Financial Advisor Investor Questionnaire

Document Sample
Financial Advisor Investor Questionnaire Powered By Docstoc
					Yale University Tax Questionnaire
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009

FUND NAME:

                                                                                                                              END OF YEAR %
                                        Partner Name                                                                          OWNERSHIP OF
                                                                                                                                CAPITAL:
               Yale University

               Yale University Retirement Plan for Staff Employees

               Yale University Retiree Health Benefits Coverage Trust

               See Question 2. Enter Name of Yale Entity Partner or Member:

               See Question 2. Enter Name of Yale Entity Partner or Member:


               Unrelated Business Taxable Income (Loss)
                                                                                                                                     Yes                         No
             1 Has this fund generated Unrelated Business Taxable Income (Loss)) (UBTI(L)) during the year?


               Note: If this Fund generated UBTI(L) and conducts business in any of the following states, please be sure   If yes, please             NOTE: If IRC Section
               to complete the UBTI State Allocation section at the bottom of the UBTI Summary schedule:                   download and               514(c)(9) applies for
                                                                                                                           complete the UBTI          partners who are
               Alabama,Arkansas,California,Colorado,Idaho,Illinois,Indiana,Kansas,Louisiana,Maine, Maryland,               Summary schedule           qualified organizations
               Massachusetts,Michigan,Mississippi,Missouri,Montana,Nebraska, North Dakota,Oklahoma,Oregon,Rhode            for Yale and each          and the fund
               Island,Utah or West Virginia.                                                                               Yale affiliate that is a   generated no other
                                                                                                                           partner in the Fund        UBTI(L) during the
                                                                                                                                                      year, answer No to
                                                                                                                                                      Question 1.

               Information for State Filings
                                                                                                                                     Yes                         No
             2 Is any Yale affiliated entity other than Yale University, Yale University Retirement Plan for Staff
               Employees or Yale University Retiree Health Benefits Coverage Trust a partner in the Fund? (i.e., Is
               the partner a Yale special purpose holding entity such as an LP or LLC?)

                                                                                                                           If Question 2 is Yes,      If Question 2 is No, but
                                                                                                                           please enter Partner       Question 1 is Yes,
                                                                                                                           Name above and             please click the box,
                                                                                                                           complete the State         below, and complete
                                                                                                                           Allocation and             the State Allocation
                                                                                                                           Apportionment Info         and Apportionment
                                                                                                                           Worksheet.                 Worksheet.



                                                                                                                                     Yes                         No
             3 Did the Fund file partnership or equivalent informations returns in any U.S. state?


                                                                                                                           If Yes, please
                                                                                                                           complete the State
                                                                                                                           Filings schedule
                                                                                                                           attached.



                                                                                                                                     Yes                         No
             4 Did this Fund withhold any state taxes or make composite state tax payments on behalf of Yale or a
               Yale affiliate (including withholding or composite tax payments passed through from lower tier
               investments of Fund) during its 2008 tax year?
                                                                                                                           If Yes, please
                                                                                                                           complete the State
                                                                                                                           Withholding
                                                                                                                           Schedule.

               Investments or Other Activities Outside of the U.S.
                                                                                                                                     Yes                         No
             5 Is the Fund a non-U.S. partnership?

                                                                                                                                                      If no, skip to Question
                                                                                                                                                      8.

                                                                                                                                     Yes                         No
             6 If a non-U.S. partnership, did any Yale partner contribute property (including cash) to the
               partnership during Yale's fiscal year ended June 30, 2009?
                                                                                                                           If yes, please
                                                                                                                           complete the
                                                                                                                           Transfers to Foreign
                                                                                                                           LPs schedule


                                                                                                                                     Yes                         No
             7 Did the Fund provide the information required for the partner to complete Form 8865 with the
               partner's Year-End Tax Information?
                                                                                                                                                      If no, please e-mail or
                                                                                                                                                      fax the Form 8865
                                                                                                                                                      information with this
                                                                                                                                                      questionnaire. Please
                                                                                                                                                      refer to instructions for
                                                                                                                                                      this form on
                                                                                                                                                      www.irs.gov

                                                                                                                                     Yes                         No
             8 Did the Fund own any non-U.S. investments either directly or indirectly or enter into any foreign
               transactions?                                                                                                                          If no, skip to
                                                                                                                                                      Question 13.
                                                                                                                                     Yes                         No
             9 Did the Fund file Form 8865 on behalf of its partners?
               If yes, please provide the following:
               Name and Address of non U.S. Partnership for which a
               Form 8865 was filed:

        decb3090-b0ef-4bdf-9ba5-1d20a0234db7.xls2/3/2011
                                                                                                                                        Yes                   No
             10 Did the Fund withhold any non-U.S. tax during the year?
                                                                                                                               If yes, please
                                                                                                                               complete the Foreign
                                                                                                                               Tax Withholding
                                                                                                                               Schedule for Yale and
                                                                                                                               each Yale affiliate that
                                                                                                                               is a partner in the
                                                                                                                               Fund.


