team will ensure appropriate level                                                            will not invest in debt instruments (other
                           component of the portfolio will have highest investment grade                                            of diversification in order to construct a portfolio high on                                                       than money market instruments) where
                           rating.                                                                                                  current yield with low risk.                                                                                      the maturity of the debt instrument is
                           The Scheme will not invest in securitized debt.                                                          In respect of investment in securities issued by Banks/                                                           more than 3 months prior to the maturity
                           The Scheme may use derivatives only for purposes of hedging                                              NBFCs, the issuer shall have the minimum capital adequacy                                                         of the Scheme. The AMC will endevour
                           and portfolio rebalancing. The maximum gross derivative                                                  ratio prescribed by the Reserve Bank of India.                                                                    to liquidate equity portfolio 3-5 trading
                           position will be restricted to 50% of the net assets of the                                        The Scheme shall not invest in debt securities issued by
                           Scheme. The cumulative gross exposure through debt, equity                                                                                                                                                                 session prior to maturity date.
                                                                                                                              corporate operating in real estate, textile and gems and
                           and derivative positions shall not exceed 100% of the net assets                                   jewellery.                                                                                           Concentration      By investing in various debt instruments
                           of the scheme, subject to provisions of SEBI circular dated                                        The steps taken to avoid conflict of interest in the case                                                                such as corporate and PSU bonds, CBLO/
                           August 18, 2010 w.r.t. investment in derivatives.                                                  of rating agency:                                                                                                       Repo and money market instruments of
                           In addition to the instruments stated in the table above,                                                In order to exhibit low co-relation between ICRA and                                                              various issuers, which will be from different
                           the Scheme may enter into repos/reverse repos as may be                                                  individual securities ratings the Scheme will invest not                                                          industries/sectors. Also the Scheme will
                           permitted by RBI. From time to time, the Scheme may hold cash.                                           more than 20% of its net assets in instruments (at the time                                                       have a small exposure to equity and equity
                           A part of the net assets may be invested in the Collateralised                                           of investment) where ICRA is the credit rating agency.                                                            related instruments of companies across
                           Borrowing & Lending Obligations (CBLO) or repo or in an                                                  In computing the ceiling of 20%, the securities issued                                                            sectors / market capitalization.
                           alternative investment as may be provided by RBI.                                                        by Public Sector undertakings, nationalized banks and
                           The Scheme may engage in short selling of securities in                                                  government companies will be excluded.                             Options                   None.
                           accordance with the framework relating to short selling and                                              As an internal policy, fund managers can buy any instrument
                           securities lending and borrowing specified by SEBI.                                                                                                                          Applicable                Subscriptions / purchases / switch - ins:
                                                                                                                                    only after approval of the credit and within the limits
                           The Scheme shall not deploy more than 20% of its net assets in                                                                                                              NAV (after the            The Units of the Scheme will not be available for subscriptions
                                                                                                                                    set by the team of Credit Analysts. Clear segregation of
                           securities lending.                                                                                                                                                         Scheme opens for          / switch-in after the closure of NFO Period. Therefore, the
                                                                                                                                    independent credit analysis by Credit Analyst and subsequent
                           Further, the fund manager may alter allocation during                                                                                                                       repurchase and sale)      provisions of cut-off time for subscription including switch-ins
                                                                                                                                    investment by fund manager resolves conflict of interest.
                           subsequent deployment of funds provided deployment is                                                                                                                                                 will not be applicable to the Scheme.
                                                                                                                                    Investment in instruments rated by ICRA (either single
                           generated out of appreciation in value of existing investments.                                                                                                                                       Redemption / repurchases / switch - outs:
                                                                                                                                    rated or dual rated) will be made only after approval of
                                                                                                                                                                                                                                 Units of the Scheme cannot be redeemed/ switched-outs by the
Investment                 Religare Capital Protection Oriented Fund is a close ended                                               Investment Committee.
                                                                                                                                                                                                                                 investors directly with the Fund until the Maturity Date/ Final
Strategy of the            fund that is oriented towards protection of capital (which              Risk Profile of the         Mutual Fund Units involve investment risks, including the                                          Redemption Date. Therefore, the provisions of cut off timing
Scheme                     originates from its portfolio structure) and generate capital           Scheme                     possible loss of principal. Please read the SID carefully for details                              for redemptions including switch-outs will not be applicable to
                           appreciation by investing in a portfolio of high quality fixed                                      on risk factors before investment. Scheme specific Risk Factors                                     the Scheme.
                           income securities and Equity & Equity Related Instruments. The                                     are summarized below:                                                                              Units of the Scheme will be automatically redeemed on the
                           Scheme will invest predominantly in fixed income securities                                         •     The Scheme offered is ‘oriented towards protection                                            Maturity Date/ Final Redemption date, except requests for
                           of highest investment grade rating (range being 80% - 100%)                                              of capital’ and ‘not with guaranteed returns’.                                               switch-out received by the Fund on the Maturity Date/Final
                           that are maturing in line with the duration of the Scheme and                                            Further, the orientation towards protection of capital                                       Redemption Date.
                           which would have the potential to grow over the tenure of the                                            originates from the portfolio structure of the Scheme and                                    Switch-out request will be accepted upto close of business
                           fund with an intention to protect capital at the time of maturity.                                       not from any bank guarantee, insurance cover etc.                                            hours on the Maturity Date/Final Redemption Date.
                           For the fixed income portion, the Scheme will follow a passive                                      •     Equity and equity related instruments by nature are                                          Please read SID for settlement of purchase / sale of Units of
                           investment strategy except in cases where the Scheme is selling                                          volatile and prone to price fluctuations on a daily basis                                     Scheme on NSE and rolling settlement.
                           to liquidate instruments whose credit quality has gone below                                             due to macro and micro economic factors. The value
                           LAAA equivalent to maintain the rating of the portfolio. The                                                                                                                Minimum                    Purchase* Additional           Repurchase
                                                                                                                                    of equity and equity related instruments may fluctuate              Application                            Purchase
                           balance amount will be invested in equities to benefit from the                                           due to factors affecting the securities markets such
                           growth potential of the stock market in the long run. Investment                                                                                                            Amount/ Number             Rs. 5,000/-     N.A.           Not Applicable
                                                                                                                                    as volume and volatility in the capital markets, interest          of Units (During the
                           in stocks will be made by using a combination of top down and                                            rates, currency exchange rates, changes in law/policies                                       and in                         As the Units are listed on the
                           bottom up investment approach. The fund manager would                                                                                                                       NFO Period)
                                                                                                                                    of the Government, taxation laws, political, economic                                         multiples                      Stock Exchange, the Scheme will
                           endeavour that the capital remains protected on maturity and                                             or other developments, which may have an adverse                                              of Rs.10/-                     not provide redemption facility
                           also ensure that the scheme rating is not adversely affected.                                             impact on individual securities, a specific sector or all                                      thereafter.                    until the Maturity Date / Final
                           The Scheme shall ensure capital protection by adopting a static                                          sectors. Consequently, the NAV of the Units issued                                                                           Redemption Date.
                           hedge approach. Capital protection will be provided solely                                               under the Scheme may be adversely affected. Equity and
                           through the fixed income part of the portfolio and the same                                               equity related instruments listed on the stock exchange                                      * including switch-ins from existing Scheme(s) of Religare
                           shall be invested in securities that mature to the capital value at                                      carry lower liquidity risk, but they run a settlement risk                                   Mutual Fund (subject to completion of Lock-in Period, if any).
                           the end of the scheme.                                                                                   and also the risk of inability to sell securities held in the                                After the Units of the Scheme are listed on the Stock
                           Due diligence by Religare AMC to ensure that                                                             Scheme’s portfolio. Further, Equity and equity related                                       Exchange(s), investors can purchase / sell Units on a continuous
                           the portfolio is suitable for orientation of capital                                                     instruments not listed on the stock exchanges may be                                         basis on the Stock Exchange(s) on which the Units are listed.
                           protection:                                                                                              illiquid in nature and carry a higher amount of liquidity risk.                              The price of Units on the Stock Exchange(s) will depend on
                           Investment team has a dedicated two member team of credit                                                                                                                                             demand and supply at that point of time and underlying NAV.
                           analysts for conducting the due-diligence and thorough                                             •     Risks associated with investing in fixed income and money                                     There is no minimum investment, although Units are normally
                           analysis of each company. The due diligence process includes                                             market instruments involve interest - rate risk, credit risk,                                traded in round lots of 1 Unit.
                           studying economic risk, industry risk, business risk, financial risk                                      liquidity or marketability risk, re-investment risk etc.
                                                                                                                              •     Derivative products are specialized instruments that               Despatch of               Within 10 working days from Maturity Date / Final Redemption
                           and management risk. The credit analyst prepares a detailed
                                                                                                                                    require investment techniques and risk analysis different           Repurchase                Date.
                           report based on the credit approval model. The model takes
                                                                                                                                    from those associated with stocks and bonds. Risks                 (Redemption)
                           into account both qualitative and quantitative parameters. The
                                                                                                                                    include risk of mispricing or improper valuation and               Request
                           research report is prepared after carefully studying the sector
                           in which the company operates, track record of company                                                   the inability of the derivative to correlate perfectly with        Benchmark Index           CRISIL MIP Blended Fund Index.
                           and sponsor/parent of company in terms of their financials                                                underlying assets, rates and indices, illiquidity risk whereby     Dividend Policy           None.
                           and any defaults to their creditors, meeting the management                                              the Scheme may not be able to sell or purchase derivative          Name of the Fund          For Debt: Mr. Sujoy Kumar Das
                           and taking the views of the rating agency. The report from the                                           quickly enough at a fair price.                                    Manager                   For Equity: Mr. Vetri Subramaniam
 Name of the                  Religare Trustee Company Limited                                                                                  the entire income of the Mutual Fund will be exempt from                                         from the date of closure of the NFO. The account statement
 Trustee Company                                                                                                                                income tax in accordance with the provisions of Section 10                                       reflecting redemption / switch-out of Units shall be despatched
 Performance of the           This Scheme is a new scheme and does not have any                                                                 (23D) of the Income-tax Act, 1961.
 scheme                       performance track record.                                                                                    2. On income distribution, if any, made by the Mutual Fund,                                           to the Unit holder within 5 business days from the Maturity Date/
 Expenses of the              (i) Load Structure                                                                                                additional income tax is payable under Section 115R of the                                       Final Redemption Date. However, under normal circumstances,
 Scheme                       Entry Load: Nil                                                                                                   Income tax Act, 1961 in the case of its Scheme (other than                                       the Mutual Fund shall endeavour to despatch the Account
                              In terms of SEBI Circular No. SEBI/IMD/CIR No. 4/168230/09                                                        equity oriented funds i.e. such funds where the investible
                              dated June 30, 2009, no entry load will be charged on purchase                                                    funds are invested by way of equity shares in domestic                                           Statement within 3 - 4 Business Days from the date of Maturity
                              / switch-in.                                                                                                      companies to the extent of 65% of the total proceeds of                                          Date/ Final Redemption date.
                              The upfront commission, if any, on investment made by the                                                         such funds). The Scheme is a close ended debt scheme.                                            In case, units are held in demat mode, Unit holders will receive
                              investor shall be paid by the investor directly to the Distributor,                                               Accordingly as per the current tax laws, the additional
                              based on his assessment of various factors including the service                                                  income tax on the income distribution by this Scheme                                             demat statement from Depository Participant reflecting his/
                              rendered by the Distributor.                                                                                      is payable @ 13.8406% in case of Individuals & HUF and                                           her holding in the Scheme.
                              Exit Load: Not Applicable                                                                                         22.145% in case of Others (including surcharge @ 7.5% and                                        Annual Financial Results: The annual report or an abridged
                              Being a close ended scheme, Units under the Scheme cannot be                                                      education cess @ 2% and secondary and higher education
                                                                                                                                                cess @ 1%). Since the Scheme is not an equity scheme, no                                         summary thereof will be mailed (e-mailed if opted / requested)
                              redeemed directly with the Fund until the Maturity Date/ Final
                              Redemption Date. The Units of Scheme will be listed on the                                                        securities transaction tax is payable by the Scheme.                                             to all Unit holders not later than four months from the date of
                              Stock Exchange(s).                                                                                           For further details on taxation, please refer section ‘Taxation                                       closure of the relevant accounting year (i.e. 31st March each
                              (ii) Recurring expenses (maximum as a % of average                                                           on investing in Mutual Funds’ in the Statement of Additional
                                                                                                                                           Information.                                                                                          year) and full annual report shall be available for inspection at
                              daily net assets)
                                                                                                                                                                                                                                                 the Head Office of the Mutual Fund and a copy shall be made
                               First Rs. 100 Next Rs.                  Next Rs. Over Rs.700                     Daily Net Asset            The NAV will be declared on all the Business Days and will be
                                  Crores     300 Crores               300 Crores  Crores                        Value (NAV)                published in 2 newspapers. NAV can also be viewed on www.                                             available to the Unit holders on request on payment of nominal
                                   2.25%       2.00%                     1.75%     1.50%                        Publication                religaremf.com and www.amfiindia.com. Investors can also call                                          fees, if any. The annual report of the Scheme can also be viewed
                                                                                                                                           at 1800 209 0007.
 Waiver of Load for           Not Applicable                                                                                                                                                                                                     on www.religaremf.com and www.amfiindia.com.
                                                                                                                For Investor              Name and Address of         Religare Asset Management
 Direct Applications                                                                                                                                                                                                                             Half Yearly Disclosures: The Mutual Fund and AMC shall
                                                                                                                Grievances please         Registrar                   Company Ltd. (Investment
 Tax treatment for                                Resident Investor      Mutual Fund                                                                                                                                                             before the expiry of one month from the close of each half
 the Investors (Unit                                                                                            contact                   Karvy Computershare Manager for Religare Mutual
                               Tax on                     Nil            Individual & HUF                                                 Pvt. Ltd.                   Fund)                                                                      year i.e. 31st March and on 30th September, publish a complete
 holders)                      Dividend                                  13.8406% and Others                                              Unit: Religare Mutual Fund, 3rd Floor, GYS Infinity,                                                    statement of the Scheme portfolio and unaudited financial
                                                                         22.145% (Refer Notes                                             Karvy Plaza, H No. 8-5-296, Paranjpe ‘B’ Scheme,
                                                                         below)                                                                                                                                                                  results in one national English daily newspaper and in a regional
                                                                                                                                          Street no.1, Banjara Hills, Subhash Road, Vile Parle (East),
                               Capital Gain:      10% without the benefit          Nil                                                     Hyderabad - 500 034.        Mumbai - 400 057.                                                          newspaper published in the language of the region where the
                               Long Term          of indexation and 20%                                                                   Tel No.: +91 040 2331 2454 Tel. No.: +91-22-67310000                                                   Head Office of the Mutual Fund is situated. The Mutual Fund
                                                  with indexation                                                                         Email: religare.care@       Fax No.: +91-22-28371565                                                   may opt to send the portfolio to all Unit holders in lieu of the
                               Capital Gain:      Income tax rate as              Nil                                                     karvy.com                   E-mail : services@religaremf.com                                           advertisement (if applicable). The portfolio statement and
                               Short Term         applicable to the Unit                                                                                              Web site: www.religaremf.com
                                                  holders as per their                                                                                                                                                                           the unaudited financial results will also be displayed on www.
                                                  income tax slab                                               Unit holders’              Accounts Statement: The account statement/ allotment                                                  religaremf.com and www.amfiindia.com.
                              Notes:                                                                            Information                advice reflecting new subscription will be sent by post / courier/        Date: February 8, 2011
                              1. Religare Mutual Fund is a Mutual Fund registered with                                                     electronic mail to the Unit holder within 5 business days
                                 Securities and Exchange Board of India (SEBI) and hence


