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									Helios Energy Research Facility West                                  PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY




                    CONSTRUCTION MANAGER/GENERAL CONTRACTOR
                         PREQUALIFICATION QUESTIONNAIRE



                                               FOR

                           Helios Energy Research Facility West
                                   PROJECT NO. 12313D




                                 University of California, Berkeley
                                      CAPITAL PROJECTS
                                1936 University Avenue, 2nd Floor
                                   Berkeley, CA 94704-7027


                                            July, 2009




MANDATORY PREQUALIFICATION CONFERENCE:
MONDAY, AUGUST 10, 2009 AT 2:00 P.M.

SUBMITTAL DATE:
THURSDAY, AUGUST 20, 2009 AT 2:00 P.M.




                                            Page 1 of 52
Helios Energy Research Facility West                                                                               PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY




                                                       TABLE OF CONTENTS




0. ADVERTISEMENT................................................................................................................ 3

I.   GENERAL ............................................................................................................................ 5

II. PREQUALIFICATION QUESTIONNAIRE .......................................................................... 12

III. CONSTRUCTION EXPERIENCE ....................................................................................... 20

IV. KEY PERSONNEL.............................................................................................................. 44

V. FALSE CLAIMS HISTORY ................................................................................................. 50

VI. REQUIRED COMPLETED ATTACHMENTS ...................................................................... 50

VII. DECLARATION .................................................................................................................. 51

VIII.PREQUALIFICATION CHECKLIST/ANALYSIS ................................................................ 52




                                                                Page 2 of 52
Helios Energy Research Facility West                                                    PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY



              ADVERTISEMENT FOR CM/GENERAL CONTRACTOR PREQUALIFICATION

Subject to funding approval and conditions prescribed by the undersigned, responses to University’s
prequalification documents are sought from CM/Contractors for the following work:

                                  Helios Energy Research Facility West
                                       Berkeley, Alameda County
                                          PROJECT NO. 12313D
                                Estimated Construction Cost: $85,000,000

PREQUALIFICATION OF PROSPECTIVE CM/CONTRACTORS:                           University has determined that
CM/Contractors who submit bids on this Project must be prequalified.

LICENSES: To become prequalified, interested CM/Contractors must possess a current California
contractor’s license – General Building License Classification, License Code “B.”

DESCRIPTION OF THE WORK:
The proposed project will construct a laboratory and office building of approximately 113,000 gross square
feet, comprised of wet research laboratory space, research support space, and office and administrative
support space.

       Wet research laboratory space would include molecular and microbial biology, fermentation, and
        chemical separation laboratories.
       Research support space would include greenhouse facilities, warm and cold rooms, and shared
        instrumentation rooms.
       Office and administrative support space would include office, workroom, and conference space.
       Shared conference and operations space would include building reception, material management,
        and interaction space.

The portion of the space that is dedicated to proprietary application work would require a security system to
limit access from the rest of the building.

Interested firms may obtain Prequalification Documents on Thursday, July 30, 2009 at:

                                          CAPITAL PROJECTS
                         UNIVERSITY OF CALIFORNIA, BERKELEY CAMPUS
          Contract Administration, 1936 University Avenue, Room 250, Berkeley, CA 94704-7027
                                       Telephone: (510) 642-6273

                Or to obtain an electronic copy of the Prequalification Documents, please see
                                 http://www.cp.berkeley.edu/AdsForBids.html

A MANDATORY Prequalification Conference will be conducted on Monday, August 10, 2009 at 2:00 p.m. at
                                             nd
Capital Projects, 1936 University Avenue, 2 Floor, Berkeley, CA. Attendance at the Prequalification
Conference is mandatory for CM/Contractors attempting to become prequalified to bid on this project.

CM/Contractors may find that parking may be difficult. The Owner recommends that you allow ample time to
drive to 1936 University Avenue, Berkeley, find a parking space, walk to the building and locate the
Conference Room in which the mandatory Prequalification Conference will be held. (Note: Public parking is
available under the building; enter on Addison Street.) CM/Contractors arriving late after the mandatory
Prequalification Conference has commenced (i.e., more than 15 minutes after the published starting time) will
not be allowed to submit a Prequalification Questionnaire for this project. CM/Contractors must be present for
the entire Prequalification Conference.




                                                 Page 3 of 52
Helios Energy Research Facility West                                                       PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY



Submittal of Prequalification Submittals to permit a CM/Contractor to bid the project will be received at:

                                           CAPITAL PROJECTS
                          UNIVERSITY OF CALIFORNIA, BERKELEY CAMPUS
           Contract Administration, 1936 University Avenue, Room 250, Berkeley, CA 94704-7027
                                        Telephone: (510) 642-6273

until 2:00 p.m., Thursday, August 20, 2009.

No Prequalification Submittals will be received after 2:00 p.m., Thursday, August 20, 2009.

Confidentiality of the information provided will be respected to the extent permitted by law.

QUESTIONS: Only written inquiries will be permitted. Questions must be submitted in writing by 5:00 p.m.,
Thursday, August 13, 2009 and will be acceptable by US Mail, email or fax to the Project Manager. Project
                                                                                                       nd
Manager and Owner contact is Sally McGarrahan, UC Berkeley Capital Projects, 1936 University Avenue, 2
Floor, Berkeley, CA          94704-7027, telephone: 510-643-5560, fax: 510-642-7271, email:
smcgarrahan@cp.berkeley.edu.

All information requested in these forms must be provided in order to be considered "responsive" to the
requirements of prequalification.

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA
July 30, 2009




                                                  Page 4 of 52
Helios Energy Research Facility West                                                       PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY



I.   GENERAL

     A. DESCRIPTION OF WORK

       Program Summary

       The University of California, Berkeley and Lawrence Berkeley National Laboratory (LBNL), have
       initiated a large research effort, the Helios Program, to address basic scientific problems that limit the
       ability to utilize the energy of the sun.

       Helios will be devoted to developing new materials and biological processes that are optimized for the
       efficient collection, processing, and storage of energy.

       Within the Helios Program, the Energy Biosciences Institute (EBI) is being developed to perform
       ground-breaking research aimed at the development of new energy sources, initially focusing on
       renewable biofuels for transportation, and also will pursue improvements in the extraction,
       conversion, and storage of fuels and byproducts. In addition, the project will provide laboratory space
       for complementary programs in bioengineering.

       This project will involve the construction of Helios West, a multi-story lab and office building.


       Project Description

       The proposed project would construct a laboratory and office building of approximately 113,000 gross
       square feet, comprised of wet research laboratory space, research support space, and office and
       administrative support space.

              Wet research laboratory space would include molecular and microbial biology, fermentation,
               and chemical separation laboratories.
              Research support space would include greenhouse facilities, warm and cold rooms, and
               shared instrumentation rooms.
              Office and administrative support space would include office, workroom, and conference
               space.
              Shared conference and operations space would include building reception, material
               management, and interaction space.

       The portion of the EBI-assigned space that is dedicated to proprietary application work would require
       a security system to limit access from the rest of the building.

       The campus might elect to pursue a design/build option for some of the building elements including
       curtain wall, mechanical, electrical and plumbing systems, and early procurement for such elements
       as structural steel, concrete, and elevators.


       Project Site Improvements and Utilities

       The proposed project site is adjacent to the northwest corner of the Berkeley campus at the corner of
       Hearst Avenue and Oxford Street. The former Department of Health Services building, 2151
       Berkeley Way, currently occupies the entire site and the Helios West building will occupy the
       northeast corner of the site.

       Utility service to the building will be provided from either the campus infrastructure or from municipal
       utilities.

       The project may involve the construction of a parking structure under all or part of the site.
                                                  Page 5 of 52
Helios Energy Research Facility West                                                     PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY



       Hazardous material removal and abatement in and demolition of the existing building may be
       included in the contractor’s scope.

       Sustainability

       This project will comply with the University of California Policy on Green Building Design and Clean
       Energy Standards approved by The Regents at their meeting of July 2003, as well as with the
       Presidential Policy for Green Building Design and Clean Energy standards dated June 16, 2004. As
       required by these policies, the project will adopt the principles of energy efficiency and sustainability
       to the fullest extent possible, consistent with budgetary constraints and regulatory and programmatic
       requirements.



       We anticipate RFP documents to be available in September 2009.

       We anticipate the Preconstruction Phase to begin in October 2009. Construction is estimated to
       begin June 2010 and last for 30 months.

       Smith Group of San Francisco is the Executive Design Professional for this project.

       The successful Proposer will be required to show evidence of the following lines of insurance at the
       time of award: General Liability, Auto Liability, Pollution Liability, Worker’s Compensation, Errors &
       Omissions (Professional Liability).


       Visit the following website to view the current CM@Risk construction documents:
       http://www.cp.berkeley.edu/CMatRisk_contract.pdf




                                                 Page 6 of 52
Helios Energy Research Facility West                                                  PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY



   B. PROJECT TIMING
       The Project will proceed into Phase 1 – Preconstruction immediately upon selection and award
       of the Contract. The anticipated Phase 1 Contract Time is 8 months from the Notice to Proceed.
       Phase 2 – Construction is anticipated to begin in June 2010 and last for 30 months.
   C. PREVAILING WAGES
       This project will be subject to prevailing wages predetermined by the Department of Industrial
       Relations (DIR).

