Religare Capital Protection Fund NFO Application Form

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NFO last date: 15 MArch 2011

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Religare Capital Protection
Oriented Fund - Series I mfAAA
Rated
(A 3 year close ended capital protection oriented scheme)
By ICRA
(so)
Oﬀer for Units of Rs. 10 each for cash during the New Fund Oﬀer Period Ltd.

New Fund Oﬀer Opens : 1st March, 2011 Closes : 15th March, 2011
KEY INFORMATION MEMORANDUM CUM APPLICATION FORM
Scheme Re-opens for continuous sale and repurchase on: Not Applicable*
Name of Asset Management Company : Religare Asset Management Company Limited Name of Mutual Fund: Religare Mutual Fund
*As the Scheme is a close ended capital protection oriented scheme, the Scheme will not provide redemption facility until the Maturity Date/ Final Redemption Date. The Units of the Scheme will be listed on the Stock Exchange(s). Investors can purchase/
sell Units on a continuous basis on the Stock Exchange(s) on which the Units are listed.
Rated mfAAA (so) by ICRA Ltd.
The rating of “mfAAA (so)” is pronounced as “mf triple A S O”. The assigned rating is valid only for Religare Capital Protection Oriented Fund - Series I. The rating indicates highest degree of certainty for payment of face value of the mutual funds units on maturity to the unit holders. The
rating should, however, not be construed as an indication of expected returns, prospective performance of the mutual fund scheme, NAV or of volatility in its returns. The conditional rating is subject to fulﬁllment of all conditions speciﬁed in the portfolio structure.
This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certiﬁcate by the AMC, Key Personnel, investors’ rights & services, risk
factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or
from the website www. religaremf.com
The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, as amended till date, and ﬁled with Securities and Exchange Board of India (SEBI). The units being oﬀered
for public subscription have not been approved or disapproved by SEBI, nor has SEBI certiﬁed the accuracy or adequacy of this KIM.
Disclaimer of National Stock Exchange of India Ltd. (NSE)
“It is to be distinctly understood that the permission given by NSE should not in any way be deemed or construed that the Scheme Information Document has been cleared or approved by NSE nor does it certify the correctness or completeness of any of the contents of the Draft Scheme
Information Document. The investors are advised to refer to the Scheme Information Document for the full text of ‘Disclaimer Clause of NSE’.”
Investment To protect capital by investing in high quality ﬁxed income credit analyst is an independent opinion based on the credit risk • Risks associated with trading of Units on Stock Exchange(s)
Objective securities and to generate capital appreciation by investing in analysis. The AMC would ensure that appropriate risk mitigating involve absence of prior active market, trading in Units
equity and equity related instruments. measures are in place throughout the tenure of portfolio i.e. on Stock Exchange(s) may be halted because of market
right from the beginning of the portfolio construction phase. It conditions or for other reasons, the Units of the Scheme
The Scheme is ‘oriented towards protection of capital’ and ‘not
involves all tenets of independent credit risk analysis, adequate may trade above or below their NAV etc.
with guaranteed returns’.
diversiﬁcation of the portfolio and maturity of securities being Risk Mitigation Strategies:
However, there is no assurance or guarantee that the in line with the maturity of the portfolio. In order to ensure
Type of Risk Measures to mitigate risk
investment objective of the Scheme will be achieved. adequate independent risk management, the AMC will ensure
independence through credit risk analysis of all the intended Volatility Bycontrollingclass/sector/issuerexposures
Asset Allocation Type of Indicative Allocation Risk Proﬁle to debt & money market instruments and
credits.
Pattern of the Instruments (% of total assets) equity and equity related instruments to
Further, the AMC will undertake the following due diligence
Scheme control overall portfolio volatility. As debt
High/ process to ensure the security is suitable for the portfolio;
Minimum Maximum Medium / Only AAA rated securities (highest investment grade rated component of the Scheme will be passively
Low securities) will form part of the portfolio. Yield on such managed, the AMC do not foresee volatility
securities (at the time of investment) will not be more risk in the portfolio.
Debt and than 100 basis points over the yield of AAA securities as
Low to Liquidity The Scheme allows redemption of units
Money Market 80 100 per CRISIL/ICRA matrix/CRISIL Aggregator.
medium only on maturity date/ﬁnal redemption
Instruments The Scheme may invest in ﬂoating rate debt instruments
date. Investment will be made only in
Equity and with ﬂoor and cap price. However, spread between ﬂoor
and cap price shall not exceed 10 basis points. debt and money market instruments
Equity Related 0 20 High maturing on or before the maturity of
Duration mismatch will not be more than 3 months.
Instruments the Scheme and having highest grade
The Scheme will invest only in such debt securities which
Note: The Scheme will invest only in such debt securities which mature on or before the maturity of the Scheme. investment rating. Further, the Scheme
mature on or before the maturity of the Scheme. Further debt The fund management team will ensure appropriate level will not invest in debt instruments (other
component of the portfolio will have highest investment grade of diversiﬁcation in order to construct a portfolio high on than money market instruments) where
rating. current yield with low risk. the maturity of the debt instrument is
The Scheme will not invest in securitized debt. In respect of investment in securities issued by Banks/ more than 3 months prior to the maturity
The Scheme may use derivatives only for purposes of hedging NBFCs, the issuer shall have the minimum capital adequacy of the Scheme. The AMC will endevour
and portfolio rebalancing. The maximum gross derivative ratio prescribed by the Reserve Bank of India. to liquidate equity portfolio 3-5 trading
position will be restricted to 50% of the net assets of the The Scheme shall not invest in debt securities issued by
Scheme. The cumulative gross exposure through debt, equity session prior to maturity date.
corporate operating in real estate, textile and gems and
and derivative positions shall not exceed 100% of the net assets jewellery. Concentration By investing in various debt instruments
of the scheme, subject to provisions of SEBI circular dated The steps taken to avoid conﬂict of interest in the case such as corporate and PSU bonds, CBLO/
August 18, 2010 w.r.t. investment in derivatives. of rating agency: Repo and money market instruments of
In addition to the instruments stated in the table above, In order to exhibit low co-relation between ICRA and various issuers, which will be from diﬀerent
the Scheme may enter into repos/reverse repos as may be individual securities ratings the Scheme will invest not industries/sectors. Also the Scheme will
permitted by RBI. From time to time, the Scheme may hold cash. more than 20% of its net assets in instruments (at the time have a small exposure to equity and equity
A part of the net assets may be invested in the Collateralised of investment) where ICRA is the credit rating agency. related instruments of companies across
Borrowing & Lending Obligations (CBLO) or repo or in an In computing the ceiling of 20%, the securities issued sectors / market capitalization.
alternative investment as may be provided by RBI. by Public Sector undertakings, nationalized banks and
The Scheme may engage in short selling of securities in government companies will be excluded. Options None.
accordance with the framework relating to short selling and As an internal policy, fund managers can buy any instrument
securities lending and borrowing speciﬁed by SEBI. Applicable Subscriptions / purchases / switch - ins:
only after approval of the credit and within the limits
The Scheme shall not deploy more than 20% of its net assets in NAV (after the The Units of the Scheme will not be available for subscriptions
set by the team of Credit Analysts. Clear segregation of
securities lending. Scheme opens for / switch-in after the closure of NFO Period. Therefore, the
independent credit analysis by Credit Analyst and subsequent
Further, the fund manager may alter allocation during repurchase and sale) provisions of cut-oﬀ time for subscription including switch-ins
investment by fund manager resolves conﬂict of interest.
subsequent deployment of funds provided deployment is will not be applicable to the Scheme.
Investment in instruments rated by ICRA (either single
generated out of appreciation in value of existing investments. Redemption / repurchases / switch - outs:
rated or dual rated) will be made only after approval of
Units of the Scheme cannot be redeemed/ switched-outs by the
Investment Religare Capital Protection Oriented Fund is a close ended Investment Committee.
investors directly with the Fund until the Maturity Date/ Final
Strategy of the fund that is oriented towards protection of capital (which Risk Proﬁle of the Mutual Fund Units involve investment risks, including the Redemption Date. Therefore, the provisions of cut oﬀ timing
Scheme originates from its portfolio structure) and generate capital Scheme possible loss of principal. Please read the SID carefully for details for redemptions including switch-outs will not be applicable to
appreciation by investing in a portfolio of high quality ﬁxed on risk factors before investment. Scheme speciﬁc Risk Factors the Scheme.
income securities and Equity & Equity Related Instruments. The are summarized below: Units of the Scheme will be automatically redeemed on the
Scheme will invest predominantly in ﬁxed income securities • The Scheme oﬀered is ‘oriented towards protection Maturity Date/ Final Redemption date, except requests for
of highest investment grade rating (range being 80% - 100%) of capital’ and ‘not with guaranteed returns’. switch-out received by the Fund on the Maturity Date/Final