                                                                                                                    INSTRUCTIONS TO FILL THE FORM
1.   GENERAL INSTRUCTIONS                                                                                           be deemed final. • In addition to the above, investors are also requested to enclose a               direct credit for redemption/dividend proceeds into the investor’s bank account and
     (a) Please read the Statement of Additional Information, Key Information                                       cancelled cheque leaf (or copy thereof) where investment instrument is not from the                 such instruction will be adequate discharge of the Fund towards the said payment.
            Memorandum and the Scheme Information Document (SID) containing the                                     same bank account as is mentioned in the Application Form. • The Bank Account details               In case the credit is not effected by the Unitholder’s banker for any reason, the Fund
            terms of offer carefully before investing. In the SID, your attention is particularly                    of the investors making application through ASBA facility shall be same as available in             reserves the right to make the payment by a cheque/ Demand Draft. If the direct
            drawn to the risk factors of investing in the scheme and also the sections “Who                         the records of their Depository Account linked to investors Demat Account.                          / electronic credit is delayed or not affected or credited to a wrong account, on
            cannot invest” and “Important note on anti-money laundering, KYC & investor                        6.   INVESTMENT DETAILS                                                                                  account of incomplete / incorrect information, the Fund will not be held responsible. If
            protection”.                                                                                            (a) Investors applying through ASBA should ensure that the amount of application                    however, you wish to receive a cheque payout, please tick in the space provided in the
     (b) All applicants are deemed to have accepted the terms subject to which the offer is                                 matches with the amount to be blocked in the Bank Account.                                   application.
            being made and bind themselves to the terms upon signing the Application Form                           (b ) For minimum application amount please refer to the Scheme Features.                        10. NOMINATION DETAILS
            and tendering the payment.                                                                         7.   MODE OF PAYMENT                                                                                     Applicants applying for units singly / jointly can make a nomination at the time of initial
     (c) Application Form should be filled legibly in ENGLISH in BLOCK letters using Black                           Payment can be made in any of the following modes :                                                 investment or during subsequent investments / during the tenure of the investment.
            or Dark Blue ink. Incomplete application forms are liable to be rejected. Please                        (a) Payment should be made by way of a single cheque / demand draft* (multiple                      If you wish to register a single nominee for your investments please fill in the nomination
            refer to the checklist to ensure that the requisite details and documents have                                 cheques will not be accepted) and must be payable locally at the Official Point(s)             details in the Application Form. In case you wish to register multiple nominees, please
            been provided in order to avoid unnecessary delays and / or rejection of your                                  of Acceptance where the application is lodged. The cheque / demand draft should              download nomination form available on our website or at any Religare Investor Service
            application.                                                                                                   be drawn favouring the Scheme e.g. Religare Capital Protection Oriented                      Centers.
     (d) Please strike out any section that is not applicable. Cancellation/ white-ink on any                              Fund -Series I, and crossed “Account Payee Only”. Please mention the folio no.               (a) The nomination can be made only by individuals applying for/ holding units on
            of the mandatory information should be countersigned.                                                          / application no. and applicant name on the reverse of the Cheque/Draft tendered                    their own singly or jointly. Non-individuals including society, trust, body corporate,
     (e) Applicant can make application by filling in “Application Form” and submitting the                                 with the application.                                                                               partnership firm, Karta of Hindu Undivided Family (HUF), holder of Power of
            Application Form at any of the Collection Centres / Official Points of Acceptance                                In order to avoid fraud and prevent misuse of payment instruments, investors                        Attorney cannot nominate. If the units are held jointly, all joint holders will have to
            (as per list provided in this document) OR Applicant can make application by filling                            are advised to draw payment instrument (i.e. cheque, demand draft, pay order                        sign the nomination form.
            in “Application Supported by Blocked Amount Form” (‘ASBA Application Form’)                                    etc.) favouring either “Religare Capital Protection Oriented Fund -Series I A/c              (b) A minor can be nominated and in that event, the name & address of the guardian
            and submitting the same at the designated SCSB Branches.                                                       First Investor name” or “Religare Capital Protection Oriented Fund - Series                         of the minor nominee shall be provided by Unitholder.
2.   APPLICATION THROUGH ASBA FACILITY                                                                                     I - Permanent Account Number of the First investor” or “Religare Capital                     (c) Nomination can also be made in favor of the Central Government, State
     • Pursuant to SEBI circular vide ref no. SEBI/IMD/CIR No. 18/198647/2010 dated March 15,                              Protection Oriented Fund -Series I-Folio number”                                                    Government, a local authority, any person designated by virtue of his office or a
     2010, an investor in addition to existing method of application for units of the Scheme                               *Units will be allotted for amount net of DD charges, at Rs. 10/- per unit. The Fund /              religious or charitable trust.
     can subscribe to the units of the scheme during New Fund Offer (NFO) through ASBA                                      AMC will not entertain any request for refund of DD charges.                                 (d) The nominee shall not be a trust (other than a religious or charitable trust),
     facility. • ASBA is an application containing an authorization given by the investor to                               Payment can also be made by Electronic Funds Transfer (EFT) by way of direct                        society, body corporate, partnership firm, Karta of HUF, or a power of Attorney
     block the application money in his specified bank account towards the subscription of                                  credit / RTGS / NEFT to Scheme Collection Account by clearly mentioning the                         holder. A non-resident Indian can be a nominee subject to the exchange controls
     units offered during NFO of scheme(s) of Religare Mutual Fund.• For an investor who                                    name of the investor and application number.                                                        in force from time to time.
     applies through ASBA facility, the application money towards the subscription of units                         (b) Outstation Cheques or Outstation Drafts/Cash/Money Order/Postal Order/ Post                     (e) A maximum of three nominees can be registered for a Folio and at a Folio level only.
     will be debited from his specified bank account only if his/her application is selected for                            dated Cheques will not be accepted.                                                          (f) In case of Multiple nominees, it is mandatory to indicate clearly the percentage
     allotment of units. • Investor can submit the ASBA Application Form with Self Certified                         (c) The Fund is not obliged to represent dishonoured cheque or inform the investor /                       of allocation / share in favor of each of the nominees against their name and such
     Syndicate Bank (SCSB). SCSB are banks which offers the facility of applying through                                    investor’s agent about it.                                                                          allocation / share should be in whole numbers without any decimals making a total
     ASBA process. The list of SCSBs with details of controlling branches is available on                                                                                                                                      of 100 percent.
     http://www.sebi.gov.in , http://www.nseindia.com and http://www.bseindia.com. • The                            (d) NRI / FII / PIO Investors :
     Applicant intending to invest in the scheme through ASBA Application Form must have                                   Repatriation Basis                                                                           (g) In the event of the Unitholders not indicating the percentage of allocation / share
     beneficiary account with the Depository Participant of NSDL/ CDSL and will be required                                 Payments by NRIs / Persons of Indian Origin (PIO) residing abroad / FII may be made                 for each of the nominees, then by invoking default option RAMC shall settle the
     to mention the same in application form. Only those applications where the details are                                either by way of Indian Rupee drafts or cheques by means of (i) inward remittance                   claim equally amongst all the nominees.
     matching with the Depository records will be treated as valid applications and allotted                               through normal banking channels; or (ii) out of funds held in NRE / FCNR account             (h) Nomination in respect of the units stands rescinded upon the redemption /
     units accordingly. If the details mentioned in ASBA Application Form are incorrect /                                  payable at par and payable at the cities where the Official Points of Acceptance are                  transfer / transmission of units.
     incomplete or are not matching with the Depository records the application will be                                    located.                                                                                     (i) Transmission of units will be done as per the Nomination/s registered subject to
     rejected.                                                                                                             In case of Indian Rupee drafts purchased abroad or subscription through NRE/                        verification of Identity of Nominee/s, PAN, Bank Mandate etc.
     (a) Self Certified Syndicate Bank (SCSB): SCSB is a bank which offers the facility of applying                          FCNR Account, an account debit certificate from the bank issuing the draft                    (j) Transfer of units in favor of the Nominee / Nominees shall be a valid discharge by
            through the ASBA process. The current list of SCSB’s as available on SEBI website is as follows:               confirming the debit / Foreign Inward Remittance Certificate (FIRC) should also                       the Asset Management Company against the legal heir.
            • Axis Bank Ltd • State Bank of Hyderabad • Corporation Bank • State Bank of Travancore                        be enclosed.                                                                                 (k) The cancellation of nomination/s can be made only by those individuals who hold
            • IDBI Bank Ltd • State Bank of Bikaner and Jaipur • Yes Bank Ltd • Punjab National Bank                       In case the debit certificate / FIRC is not provided, the AMC reserves the right to                  units on their own behalf singly or jointly and who made the original nomination/s.