   D. PREQUALIFICATION PROCESS – CM@RISK DELIVERY
       The University intends to evaluate CM/Contractor qualifications for prequalification, solicit
       proposals from prequalified firms, and award a contract after receipt of proposals. The
       CM@Risk delivery process requires the prequalification of a responsible CM/Contractor.

       The successful CM/Contractor will be responsible for working with the architect to provide
       preconstruction services including project control and estimating, design coordination services,
       bid phase services and related work required to construct the project as described and specified
       in the Contract Documents.
       The successful CM/Contractor will provide both preconstruction and construction services. The
       Contractor shall hold all required licenses and be the financially responsible entity for bonding
       and insurance.
       To prequalify for the proposal process, a prospective CM/Contractor must meet all of the
       requirements described in this questionnaire and in the interview. The purpose of the
       Prequalification Questionnaire is to provide the University with sufficient information to
       determine if a CM/Contractor is “responsible.” The term “responsible” refers to trustworthiness,
       quality, fitness, capacity, experience, financial stability, and the ability to satisfactorily perform
       the work.




                                               Page 7 of 52
Helios Energy Research Facility West                                                 PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY

       The prequalification process is as follows:
       1. Questionnaire
          Provide all requested information, as applicable, on the questionnaire. Any prospective
          CM/Contractor failing to do so may be deemed non-responsive with respect to the
          prequalification process for this project. All information submitted for prequalification
          evaluation will be considered official information acquired in confidence, and the University will
          maintain its confidentiality to the extent permitted by law.

          Availability of Prequalification Questionnaires:
          On Thursday, July 30, 2009, Prequalification Questionnaires will be issued to interested
          CM/Contractors at University of California, Berkeley, Capital Projects Contract Administration,
          1936 University Avenue, Room 250, Berkeley, CA 94704-7027. Prequalification documents
          may be downloaded from our website:
          http://www.cp.berkeley.edu/AdsForBids.html#Prequalification.
          For information, call Pam Sasagawa - Contract Administrator at (510) 643-9116.
       2. Mandatory Prequalification Conference
          CM/Contractors interested in prequalifying to propose on this project are required to attend
          the Mandatory Prequalification Conference scheduled on August 10, 2009, beginning
          promptly at 2:00 P.M. CM/Contractor’s failing to sign in on the official attendance sheet at
          the prequalification conference will not be eligible to participate in the prequalification
          process.
          Participants shall meet at: Capital Projects, 1936 University Avenue, 2nd Floor, Berkeley,
          CA 94704-7027.
       3. Submittal Procedures and Deadline
          CM/Contractors interested in prequalifying to propose on this project must submit a
          completed Prequalification Questionnaire. The University is not responsible for any costs
          that CM/Contractors may incur to complete the prequalification process. All applicable
          portions of the attached forms shall be completed with attachments if the space provided on
          the questionnaire is not sufficient. QUESTIONNAIRES FAILING TO CLEARLY PRESENT
          ALL OF THE REQUESTED INFORMATION, OR THAT ARE NOT IN THE FORMAT
          REQUESTED MAY BE CONSIDERED NON RESPONSIVE AND REJECTED ON THAT
          BASIS. Each copy of the submittal must be complete and fully responsive to the
          requirements of the Prequalification Questionnaire.
          Prequalification Questionnaires must be received at: University of California, Berkeley,
          Capital Projects Contract Administration, 1936 University Avenue, Room 250, Berkeley, CA
          94704-7027.
          Attention: Pam Sasagawa, Contract Administrator
          Provide one (1) original, three (3) copies, and one (1) electronic CD/DVD copy of the
          Prequalification Questionnaire. Submittals must be received at the above address no later
          than Thursday, August 30, 2009 at 2:00 P.M.

          Prequalification Questionnaire submittals must indicate the CM/Contractor’s name and
          address using the following format:
          PREQUALIFICATION QUESTIONNAIRE
          Company Name and Address:
          Project Name: Helios Energy Research Facility West
          Due Date and Time: Thursday, August 20, 2009 at 2:00 P.M.


                                               Page 8 of 52
Helios Energy Research Facility West                                                PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY




          CM/Contractors shall assume full responsibility for timely delivery at the location designated
          for receipt of Prequalification Questionnaires.        ORAL, TELEPHONIC, FACSIMILE,
          TELEGRAPHIC, OR E-MAILED PREQUALIFICATION QUESTIONNAIRES ARE INVALID
          AND WILL NOT BE ACCEPTED. NO PREQUALIFICATION DOCUMENTS WILL BE
          ACCEPTED AFTER THE DUE DATE AND TIME.
       4. Rating and Evaluation Procedures
          Prospective Construction Managers-General Contractors are advised that construction
          experience and key personnel will be evaluated. To become prequalified to bid, CM/Contractors
          must demonstrate the CM/Contractor’s ability to successfully complete this project. See attached
          Prequalification Analysis sample.

          A. To be selected for the Interview process, a prospective CM/Contractor must:
             1. CONSTRUCTION EXPERIENCE: Have demonstrated sufficient project experience as
                 CM/Contractor. The projects submitted will be evaluated based on the extent to which
                 they meet the listed criteria.
             2. KEY PERSONNEL: Demonstrate adequate experience for CM/Contractor Key
                 Personnel. Proposed staff members must be current employees of the
                 proposing firm.
             3. LICENSE: Hold the proper license, current and active.
             4. SURETY: Submit a notarized statement from the proposed surety(ies) that states:
                 a. Contractor’s current available bonding capacity meets or exceeds the minimum
                      capacity described in the Questionnaire.
                 b. Contractor’s total bonding capacity.
                 c. Surety(ies) proposed to be used on the project is an admitted surety insurer as
                      defined in the California Code of Civil Procedure Section 995.120.
                 d. Surety(ies) acknowledges its intent to provide bonding of the Project in the event
                      Contractor is awarded the Project.
             5. INSURANCE: Submit a written declaration from its insurance agent/broker/carrier
                 stating that the Contractor is able to obtain insurance that meets or exceeds the limits
                 and ratings required for this project. Submit a copy of CM/Contractor’s insurance
                 certificate.
             6. ANNUAL REVENUE: Submit financial information including annual revenue for the
                 years 2005 through 2007 and schedule indicated contracts awarded to you.
             7. Submit all requested information that is current, accurate, and complete.
          B. To be selected for the interview process, a prospective CM/Contractor must not have:
              1. EXPERIENCE MODIFIER RATE: An Experience Modifier Rate (EMR: Workers’ Comp)
                  injury rating above 1.0 for 3 or more of the past five years.
              2. SURETY: A surety complete work on any contract within the past ten years.
              3. CM/CONTRACTOR LICENSE BOARD DISCIPLINARY PROCEEDINGS:                      A
                 Contractors State License Board disciplinary action in the past ten years.
              4. FALSE CLAIMS HISTORY: CM/Contractor must not have submitted a false or
                 fraudulent claim within the past ten years.

          After review of the Prequalification Questionnaire, the University may request clarifying
          information. The Questionnaire must be complete and address all the stated requirements.




                                                 Page 9 of 52
Helios Energy Research Facility West                                               PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY

          CM/Contractors selected for interviews will be notified in writing, and will specify the date,
          time, and location of their interviews and outline the interview process. The University
          reserves the right to re-open the CM/Contractor prequalification process if the University
          determines that there are insufficient prequalified CM/Contractors to support the Proposal
          process.

       5. Interview
          CM/Contractors that meet the minimum requirements in the Prequalification Questionnaire will
          be interviewed and evaluated by a committee. During the interview, the CM/Contractor and
          their team will have a specified amount of time to address the items listed below followed by a
          session of questions and answers.
          The following is a sample of what shall be presented during the Interview:
          a. Construction Schedule: Scheduling ability will be evaluated based on the level of
             understanding of the CM@Risk process and the extent to which it is demonstrated that the
             Team has the ability and experience to schedule a project and meet project deadlines.
          b. Management of Subcontractors: The successful management of subcontractors in
             terms of meeting the original schedule and cost submitted at the time of bid will be a
             critical part of the evaluation process.
          c. Consultant Responsibilities and Reporting Relationships:                   Discuss the
             responsibilities and the reporting relationships for each key consultant. CM/Contractors
             must identify the Team participant that is responsible for overall project drawing
             coordination and the contractual responsibilities of that entity.
          d. Demobilization/Project Closeout: Evaluations will consider the Team’s understanding
             of the University’s project closeout process and show a commitment to properly staffing
             the Project through its completion.
          e. Planning and Coordination: Show an organized and effective strategy for coordinating
             a CM@Risk project team. Organizational tools and strategies for monitoring progress,
             performance and follow up activities will be described, along with a demonstration
             through past experience, that the Team has the ability to work effectively together.
             Experience of personnel responsible for coordination will also be considered. Teams
             should define a proactive approach to resolving problems and disputes.
          f. Lean Construction/IPD: Describe how “lean” principles would apply to this project.
          g. CM@Risk Project Delivery: Provide an example illustrating the ability of the Team to
             integrate the preconstruction and construction process.

          CM/Contractors will be notified of their prequalification status after evaluation of the
          Prequalification Questionnaires and interviews.
          Prospective CM/Contractors that do not prequalify as a result of their response to the
          Questionnaire and/or the Interview process will receive written notice from the University. If
          the CM/Contractor can refute some of the facts upon which the above determinations were
          based, the bidder may request a review by the Facility. The decision resulting from such
          review is final and is not be appealable within the University of California.
          The University reserves the right to reject any or all responses to Prequalification
          Questionnaires and any or all proposals and to waive any non-material irregularities in any
          response or proposal received.