that are maturing in line with the duration of the Scheme and Further, the orientation towards protection of capital Redemption Date.
which would have the potential to grow over the tenure of the originates from the portfolio structure of the Scheme and Switch-out request will be accepted upto close of business
fund with an intention to protect capital at the time of maturity. not from any bank guarantee, insurance cover etc. hours on the Maturity Date/Final Redemption Date.
For the ﬁxed income portion, the Scheme will follow a passive • Equity and equity related instruments by nature are Please read SID for settlement of purchase / sale of Units of
investment strategy except in cases where the Scheme is selling volatile and prone to price ﬂuctuations on a daily basis Scheme on NSE and rolling settlement.
to liquidate instruments whose credit quality has gone below due to macro and micro economic factors. The value
LAAA equivalent to maintain the rating of the portfolio. The Minimum Purchase* Additional Repurchase
of equity and equity related instruments may ﬂuctuate Application Purchase
balance amount will be invested in equities to beneﬁt from the due to factors aﬀecting the securities markets such
growth potential of the stock market in the long run. Investment Amount/ Number Rs. 5,000/- N.A. Not Applicable
as volume and volatility in the capital markets, interest of Units (During the
in stocks will be made by using a combination of top down and rates, currency exchange rates, changes in law/policies and in As the Units are listed on the
bottom up investment approach. The fund manager would NFO Period)
of the Government, taxation laws, political, economic multiples Stock Exchange, the Scheme will
endeavour that the capital remains protected on maturity and or other developments, which may have an adverse of Rs.10/- not provide redemption facility
also ensure that the scheme rating is not adversely aﬀected. impact on individual securities, a speciﬁc sector or all thereafter. until the Maturity Date / Final
The Scheme shall ensure capital protection by adopting a static sectors. Consequently, the NAV of the Units issued Redemption Date.
hedge approach. Capital protection will be provided solely under the Scheme may be adversely aﬀected. Equity and
through the ﬁxed income part of the portfolio and the same equity related instruments listed on the stock exchange * including switch-ins from existing Scheme(s) of Religare
shall be invested in securities that mature to the capital value at carry lower liquidity risk, but they run a settlement risk Mutual Fund (subject to completion of Lock-in Period, if any).
the end of the scheme. and also the risk of inability to sell securities held in the After the Units of the Scheme are listed on the Stock
Due diligence by Religare AMC to ensure that Scheme’s portfolio. Further, Equity and equity related Exchange(s), investors can purchase / sell Units on a continuous
the portfolio is suitable for orientation of capital instruments not listed on the stock exchanges may be basis on the Stock Exchange(s) on which the Units are listed.
protection: illiquid in nature and carry a higher amount of liquidity risk. The price of Units on the Stock Exchange(s) will depend on
Investment team has a dedicated two member team of credit demand and supply at that point of time and underlying NAV.
analysts for conducting the due-diligence and thorough • Risks associated with investing in ﬁxed income and money There is no minimum investment, although Units are normally
analysis of each company. The due diligence process includes market instruments involve interest - rate risk, credit risk, traded in round lots of 1 Unit.
studying economic risk, industry risk, business risk, ﬁnancial risk liquidity or marketability risk, re-investment risk etc.
• Derivative products are specialized instruments that Despatch of Within 10 working days from Maturity Date / Final Redemption
and management risk. The credit analyst prepares a detailed
require investment techniques and risk analysis diﬀerent Repurchase Date.
report based on the credit approval model. The model takes
from those associated with stocks and bonds. Risks (Redemption)
into account both qualitative and quantitative parameters. The
include risk of mispricing or improper valuation and Request
research report is prepared after carefully studying the sector
in which the company operates, track record of company the inability of the derivative to correlate perfectly with Benchmark Index CRISIL MIP Blended Fund Index.
and sponsor/parent of company in terms of their ﬁnancials underlying assets, rates and indices, illiquidity risk whereby Dividend Policy None.
and any defaults to their creditors, meeting the management the Scheme may not be able to sell or purchase derivative Name of the Fund For Debt: Mr. Sujoy Kumar Das
and taking the views of the rating agency. The report from the quickly enough at a fair price. Manager For Equity: Mr. Vetri Subramaniam
Name of the Religare Trustee Company Limited the entire income of the Mutual Fund will be exempt from from the date of closure of the NFO. The account statement
Trustee Company income tax in accordance with the provisions of Section 10 reﬂecting redemption / switch-out of Units shall be despatched
Performance of the This Scheme is a new scheme and does not have any (23D) of the Income-tax Act, 1961.
scheme performance track record. 2. On income distribution, if any, made by the Mutual Fund, to the Unit holder within 5 business days from the Maturity Date/
Expenses of the (i) Load Structure additional income tax is payable under Section 115R of the Final Redemption Date. However, under normal circumstances,
Scheme Entry Load: Nil Income tax Act, 1961 in the case of its Scheme (other than the Mutual Fund shall endeavour to despatch the Account
In terms of SEBI Circular No. SEBI/IMD/CIR No. 4/168230/09 equity oriented funds i.e. such funds where the investible
dated June 30, 2009, no entry load will be charged on purchase funds are invested by way of equity shares in domestic Statement within 3 - 4 Business Days from the date of Maturity
/ switch-in. companies to the extent of 65% of the total proceeds of Date/ Final Redemption date.
The upfront commission, if any, on investment made by the such funds). The Scheme is a close ended debt scheme. In case, units are held in demat mode, Unit holders will receive
investor shall be paid by the investor directly to the Distributor, Accordingly as per the current tax laws, the additional
based on his assessment of various factors including the service income tax on the income distribution by this Scheme demat statement from Depository Participant reﬂecting his/
rendered by the Distributor. is payable @ 13.8406% in case of Individuals & HUF and her holding in the Scheme.
Exit Load: Not Applicable 22.145% in case of Others (including surcharge @ 7.5% and Annual Financial Results: The annual report or an abridged
Being a close ended scheme, Units under the Scheme cannot be education cess @ 2% and secondary and higher education
cess @ 1%). Since the Scheme is not an equity scheme, no summary thereof will be mailed (e-mailed if opted / requested)
redeemed directly with the Fund until the Maturity Date/ Final
Redemption Date. The Units of Scheme will be listed on the securities transaction tax is payable by the Scheme. to all Unit holders not later than four months from the date of
Stock Exchange(s). For further details on taxation, please refer section ‘Taxation closure of the relevant accounting year (i.e. 31st March each
(ii) Recurring expenses (maximum as a % of average on investing in Mutual Funds’ in the Statement of Additional
Information. year) and full annual report shall be available for inspection at
daily net assets)
the Head Oﬃce of the Mutual Fund and a copy shall be made
First Rs. 100 Next Rs. Next Rs. Over Rs.700 Daily Net Asset The NAV will be declared on all the Business Days and will be
Crores 300 Crores 300 Crores Crores Value (NAV) published in 2 newspapers. NAV can also be viewed on www. available to the Unit holders on request on payment of nominal
2.25% 2.00% 1.75% 1.50% Publication religaremf.com and www.amﬁindia.com. Investors can also call fees, if any. The annual report of the Scheme can also be viewed
at 1800 209 0007.
Waiver of Load for Not Applicable on www.religaremf.com and www.amﬁindia.com.
For Investor Name and Address of Religare Asset Management
Direct Applications Half Yearly Disclosures: The Mutual Fund and AMC shall
Grievances please Registrar Company Ltd. (Investment
Tax treatment for Resident Investor Mutual Fund before the expiry of one month from the close of each half
the Investors (Unit contact Karvy Computershare Manager for Religare Mutual
Tax on Nil Individual & HUF Pvt. Ltd. Fund) year i.e. 31st March and on 30th September, publish a complete
holders) Dividend 13.8406% and Others Unit: Religare Mutual Fund, 3rd Floor, GYS Inﬁnity, statement of the Scheme portfolio and unaudited ﬁnancial
22.145% (Refer Notes Karvy Plaza, H No. 8-5-296, Paranjpe ‘B’ Scheme,
below) results in one national English daily newspaper and in a regional
Street no.1, Banjara Hills, Subhash Road, Vile Parle (East),
Capital Gain: 10% without the beneﬁt Nil Hyderabad - 500 034. Mumbai - 400 057. newspaper published in the language of the region where the
Long Term of indexation and 20% Tel No.: +91 040 2331 2454 Tel. No.: +91-22-67310000 Head Oﬃce of the Mutual Fund is situated. The Mutual Fund
with indexation Email: religare.care@ Fax No.: +91-22-28371565 may opt to send the portfolio to all Unit holders in lieu of the
Capital Gain: Income tax rate as Nil karvy.com E-mail : services@religaremf.com advertisement (if applicable). The portfolio statement and
Short Term applicable to the Unit Web site: www.religaremf.com
holders as per their the unaudited ﬁnancial results will also be displayed on www.
income tax slab Unit holders’ Accounts Statement: The account statement/ allotment religaremf.com and www.amﬁindia.com.
Notes: Information advice reﬂecting new subscription will be sent by post / courier/ Date: February 8, 2011
1. Religare Mutual Fund is a Mutual Fund registered with electronic mail to the Unit holder within 5 business days
Securities and Exchange Board of India (SEBI) and hence