                                                                                                                                        Yes                   No
             11 Did the Fund transfer any property (including cash) in a transaction described in Internal Revenue
                Code (IRC) Section 6038B(a)(1)(A) directly or indirectly to a non-U.S. corporation during the period
                July 1, 2008 to June 30, 2009 (or calendar year 2008 if Fund reports on a calendar year basis)?

                                                                                                                               If yes, please
                                                                                                                               complete the attached
                                                                                                                               Form 926 Disclosure.


                                                                                                                                        Yes                   No
             12 Did the Fund own a direct or indirect interest in a non-U.S. corporation?
                                                                                                                               If yes, please
                                                                                                                               complete attached
                                                                                                                               Form 5471 Analysis

                    Reportable Transactions
                                                                                                                                        Yes                   No
             13 Has the Fund engaged in one or more reportable transactions (other than notional principal
                contracts) during the 2008 tax year? (See Note 1 below).
                                                                                                                               If Yes, please e-mail
                                                                                                                               or fax the information
                                                                                                                               required for Partner to
                                                                                                                               complete IRS Form
                                                                                                                               8886 and State
                                                                                                                               disclosures for each
                                                                                                                               reportable
                                                                                                                               transaction.


                                                                                                                                        Yes                   No
             14 Has the Fund engaged in a notional principal contract (as defined in IRS Notice 2002-35 and as
                clarified in IRS Notice 2006-16) during the 2008 tax year? (See Note 2 below).

                                                                                                                               If yes, please provide
                                                                                                                               the filed Form 8886
                                                                                                                               as acknowledgment
                                                                                                                               that Fund has
                                                                                                                               complied with its
                                                                                                                               separate disclosure
                                                                                                                               obligation.

                                                                                                                                        Yes                   No
             15 Did the Fund have activity in NY, California or Oregon?
                                                                                                                               If yes, please
                                                                                                                               complete attached
                                                                                                                               State Form 8886
                                                                                                                               Analysis


                    FIN 48
                                                                                                                                        Yes                   No
             16 Has the Fund taken any tax position that requires disclosure by either the Fund or the investor in
                compliance with FIN 48 standard during its 2008 tax year?
                                                                                                                                   If yes, please          If no, skip
                                                                                                                                complete Question 17      Question 17

                                                                                                                                        Yes                   No
             17 Has the sponsor (management, GP or administrator) documented its compliance and conclusions
                with respect to FIN 48 on behalf of its investors?
                                                                                                                               If Yes, please provide
                                                                                                                               a copy of the FIN 48
                                                                                                                               footnote in Fund's
                                                                                                                               audited financial
                                                                                                                               statements and
                                                                                                                               details which will
                                                                                                                               enable us to make
                                                                                                                               our required
                                                                                                                               disclosures.


PLEASE COMPLETE THE APPROPRIATE CONTACT INFORMATION                                                                             THE YALE UNIVERSITY TAX DEPARTMENT
BELOW :Name:                                                                                                                    THANKS YOU FOR YOUR ASSISTANCE
     Company:                                                                                                                   If you have any questions, you may contact us at:
           Title:                                                                                                               tax@yale.edu
       Address:                                                                                                                 or by calling (203) 432-5530
   Telephone #:
         FAX #:
 Email address:
          Date
     completed:

[Note 1] Listed transactions are one of the five categories of transactions included in the definition of reportable transactions (IRS Regulation 1.6011-4(b)). A list of the current Listed
Transactions is available at www.irs.gov. Certain States (e.g. California, New York and Oregon) may have additional disclosure requirements. If you require additional information or have any
questions regarding reportable transactions, consult your tax advisor.
[Note 2] IRS Notice 2006-16 states that a taxpayer that, solely by reason of its direct or indirect interest in a pass-through Fund, participated in certain notional principal contracts is not
required to file a Form 8886. The taxpayer is relieved of this disclosure obligation provided that the pass-through Fund complies with its separate disclosure obligation and the taxpayer
receives acknowledgment of this compliance. The acknowledgment can be a copy of the Form 8886 filed by the pass-through Fund and must be received by the taxpayer prior to the time it
files its tax return
         decb3090-b0ef-4bdf-9ba5-1d20a0234db7.xls2/3/2011
       Yale University Tax Questionnaire
       Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009