            • Syndicate Bank • Deutsche Bank • Union Bank of India • HDFC Bank Ltd • Bank of                               reject the application of the NRI investors.                                                        On cancellation of the nomination/s, the nomination/s shall stand rescinded and the
            Baroda • ICICI Bank Ltd. • Vijaya Bank • Bank of Maharashtra • State Bank of India • Andhra                    Non Repatriation Basis                                                                              AMC / Fund / Trustees shall not be under any obligation to transmit the units in favor
            Bank • HSBC Ltd. • Kotak Mahindra Bank Ltd. • Bank of India • Citi Bank • IndusInd Bank                        NRIs or people of Indian origin residing abroad investing on a non-repatriable basis                of the Nominee/s.
            • Allahabad Bank • Karur Vysya Bank Ltd • The Federal Bank • Indian Bank • Central Bank                        may do so by issuing cheques / demand drafts drawn on Non-Resident Ordinary                         These instructions are subject to SEBI Regulations / applicable laws.
            of India • Oriental Bank of Commerce • Standard Chartered Bank • J P Morgan Chase Bank,                        (NRO) account payable at the cities wher e the Official Points of Acceptance are                      In case of units held in demat mode, the nomination details provided to the
            N.A • Nutan Nagrik Sahakari Bank Ltd. • UCO Bank • Canara Bank. • United Bank of India.                        located.                                                                                            Depository Participant shall be applicable.
            For the complete list of SCSBs with details of controlling/designated branches please                   (e) Restrictions on acceptance of Third Party Payment for subscription to units of              11. DEMATERIALIZATION
            refer to websites : http://www.sebi.gov.in , http://www.nseindia.com and http://www.                           scheme.                                                                                       The unit holders would have an option to hold the units in dematerialized form. The
            bseindia.com.                                                                                                  Application with Third Party Payments for subscriptions to Scheme will not be                 applicant intending to hold units in dematerialized form will be required to have a
     (b) Investors Demat Account details:                                                                                  accepted expect in following cases:                                                           beneficiary account with a Depository Participant (DP) of the NSDL/CDSL and will be
            •      It is mandatory to provide Demat Account details in ASBA Applicantion Form as the                      a) Payment by Parents/Grand-Parents/Related Persons on behalf of a minor in                    required to mention in the application form, DP ID and Beneficiary Account No. with the
                   units will be credited in the Demat Account specified in ASBA Application Form.                                consideration of natural love and affection or as gift for a value not exceeding         DP at the time of subscribing units during the NFO of the respective Plan(s). Applicants
            •      Applicant should ensure that the Demat Accounts specified in the ASBA                                          ` 50,000/- (each regular purchase or per SIP installment);                              must ensure that the sequence of the names as mentioned in the application form
                   Application Form are active i.e. not frozen or suspended.                                              b) Payment by employer on behalf of employee(s) through payroll                                matches with that of the benficiary account held with the Depository Participant. Names,
            •      Applicant to note that in case the DP-ID, beneficiary account no. or PAN provided                              deductions;                                                                             Address, PAN details, KYC Details etc. mentioned in the application form will be verified
                   in the ASBA Application Form are incorrect or do not match with the records of                                                                                                                        against the Depository data. If the details mentioned in the application (other than
                                                                                                                          c) Custodian on behalf of a Foreign Institutional Investor (FII) or a client.                  ASBA Applications) are incomplete / incorrect or not matching with the depository
                   Depositories (NSDL or CDSL), the applications will be rejected.                                         * ‘Related Person’ means any person investing on behalf of a minor in                         records, the application shall be treated as application for non-demat mode and
     (c) Bank Account details:                                                                                             consideration of natural love and affection or as a gift.                                      accordingly units will be alloted in non-demat mode. The units of the Scheme will be
            •      Applicants should provide Bank Account details from which the application                               ‘Third-Party Payment’ means a payment made through instruments issued from                    traded and settled on the exchange compulsorily in dematerialized (electronic) form.
                   amount is to be blocked alongwith Bank & Branch name and application amount.                            a bank account other than that of bank account of first named applicant/investor               Unit holders who have opted to hold units in dematerialized form will receive payment of
            •      Applicant should maintain sufficient balance is the Bank Account in which                                 or a joint bank account where the first named unit holder/investor is not a one of             redemption / dividend proceeds into bank (i.e. beneficiary) account linked to their Demat
                   application amount is to be blocked. In case of insufficient funds in the specified                        the joint holders of bank account from which payment is made.                                 account.
                   Bank Account the application is liable to be rejected.                                                  In each of the exceptions mentioned above, investors is required to attach               12. PREVENTION OF MONEY LAUNDERING AND KNOW YOUR CUSTOMER (KYC)
            •      Applicant can make application for maximum upto 5 ASBA Applications from a                              following mandatory documents without which application for subscription to                  To ensure appropriate identification of the investor and with a view to monitor
                   single Bank Account with a Bank.                                                                        units will be rejected:                                                                      transactions for the prevention of money laundering as prescribed by the Prevention
3.   APPLICANT INFORMATION                                                                                          a) KYC of all the investors (guardian in case of minor) and KYC of person making the                of Money Laundering Act, 2002, the AMC reserves the right to:
     (a) Name should be given in full without any abbreviations. Preferably write exactly as                               payment i.e. parent, related person, employee, custodians.                                   (a) Scrutinize and verify the identity of the investor, Unitholder, person making the
            it appears in your bank account or as it appears in the incorporation document as                       b) Third Party Declaration from the investors and the person making the payment                            payment on behalf of the investor and the source of the funds invested / to be
            the case may be. In case, units are applied for in electronic mode (Demat mode),                               (Third Party).                                                                                      invested in Religare Mutual Fund;
            please write the name exactly and in the same order as it appears in Depository                                It is mandatory for investor to mention details of bank account from where                   (b) Reject any application;
            records.                                                                                                       payment for subscription is made in point 3 of application form. Further the                 (c) Prevent further transactions by a Unitholder;
     (b) Name of the Guardian must be mentioned if the investments are being made on                                       name of first unit holder/ applicant should be pre-printed as one of the holder on            (d) To mandatorily redeem the units held by the Unitholder at the applicable NAV
            behalf of the minor. Date of birth is mandatory in case of a minor.                                            payment cheque. In case, name of first unit holder/ applicant is not pre-printed on                  prevalent at the time of such redemption and;
     (c) Name of the Contact Person, email and telephone no. should be mentioned in                                        cheque, the investor should submit copy of bank statement or pass book showing               (e) Report cases to the Specified Director appointed by the Central Government,
            case of investments by Company, Body Corporate, Trust, Society, FII and other                                  account number, account holders’ name and address or a original letter from                         pertaining to a single transaction exceeding Rs.10 lacs or series of transactions
            non-individual applicants.                                                                                     the bank certifying that the investor maintains a bank account with the bank and                    integrally connected or remotely connected or related to each other which are
     (d) Your complete postal address should be stated. P.O. Box address alone is not                                      mentioning the details like bank account number, branch address, account type                       valued below the prescribed value of Rs. 10 lacs within a month.
            sufficient. NRIs / FIIs should necessarily state their overseas address failing which                            and IFSC code, if any, of the branch. Originals of the bank statement / pass book
            application will be rejected. In addition, Indian address (if available) may be stated                         should be produced for verification and the same will be returned across the              13. KNOW YOUR CUSTOMER (KYC) REQUIREMENTS
            for correspondence. It should be noted that NRI residents in any Financial Action                              counter after verification.                                                                   • KYC is mandatory for applicants for subscription in the schemes of Religare Mutual
            Task Force non-compliant countries or territories cannot invest in the scheme.                                 In case payment is made through pay order, demand draft, banker’s cheque etc.,               Fund • The applicants for the purpose of KYC Compliance shall include (a) their
     (e) In case of NRI / FII investors, the Account Statements / Allotment Advice /                                       an investor should submit a certificate (in original) from issuing bank as a proof            constituted Power of Attorney (PoA) holder in case of investments through a PoA; (b)
            Redemption cheques / other correspondence will be sent to the mailing address                                  of debit of investor’s bank account with details of account holders’ name, bank              each of the applicants in case of investments in joint names; and (c) guardian in case
            mentioned.                                                                                                     account number which has been debited for issue of payment instrument and                    of investments on behalf of minor. • The applicants residing in the Sikkim shall not be
     (f) Please fill in your date of birth as this may be required for validating your identity                             PAN as per bank records, if available or a copy of the acknowledgement from the              required to submit KYC Acknowledgement alongwith application. Such applicants