INSTRUCTIONS TO FILL THE FORM
1. GENERAL INSTRUCTIONS be deemed ﬁnal. • In addition to the above, investors are also requested to enclose a direct credit for redemption/dividend proceeds into the investor’s bank account and
(a) Please read the Statement of Additional Information, Key Information cancelled cheque leaf (or copy thereof) where investment instrument is not from the such instruction will be adequate discharge of the Fund towards the said payment.
Memorandum and the Scheme Information Document (SID) containing the same bank account as is mentioned in the Application Form. • The Bank Account details In case the credit is not eﬀected by the Unitholder’s banker for any reason, the Fund
terms of oﬀer carefully before investing. In the SID, your attention is particularly of the investors making application through ASBA facility shall be same as available in reserves the right to make the payment by a cheque/ Demand Draft. If the direct
drawn to the risk factors of investing in the scheme and also the sections “Who the records of their Depository Account linked to investors Demat Account. / electronic credit is delayed or not aﬀected or credited to a wrong account, on
cannot invest” and “Important note on anti-money laundering, KYC & investor 6. INVESTMENT DETAILS account of incomplete / incorrect information, the Fund will not be held responsible. If
protection”. (a) Investors applying through ASBA should ensure that the amount of application however, you wish to receive a cheque payout, please tick in the space provided in the
(b) All applicants are deemed to have accepted the terms subject to which the oﬀer is matches with the amount to be blocked in the Bank Account. application.
being made and bind themselves to the terms upon signing the Application Form (b ) For minimum application amount please refer to the Scheme Features. 10. NOMINATION DETAILS
and tendering the payment. 7. MODE OF PAYMENT Applicants applying for units singly / jointly can make a nomination at the time of initial
(c) Application Form should be ﬁlled legibly in ENGLISH in BLOCK letters using Black Payment can be made in any of the following modes : investment or during subsequent investments / during the tenure of the investment.
or Dark Blue ink. Incomplete application forms are liable to be rejected. Please (a) Payment should be made by way of a single cheque / demand draft* (multiple If you wish to register a single nominee for your investments please ﬁll in the nomination
refer to the checklist to ensure that the requisite details and documents have cheques will not be accepted) and must be payable locally at the Oﬃcial Point(s) details in the Application Form. In case you wish to register multiple nominees, please
been provided in order to avoid unnecessary delays and / or rejection of your of Acceptance where the application is lodged. The cheque / demand draft should download nomination form available on our website or at any Religare Investor Service
application. be drawn favouring the Scheme e.g. Religare Capital Protection Oriented Centers.
(d) Please strike out any section that is not applicable. Cancellation/ white-ink on any Fund -Series I, and crossed “Account Payee Only”. Please mention the folio no. (a) The nomination can be made only by individuals applying for/ holding units on
of the mandatory information should be countersigned. / application no. and applicant name on the reverse of the Cheque/Draft tendered their own singly or jointly. Non-individuals including society, trust, body corporate,
(e) Applicant can make application by ﬁlling in “Application Form” and submitting the with the application. partnership ﬁrm, Karta of Hindu Undivided Family (HUF), holder of Power of
Application Form at any of the Collection Centres / Oﬃcial Points of Acceptance In order to avoid fraud and prevent misuse of payment instruments, investors Attorney cannot nominate. If the units are held jointly, all joint holders will have to
(as per list provided in this document) OR Applicant can make application by ﬁlling are advised to draw payment instrument (i.e. cheque, demand draft, pay order sign the nomination form.
in “Application Supported by Blocked Amount Form” (‘ASBA Application Form’) etc.) favouring either “Religare Capital Protection Oriented Fund -Series I A/c (b) A minor can be nominated and in that event, the name & address of the guardian
and submitting the same at the designated SCSB Branches. First Investor name” or “Religare Capital Protection Oriented Fund - Series of the minor nominee shall be provided by Unitholder.
2. APPLICATION THROUGH ASBA FACILITY I - Permanent Account Number of the First investor” or “Religare Capital (c) Nomination can also be made in favor of the Central Government, State
• Pursuant to SEBI circular vide ref no. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, Protection Oriented Fund -Series I-Folio number” Government, a local authority, any person designated by virtue of his oﬃce or a
2010, an investor in addition to existing method of application for units of the Scheme *Units will be allotted for amount net of DD charges, at Rs. 10/- per unit. The Fund / religious or charitable trust.
can subscribe to the units of the scheme during New Fund Oﬀer (NFO) through ASBA AMC will not entertain any request for refund of DD charges. (d) The nominee shall not be a trust (other than a religious or charitable trust),
facility. • ASBA is an application containing an authorization given by the investor to Payment can also be made by Electronic Funds Transfer (EFT) by way of direct society, body corporate, partnership ﬁrm, Karta of HUF, or a power of Attorney
block the application money in his speciﬁed bank account towards the subscription of credit / RTGS / NEFT to Scheme Collection Account by clearly mentioning the holder. A non-resident Indian can be a nominee subject to the exchange controls
units oﬀered during NFO of scheme(s) of Religare Mutual Fund.• For an investor who name of the investor and application number. in force from time to time.
applies through ASBA facility, the application money towards the subscription of units (b) Outstation Cheques or Outstation Drafts/Cash/Money Order/Postal Order/ Post (e) A maximum of three nominees can be registered for a Folio and at a Folio level only.
will be debited from his speciﬁed bank account only if his/her application is selected for dated Cheques will not be accepted. (f) In case of Multiple nominees, it is mandatory to indicate clearly the percentage
allotment of units. • Investor can submit the ASBA Application Form with Self Certiﬁed (c) The Fund is not obliged to represent dishonoured cheque or inform the investor / of allocation / share in favor of each of the nominees against their name and such
Syndicate Bank (SCSB). SCSB are banks which oﬀers the facility of applying through investor’s agent about it. allocation / share should be in whole numbers without any decimals making a total
ASBA process. The list of SCSBs with details of controlling branches is available on of 100 percent.
http://www.sebi.gov.in , http://www.nseindia.com and http://www.bseindia.com. • The (d) NRI / FII / PIO Investors :
Applicant intending to invest in the scheme through ASBA Application Form must have Repatriation Basis (g) In the event of the Unitholders not indicating the percentage of allocation / share
beneﬁciary account with the Depository Participant of NSDL/ CDSL and will be required Payments by NRIs / Persons of Indian Origin (PIO) residing abroad / FII may be made for each of the nominees, then by invoking default option RAMC shall settle the
to mention the same in application form. Only those applications where the details are either by way of Indian Rupee drafts or cheques by means of (i) inward remittance claim equally amongst all the nominees.
matching with the Depository records will be treated as valid applications and allotted through normal banking channels; or (ii) out of funds held in NRE / FCNR account (h) Nomination in respect of the units stands rescinded upon the redemption /
units accordingly. If the details mentioned in ASBA Application Form are incorrect / payable at par and payable at the cities where the Oﬃcial Points of Acceptance are transfer / transmission of units.
incomplete or are not matching with the Depository records the application will be located. (i) Transmission of units will be done as per the Nomination/s registered subject to
rejected. In case of Indian Rupee drafts purchased abroad or subscription through NRE/ veriﬁcation of Identity of Nominee/s, PAN, Bank Mandate etc.
(a) Self Certiﬁed Syndicate Bank (SCSB): SCSB is a bank which oﬀers the facility of applying FCNR Account, an account debit certiﬁcate from the bank issuing the draft (j) Transfer of units in favor of the Nominee / Nominees shall be a valid discharge by
through the ASBA process. The current list of SCSB’s as available on SEBI website is as follows: conﬁrming the debit / Foreign Inward Remittance Certiﬁcate (FIRC) should also the Asset Management Company against the legal heir.
• Axis Bank Ltd • State Bank of Hyderabad • Corporation Bank • State Bank of Travancore be enclosed. (k) The cancellation of nomination/s can be made only by those individuals who hold
• IDBI Bank Ltd • State Bank of Bikaner and Jaipur • Yes Bank Ltd • Punjab National Bank In case the debit certiﬁcate / FIRC is not provided, the AMC reserves the right to units on their own behalf singly or jointly and who made the original nomination/s.
• Syndicate Bank • Deutsche Bank • Union Bank of India • HDFC Bank Ltd • Bank of reject the application of the NRI investors. On cancellation of the nomination/s, the nomination/s shall stand rescinded and the
Baroda • ICICI Bank Ltd. • Vijaya Bank • Bank of Maharashtra • State Bank of India • Andhra Non Repatriation Basis AMC / Fund / Trustees shall not be under any obligation to transmit the units in favor
Bank • HSBC Ltd. • Kotak Mahindra Bank Ltd. • Bank of India • Citi Bank • IndusInd Bank NRIs or people of Indian origin residing abroad investing on a non-repatriable basis of the Nominee/s.
• Allahabad Bank • Karur Vysya Bank Ltd • The Federal Bank • Indian Bank • Central Bank may do so by issuing cheques / demand drafts drawn on Non-Resident Ordinary These instructions are subject to SEBI Regulations / applicable laws.
of India • Oriental Bank of Commerce • Standard Chartered Bank • J P Morgan Chase Bank, (NRO) account payable at the cities wher e the Oﬃcial Points of Acceptance are In case of units held in demat mode, the nomination details provided to the
N.A • Nutan Nagrik Sahakari Bank Ltd. • UCO Bank • Canara Bank. • United Bank of India. located. Depository Participant shall be applicable.
For the complete list of SCSBs with details of controlling/designated branches please (e) Restrictions on acceptance of Third Party Payment for subscription to units of 11. DEMATERIALIZATION
refer to websites : http://www.sebi.gov.in , http://www.nseindia.com and http://www. scheme. The unit holders would have an option to hold the units in dematerialized form. The
bseindia.com. Application with Third Party Payments for subscriptions to Scheme will not be applicant intending to hold units in dematerialized form will be required to have a
(b) Investors Demat Account details: accepted expect in following cases: beneﬁciary account with a Depository Participant (DP) of the NSDL/CDSL and will be
• It is mandatory to provide Demat Account details in ASBA Applicantion Form as the a) Payment by Parents/Grand-Parents/Related Persons on behalf of a minor in required to mention in the application form, DP ID and Beneﬁciary Account No. with the
units will be credited in the Demat Account speciﬁed in ASBA Application Form. consideration of natural love and aﬀection or as gift for a value not exceeding DP at the time of subscribing units during the NFO of the respective Plan(s). Applicants
• Applicant should ensure that the Demat Accounts speciﬁed in the ASBA ` 50,000/- (each regular purchase or per SIP installment); must ensure that the sequence of the names as mentioned in the application form
Application Form are active i.e. not frozen or suspended. b) Payment by employer on behalf of employee(s) through payroll matches with that of the benﬁciary account held with the Depository Participant. Names,
• Applicant to note that in case the DP-ID, beneﬁciary account no. or PAN provided deductions; Address, PAN details, KYC Details etc. mentioned in the application form will be veriﬁed
in the ASBA Application Form are incorrect or do not match with the records of against the Depository data. If the details mentioned in the application (other than
c) Custodian on behalf of a Foreign Institutional Investor (FII) or a client. ASBA Applications) are incomplete / incorrect or not matching with the depository
Depositories (NSDL or CDSL), the applications will be rejected. * ‘Related Person’ means any person investing on behalf of a minor in records, the application shall be treated as application for non-demat mode and
(c) Bank Account details: consideration of natural love and aﬀection or as a gift. accordingly units will be alloted in non-demat mode. The units of the Scheme will be
• Applicants should provide Bank Account details from which the application ‘Third-Party Payment’ means a payment made through instruments issued from traded and settled on the exchange compulsorily in dematerialized (electronic) form.
amount is to be blocked alongwith Bank & Branch name and application amount. a bank account other than that of bank account of ﬁrst named applicant/investor Unit holders who have opted to hold units in dematerialized form will receive payment of
• Applicant should maintain suﬃcient balance is the Bank Account in which or a joint bank account where the ﬁrst named unit holder/investor is not a one of redemption / dividend proceeds into bank (i.e. beneﬁciary) account linked to their Demat
application amount is to be blocked. In case of insuﬃcient funds in the speciﬁed the joint holders of bank account from which payment is made. account.
Bank Account the application is liable to be rejected. In each of the exceptions mentioned above, investors is required to attach 12. PREVENTION OF MONEY LAUNDERING AND KNOW YOUR CUSTOMER (KYC)