UBTI Summary
                                                    Please complete a UBTI Summary for Yale and each Yale affiliate that is a partner in the Fund
                                 FUND NAME:                                0   Partner Name:
                                                                                                                                       Amount Exempt
                                                                                   Deductions                                          Under IRC Sec.
                                                                                 Related to UBTI                                         514(c)(9) for
                                                                                (Enter as positive        Net Income (Loss)               Qualified      Net Amount to be   Brief Description of UBTI
                                                        Gross UBTI                  number)               Reported as UBTI              Organizations    Reported as UBTI           Activities
       K-1 Line Number

  1    Ordinary Income (loss)                                                                                                -                                       -
  2    Rental Income (loss)                                                                                                  -                                       -
  5    Interest income                                                                                                       -                                       -
 6a    Dividend income                                                                                                       -                                       -
  7    Royalties                                                                                                             -                                       -
  8    Net short-term capital gain (loss)                                                                                    -                                       -
 9a    Net long term capital gain (loss)                                                                                     -                                       -
 9c    Unrecaptured section 1250 gain                                                                                        -                                       -
 10    Net Sec.1231 Gain/Loss                                                                                                -                                       -
 11A   Other portfolio income (loss)                                                                                         -                                       -
 11C   Sec. 1256 contracts & straddles                                                                                       -                                       -
 11F   Other income                                                                                                          -                                       -
13A-G Charitable contributions                                                                                               -                                       -
                                                                                                                                                                     -
13H-W Other Deductions                                                                                                       -                                       -
                                            Total                      -                          -                          -                      -                -

16D-F Foreign source gross income
16G-K Foreign source deductions
 17A   Post-1986 Depreciation Adjustment
 17B   Adjusted Gain/Loss
 17F   Other AMT Items

                                                    Does the Fund conduct business in any of the following states: Alabama, Arkansas, California,
                                                    Colorado, Idaho, Illinois, Indiana, Kansas, Louisiana, Maine, Maryland, Massachusetts,
                                                    Michigan, Mississippi, Missouri, Montana, Nebraska, North Dakota, Oklahoma, Oregon, Rhode Island, Utah or West          If yes, please complete the State
                                                    Virginia?                                                                                                               Allocation section beginning on
                                                                                                                                                                            Line 65 of the UBTI Summary.
Yale University Tax Questionnaire
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
UBTI Summary - State Allocation Schedule
                            Name of Entity:                    0 Partnership Name:                  0


                                                    INSTRUCTIONS: Please indicate the amount of UBTI allocable to each of following states. If the UBTI relates to debt-
                                                    financed property, please allocate UBTI based on the location of the debt-financed property.



                                                    Net Amount to be              Alabama                Arkansas                California              Colorado          Idaho
       K-1 Line Number                              Reported as UBTI
                                                    DO NOT CHANGE
  1    Ordinary Income (loss)                                    -
  2    Rental Income (loss)                                          -
  5    Interest income                                               -
  6a   Dividend income                                               -
  7    Royalties                                                     -
  8    Net short-term capital gain (loss)                            -
  9a   Net long term capital gain (loss)                             -
  9c   Unrecaptured Sec. 1250 Gain                                   -
  10   Net Sec.1231 Gain/Loss                                        -
 11A   Other portfolio income (loss)                                 -
 11C   Sec. 1256 contracts & straddles                               -
 11F   Other income                                                  -
13A-G Charitable contributions                                       -
13H-W Other Deductions                                               -



                                            Total                    -                       -                      -                         -                     -              -
Illinois       Indiana       Kansas       Louisiana       Maine       Maryland       Massachusetts   Michigan




           -             -            -               -           -              -               -              -
Mississippi       Missouri       Montana       Nebraska       North Dakota   Oklahoma       Oregon       Rhode Island




              -              -             -              -              -              -            -              -
Utah       West Virginia   Other       Total       Check (Should = -0-)



                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -
                                               -                   -



       -               -           -           -                   -
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
Allocation and Apportionment Information
12/31/2008                                 Please only input in the cells shaded yellow

FUND NAME:                                 0

           Property Factor Information:    For each state in which the fund owns property, please input the information indicated on the template using the fund's balance sheet.
                                           For beginning of the year information, use the fund's balance sheet as of 12/31/07.
                                           For end of year information, use the fund's balance sheet as of 12/31/08.
                                           If the fund has a fiscal year end, use the most recently issued K-1 date for end of year information and the
                                           immediately preceding K-1 date for beginning of year information.
                                           If none of the property information is applicable to the fund, please indicate this below with a brief explanation
                                           (e.g. "The fund's only assets at the beginning and end of the year consisted of cash, receivables, and
                                           marketable securities")
                                           Explanation of Property Factor:


                                                Alabama                 Alaska                 Arizona               Arkansas              California              Colorado         Connecticut   District of Columbia   Delaware       Florida       Georgia
Property