            for certain transactions / communications.                                                                     bank, wherein the instructions to debit carry the bank account details and name              should submit proof of address of the Sikkim state to the AMC and such address
                                                                                                                           of the investor as an account holder are available or a copy of the passbook/bank            should be mentioned in the application form as address of the applicant. The address
     (g) If you have an email ID, please provide the same, this will help us send investment /                             statement evidencing the debit for issuance of a DD.                                         proof submitted to AMC should be self attested by the investor or attested by the ARN
            product related communication and resolve any queries more promptly.                                                                                                                                        holder mentioning the ARN number or attested by any competent authority. • CDSL
     (h) In case of applications for units in non-demat mode, made in joint names without                                  In case of RTGS, NEFT, ECS, bank transfer etc., the investor should submit an                Ventures Limited (‘CVL’) has been appointed by the mutual fund industry to complete
            indicating the mode of holding, mode of holding will be deemed as ‘Any One or                                  acknowledged copy of the instruction to bank stating the account number to be                KYC formalities on their behalf and hence investors need to submit their details only
            Survivor’ and processed accordingly. All communication and payments shall be                                   debited.                                                                                     once for completion of KYC formalities across these mutual funds. KYC requirements
            made in the name of and favouring the first / sole applicant.                                                   Demand draft, pay order, banker’s cheque purchased against cash of ` 50,000/-                can be completed by filling up the prescribed form and submitting the same along with
     (i) In case an investor(s) applies through ASBA facility the details of mailing address,                              or more will not be accepted. Such purchase application (for amount less than `              the other requisite documents / proofs to CVL through a designated Point of Service
            overseas address, email ID, contact details, status, occupation and mode of                                    50,000) should be accompanied with a banker’s certificate stating the investor’s              (PoS). For detailed process and list of PoS, please visit our website www.religaremf.
            holding, etc will be obtained by the Registrar from the Depository for the specified                            Name, bank account number and PAN as per bank record, if available, is a must.               com. Any subsequent change in address, Pin Code, Country, Nationality, Occupation,
            demat account. The details provided by Depository for such application shall be                                The bank account number mentioned in the certificate/ instructions must be                    Income Details, Date of Birth, Proof of Identity must be communicated to CVL through
            final.                                                                                                          the bank account which is registered with the Fund or the first named applicant               a PoS. KYC Compliant investors need to ensure that any change of address details is
4.   PAN (Permanent Account Number)                                                                                        /investor should be one of the holders of the said bank account.                             registered with CVL before redeeming units. Registrar will not act upon address change
     It is mandatory for all existing and prospective investors irrespective of the amount of                              Please refer to Statement of Additional Information for a facility of multiple Bank          requests directly received from KYC Compliant investors. The existing investor data for
     purchase* (including joint holders, guardians of minors and NRIs) to enclose a copy                                   Accounts registration in a folio.                                                            investor address (both Indian and foreign), pin code, country, nationality, occupation,
     of PAN card duly self certified along with the original PAN Card. The original PAN Card                                Certificate from Bank should be signed by the authorised person of the issuing                income details, date of birth, document provided as proof of identity will be overwritten
     will be returned immediately across the counter after verification. In case minor does                                 bank mentioning his /her name, employee code, contact details and bank seal.                 by the Registrar with data obtained from CVL. A folio in which any one or more of the
     not possess his / her own PAN, the PAN of his / her father or mother or the guardian,                     8.   E-MAIL COMMUNICATION                                                                                holders are found to be non KYC compliant, in such folios further subscriptions /
     as the case may be, should be quoted. In the absence of this, your application will be                         • Account Statement/Allotment Advice, Annual Report, other information etc. can be                  systematic purchases will not be permitted except for micro SIP (s). • All Investors must
     rejected. However, applicants resident in the state of Sikkim, Central Government, State                       sent to unitholders by e-mail. If you have an e-mail address you can choose to receive              attach their KYC Acknowledgement along with the Investment Application Form(s) /
     Government, officials appointed by the courts e.g. official liquidator, court receiver etc.                        e-mail communication from us in lieu of printed documents. • Please furnish your e-mail             Transaction Slip(s) while investing in the schemes of Religare Mutual Fund, irrespective
     (under the category of Government) are exempted from the mandatory requirement                                 ID and indicate the nature of communication you wish to receive over email. • When                  of amount of purchase. Application Forms / Transaction Slips not accompanied by KYC
     of PAN for transacting in securities market. This would be subject to collecting                               an investor has communicated his / her e-mail address and has provided consent for                  Acknowledgement are liable to be rejected. KYC Compliance status will be updated for
     necessary documentary evidence by the AMC / Fund to verify the veracity of the claim.                          sending communication only through email, the Fund / Registrars are not responsible                 all folios in which investor is a holder in any capacity. • KYC status will be validated with
     *(includes fresh / additional purchase, switch, systematic transfer and dividend                               for email not reaching the investor and for all consequences thereof. The investor shall            the records of CVL before alloting units. Applications without valid KYC compliance
     reinvestment)                                                                                                  from time to time intimate the Fund / its transfer agents about any changes in the email            will be rejected. • Where investor intends to hold units in dematerialised mode, KYC
5.   BANK ACCOUNT DETAILS                                                                                           address. In case of a large document, a suitable link would be provided and investor can            performed by Depository Participant will be considered compliance with applicable
                                                                                                                    download, save and print these documents. However, investor always has a right to                   requirements specified in this regard in terms of SEBI circular ISD/AML/CIR-1/2008
     • As per SEBI Guidelines, it is mandatory for the Sole / First Applicant to provide the bank                   demand for a physical copy of any or all of the service deliverables and the fund would             dated December 19, 2008
     account details in the application form. • Applications received without the bank details                      arrange to send the same to the investor.                                                       14. DECLARATION AND SIGNATURE
     will be deemed to be incomplete and liable for rejection. The Mutual Fund reserves the                                                                                                                             (a) All the applicants must sign the application form. Signatures should be in English
     right to hold the redemption proceeds in case the requisite details are not submitted.                    9.   DIRECT CREDIT OF REDEMPTION/DIVIDEND PROCEEDS
     • To enable verification of the bank mandate details and ensure expeditious clearing,                           The Units cannot be redeemed including switch-outs by the investors directly with                          or in any Indian language. Thumb impression should be from the left hand for
     the 9-digit MICR (Magnetic Ink Character Recognition) number appearing to the right                            the Fund until the Maturity Date / Final Redemption Date. Units will be automatically                      males and the right hand for females and in all cases be attested by a Magistrate,
     of the cheque number on the bottom white strip of the cheque leaf should be provided.                          redeemed on the Maturity Date / Final Redemption Date, except requests for switch-                         Notary Public or Special Executive Magistrate. In case of HUF, the Karta will sign on
     The AMC may ask for a copy of a cancelled cheque to verify these details. • IFSC is a 11                       out received by the Fund.                                                                                  behalf of the HUF.
     digit alpha numeric character set given by some of the banks on the cheques. IFSC will                         Switch-out request will be accepted upto close of business hours on the Maturity Date               (b) The original Power of Attorney or a duly notarized copy of the Power of Attorney
     help to secure transfer of redemption and dividend payouts via the various electronic                          / Final Redemption Date.                                                                                   shall be required to be submitted where applications are made under a Power of
     mode of transfers that are available with the banks. • Investors opting to hold units in                       Unit holder giving a request, on Maturity Date / Final Redemption Date, for switch-outs                    Attorney.
     Demat mode should furnish Bank Account details linked with their Demat Account. In                             of units from this Scheme to any other scheme(s) of Religare Mutual Fund, will be               15. All applications are subject to detailed scrutiny and verification. Applications which are
     case the bank details provided in the application form don’t match with the bank details                       required to comply with applicable PAN and KYC guidelines.                                          not complete in all respects are liable for rejection, either at the collection point itself or
     in the Depository records, bank details as available in the Depository records shall                           If the investor has provided sufficient details for electronic credit, the Fund will give             subsequently after detailed scrutiny / verification at the back office of the Registrars.
                                                            Religare Capital Protection Oriented Fund - Series I
                                                                                  (A 3 year Close Ended Capital Protection Oriented Scheme)                                                                 APPLICATION FORM
                                                                           NFO Opens : 1st March, 2011                               Closes : 15th March, 2011                                   Please read instructions before filling the Form