• Applicant can make application for maximum upto 5 ASBA Applications from a following mandatory documents without which application for subscription to To ensure appropriate identiﬁcation of the investor and with a view to monitor
single Bank Account with a Bank. units will be rejected: transactions for the prevention of money laundering as prescribed by the Prevention
3. APPLICANT INFORMATION a) KYC of all the investors (guardian in case of minor) and KYC of person making the of Money Laundering Act, 2002, the AMC reserves the right to:
(a) Name should be given in full without any abbreviations. Preferably write exactly as payment i.e. parent, related person, employee, custodians. (a) Scrutinize and verify the identity of the investor, Unitholder, person making the
it appears in your bank account or as it appears in the incorporation document as b) Third Party Declaration from the investors and the person making the payment payment on behalf of the investor and the source of the funds invested / to be
the case may be. In case, units are applied for in electronic mode (Demat mode), (Third Party). invested in Religare Mutual Fund;
please write the name exactly and in the same order as it appears in Depository It is mandatory for investor to mention details of bank account from where (b) Reject any application;
records. payment for subscription is made in point 3 of application form. Further the (c) Prevent further transactions by a Unitholder;
(b) Name of the Guardian must be mentioned if the investments are being made on name of ﬁrst unit holder/ applicant should be pre-printed as one of the holder on (d) To mandatorily redeem the units held by the Unitholder at the applicable NAV
behalf of the minor. Date of birth is mandatory in case of a minor. payment cheque. In case, name of ﬁrst unit holder/ applicant is not pre-printed on prevalent at the time of such redemption and;
(c) Name of the Contact Person, email and telephone no. should be mentioned in cheque, the investor should submit copy of bank statement or pass book showing (e) Report cases to the Speciﬁed Director appointed by the Central Government,
case of investments by Company, Body Corporate, Trust, Society, FII and other account number, account holders’ name and address or a original letter from pertaining to a single transaction exceeding Rs.10 lacs or series of transactions
non-individual applicants. the bank certifying that the investor maintains a bank account with the bank and integrally connected or remotely connected or related to each other which are
(d) Your complete postal address should be stated. P.O. Box address alone is not mentioning the details like bank account number, branch address, account type valued below the prescribed value of Rs. 10 lacs within a month.
suﬃcient. NRIs / FIIs should necessarily state their overseas address failing which and IFSC code, if any, of the branch. Originals of the bank statement / pass book
application will be rejected. In addition, Indian address (if available) may be stated should be produced for veriﬁcation and the same will be returned across the 13. KNOW YOUR CUSTOMER (KYC) REQUIREMENTS
for correspondence. It should be noted that NRI residents in any Financial Action counter after veriﬁcation. • KYC is mandatory for applicants for subscription in the schemes of Religare Mutual
Task Force non-compliant countries or territories cannot invest in the scheme. In case payment is made through pay order, demand draft, banker’s cheque etc., Fund • The applicants for the purpose of KYC Compliance shall include (a) their
(e) In case of NRI / FII investors, the Account Statements / Allotment Advice / an investor should submit a certiﬁcate (in original) from issuing bank as a proof constituted Power of Attorney (PoA) holder in case of investments through a PoA; (b)
Redemption cheques / other correspondence will be sent to the mailing address of debit of investor’s bank account with details of account holders’ name, bank each of the applicants in case of investments in joint names; and (c) guardian in case
mentioned. account number which has been debited for issue of payment instrument and of investments on behalf of minor. • The applicants residing in the Sikkim shall not be
(f) Please ﬁll in your date of birth as this may be required for validating your identity PAN as per bank records, if available or a copy of the acknowledgement from the required to submit KYC Acknowledgement alongwith application. Such applicants
for certain transactions / communications. bank, wherein the instructions to debit carry the bank account details and name should submit proof of address of the Sikkim state to the AMC and such address
of the investor as an account holder are available or a copy of the passbook/bank should be mentioned in the application form as address of the applicant. The address
(g) If you have an email ID, please provide the same, this will help us send investment / statement evidencing the debit for issuance of a DD. proof submitted to AMC should be self attested by the investor or attested by the ARN
product related communication and resolve any queries more promptly. holder mentioning the ARN number or attested by any competent authority. • CDSL
(h) In case of applications for units in non-demat mode, made in joint names without In case of RTGS, NEFT, ECS, bank transfer etc., the investor should submit an Ventures Limited (‘CVL’) has been appointed by the mutual fund industry to complete
indicating the mode of holding, mode of holding will be deemed as ‘Any One or acknowledged copy of the instruction to bank stating the account number to be KYC formalities on their behalf and hence investors need to submit their details only
Survivor’ and processed accordingly. All communication and payments shall be debited. once for completion of KYC formalities across these mutual funds. KYC requirements
made in the name of and favouring the ﬁrst / sole applicant. Demand draft, pay order, banker’s cheque purchased against cash of ` 50,000/- can be completed by ﬁlling up the prescribed form and submitting the same along with
(i) In case an investor(s) applies through ASBA facility the details of mailing address, or more will not be accepted. Such purchase application (for amount less than ` the other requisite documents / proofs to CVL through a designated Point of Service
overseas address, email ID, contact details, status, occupation and mode of 50,000) should be accompanied with a banker’s certiﬁcate stating the investor’s (PoS). For detailed process and list of PoS, please visit our website www.religaremf.
holding, etc will be obtained by the Registrar from the Depository for the speciﬁed Name, bank account number and PAN as per bank record, if available, is a must. com. Any subsequent change in address, Pin Code, Country, Nationality, Occupation,
demat account. The details provided by Depository for such application shall be The bank account number mentioned in the certiﬁcate/ instructions must be Income Details, Date of Birth, Proof of Identity must be communicated to CVL through
ﬁnal. the bank account which is registered with the Fund or the ﬁrst named applicant a PoS. KYC Compliant investors need to ensure that any change of address details is
4. PAN (Permanent Account Number) /investor should be one of the holders of the said bank account. registered with CVL before redeeming units. Registrar will not act upon address change
It is mandatory for all existing and prospective investors irrespective of the amount of Please refer to Statement of Additional Information for a facility of multiple Bank requests directly received from KYC Compliant investors. The existing investor data for
purchase* (including joint holders, guardians of minors and NRIs) to enclose a copy Accounts registration in a folio. investor address (both Indian and foreign), pin code, country, nationality, occupation,
of PAN card duly self certiﬁed along with the original PAN Card. The original PAN Card Certiﬁcate from Bank should be signed by the authorised person of the issuing income details, date of birth, document provided as proof of identity will be overwritten
will be returned immediately across the counter after veriﬁcation. In case minor does bank mentioning his /her name, employee code, contact details and bank seal. by the Registrar with data obtained from CVL. A folio in which any one or more of the
not possess his / her own PAN, the PAN of his / her father or mother or the guardian, 8. E-MAIL COMMUNICATION holders are found to be non KYC compliant, in such folios further subscriptions /
as the case may be, should be quoted. In the absence of this, your application will be • Account Statement/Allotment Advice, Annual Report, other information etc. can be systematic purchases will not be permitted except for micro SIP (s). • All Investors must
rejected. However, applicants resident in the state of Sikkim, Central Government, State sent to unitholders by e-mail. If you have an e-mail address you can choose to receive attach their KYC Acknowledgement along with the Investment Application Form(s) /
Government, oﬃcials appointed by the courts e.g. oﬃcial liquidator, court receiver etc. e-mail communication from us in lieu of printed documents. • Please furnish your e-mail Transaction Slip(s) while investing in the schemes of Religare Mutual Fund, irrespective
(under the category of Government) are exempted from the mandatory requirement ID and indicate the nature of communication you wish to receive over email. • When of amount of purchase. Application Forms / Transaction Slips not accompanied by KYC
of PAN for transacting in securities market. This would be subject to collecting an investor has communicated his / her e-mail address and has provided consent for Acknowledgement are liable to be rejected. KYC Compliance status will be updated for
necessary documentary evidence by the AMC / Fund to verify the veracity of the claim. sending communication only through email, the Fund / Registrars are not responsible all folios in which investor is a holder in any capacity. • KYC status will be validated with
*(includes fresh / additional purchase, switch, systematic transfer and dividend for email not reaching the investor and for all consequences thereof. The investor shall the records of CVL before alloting units. Applications without valid KYC compliance
reinvestment) from time to time intimate the Fund / its transfer agents about any changes in the email will be rejected. • Where investor intends to hold units in dematerialised mode, KYC
5. BANK ACCOUNT DETAILS address. In case of a large document, a suitable link would be provided and investor can performed by Depository Participant will be considered compliance with applicable
download, save and print these documents. However, investor always has a right to requirements speciﬁed in this regard in terms of SEBI circular ISD/AML/CIR-1/2008
• As per SEBI Guidelines, it is mandatory for the Sole / First Applicant to provide the bank demand for a physical copy of any or all of the service deliverables and the fund would dated December 19, 2008
account details in the application form. • Applications received without the bank details arrange to send the same to the investor. 14. DECLARATION AND SIGNATURE
will be deemed to be incomplete and liable for rejection. The Mutual Fund reserves the (a) All the applicants must sign the application form. Signatures should be in English
right to hold the redemption proceeds in case the requisite details are not submitted. 9. DIRECT CREDIT OF REDEMPTION/DIVIDEND PROCEEDS
• To enable veriﬁcation of the bank mandate details and ensure expeditious clearing, The Units cannot be redeemed including switch-outs by the investors directly with or in any Indian language. Thumb impression should be from the left hand for
the 9-digit MICR (Magnetic Ink Character Recognition) number appearing to the right the Fund until the Maturity Date / Final Redemption Date. Units will be automatically males and the right hand for females and in all cases be attested by a Magistrate,
of the cheque number on the bottom white strip of the cheque leaf should be provided. redeemed on the Maturity Date / Final Redemption Date, except requests for switch- Notary Public or Special Executive Magistrate. In case of HUF, the Karta will sign on
The AMC may ask for a copy of a cancelled cheque to verify these details. • IFSC is a 11 out received by the Fund. behalf of the HUF.
digit alpha numeric character set given by some of the banks on the cheques. IFSC will Switch-out request will be accepted upto close of business hours on the Maturity Date (b) The original Power of Attorney or a duly notarized copy of the Power of Attorney
help to secure transfer of redemption and dividend payouts via the various electronic / Final Redemption Date. shall be required to be submitted where applications are made under a Power of
mode of transfers that are available with the banks. • Investors opting to hold units in Unit holder giving a request, on Maturity Date / Final Redemption Date, for switch-outs Attorney.
Demat mode should furnish Bank Account details linked with their Demat Account. In of units from this Scheme to any other scheme(s) of Religare Mutual Fund, will be 15. All applications are subject to detailed scrutiny and veriﬁcation. Applications which are
case the bank details provided in the application form don’t match with the bank details required to comply with applicable PAN and KYC guidelines. not complete in all respects are liable for rejection, either at the collection point itself or
in the Depository records, bank details as available in the Depository records shall If the investor has provided suﬃcient details for electronic credit, the Fund will give subsequently after detailed scrutiny / veriﬁcation at the back oﬃce of the Registrars.
Religare Capital Protection Oriented Fund - Series I
(A 3 year Close Ended Capital Protection Oriented Scheme) APPLICATION FORM
NFO Opens : 1st March, 2011 Closes : 15th March, 2011 Please read instructions before ﬁlling the Form

