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Child Mortality
HSERV/EPI 539
Stephen Gloyd, MD, MPH
Professor, Dept of Health Services
Director, International Health Program
Child Mortality: Outline
Background
Approaches to Estimating Mortality
– Direct Methods
– Indirect Methods
Verbal Autopsy
Background
Why do we need mortality data?
a. Broad indicator of social development –
especially trends over time
b. Targeting interventions
c. Measuring impact of interventions
– (e.g., mortality targets in Child Survival programs such
as measles immunization assessment)
d. Important to governments (especially MOH) for
planning, advocacy
Remember the complex etiology of overall mortality
Common indicators of
reproductive mortality
IMR – infant mortality rate
CMR – childhood mortality rate
U5MR – under five mortality rate
PMR - Perinatal mortality rate
MMR – Maternal Mortality Ratio (not
today)
5 yrs
Mortality
Birth
Childhood
4456 + 1476 = 5932 U5MR ~ 5932/55,000 =
108 deaths/1000 live births
x x x
x
Zimbabwe X = WO, UNICEF
Estimating Mortality
using direct methods
Vital Records
a. slow
b. incomplete, often not accurate
c. occasionally vital registration works (e.g., India)
Note: Vital records data can be used (and adjusted)
a. If fraction of omitted deaths is constant (Egypt, Mexico)
b. If numerator & denominator equally underestimated
c. Usually, pop with highest IMR omitted
Direct Methods (2)
Sentinel sites
- demanding, not necessarily representative
Note: ALWAYS CHECK OTHER SOURCES FIRST!
a. To see if you need to do another survey
b. Even if you do a survey, will need to compare
results from other sources
c. Results of a Mortality surveys should not stand on
own
Direct Methods (3)
Sample Surveys
a. Births / Deaths in past yr (or past 2, 5 years)
b. Serious underestimate of prevailing MRs
c. Not from poor fieldwork...more inherent in method
Omission of deaths (Early deaths, stillbirths often not too
significant to mother or midwife)
Poor understanding of question
Reference period often shortened/deaths placed outside
Biases due to differential rates of omission
More child than adult deaths omitted
d. Studies in West Africa
picked up 2/3 of adult deaths, 1/2 of under-5 deaths
Sample size issues
If you do direct estimates of child mortality:
What is an adequate sample size with (for example)
• IMR of 100/1000 live births
• 100,000 pop
• 4500 births/yr, 450 deaths/yr
Remember -
Bias in representation of population
Seasonal variation
Multiround sample surveys
Baseline survey follow up rounds at 6, 12 months
• Women asked about pregnancy status each round
• Probe to account for HH structure not accounted by births deaths
Usefulness
• Can provide good estimates, but not secular trends
• Can measure SES, health service correlates
• Can use verbal autopsy methods
• (Example, Cebu (Philippines), Hunduras
Surveillance Systems
• Done with small populations, requiring detailed
recording of each vital event
• Good for field trials, interventions
• Very expensive
• Less and less representative
• Can use mortuaries, etc
Indirect Methods
1. Chidren Ever-Born /Children Surviving
(CEB/CS) - "Brass method”
2. Birth history method using life table analysis
3. Previous birth technique
Chidren Ever-Born/Children Surviving
(CEB/CS) –
"Brass method”
Information needed:
a. Total ever-born
b. Total ever-died
c. Age of mother
Good for mortality trends (less useful for recent trends) usually
2.5-5 years before survey
Usually converted into life tables (survival to age 1-20)
CEB/CS - continued
b. If you obtain info from:
Older women – get mortality from more distant past
Younger women - get more recent mortality
o In general, method not good for very recent estimates
o Tends to select more older women, not representative of
younger (poorer) population subset
o MR sometimes is in error if age dist of women gives different
age pattern of mortality
o Life table estimates based on models (assumptions) of
consistent patterns over time
Birth History Method –
Life Table Analysis
a. Information needed:
Live births, DOB, Sex
Numbers surviving, dead DOD (5-15yrs)
b. Demands more time, good knowledge of dates & ages
c. Experienced interviewers, longer survey (20-30min)
d. Fewer interviews needed (3-4 births/woman)
e. Complex analysis using life tables
f. 5-year recall estimate relates to avg 2.5 yrs
g. Results similar to PBT
h. SBH - Short Birth History (2-3 births)
With CEB/CS or Birth History
Can use a HH Survey Approach
Be careful using standard EPI surveys:
Sampling not suitable
Families with kids 12-23 months; small, biased
sample
Need sample of women/births, and deceased
children
With CEB/CS or Birth History
Use of methods with Modified EPI survey
EPI, Diarrheal M&M, and CM
Increase sample of HH
Interview all women of reproductive age
Return to HH when eligible woman not there