                                             Page 10 of 52
Helios Energy Research Facility West                                              PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY



   E. PROPOSAL PREPARATION, SUBMITTAL EVALUATION AND CONTRACT AWARD
      PROCESS
       CM/Contractors that successfully prequalify will be invited to submit a proposal to construct the
       project. Additional information and details regarding proposal preparation, submittal and the
       University’s evaluation and award process will be provided to the prequalified CM/Contractors in
       the RFP and mandatory pre-proposal conference.

   F. JOINT VENTURES
       Joint Ventures will not be allowed to participate on this project.




                                [THIS SPACE LEFT INTENTIONALLY BLANK]




                                               Page 11 of 52
Helios Energy Research Facility West                                                         PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY




II. PREQUALIFICATION QUESTIONNAIRE

       All information requested must be furnished on the forms provided below and must be
                                 completed in order to prequalify.

   A. COMPANY NAME AND ADDRESS

         Company
           Name:


                                   Telephone                                  Facsimile

   Street Address:                                                   ,                                 ,
                                   Street Address                            City & State                    Zip Code



   B. CONTACT INFORMATION

   Contact Person
        #1:
                                         Name, Title                       Telephone                       Email
   Contact Person
        #2:
                                         Name, Title                       Telephone                       Email


   C. ENTITY SUBMITTING THIS PREQUALIFICATION QUESTIONNAIRE

  Parent Company:                  Subsidiary:         Other:
                                                                                       (Please list)
   Branch Office:                     Division:


   D. TYPE OF BUSINESS ORGANIZATION

  Corporation:                      State of Incorporation:
  Partnership:
  Sole Proprietorship:                             Other:
                                                                                  (Please list)

     Total number of employees on payroll in the corporation:

     Total number of employees on payroll in the local office submitting this prequalification:

     Principal Office (if different from above):
                                                                               Street Address


                                                                           City, State & Zip Code


                                                     Page 12 of 52
Helios Energy Research Facility West                                                           PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY

     President’s Name:
     Vice President’s Name:
     Secretary’s Name:
     Treasurer’s Name:

   If a partnership, provide the following information:

    Date of Organization:                                            General:           Association

   Name and complete legal address of each general partner:


            (Partner’s Name)                                              (Legal Address)

            (Partner’s Name)                                              (Legal Address)

                    (If more space is needed, provide the information your company’s letterhead
                 with reference to the project name and number and attach it to this Questionnaire.)

   E. YEAR COMPANY WAS ESTABLISHED

    Year established:


   F. PARENT COMPANY INFORMATION (if applicable)

           Company
             Name:


                                    Telephone                                     Facsimile

    Street Address:                                                  ,                                    ,
                                    Street Address                              City & State                  Zip Code
    Contact Person:
                                              Name, Title                                              Telephone


   G. LIST ALL FORMER COMPANY NAMES




                                                   Page 13 of 52
CALIFORNIA MEMORIAL STADIUM SEISMIC SAFETY IMPROVEMENTS                                    PROJECT NO.: 12263A
UNIVERSITY OF CALIFORNIA, BERKELEY

   H. LICENSE

        Contractor must have a current and active California State Contractors license with a “B” General
        Building Contractor Classification for this Project.

                  ALL LICENSES MUST BE CURRENT AND ACTIVE THROUGHOUT THE PROJECT.

        Does your firm have the required current and active California State Contractors
        license?                                                                               Yes     No


             (Name of Licensee as it appears on record with the California Contractors State License Board)

        License No.                         Issue Date:             Expiration Date:
        License Class/Classes:
        Description of Classification(s):
        Description of Certification(s):



        Has the above contractor license(s) been suspended or revoked by the California Contractors
        State License Board within the past ten years?
                                                                       Yes         No
          If yes, please explain:



   I.   CONTRACTORS LICENSE BOARD DISCIPLINARY PROCEEDINGS

        Has your company, during the past ten years, received any disciplinary action from the California
        Contractors State License Board?    Yes           No

          If yes, give details including dates:

   J. DEBARMENT

        Is your company currently debarred by any Federal, State or local agency?       Yes          No

          If yes, give details including dates:




                                                  Page 14 of 52
Helios Energy Research Facility West                                                          PROJECT NO.: 12313D
UNIVERSITY OF CALIFORNIA, BERKELEY


   K. SURETY

       List below all Surety companies used by your company within the past ten years and state whether
       the Surety had to complete any part of your work including, but not limited to warranty-related repairs
       or other defective workmanship on any contract within the past ten years:

      Surety Company #1:
                                                        Surety’s Name                                    Telephone

       Street Address:                                                   ,                                ,
                                        Street Address                              City & State              Zip Code

                                           Has listed Surety Company #1 completed work
                                                                                                        Yes     No
            Period Covered                   for your Company within the past ten years?



      Surety Company #2:
                                                        Surety’s Name                                    Telephone

       Street Address:                                                   ,                                ,
                                        Street Address                              City & State              Zip Code

                                           Has listed Surety Company #2 completed work
                                                                                                        Yes     No
            Period Covered                   for your Company within the past ten years?



      Surety Company #3:
                                                        Surety’s Name                                    Telephone

       Street Address:                                                   ,                                ,
                                        Street Address                              City & State              Zip Code

                                           Has listed Surety Company #3 completed work
                                                                                                        Yes     No
            Period Covered                   for your Company within the past ten years?



      Surety Company #4:
                                                        Surety’s Name                                    Telephone

       Street Address:                                                   ,                                ,
                                        Street Address                              City & State              Zip Code

                                           Has listed Surety Company #4 completed work
                                                                                                        Yes     No
            Period Covered                   for your Company within the past ten years?


                     (If more space is needed, provide the information your company’s letterhead
                  with reference to the project name and number and attach it to this Questionnaire.)




                                                  Page 15 of 52
Helios Energy Research Facility West                                                    Project No. 12313D
University of California, Berkeley


    L. FINANCIAL CAPABILITY
        Attach a notarized statement from the surety (ies) that states: (i) current available
        bonding capacity meets or exceeds $110 million; (ii) total bonding capacity; (iii) Surety(ies)
        proposed to be used on the project is an admitted surety insurer as defined in the California
        Code of Civil Procedure Section 995.120; and (iiii) Surety(ies) acknowledges its intent to
        provide bonding of the Project in the event CM/Contractor is awarded the Project.

    M. FINANCIAL DATA
        Provide your company’s Total Revenue, Net Income, Current Assets, Current Liabilities, Total
        Debt, and Total Net Worth for the past three (3) fiscal years. Specify your company’s total and
        current available bonding capacity. CM/Contractor may include 2008 fiscal year data if
        available.

                         1. Total Revenue (past 3 fiscal years):
                (   Year Ending                       $
                (   Year Ending                       $
                (   Year Ending                       $

         2. Net Income (past 3 fiscal years):
             ( Year Ending                                $
             ( Year Ending                                $
             ( Year Ending                                $

         3. Current Assets (past 3 fiscal years):
             ( Year Ending                                $
             ( Year Ending                                $
             ( Year Ending                                $

         4. Current Liabilities (past 3 fiscal years):
             ( Year Ending                                $
             ( Year Ending                                $
             ( Year Ending                                $

         5. Total Debt (past 3 fiscal years):
             ( Year Ending                                $
             ( Year Ending                                $
             ( Year Ending                                $

         6. Total Net Worth (past 3 fiscal years):
             ( Year Ending                                $
             ( Year Ending                                $
             ( Year Ending                                $

          7. Total Bonding Capacity                       $

          8. Total Available Bonding Capacity             $


                                       Be prepared to provide copies of audited Profit and Loss
           Financial Statement(s):
                                       Statements for the past three years of operation upon request.




                                                     Page 16 of 52
Helios Energy Research Facility West                                                              Project No. 12313D
University of California, Berkeley


    N. INSURANCE
        The successful Contractor for this Project will be required to furnish certificates of insurance on
        University’s form evidencing that it shall furnish and maintain Commercial Form of General Liability,
        Excess Liability (if applicable), Contractor’s Professional Liability, Business Automobile Liability,
        Pollution Liability, and Workers’ Compensation insurance in the amounts below.
        The insurance required for Commercial Form General Liability, Excess Liability, Contractor’s
        Professional Liability, Business Automobile Liability, and Pollution Liability Insurance shall be issued
        by companies with a Best rating of A- or better, and a financial classification of VIII or better (or an
        equivalent rating by Standard & Poor or Moody’s) written for not less than the following:
                                                                                                    Minimum
             COMMERCIAL FORM GENERAL LIABILITY INSURANCE – Limits of Liability                    Requirements
              Each Occurrence – Combined Single Limit for Bodily Injury and Property Damage:         $5,000,000
                                                  Products-Completed Operations Aggregate:           $5,000,000
                                                              Personal and Advertising Injury:       $1,000,000
                                                                          General Aggregate:        $10,000,000

                                                                                                    Minimum
                       CONTRACTOR’S PROFESSIONAL LIABILITY – Limits of Liability                   Requirement
                                                                         Professional Liability      $1,000,000
                                                                                                    Minimum
                   BUSINESS AUTOMOBILE LIABILITY INSURANCE – Limits of Liability                   Requirement
                 Each Accident – Combined Single Limit for Bodily Injury and Property Damage:        $2,000,000

                                                                                                    Minimum
                                POLLUTION LIABILITY INSURANCE – Limits of Liability                Requirement
                                                                           Each Occurrence:          $5,000,000
                                                 Products-Completed Operations Aggregate:            $5,000,000
                                                                         General Aggregate:          $5,000,000

                        WORKERS’ COMPENSATION – As required by Federal and State of California law
                                                                                                    Minimum
                                            EMPLOYER’S LIABILITY – Limits of Liability             Requirement
                                                                             Each Employee:          $1,000,000
                                                                              Each Accident:         $1,000,000
                                                                                  Policy Limit:      $1,000,000
        Insurance required for Workers’ Compensation and Employer’s Liability Insurance shall be issued
        by companies that have a (i) Best rating of B+ or better, and a financial classification of VIII or better
        (or an equivalent rating by Standard & Poor or Moody’s) or (ii) that are acceptable to the University.
        Such insurance shall be written to be not less than (as required by Federal and State of California
        law).