Key Partner / Agent Information Application No :
Distributor / Broker ARN Sub-Broker Code For Oﬃce Use Only
ARN-25682
ARN -
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.
Existing Unitholder Details : Pl. ﬁll in Folio Number below. Pl. furnish PAN and KYC details in section 1 and then proceed to section 2.
Name of Sole /
Folio Number First Unitholder
1. Applicant’s Personal Details
FIRST / SOLE APPLICANT Date of Birth DD MM YYYY

Name Mr. / Ms. / M/s.

PAN** Enclosed copy of (please 3) PAN Card KYC Compliance Proof*

GUARDIAN (if Sole / First applicant is a Minor) CONTACT PERSON (in case of Non-individual Investors only)
Name Mr. / Ms. / M/s.

PAN** Enclosed copy of (please 3) PAN Card KYC Compliance Proof*
Nationality Date of Birth
Country of Residence DD MM YYYY

Mailing Address [Please provide full address. P.O. Box Address is not suﬃcient. Indian Address in case of NRIs / FIIs] Overseas Address (Mandatory in case of NRI / FII)

City PIN City PIN
State State Country
Contact Details
Phone Oﬃce Residence Fax

Mobile I/We wish to receive updates via SMS on my mobile (Please 3)
I/we wish to receive Account Statements/Allotment Advice, Annual Reports and other statutory as
E-mail well as other information documents by email in lieu of physical documents Yes No
(Where the investor has not speciﬁed any choice or has applied for both the choices, the application will be processed
as if the investor has opted for default choice i.e. Yes )
Status (please 3) Individual Partnership Company Society / Club HUF NRI / FII
Trust Minor Body Corporate Others (Please specify)
Occupation Private Sector Service Public Sector / Government Service Business Professional Agriculturist Retired
(please 3)
Housewife Politically Exposed Person Forex Dealer Others (Please specify) ____________________________
Mode of Holding ( only for non-demat mode) (please 3) Single Joint Anyone or Survivor (Default is Anyone or Survivor, if not speciﬁed)
SECOND APPLICANT Date of Birth DD MM YYYY

Name Mr. / Ms. / M/s.

PAN** Enclosed copy of (please 3) PAN Card KYC Compliance Proof*

THIRD APPLICANT Date of Birth DD MM YYYY

Name Mr. / Ms. / M/s.

PAN** Enclosed copy of (please 3) PAN Card KYC Compliance Proof*

POA HOLDER DETAILS (If the investment is being made by a Constituted Attorney please furnish the details of POA Holder)
Name Mr. / Ms. / M/s.