o need adequate training of field workers
o need strong survey team, with leader who has training & experience
o ensure protocols strictly followed
Standard: One eligible woman/HH
3000-4000 HH enough to provide reasonably precise estimates
Cost of CDD/MMT survey about $20,000
Extra cost of Mort - preparation and sample size
Avoid free standing survey
x x
x
X = WO, UNICEF
X
X
x
x
x
Previous Birth Technique (PBT)
Brass and Macrae
Information needed:
Numbers surviving, dead DOD (5-15yrs)
Doesn’t require memory of dates of births/deaths
Assume high mortality/fertility, 30 month birth interval
Approximates under-2 MR
o Note: Second-to-last child approximates under-5 mortality
Mortality estimates centered on period 12-18 months prior
to survey
Best as index to follow trends vs comparing to life table,
IMR, U5MR - absolute level may be misleading
Few simple questions at time of delivery
PBT - continued
In Maternities:
Most simple (timing, resources, logistics)
Coverage bias- estimates refer to hospital pop
o Note: Mali (‘85) home-birth 1st month MR 3.4x hosp-birth MR &
2x clinic-birth MR
Need stable (and reasonably high) utilization of hosp
birth
PBT - continued
In HH Surveys:
Population-based estimate
Timing problem
Resources required for large sample size
Approaches:
o Include all women of reproductive age (not just with kids)
o Standard-full DOBs/DODs history
o Short cut- Date of last LB and whether alive
o Survival of Previous Born Child
If added to EPI survey
o Same rules re: Increasing sample size
o Including all women
PBT - continued
In Well-Child Clinics
Coverage issue (as above)
Known that previous births of kids still alive have lower
MRs than mothers whose youngest child has died
Likelihood of younger child dead when predecessor is
also dead is 2x as high as when child is alive (one can
adjust rates using this)
Better with younger kids, born < 2 yrs ago
*SIMPLE MESSAGE:
- Most obvious method is not always the best!
Verbal Autopsy
Cause Specific Mortality
Difficult to diagnose in wealthy countries
MDs differ in diagnostic practices
Significant discrepancies between clinical & autopsy dx
Underlying vs immediate causes
Measuring Cause-specific MR worse in DCs
no MD/health worker contact at death
no death certificate - poor vital registration
single cause difficult with multiple causation of death
Verbal Autopsy - continued
Used for years (at least 60s & 70s)
Assumption:
certain diseases have characteristic signs/symptoms which can be
recognized and recalled by a lay observer
These characteristics are sufficiently distinctive to
differentiate diseases of interest
Try to replicate conventional medical history but
lack supporting PE, special exam
Verbal Autopsy - continued
Certain diseases are amenable to VA:
NN: Tetanus
Child: Measles, Diarrhea, ALRI, Injury
more difficult: malaria, meningitis, pertussis, tb,
AIDS
Those diseases with relatively distinct
syndromes may work
VA Data Collection
Reporting
every 2 weeks
annual
adjunct to vital records
Interviewer
same ethnic group
education
sex (esp in reproductive-related issues)
interobserver variation not known
More VA Data Collection
Death-interview interval
weeks to months best (some purposely wait)
9-12 months at latest
Respondent
mother best (age is an issue)
Questionnaire
screening followed by algorithm
some use unstructured interview
timing of symptoms helpful
age-specific questionnaire
local terms useful
open vs. closed ended
More VA Data Collection
Supplemental Information
health record card
make sure it is right one
Diagnosis and Coding
WHO CODES
MD or epidemiologist or interviewer
more than one MD
One vs. Multiple Causes
infections usually over-reported, nutrition under-
reported
post-measles deaths (rule is 6 weeks post)
short vs. long list of diseases
VA Specific Diseases
a. Neonatal Tetanus
3-30 days old
poor cry/suck
stiffness and convulsions
confused with NN hemorrhage, etc
b. Diarrhea
definition of Diarrhea acute vs chronic
def of dehydration
more than one sign (4 good)
c. Measles
rash/fever
duration > 3 days
child > 5 mo/old
More VA Specific Diseases
d. ALRI
difficult
age variation of sx
simplified clinical dx (resp rate) not helpful
cough > 4 days
SOB > 1 day
e. Injuries
often overlooked
external cause/nature of injury
likely to be most accurate
Not Satisfactory for VA
a. Malaria
difficult since non-specific
b. Pertussis
in outbreaks ok
c. Malnutrition
KW may be dx by mother, not MAR
AIDS
chronic diarrhea, wt loss
confused with malnutrition, tb
Validation of VA
Gambia 76% (hospital-home dx immediate)
– 88% one month after death
– 96% with 3 MDs independently coding
Philippines
– 43% multiple illnesses
– Tetanus 100% correct
– Measles 98% sensitivity 90% specificity
– ALRI 86% sensitivity low Specificity
End
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