        1.   Is your firm able to obtain the insurance in the required limits and ratings from companies
             that meet the criteria stated above? Yes        No

        2.   If “yes,” provide declaration(s) from your insurance agent/broker/carrier stating that your
             firm is able to obtain insurance coverage in the limits and ratings stated above from the
             insurance companies required for this Project.
        3.   Provide a copy of your company’s insurance certificate.
                                                    Page 17 of 52
Helios Energy Research Facility West                                                            Project No. 12313D
University of California, Berkeley


    O. EXPERIENCE MODIFICATION RATE

        List your company’s Workers’ Compensation Experience Modifier Rate for the past five years:


           2004:             2005:               2006:              2007:               2008:

        Submit a letter from your Workers’ Compensation carrier showing your Experience
        Modification rate for the past five years.

        If the Modification Rate has been above 1.0 for more than one year, provide an explanation,
        including dates:


    P. QUALIFICATION HISTORY

        Provide the following information if CM/Contractor has submitted but has failed to qualify to
        bid work for the University of California, including its national laboratories:

                      UC Campus Name:
               Facility’s Contact Person:
                            Project Name:
                          Project Number:
      Date of Notice of Failure to Qualify:
           Reason for Failure to Qualify:


                   (If more space is needed, provide the information your company’s letterhead
                with reference to the project name and number and attach it to this Questionnaire.)




                             [THIS SPACE LEFT INTENTIONALLY BLANK]




                                                    Page 18 of 52
Helios Energy Research Facility West                                                            Project No. 12313D
University of California, Berkeley



Q. UNSETTLED WARRANTIES OR CLAIMS

        Provide the following information if CM/Contractor has unsettled/pending claims, demands or
        notices of default issued by the University of California for University projects, including
        projects for its national laboratories (LBNL, LLNL or LANL):

                   UC Campus Name:
            Facility’s Contact Person:
                         Project Name:
                       Project Number:
                     Recorded Date of
                          Claim/Notice:
                     Type of Warranty:
                        Basis of Claim:



       Status of Unsettled Warranty:




                   (If more space is needed, provide the information your company’s letterhead
                with reference to the project name and number and attach it to this Questionnaire.)




      If the Contractor does not have any unsettled/pending claims, demands or notices of default,
      please indicate “None” in the space provided:




                             [THIS SPACE LEFT INTENTIONALLY BLANK]




                                                    Page 19 of 52
Helios Energy Research Facility West                                                            Project No. 12313D
University of California, Berkeley



III. CONSTRUCTION EXPERIENCE

    A. PROJECT COMPLETION

        Has your company failed to complete a Contract or been removed from a project within the past
        ten years? Yes     No

         If yes, give details including dates:



                     (If more space is needed, provide the information your company’s letterhead
                  with reference to the project name and number and attach it to this Questionnaire.)

    B. LIQUIDATED DAMAGES

        Has CM/Contractor been assessed liquidated damages for failing to complete a contract within
        the time specified in the contract documents within the past ten years? Yes  No

         If yes, give details including dates:



                     (If more space is needed, provide the information your company’s letterhead
                  with reference to the project name and number and attach it to this Questionnaire.)




                            [THIS SPACE LEFT INTENTIONALLY BLANK]




                                                    Page 20 of 52
Helios Energy Research Facility West                                                         Project No. 12313D
University of California, Berkeley



    C. COMPLETED CONSTRUCTION PROJECT EXPERIENCE

        1. Contractor Construction Experience:
            a. Submit a minimum of 4 and maximum of 7 projects completed, or substantially
               completed, in the past 7 years that meet the criteria listed below and demonstrate
               the CM/Contractor’s ability to successfully complete the project with respect to
               project size, cost, use, complexity, etc. (Do not include projects currently under
               design or active construction.).

            b. Projects presented for consideration must be submitted on the forms attached to this
               section.

              All projects presented for consideration must be completed for commercial, industrial, public
              agency or institutional clients.
                     At least four (4) CM@Risk delivered projects for which the construction cost
                      exceeded $70 million each. All projects should include experience as Construction
                      Manager/General Contractor providing both preconstruction services and acting as
                      General Contractor during construction phase of the same project.

                     At least three (3) projects should include multi-story new lab building containing
                      wet labs, fume hoods, laboratory casework, basement levels and extensive piped
                      utilities.

                     At least one (1) project located in the State of California for which the construction
                      cost exceeded $100 million.
                     At least two (2) projects should include restricted site access and staging space.

                     At least two (2) projects should include experience in Building Information
                      Modeling (BIM) for preconstruction and construction in BIM functions such as:
                      constructability/coordination, subcontractor coordination management, and/or shop
                      drawings. For this example only, work may currently be under construction.

                     At least one (1) project should include significant exterior plazas and site work.

                     At least one (1) project should include an underground garage constructed under
                      the building as part of the project.

                     At least one (1) project should include the hazardous material removal and
                      abatement of an existing building on the site.

                     At least one (1) project should include the demolition of an existing building on the
                      site.

                     At least one (1) project should include management and contracting of Design-
                      Build building envelope, Mechanical, Electrical or Plumbing subcontractors.



        c. Submit a comprehensive list, including University’s Representative contact information,
           of all projects completed for The Regents of the University of California (including LBNL,
           LLNL and LANL) within the past ten (10) years. Provide name, date of completion and
           University’s Representative name and current phone number.


                                                   Page 21 of 52
    Helios Energy Research Facility West                                                                  Project No. 12313D
    University of California, Berkeley




                                                       PROJECT DATA SHEET #1
                                              Verify all contacts prior to submittal.
                         Do not leave any spaces blank. Responses such as “N/A” are not acceptable.
                       If not applicable, state “Not Applicable” and explain why. If none, state “NONE.”


Project Name:
Project or Contract Number:

Project Location:                                                             ,                           ,
                                              Street Address                          City & State                Zip Code



Owner Information:                                                    Contact Person:
                                       Owner’s Name                                                   Name & Title
Address:                                                                      ,                           ,
                                       Street Address                                 City & State                Zip Code

Telephone:                                       Facsimile:                                  Email:



Address of Contractor’s Office that Performed the Work:

                                                                  ,                                   ,
                         Street Address                                           City & State                   Zip Code


Contact Person:                                                                    Telephone:
                               Name & Title

Facsimile:                                               Email:

Name of Contractor’s Project Manager for project:

Name of Contractor’s Superintendent for project:



Design Firm:                                                          Contact Person:
                                                                                                          Name & Title
Address:                                                                  ,                               ,
                                     Street Address                                   City & State                Zip Code

Telephone:                                          Facsimile:                               Email:

Name of Design Firm’s Project Manager for project:




                                                          Page 22 of 52
   Helios Energy Research Facility West                                                     Project No. 12313D
   University of California, Berkeley



                                              PROJECT DATA SHEET #1


Contract Time:

                                                      Scheduled Completion
        Start Date:                                          Date:
                           Month/Day/Year                                      Month/Day/Year
                                                                Days Extended due to Unexcused
Actual Completion Date:                                                                 Delays:
                                     Month/Day/Year

Contract Amount:
                  $                                   $                              $
                Base Amount               Adjustment Due to Change Orders            Final Contract Amount

Project Information:
Type of
Project:          New                          Remodel/Renovation
Type of                                                                                        Institutional
Facility:         Commercial                   Industrial            Public Agency

Was a CM@Risk delivery method used for this project?                             Yes              No

If yes, please describe the process.

Was this project located in the State of California with a construction
                                                                                 Yes              No
value greater than $100 million?

If yes, please describe the scope.

Did your firm provide both preconstruction services and act as GC
                                                                                 Yes              No
during the construction phase?

If yes, please describe your firm’s activities and responsibilities in each phase.

Did this project include restricted site access and staging space?               Yes              No

If yes, please describe your firm’s methods for managing both.
Did this project include multi-story new lab building containing wet
labs, fume hoods, laboratory casework, basement levels and                       Yes              No
extensive piped utilities?

If yes, please describe the project, any difficulties encountered and your methods for solving them.
Did this project include experience in Building Information Modeling
(BIM) for preconstruction and construction in BIM functions such as:
                                                                                 Yes              No
Constructability/coordination, subcontractor coordination
management, and/or shop drawings?

If yes, please explain how the process was managed.



                                                    Page 23 of 52
    Helios Energy Research Facility West                                                  Project No. 12313D
    University of California, Berkeley




Did this project include extensive site work and exterior plazas?                   Yes        No

If yes, please describe the scope, any difficulties encountered and your methods for solving them.