PAN** Enclosed copy of (please 3) PAN Card KYC Compliance Proof*

* KYC through CVL is mandatory for all investors except for investors residing in Sikkim (Please refer instruction no. 13)
** Copy of PAN Card is mandatory for all investors (including Joint Holders, Guardian in case of Minor and NRIs). Please submit photocopy of PAN Card (along with the original) for veriﬁcation,
which will be returned across the counter. (Please refer instruction no. 4)

Acknowledgement Slip (To be ﬁlled by the Applicant) Application No :
Received from Mr. / Ms. / M/s.

an application for Units of Religare Capital Protection Oriented Fund - Series I Date DDMMYYYY

Amount (Rs.) Along with Cheque / DD No.
Please Note : All purchases are subject to realisation of cheques / demand drafts.

Signature, Stamp & Date
Dated DDMMYYYY Drawn on Bank / Branch
2. Investment Details
(Cheque / DD should be drawn in favour of the Scheme) Scheme Name Religare Capital Protection Oriented Fund - Series I

3. Payment Details (refer Instruction no. 7)

Investment Amt. (Rs.) Mode of Payment (3) Cheque DD Fund Transfer
$

DD charges, if any (Rs.) Date DD MM YYYY Cheque / DD No.
Net Amt. (Rs.) Account Type (3) Current Savings NRE NRO FCNR _
Others __________

A/c. No. Bank / Branch
Applicable in case of Third Party Payment: Payment on behalf of (please 3) Minor Client Employee
Name of the Person making Payment Mr. / Ms. / M/s.

PAN Enclosed copy of KYC Compliance Proof ( refer instruction no. 7 )

4. Demat Account Details (Optional, refer Instruction no. 11)

Please ( 3) NSDL CDSL DP ID # I N Beneﬁciary Account No.
(# Not applicable if the Depository is CDSL). The details of the Bank Account linked with the Demat A/c as mentioned above should be provided under section 5.

5. Bank Account Details (Mandatory As Per SEBI Guidelines) (refer Instruction no. 5)

Account No. Account Type (please 3) Current Savings NRE NRO FCNR Others

Bank Name

Branch Address City

MICR Code NEFT/RTGS/IFSC Code PIN
(9 digit No. next to your Cheque No.) (11 digit character code appearing on cheque leaf)
We shall credit the redemption/dividend proceeds directly into investors’ account through electronic means if the details provided by the investors are suﬃcient for the same. Please provide a cancelled
cheque leaf of the same bank account as mentioned above. Mentioning your IFSC will help us transfer the amount to your bank account faster. To receive cheque payout, please tick here ( 3)
Unit holders who have opted to hold Units in dematerialised form must provide Bank Account details linked with the Demat account, as mentioned under section 4 above.
In case of discrepancy, bank details as per depository records will be ﬁnal.
6. Nomination Details (refer Instruction no. 10)
(To be ﬁlled in only by investors who opt to hold units in non-demat form. )
If you wish to register a single nominee for your investments, please ﬁll in the nomination details below. In case you wish to register multiple nominees, please download nomination form
available on our website or at any Religare Investor Service Centers.
Name and Address of Nominee Name and Address of the Guardian (if Nominee is a Minor)

Name
Name
Address
Address
City State
PIN
Date of Birth Signature of
DDMMYYYY Relationship with Applicant Guardian’s relation with the Guardian
(in case nominee is a minor)
the Minor Nominee
7. Declaration & Signature(s)
The Trustees, Religare Mutual Fund
Having read and understood the contents of the Statement of Additional Information / Scheme Information Document
of the Scheme , I / We hereby apply to the Trustees of Religare Mutual Fund for units of the Scheme as indicated above
and agree to abide by the terms, conditions, rules and regulations of the Scheme. I / We have understood the details of Sole / First
the Scheme and I / We have not received nor have been induced by any rebate or gifts, directly or indirectly, in making Applicant /
this investment. The Distributor has disclosed to me/us all the commissions (in the form of trail commission or any other Guardian / POA
mode), payable to him for the diﬀerent competing Schemes of various Mutual Funds from amongst which the Scheme
is being recommended to me/us. I / We hereby authorise Religare Mutual Fund, its Investment Manager and its Agents to
disclose details of my / our investment to my / our bank(s) / Religare Mutual Fund’s Bank(s) and / or Distributor / Broker/
Investment Advisor and to verify my / our bank details provided by me / us. I / We hereby declare that the particulars given
above are correct. If the transaction is delayed or not eﬀected at all for reasons of incomplete or incorrect information,
I/We would not hold Religare Asset Management Company Ltd. (Investment Manager to Religare Mutual Fund), their Second
appointed service providers or representatives responsible. I / We hereby declare that the amount being invested by
me/us in the Scheme of Religare Mutual Fund is derived through legitimate sources and is not held or designed for the Applicant
purpose of contravention of any Act, Rules, Regulations or any statute or legislation or any other applicable laws or any
Notiﬁcations, Directions issued by any governmental or statutory authority from time to time.
Applicable to NRIs only :
I/We conﬁrm that I am / we are Non-Residents of Indian Nationality /Origin and that the funds are remitted from abroad
through approved banking channels or from my /our NRE / NRO / FCNR Account. I / We conﬁrm that the details provided
by me / us are true and correct. Third
(Please 3) Yes No If NRI (Please 3) Repatriation basis Non-Repatriation basis Applicant
Date DDMMYYYY Place
$

GET IN TOUCH
Religare Mutual Fund
3rd Floor, GYS Inﬁnity, Paranjpe ‘B’ Scheme, Subhash Road,
Vile Parle (East), Mumbai - 400 057.
T +91 22 67310000 F +91 22 28371565
CHECKLIST (Please ensure the following)
In case of Non ASBA Applications please ensure that :
Application Form is complete in all respect. Name, address & contact details are mentioned in full and signed by all applicants.
Bank account details are entered completely and correctly.
Permanent Account Number (PAN) for all applicants is mentioned and necessary documents are enclosed, otherwise your application will be rejected.
The cheque / demand draft should be drawn favouring the name of the scheme & crossed as “Account Payee Only”, dated and duly signed.
Application Number and applicant’s name is mentioned on the reverse of each cheque / Demand Draft.
Details of applicants provided matches exactly with those in the Depository.
Accompanying documents
Please submit the following documents with your application (where applicable). All documents should be original / true copies by a Director / Trustee / Company Secretary / Authorised Signatory.

Documents Individuals Companies Societies Partnership Investments Trust NRI Fll(s)*
Firms through PoA
Resolution / Authorisation to invest 3 3 3 3 3
List of Authorised Signatories with Specimen signature(s) 3 3 3 3 3 3
Memorandum & Articles of Association 3
Trust Deed 3
Bye - Laws 3
Partnership Deed 3
Overseas Auditors’ Certiﬁcate 3
Notarised Power of Attorney 3
Foreign Inward Remittance Certiﬁcate, in case payment is made by 3
DD from NRE / FCNR a/c, where applicable
Certiﬁed True Copy of PAN 3$ 3 3 3 3 3 3 3
KYC Acknowledgement 3$ 3 3 3 3 3 3 3

* For FII’s, copy of the SEBI registration certiﬁcate should be provided.
$ Compulsory except for residents of Sikkim.