Key Partner / Agent Information                                                                                                                                                                   Application No :
                  Distributor / Broker ARN                                                       Sub-Broker Code                                                                                 For Office Use Only
  ARN-25682
  ARN -
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.
Existing Unitholder Details : Pl. fill in Folio Number below. Pl. furnish PAN and KYC details in section 1 and then proceed to section 2.
                                                                                         Name of Sole /
Folio Number                                                                             First Unitholder
1. Applicant’s Personal Details
     FIRST / SOLE APPLICANT                                                                                                                                     Date of Birth                          DD        MM         YYYY

     Name                           Mr. / Ms. / M/s.

     PAN**                                                                                                                                          Enclosed copy of (please 3)                PAN Card          KYC Compliance Proof*

     GUARDIAN (if Sole / First applicant is a Minor) CONTACT PERSON (in case of Non-individual Investors only)
     Name                           Mr. / Ms. / M/s.

     PAN**                                                                                                                                       Enclosed copy of (please 3)                   PAN Card          KYC Compliance Proof*
                                                                                                                                            Nationality                                                         Date of Birth
     Country of Residence                                                                                                                                                                              DD        MM         YYYY

     Mailing Address [Please provide full address. P.O. Box Address is not sufficient. Indian Address in case of NRIs / FIIs]          Overseas Address (Mandatory in case of NRI / FII)




        City                                                                PIN                                                         City                                                              PIN
        State                                                                                                                           State                                                          Country
     Contact Details
      Phone           Office                                                                                        Residence                                                                                   Fax

      Mobile                                                                                                                             I/We wish to receive updates via SMS on my mobile (Please 3)
                                                                                                                                     I/we wish to receive Account Statements/Allotment Advice, Annual Reports and other statutory as
        E-mail                                                                                                                       well as other information documents by email in lieu of physical documents Yes No
                                                                                                                                     (Where the investor has not specified any choice or has applied for both the choices, the application will be processed
                                                                                                                                     as if the investor has opted for default choice i.e. Yes )
    Status (please 3)                 Individual                               Partnership                        Company                             Society / Club          HUF                                   NRI / FII
                                      Trust                                    Minor                              Body Corporate                      Others (Please specify)
    Occupation                        Private Sector Service                     Public Sector / Government Service                            Business                      Professional                       Agriculturist               Retired
    (please 3)
                                      Housewife                                  Politically Exposed Person                                    Forex Dealer                  Others (Please specify) ____________________________
    Mode of Holding ( only for non-demat mode) (please 3)                                 Single       Joint        Anyone or Survivor (Default is Anyone or Survivor, if not specified)
     SECOND APPLICANT                                                                                                                                           Date of Birth                           DD        MM         YYYY

     Name                           Mr. / Ms. / M/s.

     PAN**                                                                                                                                          Enclosed copy of (please 3)                PAN Card          KYC Compliance Proof*

     THIRD APPLICANT                                                                                                                                            Date of Birth                          DD        MM         YYYY

     Name                           Mr. / Ms. / M/s.

     PAN**                                                                                                                                          Enclosed copy of (please 3)                PAN Card          KYC Compliance Proof*

     POA HOLDER DETAILS (If the investment is being made by a Constituted Attorney please furnish the details of POA Holder)
     Name                           Mr. / Ms. / M/s.

     PAN**                                                                                                                                          Enclosed copy of (please 3)                PAN Card          KYC Compliance Proof*

    * KYC through CVL is mandatory for all investors except for investors residing in Sikkim (Please refer instruction no. 13)
    ** Copy of PAN Card is mandatory for all investors (including Joint Holders, Guardian in case of Minor and NRIs). Please submit photocopy of PAN Card (along with the original) for verification,
        which will be returned across the counter. (Please refer instruction no. 4)

Acknowledgement Slip (To be filled by the Applicant)                                                                                                                                       Application No :
Received from                      Mr. / Ms. / M/s.

an application for Units of                Religare Capital Protection Oriented Fund - Series I                               Date                DDMMYYYY

Amount (Rs.)                                                                 Along with Cheque / DD No.
Please Note : All purchases are subject to realisation of cheques / demand drafts.