Did this project include an underground garage?                                    Yes         No

If yes, please describe any complications caused by this and your means of solving them.

Did this project include the hazardous material abatement?                         Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include demolition?                                               Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include any self-performed work?                                  Yes         No

If yes, please list.

Did this project include management and contracting of Design-Build
                                                                                   Yes         No
building envelope, Mechanical, Electrical or Plumbing subcontractors ?

If yes, please describe the scope, any challenges encountered and your methods for solving them.

Project Description:
Provide a brief description with photos of this project including typical conditions and elements of the
project.




                                                   Page 24 of 52
    Helios Energy Research Facility West                                                                  Project No. 12313D
    University of California, Berkeley




                                                       PROJECT DATA SHEET #2
                                              Verify all contacts prior to submittal.
                         Do not leave any spaces blank. Responses such as “N/A” are not acceptable.
                       If not applicable, state “Not Applicable” and explain why. If none, state “NONE.”


Project Name:
Project or Contract Number:

Project Location:                                                             ,                           ,
                                              Street Address                          City & State                Zip Code



Owner Information:                                                    Contact Person:
                                       Owner’s Name                                                   Name & Title
Address:                                                                      ,                           ,
                                       Street Address                                 City & State                Zip Code

Telephone:                                       Facsimile:                                  Email:



Address of Contractor’s Office that Performed the Work:

                                                                  ,                                   ,
                         Street Address                                           City & State                   Zip Code


Contact Person:                                                                    Telephone:
                               Name & Title

Facsimile:                                               Email:

Name of Contractor’s Project Manager for project:

Name of Contractor’s Superintendent for project:



Design Firm:                                                          Contact Person:
                                                                                                          Name & Title
Address:                                                                  ,                               ,
                                     Street Address                                   City & State                Zip Code

Telephone:                                          Facsimile:                               Email:

Name of Design Firm’s Project Manager for project:




                                                          Page 25 of 52
   Helios Energy Research Facility West                                                    Project No. 12313D
   University of California, Berkeley



                                              PROJECT DATA SHEET #2


Contract Time:

                                                      Scheduled Completion
        Start Date:                                          Date:
                           Month/Day/Year                                      Month/Day/Year
                                                                Days Extended due to Unexcused
Actual Completion Date:                                                                 Delays:
                                     Month/Day/Year

Contract Amount:
                  $                                   $                             $
                Base Amount               Adjustment Due to Change Orders           Final Contract Amount

Project Information:
Type of
Project:          New                          Remodel/Renovation
Type of                                                                                       Institutional
Facility:         Commercial                   Industrial            Public Agency

Was a CM@Risk delivery method used for this project?                            Yes              No

If yes, please describe the process.

Was this project located in the State of California with a construction
                                                                                Yes              No
value greater than $100 million?

If yes, please describe the scope.

Did your firm provide both preconstruction services and act as GC
                                                                                Yes              No
during the construction phase?

If yes, please describe your firm’s activities and responsibilities in each phase

Did this project include restricted site access and staging space?              Yes              No

If yes, please describe your firm’s methods for managing both
Did this project include multi-story new lab building containing wet
labs, fume hoods, laboratory casework, basement levels and                      Yes              No
extensive piped utilities?

If yes, please describe the project, any difficulties encountered and your methods for solving them.
Did this project include experience in Building Information Modeling
(BIM) for preconstruction and construction in BIM functions such as:
                                                                                Yes              No
Constructability/coordination, subcontractor coordination
management, and/or shop drawings?

If yes, please explain how the process was managed.



                                                    Page 26 of 52
    Helios Energy Research Facility West                                                  Project No. 12313D
    University of California, Berkeley




Did this project include extensive site work and exterior plazas?                   Yes        No

If yes, please describe the scope, any difficulties encountered and your methods for solving them.

Did this project include an underground garage?                                    Yes         No

If yes, please describe any complications caused by this and your means of solving them.

Did this project include the hazardous material abatement?                         Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include demolition?                                               Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include any self-performed work?                                  Yes         No

If yes, please list.

Did this project include management and contracting of Design-Build
                                                                                   Yes         No
building envelope, Mechanical, Electrical or Plumbing subcontractors ?

If yes, please describe the scope, any challenges encountered and your methods for solving them.

Project Description:
Provide a brief description with photos of this project including typical conditions and elements of the
project.




                                                   Page 27 of 52
    Helios Energy Research Facility West                                                                  Project No. 12313D
    University of California, Berkeley




                                                       PROJECT DATA SHEET #3
                                              Verify all contacts prior to submittal.
                         Do not leave any spaces blank. Responses such as “N/A” are not acceptable.
                       If not applicable, state “Not Applicable” and explain why. If none, state “NONE.”


Project Name:
Project or Contract Number:

Project Location:                                                             ,                           ,
                                              Street Address                          City & State                Zip Code



Owner Information:                                                    Contact Person:
                                       Owner’s Name                                                   Name & Title
Address:                                                                      ,                           ,
                                       Street Address                                 City & State                Zip Code

Telephone:                                       Facsimile:                                  Email:



Address of Contractor’s Office that Performed the Work:

                                                                  ,                                   ,
                         Street Address                                           City & State                   Zip Code


Contact Person:                                                                    Telephone:
                               Name & Title

Facsimile:                                               Email:

Name of Contractor’s Project Manager for project:

Name of Contractor’s Superintendent for project:



Design Firm:                                                          Contact Person:
                                                                                                          Name & Title
Address:                                                                  ,                               ,
                                     Street Address                                   City & State                Zip Code

Telephone:                                          Facsimile:                               Email:

Name of Design Firm’s Project Manager for project:




                                                          Page 28 of 52
   Helios Energy Research Facility West                                                    Project No. 12313D
   University of California, Berkeley



                                              PROJECT DATA SHEET #3


Contract Time:

                                                      Scheduled Completion
        Start Date:                                          Date:
                           Month/Day/Year                                      Month/Day/Year
                                                                Days Extended due to Unexcused
Actual Completion Date:                                                                 Delays:
                                     Month/Day/Year

Contract Amount:
                  $                                   $                             $
                Base Amount               Adjustment Due to Change Orders           Final Contract Amount

Project Information:
Type of
Project:          New                          Remodel/Renovation
Type of                                                                                       Institutional
Facility:         Commercial                   Industrial            Public Agency

Was a CM@Risk delivery method used for this project?                            Yes              No

If yes, please describe the process.

Was this project located in the State of California with a construction
                                                                                Yes              No
value greater than $100 million?

If yes, please describe the scope.

Did your firm provide both preconstruction services and act as GC
                                                                                Yes              No
during the construction phase?

If yes, please describe your firm’s activities and responsibilities in each phase

Did this project include restricted site access and staging space?              Yes              No

If yes, please describe your firm’s methods for managing both
Did this project include multi-story new lab building containing wet
labs, fume hoods, laboratory casework, basement levels and                      Yes              No
extensive piped utilities?

If yes, please describe the project, any difficulties encountered and your methods for solving them.
Did this project include experience in Building Information Modeling
(BIM) for preconstruction and construction in BIM functions such as:
                                                                                Yes              No
Constructability/coordination, subcontractor coordination
management, and/or shop drawings?

If yes, please explain how the process was managed.



                                                    Page 29 of 52
    Helios Energy Research Facility West                                                  Project No. 12313D
    University of California, Berkeley




Did this project include extensive site work and exterior plazas?                   Yes        No

If yes, please describe the scope, any difficulties encountered and your methods for solving them.

Did this project include an underground garage?                                    Yes         No

If yes, please describe any complications caused by this and your means of solving them.

Did this project include the hazardous material abatement?                         Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include demolition?                                               Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include any self-performed work?                                  Yes         No

If yes, please list.

Did this project include management and contracting of Design-Build
                                                                                   Yes         No
building envelope, Mechanical, Electrical or Plumbing subcontractors ?

If yes, please describe the scope, any challenges encountered and your methods for solving them.

Project Description:
Provide a brief description with photos of this project including typical conditions and elements of the
project.




                                                   Page 30 of 52
    Helios Energy Research Facility West                                                                  Project No. 12313D
    University of California, Berkeley




                                                       PROJECT DATA SHEET #4
                                              Verify all contacts prior to submittal.
                         Do not leave any spaces blank. Responses such as “N/A” are not acceptable.
                       If not applicable, state “Not Applicable” and explain why. If none, state “NONE.”


Project Name:
Project or Contract Number:

Project Location:                                                             ,                           ,
                                              Street Address                          City & State                Zip Code



Owner Information:                                                    Contact Person:
                                       Owner’s Name                                                   Name & Title
Address:                                                                      ,                           ,
                                       Street Address                                 City & State                Zip Code

Telephone:                                       Facsimile:                                  Email:



Address of Contractor’s Office that Performed the Work:

                                                                  ,                                   ,
                         Street Address                                           City & State                   Zip Code


Contact Person:                                                                    Telephone:
                               Name & Title

Facsimile:                                               Email:

Name of Contractor’s Project Manager for project:

Name of Contractor’s Superintendent for project:



Design Firm:                                                          Contact Person:
                                                                                                          Name & Title
Address:                                                                  ,                               ,
                                     Street Address                                   City & State                Zip Code

Telephone:                                          Facsimile:                               Email:

Name of Design Firm’s Project Manager for project:




                                                          Page 31 of 52
   Helios Energy Research Facility West                                                    Project No. 12313D
   University of California, Berkeley



                                              PROJECT DATA SHEET #4


Contract Time:

                                                      Scheduled Completion
        Start Date:                                          Date:
                           Month/Day/Year                                      Month/Day/Year
                                                                Days Extended due to Unexcused
Actual Completion Date:                                                                 Delays:
                                     Month/Day/Year

Contract Amount:
                  $                                   $                             $
                Base Amount               Adjustment Due to Change Orders           Final Contract Amount

Project Information:
Type of
Project:          New                          Remodel/Renovation
Type of                                                                                       Institutional
Facility:         Commercial                   Industrial            Public Agency

Was a CM@Risk delivery method used for this project?                            Yes              No

If yes, please describe the process.