List of Collection Centres / Oﬃcial Points of Acceptance for NFO
RELIGARE ASSET MANAGEMENT COMPANY LIMITED
n Agra: Block No.30, Shop No.126, Sanjay Place, Agra - 282002. Tel. No.: 0562 - 6459171. n Ahmedabad : n Jalandhar: 514-A ,5th Floor, Grand Mall, BMC Chowk, Adjoining Radisson Hotel, Jalandhar 144001.
Unit No.201, 2nd Floor, Megha House, Mithakali Six Roads, Law Garden, Ellisbridge, Ahmedabad - 380006. Tel. No.: 0181- 4686870. n Jamnagar: C/o Jayesh Vyas, 11/3, Patel Colony , Jamnagar-361008. Tel. No.:
Tel. No.: 079 - 40231500. n Ajmer: 26, LIC Colony, C/o Dr. S.K. Arora, Opposite Bansal Classes, Vaishali Nagar, 9909943822. n Jamshedpur: Shop No - 16, Bharat Business Centre, Ground Floor, Bistupur, Jamshedpur
Ajmer 305001. Tel. No.: 9828544765. n Aligarh: Religare Securities 1-st Floor,Block-B,Centre point Market, -831011. Tel. No.: 0657-2756186. n Kanpur : 1st Floor, KAN Chambers, 14/113 Civil Lines, Kanpur-208001. Tel.
Samad Road, Aligarh (U.P.) - 202001. Tel. No.: 9918602162. n Allahabad: Shop No. 4, Anant Raj Plaza, Main No.: 0512-6451658. n Kochi: Door No. CC 40/377,3rd Floor, Jos Annexe, Jos Junction, M.G.Road, Kochi-
M. G. Road, Civil Lines, Allahabad - 211001. Tel. No.: 0532 - 6455816. n Bangalore : 305, 3rd Floor, Prestige 682016. Tel. No.: 0484-6453727. n Kolkatta : 124, LORDS, 1st Floor, 7/1Lord Sinha Road, Kolkata-700071.
Meridien II, Citibank, 30, M. G. Road, Bangalore - 560001. Tel No.: 080 - 42941000. n Baroda: Unit No.101/102, Tel. No.: 033-44031000. n Kota: 315, Old Dhan Mandi, Gandhi Chowk, Kota - 324006. Tel. No.: 9983349808.
1st Floor, Siddharth Complex, R. C. Dutta Road, Baroda-390019. Tel. No.: 0265 - 6643386. n Bhagalpur: n Lucknow : 403, 4th Floor. Ratan Square, 20-A Vidhan Sabha Road, Lucknow - 226001.Tel. No.: 0522-
C/o, Arbind Kumar Mishra, Hanuman Nagar, Adhampur, Bhagalpur - 812002. Tel. No.: 8051809299. 3292022. n Ludhiana : 301, 3rd Floor, SCO No.18, Feroze Gandhi Market, Opp.Ludhiana Stock Exchange,
n Bhopal: MF- 6, A Block, Mansarovar Complex, Hoshangabad Road, Bhopal - 462016. Tel. No.: Ludhiana 141001. Tel. No.: 0161- 6543354. n Madurai: Shop No. I, 1st Floor, 16 & 17, North Veli Street, A. R.
0755 - 4289632. n Bhubaneshwar (Orissa): 3rd Floor Varha Complex, Plot no-111, Master Canteen Plaza, Madurai-625001. Tel. No.: 0452-6460114. n Meerut: Divya Commercial College, 487, Hari Palace,
Square,Unit-3, Bhubaneshwar - 751001. Tel. No.: 0674 - 6532062. n Bokaro: Prograssive Pharma Prabath Nagar, Meerut - 250001. Tel. No.: 9758770200/9454662397. n Mumbai (Nariman Point) :
Enterprises. Near Guru Kripa Auto, Saraidhela (Dhanbad) Jharkhand Tel. No.: 9570000856. Oﬃce No. 17, 1st ﬂoor,Jolly Maker Chambers II, Nariman Point, Mumbai 400021. Tel. No.: 022-43416000.
n Chandigarh : Second Floor, SCO No. 359 - 360,Near G K International Hotel, Sector 35-B, Chandigarh n Mumbai (Vile Parle) : 3rd Floor, GYS Inﬁnity,Paranjpe”B” Scheme, Subhash Road, Vile Parle (E),
-160 022. Tel. No.: 0172 - 6451315. n Chennai : Level -3, Unit No.A4, Anmol Palani, No.88, G.N.Chetty Road, Mumbai - 400 057. Tel. No.: 022-67310000. n Mumbai (Ghatkopar) : Sai Infotech, 408, 4th Floor,
Chennai 600017. Tel. No.: 044 - 64502421. n Coimbatore: Aiswarya complex, Door No: 196/8, Ground Patel Chowk, Ghatkopar (E), Mumbai 400 077. Tel. No.: 022-67417465 n Nagpur: Panchsheel Business
Floor, T V Samy Road West, R S Puram, Coimbatore - 641002.Tel. No.: 0422 - 6457815. n Cuttack: Karvy Centre,Block No.22, 1st Floor, Panchsheel Cinema Building, Wardha Road, Nagpur - 440 012. Tel. No.:
Coumputer Share Pvt Ltd. Darga bazaar, Opp Police Station, Cuttack - 753001. Tel. No.: 9937082201. 0712-6463962. n Nasik: Suyojit Modern Point, Shop No. SF 18, Sharanpur Road, Opposite Police
n Dehradun: EBD Business Centre,Post Box-248,49,Rajpur Road,Dehradun 248 001. Tel. No.: 0135 - Parade Ground, Nashik - 422 005. Tel. No.: 0253-3012050. n Panjim: Advani Business Centre, Oﬃce No.
6453212. n Delhi : Vanadana Building, 10th Floor, 11, Leo Tolstoy Marg, Connaught Place, New Delhi CU2, Neelkamal Arcade, Atmaram Borkar Road, Above Federal Bank, Panjim - 403001. Tel. No.: 0832-
- 110 001. Tel. No.: 011 - 43789000. n Durgapur: Religare Securities Ltd. Bengal Shristi Complex, 2nd 6650402. n Patna: 306, 3rd Floor, “Grand Plaza” Fraser Road, Patna - 800 001. Tel. No.: 0612-6550315.
Floor, City Center, Durgapur-713216. Tel. No.: 9831821146. n Gorakhpur: F - 58, Rapti Nagar,4th Phase n Pune: Sreenath Plaza, Shop no. 64 &65, 3rd Floor, 1184, F.C. Road, Pune - 411005. Tel. No.: 020-
Chargawa,Gorakhpur-273409. Tel. No.: 9919802109. n Guwahati: Oﬃce No.103, Orion Tower, 1st Floor, 32418110. n Raipur: Shop No. T, 2nd Floor, DM Plaza, Near Fire Brigade Chowk, Chotapara, Raipur-
Christian Basti, GS Road, Guwahati - 781007. Tel. No.: 0361 - 2343050. n Hyderabad : TSR Towers,Tower 492001. Tel. No.: 0771-4056046. n Ranchi: C/O Arun Prasad Singh House, No: 193 / N Gauri Shankar
B-1, Plot No.6-3-1090, Raj Bhavan Road, Somajiguda, Hyderabad - 500082. Tel. No.: 040 - 66468863. nagar, Colony Doranda, Ranchi - 834001. Tel. No.: 9534097099. n Surat: 110, Jolly Plaza, Athwa Gate
n Indore: Room No. 216, 2nd Floor, Starlit Tower, Y. N. Road, Indore - 452001. Tel. No.: 0731 - 4257351. Circle, Govt. Near Girls Polytechnic College, Athwagate Circle, Surat 395 001. Tel. No.: 0261-6450848.
n Jaipur: 2nd Floor, ‘Brij Anukampa’, Ashok Marg, C-Scheme, Jaipur - 302 001. Tel. No.: 0141 - 6451086. n Varanasi: 3rd ﬂoor, Kubner Complex, D-58/2, Rathyatra, Varanasi-221010. Tel. No.: 0542-3270020.
n Jabalpur: C/o Religare Securities Ltd.1627,Ground Floor, Napier Town, Shastri Bridge Chowk, Opp. n Vijaywada: 3rd Floor,Vasantha Plaza,40-1-126,M.G.Road,Benz Circle, Vijaywada - 520010. Tel. No.: 0866
Dgupta Sweets, Home Science College Road, Jabalpur - 482 001. Tel. No.: 8878606662/9424309662. - 6454945
For list of Oﬃcial Points of Acceptance of Karvy for Ongoing Transactions, please refer our website: www.religaremf.com
KOTAK MAHINDRA BANK - Collection Centres For NFO Only
n Agra: Shriram Hospital M.G.Road, Agra - 282003. n Ahmedabad: Ground Floor, Chandan House Extension, City Survey No. 11127, E Ward, Raja Rampuri Road, Kolhapur - 416001. n Kolkatta: Apeejay
Opp. Abhijeet III, Near Mithakali Six Roads, Navrangpura, Ahmedabad - 380006. n Allahabad: 2. House15, Parkstreet, Kolkatta - 700016. n Lucknow: 3GF, Speed Building, Shahanazaf Road, Lucknow
Sardar Patel Marg Civil Lines Allahabad - 211001. n Amritsar: 10 , Kennedy Avenue, The Main Mall - 226001. n Ludhiana: SCO 120, Ground Floor, Feroze Gandhi Market, Ludhiana - 141001. n Madurai:
Road, Amritsar - 143001. n Anand: P.M.Chambers, Mota Bazar, Vallab Vidya Nagar, Anand - 388120. 1-AWest Perumal Maistry Street, Madurai - 625001. n Mehsana: Rajendra Estate, Opp. Gayatri Temple,
n Ankleshwar: Shop # 11,12, 12 A , Narmada Arcade, Old Naitonal Highway, No. 8, Ankleshwar - 393002. State Highway, Mehsana - 384002. n Moradabad: Sri Ganapati Complex, Near Ekta Dwar, Opp Mission
n Aurangabad: CTS No. 12995, Kandi Towers, Near Rokadiya Hanuman Colony, Jalna Road, Aurangabad
School, Civil Lines, Moradabad - 244001. n Morbi: Shop No 5-8, Ground Floor, Silver Plaza, Ram Chowk,
- 431001. n Bangalore: 10/7 , Umiya Land Mark, Next to Chancery Hotel, Lavelle Road, Bangalore - 560001. Savsar Plot, Morbi - 363641. n Mumbai: 5 C/ II, Mittal Court 224, Nariman Point, Mumbai - 400001.
n Baroda: Panorama Building, R.C. Dutt Road, Alkapuri, Vadodara - 390015. n Bhavnagar: Bhavna n Nagpur: Ground Floor, 345 Shree Mohini Complex, Kingsway, Nagpur - 440001. n Nashik: Shop
Construction Company, Plot No. 2108/A, G.R.Sterling Centre, Waghwadi Road, Bhavnagar - 364001. No.1, Payas, Opp. B Y K College, Thatte Nagar Road, Nasik - 422005. n New Delhi: Ground Floor,
n Bhopal: 214, Bhagwan Complex, Zone 1 , M P Nagar, Bhopal - 462016. n Bhubaneshwar: 184,
Ambadeep,14, K.G. Marg, New Delhi-110001 n Panjim: Ground Floor, Hotel Park Plaza, Opp Azad
Ground Floor, Janpath, Bhubaneswar - 751001. n Chandigarh: SCO 153-154-155, Madhya Marg, Sector
Maidan, Panjim - 403001. n Patiala: Ground Floor, SCO 116-119, New Leela Bhavan, Patiala1 - 47001.
9 - C, Chandigarh - 160009. n Chennai: ‘Capitale’, Ground Floor, 555, Anna Salai, Chennai - 600018. n Patna: Shop No 3,4,5, Ahmad Husain Complex, Exhibition Road , Gandhi Maidan, Patna - 800001. n Pune:
n Cochin: Ground Floor, Kumarapillai Estate, M G Road, Cochin - 682031. n Coimbatore: 727, Avinashi
Road, Skanda Square, Coimbatore - 641018. n Dhanbad: Ground Floor, Ward No. 18, Ramson Arcade, Bakre Avenue, FP NO 226/3, Bhandarkar Road, Pune - 411004. n Rajkot: Nath Complex, Ground Floor, Near
Shastri Nagar, Dhanbad - 826001. n Guwahati: 4th Floor, Ganapati Enclave, G S Road, Uluvari, Opp. Race Course, Dr. Yagnik Road, Rajkot - 360007. n Salem: Plot No 12 , S No. 98, Bharathi Street, Alagapuram,
Bura Service Station, Guwahati - 781007. n Hyderabad: Pavani Jewel Tower, Ground Floor, Somajiguda, Salem - 636001. n Surat: Ground Floor, Kotak House, KG Point, Ghod Dod Road, Surat - 395007. n Trichy
Hyderabad - 500089. n Indore: 580 , M.G.Road, Indore - 452001. n Jaipur: 57, Krishna Tower, Sardar B-17, Aishwaryam Building, Sasthiri Road, Thillai Nagar,Trichy - 620017. n Trivandrum S I Properties, Ground
Patel Marg, C-Scheme, Jaipur - 302001. n Jalandhar: Midas Corporate Park, G T Road, Jalandhar - 144001. Floor, White Haven Vellayambalam,Trivandrum - 695010. n Valsad: Shop Nos. 3-6, Sai KevalJalaram Road
n Jamshedpur: Gayatri Enclave, K. Road, S. Town, Bistupur, Jamshedpur - 831001. n Jodhpur: Bombay Valsad - 396001. n Varanasi: D-37/37 Spice, KCM Cineplex Complex, Godowlia Chowk, Varanasi - 221001.
Motor Building, Bombay Motor Circle, 87/B-2 Chopasani Road, Jodhpur - 342003. n Jorhat : Dr. KC n Vijayawada: 40-1-48/1, M.G.RoadLabbipet, Vijayawada - 520010. n Visnagar: 1st Floor, Rajkamal Complex,
Dey's Building, Gar Ali Road, Junction of Rupahi Ali and Gar Ali Road, Jorhat - 785001. n Kanpur: 17/03, Near Railway Station, Visnagar - 384315. n Udaipur: Trimurti Heights, 8-C Bank Street , Madhuban, Udaipur
The Mall, Meghdoot Hotel Building, Kanpur - 208001. n Kolhapur: Shop No. B4-B8, Royal Prestige, Sai - 313004.
Religare Capital Protection Oriented Fund - Series I APPLICATION SUPPORTED BY
BLOCKED AMOUNT (ASBA) FORM
(A 3 year Close Ended Capital Protection Oriented Scheme)
Please read instructions before ﬁlling the Form
NFO Opens : 1st March, 2011 Closes : 15th March, 2011