                                                                                                                                                                                                       Signature, Stamp & Date
Dated                                       DDMMYYYY                            Drawn on Bank / Branch
    2. Investment Details
      (Cheque / DD should be drawn in favour of the Scheme)                 Scheme Name                Religare Capital Protection Oriented Fund - Series I

    3. Payment Details                                                                                                                                                                    (refer Instruction no. 7)

      Investment Amt. (Rs.)                                                                     Mode of Payment (3)                    Cheque          DD           Fund Transfer
$




      DD charges, if any (Rs.)                                                                  Date        DD       MM         YYYY                Cheque / DD No.
       Net Amt. (Rs.)                                                                           Account Type (3)            Current        Savings       NRE          NRO          FCNR                       _
                                                                                                                                                                                              Others __________

      A/c. No.                                                                                  Bank / Branch
      Applicable in case of Third Party Payment: Payment on behalf of (please 3)                       Minor            Client              Employee
      Name of the Person making Payment               Mr. / Ms. / M/s.

      PAN                                                                                       Enclosed copy of KYC Compliance Proof                ( refer instruction no. 7 )

    4. Demat Account Details                                                                                                                                               (Optional, refer Instruction no. 11)

      Please ( 3)                         NSDL            CDSL           DP ID # I    N                                     Beneficiary Account No.
                (# Not applicable if the Depository is CDSL).                                   The details of the Bank Account linked with the Demat A/c as mentioned above should be provided under section 5.

    5. Bank Account Details (Mandatory As Per SEBI Guidelines)                                                                                                                            (refer Instruction no. 5)

       Account No.                                                               Account Type (please 3)           Current       Savings     NRE      NRO          FCNR     Others

       Bank Name

       Branch Address                                                                                                                                       City

       MICR Code                                                                  NEFT/RTGS/IFSC Code                                                                              PIN
                                      (9 digit No. next to your Cheque No.)                                  (11 digit character code appearing on cheque leaf)
       We shall credit the redemption/dividend proceeds directly into investors’ account through electronic means if the details provided by the investors are sufficient for the same. Please provide a cancelled
       cheque leaf of the same bank account as mentioned above. Mentioning your IFSC will help us transfer the amount to your bank account faster. To receive cheque payout, please tick here ( 3)
       Unit holders who have opted to hold Units in dematerialised form must provide Bank Account details linked with the Demat account, as mentioned under section 4 above.
       In case of discrepancy, bank details as per depository records will be final.
    6. Nomination Details                                                                                                                                                                (refer Instruction no. 10)
       (To be filled in only by investors who opt to hold units in non-demat form. )
       If you wish to register a single nominee for your investments, please fill in the nomination details below. In case you wish to register multiple nominees, please download nomination form
       available on our website or at any Religare Investor Service Centers.
       Name and Address of Nominee                                                                                       Name and Address of the Guardian (if Nominee is a Minor)

                                                                                                                         Name
       Name
                                                                                                                         Address
       Address
                                                                                                                         City                                             State
                                                                                                                         PIN
       Date of Birth                                                                                                                                                      Signature of
                                       DDMMYYYY                 Relationship with Applicant                           Guardian’s relation with                            the Guardian
       (in case nominee is a minor)
                                                                                                                      the Minor Nominee
    7. Declaration & Signature(s)
        The Trustees, Religare Mutual Fund
        Having read and understood the contents of the Statement of Additional Information / Scheme Information Document
        of the Scheme , I / We hereby apply to the Trustees of Religare Mutual Fund for units of the Scheme as indicated above
        and agree to abide by the terms, conditions, rules and regulations of the Scheme. I / We have understood the details of         Sole / First
        the Scheme and I / We have not received nor have been induced by any rebate or gifts, directly or indirectly, in making         Applicant /
        this investment. The Distributor has disclosed to me/us all the commissions (in the form of trail commission or any other       Guardian / POA
        mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme
        is being recommended to me/us. I / We hereby authorise Religare Mutual Fund, its Investment Manager and its Agents to
        disclose details of my / our investment to my / our bank(s) / Religare Mutual Fund’s Bank(s) and / or Distributor / Broker/
        Investment Advisor and to verify my / our bank details provided by me / us. I / We hereby declare that the particulars given
        above are correct. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information,
        I/We would not hold Religare Asset Management Company Ltd. (Investment Manager to Religare Mutual Fund), their                  Second
        appointed service providers or representatives responsible. I / We hereby declare that the amount being invested by
        me/us in the Scheme of Religare Mutual Fund is derived through legitimate sources and is not held or designed for the           Applicant
        purpose of contravention of any Act, Rules, Regulations or any statute or legislation or any other applicable laws or any
        Notifications, Directions issued by any governmental or statutory authority from time to time.
        Applicable to NRIs only :
        I/We confirm that I am / we are Non-Residents of Indian Nationality /Origin and that the funds are remitted from abroad
        through approved banking channels or from my /our NRE / NRO / FCNR Account. I / We confirm that the details provided
        by me / us are true and correct.                                                                                                Third
        (Please 3) Yes No                         If NRI (Please 3) Repatriation basis Non-Repatriation basis                           Applicant
         Date                    DDMMYYYY                                         Place
$




       GET IN TOUCH
       Religare Mutual Fund
       3rd Floor, GYS Infinity, Paranjpe ‘B’ Scheme, Subhash Road,
       Vile Parle (East), Mumbai - 400 057.
       T +91 22 67310000 F +91 22 28371565
                                                                                    CHECKLIST (Please ensure the following)
In case of Non ASBA Applications please ensure that :
     Application Form is complete in all respect. Name, address & contact details are mentioned in full and signed by all applicants.
     Bank account details are entered completely and correctly.
     Permanent Account Number (PAN) for all applicants is mentioned and necessary documents are enclosed, otherwise your application will be rejected.
     The cheque / demand draft should be drawn favouring the name of the scheme & crossed as “Account Payee Only”, dated and duly signed.
     Application Number and applicant’s name is mentioned on the reverse of each cheque / Demand Draft.
     Details of applicants provided matches exactly with those in the Depository.
Accompanying documents
Please submit the following documents with your application (where applicable). All documents should be original / true copies by a Director / Trustee / Company Secretary / Authorised Signatory.

 Documents                                                                              Individuals          Companies              Societies          Partnership         Investments           Trust         NRI        Fll(s)*
                                                                                                                                                          Firms            through PoA
 Resolution / Authorisation to invest                                                                               3                    3                    3                                    3                         3
 List of Authorised Signatories with Specimen signature(s)                                                          3                    3                    3                   3                3                         3
 Memorandum & Articles of Association                                                                               3
 Trust Deed                                                                                                                                                                                        3
 Bye - Laws                                                                                                                              3
 Partnership Deed                                                                                                                                             3
 Overseas Auditors’ Certificate                                                                                                                                                                                               3
 Notarised Power of Attorney                                                                                                                                                      3
 Foreign Inward Remittance Certificate, in case payment is made by                                                                                                                                               3
 DD from NRE / FCNR a/c, where applicable
 Certified True Copy of PAN                                                                   3$                     3                    3                    3                   3                3            3            3
 KYC Acknowledgement                                                                         3$                     3                    3                    3                   3                3            3            3

* For FII’s, copy of the SEBI registration certificate should be provided.
$ Compulsory except for residents of Sikkim.