Was this project located in the State of California with a construction
                                                                                Yes              No
value greater than $100 million?

If yes, please describe the scope.

Did your firm provide both preconstruction services and act as GC
                                                                                Yes              No
during the construction phase?

If yes, please describe your firm’s activities and responsibilities in each phase

Did this project include restricted site access and staging space?              Yes              No

If yes, please describe your firm’s methods for managing both
Did this project include multi-story new lab building containing wet
labs, fume hoods, laboratory casework, basement levels and                      Yes              No
extensive piped utilities?

If yes, please describe the project, any difficulties encountered and your methods for solving them.
Did this project include experience in Building Information Modeling
(BIM) for preconstruction and construction in BIM functions such as:
                                                                                Yes              No
Constructability/coordination, subcontractor coordination
management, and/or shop drawings?

If yes, please explain how the process was managed.



                                                    Page 32 of 52
    Helios Energy Research Facility West                                                  Project No. 12313D
    University of California, Berkeley




Did this project include extensive site work and exterior plazas?                   Yes        No

If yes, please describe the scope, any difficulties encountered and your methods for solving them.

Did this project include an underground garage?                                    Yes         No

If yes, please describe any complications caused by this and your means of solving them.

Did this project include the hazardous material abatement?                         Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include demolition?                                               Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include any self-performed work?                                  Yes         No

If yes, please list.

Did this project include management and contracting of Design-Build
                                                                                   Yes         No
building envelope, Mechanical, Electrical or Plumbing subcontractors ?

If yes, please describe the scope, any challenges encountered and your methods for solving them.

Project Description:
Provide a brief description with photos of this project including typical conditions and elements of the
project.




                                                   Page 33 of 52
    Helios Energy Research Facility West                                                                  Project No. 12313D
    University of California, Berkeley




                                                       PROJECT DATA SHEET #5
                                              Verify all contacts prior to submittal.
                         Do not leave any spaces blank. Responses such as “N/A” are not acceptable.
                       If not applicable, state “Not Applicable” and explain why. If none, state “NONE.”


Project Name:
Project or Contract Number:

Project Location:                                                             ,                           ,
                                              Street Address                          City & State                Zip Code



Owner Information:                                                    Contact Person:
                                       Owner’s Name                                                   Name & Title
Address:                                                                      ,                           ,
                                       Street Address                                 City & State                Zip Code

Telephone:                                       Facsimile:                                  Email:



Address of Contractor’s Office that Performed the Work:

                                                                  ,                                   ,
                         Street Address                                           City & State                   Zip Code


Contact Person:                                                                    Telephone:
                               Name & Title

Facsimile:                                               Email:

Name of Contractor’s Project Manager for project:

Name of Contractor’s Superintendent for project:



Design Firm:                                                          Contact Person:
                                                                                                          Name & Title
Address:                                                                  ,                               ,
                                     Street Address                                   City & State                Zip Code

Telephone:                                          Facsimile:                               Email:

Name of Design Firm’s Project Manager for project:




                                                          Page 34 of 52
   Helios Energy Research Facility West                                                    Project No. 12313D
   University of California, Berkeley



                                              PROJECT DATA SHEET #5


Contract Time:

                                                      Scheduled Completion
        Start Date:                                          Date:
                           Month/Day/Year                                      Month/Day/Year
                                                                Days Extended due to Unexcused
Actual Completion Date:                                                                 Delays:
                                     Month/Day/Year

Contract Amount:
                  $                                   $                             $
                Base Amount               Adjustment Due to Change Orders           Final Contract Amount

Project Information:
Type of
Project:          New                          Remodel/Renovation
Type of                                                                                       Institutional
Facility:         Commercial                   Industrial            Public Agency

Was a CM@Risk delivery method used for this project?                            Yes              No

If yes, please describe the process.

Was this project located in the State of California with a construction
                                                                                Yes              No
value greater than $100 million?

If yes, please describe the scope.

Did your firm provide both preconstruction services and act as GC
                                                                                Yes              No
during the construction phase?

If yes, please describe your firm’s activities and responsibilities in each phase

Did this project include restricted site access and staging space?              Yes              No

If yes, please describe your firm’s methods for managing both
Did this project include multi-story new lab building containing wet
labs, fume hoods, laboratory casework, basement levels and                      Yes              No
extensive piped utilities?

If yes, please describe the project, any difficulties encountered and your methods for solving them.
Did this project include experience in Building Information Modeling
(BIM) for preconstruction and construction in BIM functions such as:
                                                                                Yes              No
Constructability/coordination, subcontractor coordination
management, and/or shop drawings?

If yes, please explain how the process was managed.



                                                    Page 35 of 52
    Helios Energy Research Facility West                                                  Project No. 12313D
    University of California, Berkeley




Did this project include extensive site work and exterior plazas?                   Yes        No

If yes, please describe the scope, any difficulties encountered and your methods for solving them.

Did this project include an underground garage?                                    Yes         No

If yes, please describe any complications caused by this and your means of solving them.

Did this project include the hazardous material abatement?                         Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include demolition?                                               Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include any self-performed work?                                  Yes         No

If yes, please list.

Did this project include management and contracting of Design-Build
                                                                                   Yes         No
building envelope, Mechanical, Electrical or Plumbing subcontractors ?

If yes, please describe the scope, any challenges encountered and your methods for solving them.

Project Description:
Provide a brief description with photos of this project including typical conditions and elements of the
project.




                                                   Page 36 of 52
    Helios Energy Research Facility West                                                                  Project No. 12313D
    University of California, Berkeley




                                                       PROJECT DATA SHEET #6
                                              Verify all contacts prior to submittal.
                         Do not leave any spaces blank. Responses such as “N/A” are not acceptable.
                       If not applicable, state “Not Applicable” and explain why. If none, state “NONE.”


Project Name:
Project or Contract Number:

Project Location:                                                             ,                           ,
                                              Street Address                          City & State                Zip Code



Owner Information:                                                    Contact Person:
                                       Owner’s Name                                                   Name & Title
Address:                                                                      ,                           ,
                                       Street Address                                 City & State                Zip Code

Telephone:                                       Facsimile:                                  Email:



Address of Contractor’s Office that Performed the Work:

                                                                  ,                                   ,
                         Street Address                                           City & State                   Zip Code


Contact Person:                                                                    Telephone:
                               Name & Title

Facsimile:                                               Email:

Name of Contractor’s Project Manager for project:

Name of Contractor’s Superintendent for project:



Design Firm:                                                          Contact Person:
                                                                                                          Name & Title
Address:                                                                  ,                               ,
                                     Street Address                                   City & State                Zip Code

Telephone:                                          Facsimile:                               Email:

Name of Design Firm’s Project Manager for project:




                                                          Page 37 of 52
   Helios Energy Research Facility West                                                    Project No. 12313D
   University of California, Berkeley



                                              PROJECT DATA SHEET #6


Contract Time:

                                                      Scheduled Completion
        Start Date:                                          Date:
                           Month/Day/Year                                      Month/Day/Year
                                                                Days Extended due to Unexcused
Actual Completion Date:                                                                 Delays:
                                     Month/Day/Year

Contract Amount:
                  $                                   $                             $
                Base Amount               Adjustment Due to Change Orders           Final Contract Amount

Project Information:
Type of
Project:          New                          Remodel/Renovation
Type of                                                                                       Institutional
Facility:         Commercial                   Industrial            Public Agency

Was a CM@Risk delivery method used for this project?                            Yes              No

If yes, please describe the process.

Was this project located in the State of California with a construction
                                                                                Yes              No
value greater than $100 million?

If yes, please describe the scope.

Did your firm provide both preconstruction services and act as GC
                                                                                Yes              No
during the construction phase?

If yes, please describe your firm’s activities and responsibilities in each phase

Did this project include restricted site access and staging space?              Yes              No

If yes, please describe your firm’s methods for managing both
Did this project include multi-story new lab building containing wet
labs, fume hoods, laboratory casework, basement levels and                      Yes              No
extensive piped utilities?

If yes, please describe the project, any difficulties encountered and your methods for solving them.
Did this project include experience in Building Information Modeling
(BIM) for preconstruction and construction in BIM functions such as:
                                                                                Yes              No
Constructability/coordination, subcontractor coordination
management, and/or shop drawings?

If yes, please explain how the process was managed.



                                                    Page 38 of 52
    Helios Energy Research Facility West                                                  Project No. 12313D
    University of California, Berkeley




Did this project include extensive site work and exterior plazas?                   Yes        No

If yes, please describe the scope, any difficulties encountered and your methods for solving them.

Did this project include an underground garage?                                    Yes         No

If yes, please describe any complications caused by this and your means of solving them.

Did this project include the hazardous material abatement?                         Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include demolition?                                               Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include any self-performed work?                                  Yes         No

If yes, please list.