Application No :
Distributor / Broker ARN Sub-Broker Code SCSB Branch Stamp & Code SCSB Branch Serial No.
$

ARN-25682
ARN -
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.
1. Applicant’s Personal Details
(in BLOCK LETTERS)
SOLE/FIRST APPLICANT SECOND APPLICANT THIRD APPLICANT
Name

PAN
Applicants must ensure that the sequence of the names as mentioned in the application form matches with that of beneﬁciary account held with the Depository Participant.

2. Details of Bank Account for Blocking of Funds
Bank Account Number Bank Name

Bank Address
Amount to be blocked Amount to be blocked
(Rs. in ﬁgures) (Rs. in words)

3. Investment Details
Amount^ (in Rs.) ISIN

INF205K01CZ8
^Amount must be equal to the amount to be blocked as mentioned in point 2 above.

4. Demat Account Details (Mandatory)
Please ( 3) NSDL CDSL DP ID # I N Beneﬁciary Account No.
(# Not applicable if the Depository is CDSL).
The investors shall receive payments of Dividend/Redemption proceeds in the Bank Account linked to the Demat A/c as mentioned above.

5. Declarations & Signatures
General Declaration:
The Trustees, Religare Mutual Fund
Having read and understood the contents of the Statement of Additional Information / Scheme Information Document of the Scheme , I / We hereby apply to the Trustees of Religare Mutual Fund for units of the Scheme
as indicated above and agree to abide by the terms, conditions, rules and regulations of the Scheme. I / We have understood the details of the Scheme and I / We have not received nor have been induced by any rebate or
gifts, directly or indirectly, in making this investment. The Distributor has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the diﬀerent competing Schemes of
various Mutual Funds from amongst which the Scheme is being recommended to me/us. I / We hereby authorise Religare Mutual Fund, its Investment Manager and its Agents to disclose details of my / our investment to my
/ our bank(s) / Religare Mutual Fund’s Bank(s) and / or Distributor / Broker/ Investment Advisor and to verify my / our bank details provided by me / us. I / We hereby declare that the particulars given above are correct. If the
transaction is delayed or not eﬀected at all for reasons of incomplete or incorrect information, I/We would not hold Religare Asset Management Company Ltd. (Investment Manager to Religare Mutual Fund), their appointed
service providers or representatives responsible. I / We hereby declare that the amount being invested by me/us in the Scheme of Religare Mutual Fund is derived through legitimate sources and is not held or designed for the
purpose of contravention of any Act, Rules, Regulations or any statute or legislation or any other applicable laws or any Notiﬁcations, Directions issued by any governmental or statutory authority from time to time.
ASBA Authorizations:
1) I/We hereby undertake that I/We am/are an ASBA applicant(s) as per the applicable provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. 2) In accordance with ASBA process provided
in the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009, I/We authorize (a) the SCSB to do all acts as are necessary to make an application in the NFO of the Scheme of Religare Mutual Fund, including
uploading of application details, blocking the amount to the extent mentioned above in the “Details of Bank Account for Blocking of Funds” or unblocking of funds in the bank account maintained with the SCSB speciﬁed in the
form, transfer of funds to the nominated Religare Mutual Fund Bank Account on receipt of instruction from the Registrar to the New Fund Oﬀer after ﬁnalisation of allotment entitling me/us to receive Units on such transfer
of funds. (b) Registrar to the Religare Mutual Fund to issue instructions to the SCSB to remove the block on the funds in the bank account speciﬁed in the ASBA-cum-Application Form, upon allotment and to transfer the
requisite money to Religare Mutual Fund’s nominated Bank account. 3) In case the amount available in the bank account speciﬁed in the ASBA-cum-Application Form is insuﬃcient for blocking the amount equivalent to the
application money, the SCSB shall reject the application. 4) If the DP ID, Beneﬁciary ID or PAN furnished by me/us in the ASBA-cum-Application Form is incorrect or incomplete, the appliacation shall be rejected and Religare
Asset Management Company Ltd. (Investment Manager to Religare Mutual Fund), their appointed service providers and the SCSBs representatives shall not be liable for losses, if any.
Applicable to NRIs only :
I/We conﬁrm that I am / we are Non-Residents of Indian Nationality /Origin and that the funds are remitted from abroad through approved banking channels or from my /our NRE / NRO / FCNR Account. I / We conﬁrm that the
details provided by me / us are true and correct.

Date DDMMYYYY Place

Signature of Applicant Signature of Bank Account Holders

(To be signed as per mode of operation of the Bank Account mentioned in point 2 above)

Acknowledgement Slip (To be ﬁlled by the applicant)
Religare Capital Protection Oriented Fund - Series I
(A 3 year Close Ended Capital Protection Oriented Scheme)
$

NFO Opens : 1st March, 2011 Closes : 15th March, 2011 Application No :

Received from Mr. / Ms.
ASBA Form Dated DD MM YYYY Amount Blocked (Rs.)
SCSB (Bank & Branch) Bank Account No.
Date of submission. DD MM YYYY