List of Collection Centres / Official Points of Acceptance for NFO
RELIGARE ASSET MANAGEMENT COMPANY LIMITED
n Agra: Block No.30, Shop No.126, Sanjay Place, Agra - 282002. Tel. No.: 0562       - 6459171. n Ahmedabad :            n Jalandhar: 514-A ,5th Floor, Grand Mall, BMC Chowk, Adjoining Radisson Hotel, Jalandhar 144001.
Unit No.201, 2nd Floor, Megha House, Mithakali Six Roads, Law Garden, Ellisbridge, Ahmedabad - 380006.                  Tel. No.: 0181- 4686870. n Jamnagar: C/o Jayesh Vyas, 11/3, Patel Colony , Jamnagar-361008. Tel. No.:
Tel. No.: 079 - 40231500.   n Ajmer: 26, LIC Colony, C/o Dr. S.K. Arora, Opposite Bansal Classes, Vaishali Nagar,       9909943822. n Jamshedpur: Shop No - 16, Bharat Business Centre, Ground Floor, Bistupur, Jamshedpur
Ajmer 305001. Tel. No.: 9828544765. n Aligarh: Religare Securities 1-st Floor,Block-B,Centre point Market,              -831011. Tel. No.: 0657-2756186. n Kanpur : 1st Floor, KAN Chambers, 14/113 Civil Lines, Kanpur-208001. Tel.
Samad Road, Aligarh (U.P.) - 202001. Tel. No.: 9918602162. n Allahabad: Shop No. 4, Anant Raj Plaza, Main               No.: 0512-6451658. n Kochi: Door No. CC 40/377,3rd Floor, Jos Annexe, Jos Junction, M.G.Road, Kochi-
M. G. Road, Civil Lines, Allahabad - 211001. Tel. No.: 0532 - 6455816. n Bangalore : 305, 3rd Floor, Prestige           682016. Tel. No.: 0484-6453727. n Kolkatta : 124, LORDS, 1st Floor, 7/1Lord Sinha Road, Kolkata-700071.
Meridien II, Citibank, 30, M. G. Road, Bangalore - 560001. Tel No.: 080 - 42941000. n Baroda: Unit No.101/102,          Tel. No.: 033-44031000. n Kota: 315, Old Dhan Mandi, Gandhi Chowk, Kota - 324006. Tel. No.: 9983349808.
1st Floor, Siddharth Complex, R. C. Dutta Road, Baroda-390019. Tel. No.: 0265 - 6643386. n Bhagalpur:                   n Lucknow : 403, 4th Floor. Ratan Square, 20-A Vidhan Sabha Road, Lucknow - 226001.Tel. No.: 0522-
C/o, Arbind Kumar Mishra, Hanuman Nagar, Adhampur, Bhagalpur - 812002. Tel. No.: 8051809299.                            3292022. n Ludhiana : 301, 3rd Floor, SCO No.18, Feroze Gandhi Market, Opp.Ludhiana Stock Exchange,
n Bhopal: MF- 6, A Block, Mansarovar Complex, Hoshangabad Road, Bhopal - 462016. Tel. No.:                              Ludhiana 141001. Tel. No.: 0161- 6543354. n Madurai: Shop No. I, 1st Floor, 16 & 17, North Veli Street, A. R.
0755 - 4289632. n Bhubaneshwar (Orissa): 3rd Floor Varha Complex, Plot no-111, Master Canteen                           Plaza, Madurai-625001. Tel. No.: 0452-6460114. n Meerut: Divya Commercial College, 487, Hari Palace,
Square,Unit-3, Bhubaneshwar - 751001. Tel. No.: 0674 - 6532062. n Bokaro: Prograssive Pharma                            Prabath Nagar, Meerut - 250001. Tel. No.: 9758770200/9454662397. n Mumbai (Nariman Point) :
Enterprises. Near Guru Kripa Auto, Saraidhela (Dhanbad) Jharkhand Tel. No.: 9570000856.                                 Office No. 17, 1st floor,Jolly Maker Chambers II, Nariman Point, Mumbai 400021. Tel. No.: 022-43416000.
n Chandigarh : Second Floor, SCO No. 359 - 360,Near G K International Hotel, Sector 35-B, Chandigarh                    n Mumbai (Vile Parle) : 3rd Floor, GYS Infinity,Paranjpe”B” Scheme, Subhash Road, Vile Parle (E),
-160 022. Tel. No.: 0172 - 6451315. n Chennai : Level -3, Unit No.A4, Anmol Palani, No.88, G.N.Chetty Road,             Mumbai - 400 057. Tel. No.: 022-67310000. n Mumbai (Ghatkopar) : Sai Infotech, 408, 4th Floor,
Chennai 600017. Tel. No.: 044 - 64502421. n Coimbatore: Aiswarya complex, Door No: 196/8, Ground                        Patel Chowk, Ghatkopar (E), Mumbai 400 077. Tel. No.: 022-67417465 n Nagpur: Panchsheel Business
Floor, T V Samy Road West, R S Puram, Coimbatore - 641002.Tel. No.: 0422 - 6457815. n Cuttack: Karvy                    Centre,Block No.22, 1st Floor, Panchsheel Cinema Building, Wardha Road, Nagpur - 440 012. Tel. No.:
Coumputer Share Pvt Ltd. Darga bazaar, Opp Police Station, Cuttack - 753001. Tel. No.: 9937082201.                      0712-6463962. n Nasik: Suyojit Modern Point, Shop No. SF 18, Sharanpur Road, Opposite Police
n Dehradun: EBD Business Centre,Post Box-248,49,Rajpur Road,Dehradun 248 001. Tel. No.: 0135 -                          Parade Ground, Nashik - 422 005. Tel. No.: 0253-3012050. n Panjim: Advani Business Centre, Office No.
6453212. n Delhi : Vanadana Building, 10th Floor, 11, Leo Tolstoy Marg, Connaught Place, New Delhi                      CU2, Neelkamal Arcade, Atmaram Borkar Road, Above Federal Bank, Panjim - 403001. Tel. No.: 0832-
- 110 001. Tel. No.: 011 - 43789000. n Durgapur: Religare Securities Ltd. Bengal Shristi Complex, 2nd                   6650402. n Patna: 306, 3rd Floor, “Grand Plaza” Fraser Road, Patna - 800 001. Tel. No.: 0612-6550315.
Floor, City Center, Durgapur-713216. Tel. No.: 9831821146. n Gorakhpur: F - 58, Rapti Nagar,4th Phase                   n Pune: Sreenath Plaza, Shop no. 64 &65, 3rd Floor, 1184, F.C. Road, Pune - 411005. Tel. No.: 020-
Chargawa,Gorakhpur-273409. Tel. No.: 9919802109. n Guwahati: Office No.103, Orion Tower, 1st Floor,                       32418110. n Raipur: Shop No. T, 2nd Floor, DM Plaza, Near Fire Brigade Chowk, Chotapara, Raipur-
Christian Basti, GS Road, Guwahati - 781007. Tel. No.: 0361 - 2343050. n Hyderabad : TSR Towers,Tower                   492001. Tel. No.: 0771-4056046. n Ranchi: C/O Arun Prasad Singh House, No: 193 / N Gauri Shankar
B-1, Plot No.6-3-1090, Raj Bhavan Road, Somajiguda, Hyderabad - 500082. Tel. No.: 040 - 66468863.                       nagar, Colony Doranda, Ranchi - 834001. Tel. No.: 9534097099. n Surat: 110, Jolly Plaza, Athwa Gate
n Indore: Room No. 216, 2nd Floor, Starlit Tower, Y. N. Road, Indore - 452001. Tel. No.: 0731 - 4257351.                Circle, Govt. Near Girls Polytechnic College, Athwagate Circle, Surat 395 001. Tel. No.: 0261-6450848.
n Jaipur: 2nd Floor, ‘Brij Anukampa’, Ashok Marg, C-Scheme, Jaipur - 302 001. Tel. No.: 0141 - 6451086.                 n Varanasi: 3rd floor, Kubner Complex, D-58/2, Rathyatra, Varanasi-221010. Tel. No.: 0542-3270020.
n Jabalpur: C/o Religare Securities Ltd.1627,Ground Floor, Napier Town, Shastri Bridge Chowk, Opp.                      n Vijaywada: 3rd Floor,Vasantha Plaza,40-1-126,M.G.Road,Benz Circle, Vijaywada - 520010. Tel. No.: 0866
Dgupta Sweets, Home Science College Road, Jabalpur - 482 001. Tel. No.: 8878606662/9424309662.                          - 6454945
For list of Official Points of Acceptance of Karvy for Ongoing Transactions, please refer our website: www.religaremf.com
KOTAK MAHINDRA BANK - Collection Centres For NFO Only
n   Agra: Shriram Hospital M.G.Road, Agra - 282003. n Ahmedabad: Ground Floor, Chandan House                            Extension, City Survey No. 11127, E Ward, Raja Rampuri Road, Kolhapur - 416001. n Kolkatta: Apeejay
Opp. Abhijeet III, Near Mithakali Six Roads, Navrangpura, Ahmedabad - 380006. n Allahabad: 2.                           House15, Parkstreet, Kolkatta - 700016. n Lucknow: 3GF, Speed Building, Shahanazaf Road, Lucknow
Sardar Patel Marg Civil Lines Allahabad - 211001. n Amritsar: 10 , Kennedy Avenue, The Main Mall                        - 226001. n Ludhiana: SCO 120, Ground Floor, Feroze Gandhi Market, Ludhiana - 141001. n Madurai:
Road, Amritsar - 143001. n Anand: P.M.Chambers, Mota Bazar, Vallab Vidya Nagar, Anand - 388120.                         1-AWest Perumal Maistry Street, Madurai - 625001. n Mehsana: Rajendra Estate, Opp. Gayatri Temple,
n Ankleshwar: Shop # 11,12, 12 A , Narmada Arcade, Old Naitonal Highway, No. 8, Ankleshwar - 393002.                    State Highway, Mehsana - 384002. n Moradabad: Sri Ganapati Complex, Near Ekta Dwar, Opp Mission
n Aurangabad: CTS No. 12995, Kandi Towers, Near Rokadiya Hanuman Colony, Jalna Road, Aurangabad
                                                                                                                        School, Civil Lines, Moradabad - 244001. n Morbi: Shop No 5-8, Ground Floor, Silver Plaza, Ram Chowk,
- 431001. n Bangalore: 10/7 , Umiya Land Mark, Next to Chancery Hotel, Lavelle Road, Bangalore - 560001.                Savsar Plot, Morbi - 363641. n Mumbai: 5 C/ II, Mittal Court 224, Nariman Point, Mumbai - 400001.
n Baroda: Panorama Building, R.C. Dutt Road, Alkapuri, Vadodara - 390015. n Bhavnagar: Bhavna                           n Nagpur: Ground Floor, 345 Shree Mohini Complex, Kingsway, Nagpur - 440001. n Nashik: Shop
Construction Company, Plot No. 2108/A, G.R.Sterling Centre, Waghwadi Road, Bhavnagar - 364001.                          No.1, Payas, Opp. B Y K College, Thatte Nagar Road, Nasik - 422005. n New Delhi: Ground Floor,
n Bhopal: 214, Bhagwan Complex, Zone 1 , M P Nagar, Bhopal - 462016. n Bhubaneshwar: 184,
                                                                                                                        Ambadeep,14, K.G. Marg, New Delhi-110001 n Panjim: Ground Floor, Hotel Park Plaza, Opp Azad
Ground Floor, Janpath, Bhubaneswar - 751001. n Chandigarh: SCO 153-154-155, Madhya Marg, Sector
                                                                                                                        Maidan, Panjim - 403001. n Patiala: Ground Floor, SCO 116-119, New Leela Bhavan, Patiala1 - 47001.
9 - C, Chandigarh - 160009. n Chennai: ‘Capitale’, Ground Floor, 555, Anna Salai, Chennai - 600018.                     n Patna: Shop No 3,4,5, Ahmad Husain Complex, Exhibition Road , Gandhi Maidan, Patna - 800001. n Pune:
n Cochin: Ground Floor, Kumarapillai Estate, M G Road, Cochin - 682031. n Coimbatore: 727, Avinashi
Road, Skanda Square, Coimbatore - 641018. n Dhanbad: Ground Floor, Ward No. 18, Ramson Arcade,                          Bakre Avenue, FP NO 226/3, Bhandarkar Road, Pune - 411004. n Rajkot: Nath Complex, Ground Floor, Near
Shastri Nagar, Dhanbad - 826001. n Guwahati: 4th Floor, Ganapati Enclave, G S Road, Uluvari, Opp.                       Race Course, Dr. Yagnik Road, Rajkot - 360007. n Salem: Plot No 12 , S No. 98, Bharathi Street, Alagapuram,
Bura Service Station, Guwahati - 781007. n Hyderabad: Pavani Jewel Tower, Ground Floor, Somajiguda,                     Salem - 636001. n Surat: Ground Floor, Kotak House, KG Point, Ghod Dod Road, Surat - 395007. n Trichy
Hyderabad - 500089. n Indore: 580 , M.G.Road, Indore - 452001. n Jaipur: 57, Krishna Tower, Sardar                      B-17, Aishwaryam Building, Sasthiri Road, Thillai Nagar,Trichy - 620017. n Trivandrum S I Properties, Ground
Patel Marg, C-Scheme, Jaipur - 302001. n Jalandhar: Midas Corporate Park, G T Road, Jalandhar - 144001.                 Floor, White Haven Vellayambalam,Trivandrum - 695010. n Valsad: Shop Nos. 3-6, Sai KevalJalaram Road
n Jamshedpur: Gayatri Enclave, K. Road, S. Town, Bistupur, Jamshedpur - 831001. n Jodhpur: Bombay                       Valsad - 396001. n Varanasi: D-37/37 Spice, KCM Cineplex Complex, Godowlia Chowk, Varanasi - 221001.
Motor Building, Bombay Motor Circle, 87/B-2 Chopasani Road, Jodhpur - 342003. n Jorhat : Dr. KC                         n Vijayawada: 40-1-48/1, M.G.RoadLabbipet, Vijayawada - 520010. n Visnagar: 1st Floor, Rajkamal Complex,
Dey's Building, Gar Ali Road, Junction of Rupahi Ali and Gar Ali Road, Jorhat - 785001. n Kanpur: 17/03,                Near Railway Station, Visnagar - 384315. n Udaipur: Trimurti Heights, 8-C Bank Street , Madhuban, Udaipur
The Mall, Meghdoot Hotel Building, Kanpur - 208001. n Kolhapur: Shop No. B4-B8, Royal Prestige, Sai                     - 313004.
                                                           Religare Capital Protection Oriented Fund - Series I                                                                     APPLICATION SUPPORTED BY
                                                                                                                                                                                 BLOCKED AMOUNT (ASBA) FORM
                                                                               (A 3 year Close Ended Capital Protection Oriented Scheme)
                                                                                                                                                                                Please read instructions before filling the Form
                                                                      NFO Opens : 1st March, 2011                         Closes : 15th March, 2011