Did this project include management and contracting of Design-Build
                                                                                   Yes         No
building envelope, Mechanical, Electrical or Plumbing subcontractors ?

If yes, please describe the scope, any challenges encountered and your methods for solving them.

Project Description:
Provide a brief description with photos of this project including typical conditions and elements of the
project.




                                                   Page 39 of 52
    Helios Energy Research Facility West                                                                  Project No. 12313D
    University of California, Berkeley




                                                       PROJECT DATA SHEET #7
                                              Verify all contacts prior to submittal.
                         Do not leave any spaces blank. Responses such as “N/A” are not acceptable.
                       If not applicable, state “Not Applicable” and explain why. If none, state “NONE.”


Project Name:
Project or Contract Number:

Project Location:                                                             ,                           ,
                                              Street Address                          City & State                Zip Code



Owner Information:                                                    Contact Person:
                                       Owner’s Name                                                   Name & Title
Address:                                                                      ,                           ,
                                       Street Address                                 City & State                Zip Code

Telephone:                                       Facsimile:                                  Email:



Address of Contractor’s Office that Performed the Work:

                                                                  ,                                   ,
                         Street Address                                           City & State                   Zip Code


Contact Person:                                                                    Telephone:
                               Name & Title

Facsimile:                                               Email:

Name of Contractor’s Project Manager for project:

Name of Contractor’s Superintendent for project:



Design Firm:                                                          Contact Person:
                                                                                                          Name & Title
Address:                                                                  ,                               ,
                                     Street Address                                   City & State                Zip Code

Telephone:                                          Facsimile:                               Email:

Name of Design Firm’s Project Manager for project:




                                                          Page 40 of 52
   Helios Energy Research Facility West                                                    Project No. 12313D
   University of California, Berkeley



                                              PROJECT DATA SHEET #7


Contract Time:

                                                      Scheduled Completion
        Start Date:                                          Date:
                           Month/Day/Year                                      Month/Day/Year
                                                                Days Extended due to Unexcused
Actual Completion Date:                                                                 Delays:
                                     Month/Day/Year

Contract Amount:
                  $                                   $                             $
                Base Amount               Adjustment Due to Change Orders           Final Contract Amount

Project Information:
Type of
Project:          New                          Remodel/Renovation
Type of                                                                                       Institutional
Facility:         Commercial                   Industrial            Public Agency

Was a CM@Risk delivery method used for this project?                            Yes              No

If yes, please describe the process.

Was this project located in the State of California with a construction
                                                                                Yes              No
value greater than $100 million?

If yes, please describe the scope.

Did your firm provide both preconstruction services and act as GC
                                                                                Yes              No
during the construction phase?

If yes, please describe your firm’s activities and responsibilities in each phase

Did this project include restricted site access and staging space?              Yes              No

If yes, please describe your firm’s methods for managing both
Did this project include multi-story new lab building containing wet
labs, fume hoods, laboratory casework, basement levels and                      Yes              No
extensive piped utilities?

If yes, please describe the project, any difficulties encountered and your methods for solving them.
Did this project include experience in Building Information Modeling
(BIM) for preconstruction and construction in BIM functions such as:
                                                                                Yes              No
Constructability/coordination, subcontractor coordination
management, and/or shop drawings?

If yes, please explain how the process was managed.



                                                    Page 41 of 52
    Helios Energy Research Facility West                                                  Project No. 12313D
    University of California, Berkeley




Did this project include extensive site work and exterior plazas?                   Yes        No

If yes, please describe the scope, any difficulties encountered and your methods for solving them.

Did this project include an underground garage?                                    Yes         No

If yes, please describe any complications caused by this and your means of solving them.

Did this project include the hazardous material abatement?                         Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include demolition?                                               Yes         No

If yes, please describe how you managed and coordinated the work.

Did this project include any self-performed work?                                  Yes         No

If yes, please list.

Did this project include management and contracting of Design-Build
                                                                                   Yes         No
building envelope, Mechanical, Electrical or Plumbing subcontractors ?

If yes, please describe the scope, any challenges encountered and your methods for solving them.

Project Description:
Provide a brief description with photos of this project including typical conditions and elements of the
project.




                                                   Page 42 of 52
Helios Energy Research Facility West                                                             Project No. 12313D
University of California, Berkeley



    D. SUPPLEMENTAL COMPANY INFORMATION

        1. Safety Program

            a. Does your company have a written Injury and Illness Prevention Program (IIPP) that
                 complies with California Code of Regulations, Title 8 Sections 1509 and 3203?
                 Yes      No

            b. Does your company have personnel permanently assigned to safety?
                 Yes        No

            If yes, state the names of all personnel who are assigned and list their specific duties:

              Name:                                                       Title:


              Specific Duties:



              Name:                                                       Title:


              Specific Duties:

            c.   Have you had accidents, which resulted in a construction fatality, on any of your
                 projects within the last five (5) years? Yes  No
                 If yes, please provide additional information.


            d. Have you had Cal-OSHA fines in the Serious, Repeat or Willful categories?
               Yes     No     If yes, please provide additional information.


        2. Quality Control Processes

            a. Does your company have a written QA/QC program?                     Yes        No

            b. Does your firm have personnel permanently assigned to QA/QC? Yes                          No

            If yes, state the names of all personnel who will be permanently assigned and list their specific
            duties:


              Name:                                                    Title:


              Specific Duties:


              Name:                                                    Title:


              Specific Duties:

                    (If more space is needed, provide the information your company’s letterhead
                 with reference to the project name and number and attach it to this Questionnaire.)
                                                     Page 43 of 52
Helios Energy Research Facility West                                             Project No. 12313D
University of California, Berkeley


IV. KEY PERSONNEL
    Proposed staff members must be current employees of the proposing firm. Employees
    submitted will be considered qualified only if they have each successfully completed at
    least two (2) comparable laboratory projects within the last ten (10) years, each with a
    construction cost over $50,000,000.

    Staff members named must be available for both Preconstruction and Construction phases.
    Additional staff may be requested at the time of bid.

    If a nominated staff member is currently working on a project that is scheduled to complete
    after June 1, 2010, CM/Contractor may be deemed non-responsive and not prequalified to
    pursue this Work.

    Prospective CM/Contractor hereby commits to the assignment of the following:
        Project Executive,
        Construction Project Manager,
        Construction Project Superintendent,
        Preconstruction Manager, and the
        Preconstruction Engineer.

    At the time of bid, the CM/Contractor will be required to reconfirm staff assignments to the
    project based on this submittal.




                                             Page 44 of 52
   Helios Energy Research Facility West                                                                    Project No. 12313D
   University of California, Berkeley




         A. PROJECT EXECUTIVE QUALIFICATIONS – Complete this form in its entirety. Resumes shall be submitted
            in addition to this form. Resumes shall NOT be submitted in lieu of this form. If more space is needed,
            provide the information using the format below and attach it to this Questionnaire.

Name of Proposed Project Executive:
Education:
          Institution/School                        Degree Received                           Major/Discipline                   Year


   State Agency/Licensing Body                     License Received                           Specialty Area                     Year



            Organization                          Certificate Received                        Specialty Area                     Year



Project Management Training / Tools (i.e. Computer Software Applications):
                       List all Project Management Training / Tools                                      Years of Experience




Project Experience:
Begin with your most recent experience. List all project experience that demonstrates the experience and background
required to fulfill the assigned project responsibilities for the CMS Seismic Improvements project.
Current Firm:                                                       Years of Employment:             through
                                                                                      Contract
Project Name & Location:                                                              Amount:                $
                                                                                           Completion
Owner:                                       Contact Name, Title:                          Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:
                                                                                        Contract
Project Name & Location:                                                                Amount:                         $
                                                                                            Completion
Owner:                                    Contact Name, Title:                              Date:
Type of Facility:    Commercial                Industrial                     Public Agency                      Institutional
Job Title:
Responsibilities:
Other Firm:                                                    Years of Employment:            through
                                                                                 Contract
Project Name & Location:                                                         Amount:                                $
                                                                                     Completion
Owner:                                    Contact Name, Title:                       Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:
Other Firm:                                                    Years of Employment:            through
                                                                                 Contract
Project Name & Location:                                                         Amount:                                $
                                                                                     Completion
Owner:                                    Contact Name, Title:                       Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:

                                                              Page 45 of 52
   Helios Energy Research Facility West                                                                    Project No. 12313D
   University of California, Berkeley


         B. CONSTRUCTION PROJECT MANAGER QUALIFICATIONS – Complete this form in its entirety. Resumes
            shall be submitted in addition to this form. Resumes shall NOT be submitted in lieu of this form. If more
            space is needed, provide the information using the format below and attach it to this Questionnaire.

Name of Proposed Construction Project Manager:
Education:
          Institution/School                        Degree Received                           Major/Discipline                   Year


   State Agency/Licensing Body                     License Received                           Specialty Area                     Year



            Organization                          Certificate Received                        Specialty Area                     Year



Project Management Training / Tools (i.e. Computer Software Applications):
                       List all Project Management Training / Tools                                      Years of Experience




Project Experience:
Begin with your most recent experience. List all project experience that demonstrates the experience and background
required to fulfill the assigned project responsibilities for the CMS Seismic Improvements project.
Current Firm:                                                       Years of Employment:             through
                                                                                      Contract
Project Name & Location:                                                              Amount:                $
                                                                                           Completion
Owner:                                       Contact Name, Title:                          Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:
                                                                                        Contract
Project Name & Location:                                                                Amount:                         $
                                                                                            Completion
Owner:                                    Contact Name, Title:                              Date:
Type of Facility:    Commercial                Industrial                     Public Agency                      Institutional
Job Title:
Responsibilities:
Other Firm:                                                    Years of Employment:            through
                                                                                 Contract
Project Name & Location:                                                         Amount:                                $
                                                                                     Completion
Owner:                                    Contact Name, Title:                       Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:
Other Firm:                                                    Years of Employment:            through
                                                                                 Contract
Project Name & Location:                                                         Amount:                                $
                                                                                     Completion
Owner:                                    Contact Name, Title:                       Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:




                                                              Page 46 of 52
   Helios Energy Research Facility West                                                                    Project No. 12313D
   University of California, Berkeley


         C. CONSTRUCTION PROJECT SUPERINTENDENT QUALIFICATIONS – Complete this form in its entirety.
            Resumes shall be submitted in addition to this form. Resumes shall NOT be submitted in lieu of this
            form. If more space is needed, provide the information using the format below and attach it to this
            Questionnaire.

Name of Proposed Construction Project Superintendent:
Education:
          Institution/School                        Degree Received                           Major/Discipline                   Year


   State Agency/Licensing Body                     License Received                           Specialty Area                     Year



            Organization                          Certificate Received                        Specialty Area                     Year



Project Management Training / Tools (i.e. Computer Software Applications):
                       List all Project Management Training / Tools                                      Years of Experience




Project Experience:
Begin with your most recent experience. List all project experience that demonstrates the experience and background
required to fulfill the assigned project responsibilities for the CMS Seismic Improvements project.
Current Firm:                                                       Years of Employment:             through
                                                                                      Contract
Project Name & Location:                                                              Amount:                $
                                                                                           Completion
Owner:                                       Contact Name, Title:                          Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:
                                                                                        Contract
Project Name & Location:                                                                Amount:                         $
                                                                                            Completion
Owner:                                    Contact Name, Title:                              Date:
Type of Facility:    Commercial                Industrial                     Public Agency                      Institutional
Job Title:
Responsibilities:
Other Firm:                                                    Years of Employment:            through
                                                                                 Contract
Project Name & Location:                                                         Amount:                                $
                                                                                     Completion
Owner:                                    Contact Name, Title:                       Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:
Other Firm:                                                    Years of Employment:            through
                                                                                 Contract
Project Name & Location:                                                         Amount:                                $
                                                                                     Completion
Owner:                                    Contact Name, Title:                       Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:



                                                              Page 47 of 52
   Helios Energy Research Facility West                                                                    Project No. 12313D
   University of California, Berkeley



         D. PRECONSTRUCTION MANAGER QUALIFICATIONS – Complete this form in its entirety. Resumes shall be
            submitted in addition to this form. Resumes shall NOT be submitted in lieu of this form. If more space is
            needed, provide the information using the format below and attach it to this Questionnaire.

Name of Proposed Preconstruction Manager:
Education:
          Institution/School                        Degree Received                           Major/Discipline                   Year


   State Agency/Licensing Body                     License Received                           Specialty Area                     Year



            Organization                          Certificate Received                        Specialty Area                     Year



Project Management Training / Tools (i.e. Computer Software Applications):
                       List all Project Management Training / Tools                                      Years of Experience




Project Experience:
Begin with your most recent experience. List all project experience that demonstrates the experience and background
required to fulfill the assigned project responsibilities for the CMS Seismic Improvements project.
Current Firm:                                                       Years of Employment:             through
                                                                                      Contract
Project Name & Location:                                                              Amount:                $
                                                                                           Completion
Owner:                                       Contact Name, Title:                          Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:
                                                                                        Contract
Project Name & Location:                                                                Amount:                          $
                                                                                            Completion
Owner:                                    Contact Name, Title:                              Date:
Type of Facility:    Commercial                Industrial                     Public Agency                      Institutional
Job Title:
Responsibilities:
Other Firm:                                                    Years of Employment:            through
                                                                                 Contract
Project Name & Location:                                                         Amount:                                 $
                                                                                     Completion
Owner:                                    Contact Name, Title:                       Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:
Other Firm:                                                    Years of Employment:            through
                                                                                 Contract
Project Name & Location:                                                         Amount:                                 $
                                                                                     Completion
Owner:                                    Contact Name, Title:                       Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:



                                                              Page 48 of 52
   Helios Energy Research Facility West                                                                    Project No. 12313D
   University of California, Berkeley



         E. PRECONSTRUCTION ENGINEER QUALIFICATIONS – Complete this form in its entirety. Resumes shall be
            submitted in addition to this form. Resumes shall NOT be submitted in lieu of this form. If more space is
            needed, provide the information using the format below and attach it to this Questionnaire.

Name of Proposed Preconstruction Engineer:
Education:
          Institution/School                        Degree Received                           Major/Discipline                   Year


   State Agency/Licensing Body                     License Received                           Specialty Area                     Year



            Organization                          Certificate Received                        Specialty Area                     Year



Project Management Training / Tools (i.e. Computer Software Applications):
                       List all Project Management Training / Tools                                      Years of Experience




Project Experience:
Begin with your most recent experience. List all project experience that demonstrates the experience and background
required to fulfill the assigned project responsibilities for the CMS Seismic Improvements project.
Current Firm:                                                       Years of Employment:             through
                                                                                      Contract
Project Name & Location:                                                              Amount:                $
                                                                                           Completion
Owner:                                       Contact Name, Title:                          Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:
                                                                                        Contract
Project Name & Location:                                                                Amount:                         $
                                                                                            Completion
Owner:                                    Contact Name, Title:                              Date:
Type of Facility:    Commercial                Industrial                     Public Agency                      Institutional
Job Title:
Responsibilities:
Other Firm:                                                    Years of Employment:            through
                                                                                 Contract
Project Name & Location:                                                         Amount:                                $
                                                                                     Completion
Owner:                                    Contact Name, Title:                       Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:
Other Firm:                                                    Years of Employment:            through
                                                                                 Contract
Project Name & Location:                                                         Amount:                                $
                                                                                     Completion
Owner:                                    Contact Name, Title:                       Date:
Type of Facility:    Commercial                  Industrial                   Public Agency                      Institutional
Job Title:
Responsibilities:



                                                              Page 49 of 52
Helios Energy Research Facility West                                                      Project No. 12313D
University of California, Berkeley



V.      FALSE CLAIMS HISTORY

        Can you truthfully state that your firm has not been found in a final decision of a court to have
        submitted a false or fraudulent claim to a public agency (e.g., federal, state, county, city,
        University of California System, California State University System, etc. within the last ten years ?
        Yes        No

        If NO, please provide additional information.



VI.     REQUIRED COMPLETED ATTACHMENTS

        1. Notarized Statement from Surety stating:
           a. current available bonding exceeds $110 million;
           b. total bonding capacity;
           c. Surety(ies) proposed to be used on the project is an admitted surety insurer as
           defined in the California Code of Civil Procedure Section 995.120;
           d. Surety (ies) acknowledges its intent to provide bonding of the Project in the event
               Contractor is awarded the Project.
        2. Written declaration from your insurance agent/broker/carrier stating that your firm can
           obtain insurance coverage in the required limits and ratings for the project.
        3. Insurance Certificate.
        4. Letter from Workers’ Compensation carrier evidencing your EMR for the past five years.
        5. Project Data Sheets for projects managed, constructed, and completed in the past seven
           (7) years.
        6. List of all projects completed for The Regents of the University of California within the
           past ten (10) years.
        7. Staff Qualification Forms and resumes of all proposed Key Personnel.




                                                 Page 50 of 52
Helios Energy Research Facility West                                                        Project No. 12313D
University of California, Berkeley




                                            DECLARATION

                                            hereby declare that I am
I,                                          the
                 Printed Name                                                               Title
                                                         submitting this Prequalification Questionnaire;
of                                                       that I
                      Company Name
am duly authorized to execute this Questionnaire on behalf of CM/Contractor; and that all information
set forth in this Questionnaire and all attachments hereto are, to the best of my knowledge, true,
accurate, and complete as of its submission date.
I declare, under penalty of perjury, that the foregoing is true and correct and that this declaration was
executed
at                                                            County of
                        Location and City                                             County

State of                                      on                                                .
                          State                                       Date




                                                                              Signature




                                                                             Printed Name
 If signed by other than the sole proprietor, a general partner, or corporate officer, attach
               original notarized power of attorney or corporate resolution.




                                                   Page 51 of 52
                7
                    6
                        5
                            4
                                3
                                    2
                                        1
                                                                                                                                                                            University of California, Berkeley




                                            Project Name
                                                                                                                                                                            Helios Energy Research Facility West




                                                                                                            Construction Experience Checklist




                                            CM@Risk 1

                                            CM@Risk 2

                                            CM@Risk 3

                                            CM@Risk 4

                                            Multi story new lab 1

                                            Multi story new lab 2

                                            Multi story new lab 3

                                            >$100M in CA

                                            Restricted Site Access 1




Page 52 of 53
                                            Restricted Site Access 2
                                                                                                                                                PREQUALIFICATION ANALYSIS




                                            BIM 1
                                                                         Relevant Construction Experience




                                            BIM 2

                                            Significant exterior plaza

                                            Underground garage

                                            Haz Mat abatement

                                            Demolition of existing

                                            D-B Bldg Env or MEP


                                            Key Personnel
                                                                                                                                                                                               Project No. 12313D

								
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