                                                                                                                                                                               Application No :
                Distributor / Broker ARN                                         Sub-Broker Code                                     SCSB Branch Stamp & Code                                      SCSB Branch Serial No.
$




      ARN-25682
      ARN -
    Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.
    1. Applicant’s Personal Details
         (in BLOCK LETTERS)
                                    SOLE/FIRST APPLICANT                                                        SECOND APPLICANT                                                           THIRD APPLICANT
        Name

        PAN
         Applicants must ensure that the sequence of the names as mentioned in the application form matches with that of beneficiary account held with the Depository Participant.

    2. Details of Bank Account for Blocking of Funds
         Bank Account Number                                                                               Bank Name

         Bank Address
         Amount to be blocked                                                                           Amount to be blocked
         (Rs. in figures)                                                                                (Rs. in words)

    3. Investment Details
                                                        Amount^ (in Rs.)                                                                                                            ISIN

                                                                                                                                                                              INF205K01CZ8
        ^Amount must be equal to the amount to be blocked as mentioned in point 2 above.

    4. Demat Account Details (Mandatory)
         Please ( 3)                         NSDL                 CDSL             DP ID #    I    N                                                   Beneficiary Account No.
         (# Not applicable if the Depository is CDSL).
         The investors shall receive payments of Dividend/Redemption proceeds in the Bank Account linked to the Demat A/c as mentioned above.

    5. Declarations & Signatures
         General Declaration:
         The Trustees, Religare Mutual Fund
         Having read and understood the contents of the Statement of Additional Information / Scheme Information Document of the Scheme , I / We hereby apply to the Trustees of Religare Mutual Fund for units of the Scheme
         as indicated above and agree to abide by the terms, conditions, rules and regulations of the Scheme. I / We have understood the details of the Scheme and I / We have not received nor have been induced by any rebate or
         gifts, directly or indirectly, in making this investment. The Distributor has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of
         various Mutual Funds from amongst which the Scheme is being recommended to me/us. I / We hereby authorise Religare Mutual Fund, its Investment Manager and its Agents to disclose details of my / our investment to my
         / our bank(s) / Religare Mutual Fund’s Bank(s) and / or Distributor / Broker/ Investment Advisor and to verify my / our bank details provided by me / us. I / We hereby declare that the particulars given above are correct. If the
         transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/We would not hold Religare Asset Management Company Ltd. (Investment Manager to Religare Mutual Fund), their appointed
         service providers or representatives responsible. I / We hereby declare that the amount being invested by me/us in the Scheme of Religare Mutual Fund is derived through legitimate sources and is not held or designed for the
         purpose of contravention of any Act, Rules, Regulations or any statute or legislation or any other applicable laws or any Notifications, Directions issued by any governmental or statutory authority from time to time.
         ASBA Authorizations:
         1) I/We hereby undertake that I/We am/are an ASBA applicant(s) as per the applicable provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. 2) In accordance with ASBA process provided
         in the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009, I/We authorize (a) the SCSB to do all acts as are necessary to make an application in the NFO of the Scheme of Religare Mutual Fund, including
         uploading of application details, blocking the amount to the extent mentioned above in the “Details of Bank Account for Blocking of Funds” or unblocking of funds in the bank account maintained with the SCSB specified in the
         form, transfer of funds to the nominated Religare Mutual Fund Bank Account on receipt of instruction from the Registrar to the New Fund Offer after finalisation of allotment entitling me/us to receive Units on such transfer
         of funds. (b) Registrar to the Religare Mutual Fund to issue instructions to the SCSB to remove the block on the funds in the bank account specified in the ASBA-cum-Application Form, upon allotment and to transfer the
         requisite money to Religare Mutual Fund’s nominated Bank account. 3) In case the amount available in the bank account specified in the ASBA-cum-Application Form is insufficient for blocking the amount equivalent to the
         application money, the SCSB shall reject the application. 4) If the DP ID, Beneficiary ID or PAN furnished by me/us in the ASBA-cum-Application Form is incorrect or incomplete, the appliacation shall be rejected and Religare
         Asset Management Company Ltd. (Investment Manager to Religare Mutual Fund), their appointed service providers and the SCSBs representatives shall not be liable for losses, if any.
         Applicable to NRIs only :
         I/We confirm that I am / we are Non-Residents of Indian Nationality /Origin and that the funds are remitted from abroad through approved banking channels or from my /our NRE / NRO / FCNR Account. I / We confirm that the
         details provided by me / us are true and correct.

          Date                DDMMYYYY                                   Place

         Signature of Applicant                                                                                                      Signature of Bank Account Holders




                                                                                   (To be signed as per mode of operation of the Bank Account mentioned in point 2 above)

    Acknowledgement Slip (To be filled by the applicant)
                                                                Religare Capital Protection Oriented Fund - Series I
                                                                                    (A 3 year Close Ended Capital Protection Oriented Scheme)
$




                                                                           NFO Opens : 1st March, 2011                         Closes : 15th March, 2011                             Application No :

    Received from                    Mr. / Ms.
    ASBA Form Dated                        DD        MM        YYYY                                                                       Amount Blocked (Rs.)
    SCSB (Bank & Branch)                                                                                                                  Bank Account No.
    Date of submission.                   DD        MM        YYYY

								
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