Beginning of Year:
Land
Buildings (original cost)
  Accumulated Depreciation
Other Depreciable Assets (original cost)
  Accumulated Depreciation
Depletable Assets, Net
Other Tangible Assets
CIP
Inventory
Total Beginning                                           -                      -                       -                      -                       -                     -               -                  -                  -             -             -


End of Year
Land
Buildings (original cost)
  Accumulated Depreciation
Other Depreciable Assets (original cost)
  Accumulated Depreciation
Depletable Assets, Net
Other Tangible Assets
CIP
Inventory
Total Ending                                              -                      -                       -                      -                       -                     -               -                  -                  -             -             -


Rent Expense

Payroll (Compensation paid during the year).

Total Payroll

Sales
Gross Rental Receipts
Interest Income
Sales of Tangible Property and Services
Royalty Income
Gains
Other Receipts

Total Receipts                                            -                      -                       -                      -                       -                     -               -                  -                  -             -             -
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
Allocation and Apportionment Information
12/31/2008

FUND NAME:

           Property Factor Information:




                                               Hawaii            Idaho              Illinois       Indiana       Iowa       Kansas       Kentucky       Louisiana       Maryland       Massachusetts   Maine
Property

Beginning of Year:
Land
Buildings (original cost)
  Accumulated Depreciation
Other Depreciable Assets (original cost)
  Accumulated Depreciation
Depletable Assets, Net
Other Tangible Assets
CIP
Inventory
Total Beginning                                         -                -                     -             -          -            -              -               -              -              -            -


End of Year
Land
Buildings (original cost)
  Accumulated Depreciation
Other Depreciable Assets (original cost)
  Accumulated Depreciation
Depletable Assets, Net
Other Tangible Assets
CIP
Inventory
Total Ending                                            -                -                     -             -          -            -              -               -              -              -            -


Rent Expense

Payroll (Compensation paid during the year).

Total Payroll

Sales
Gross Rental Receipts
Interest Income
Sales of Tangible Property and Services
Royalty Income
Gains
Other Receipts

Total Receipts                                          -                -                     -             -          -            -              -               -              -              -            -
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
Allocation and Apportionment Information
12/31/2008

FUND NAME:

           Property Factor Information:




                                           Michigan            Minnesota            Mississippi   Missouri       Montana       Nebraska       New Jersey   New Hampshire   New Mexico   New York       NY City
Property

Beginning of Year:
Land
Buildings (original cost)
  Accumulated Depreciation
Other Depreciable Assets (original cost)
  Accumulated Depreciation
Depletable Assets, Net
Other Tangible Assets
CIP
Inventory
Total Beginning                                       -                    -                  -              -             -              -            -             -              -              -             -


End of Year
Land
Buildings (original cost)
  Accumulated Depreciation
Other Depreciable Assets (original cost)
  Accumulated Depreciation
Depletable Assets, Net
Other Tangible Assets
CIP
Inventory
Total Ending                                          -                    -                  -              -             -              -            -             -              -              -             -


Rent Expense

Payroll (Compensation paid during the year).

Total Payroll

Sales
Gross Rental Receipts
Interest Income
Sales of Tangible Property and Services
Royalty Income
Gains
Other Receipts

Total Receipts                                        -                    -                  -              -             -              -            -             -              -              -             -
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
Allocation and Apportionment Information
12/31/2008

FUND NAME:

           Property Factor Information:




                                           North Dakota         Nevada              Ohio       Oklahoma       Oregon       North Carolina   Pennsylvania   Rhode Island   South Carolina   South Dakota   Tennessee
Property

Beginning of Year:
Land
Buildings (original cost)
  Accumulated Depreciation
Other Depreciable Assets (original cost)
  Accumulated Depreciation
Depletable Assets, Net
Other Tangible Assets
CIP
Inventory
Total Beginning                                      -                   -                 -              -            -               -              -              -               -               -                -


End of Year
Land
Buildings (original cost)
  Accumulated Depreciation
Other Depreciable Assets (original cost)
  Accumulated Depreciation
Depletable Assets, Net
Other Tangible Assets
CIP
Inventory
Total Ending                                         -                   -                 -              -            -               -              -              -               -               -                -


Rent Expense

Payroll (Compensation paid during the year).

Total Payroll

Sales
Gross Rental Receipts
Interest Income
Sales of Tangible Property and Services
Royalty Income
Gains
Other Receipts

Total Receipts                                       -                   -                 -              -            -               -              -              -               -               -                -
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
Allocation and Apportionment Information
12/31/2008

FUND NAME:

           Property Factor Information:




                                               Texas               Utah             Vermont       Virginia       Washington   West Virginia   Wisconsin       Wyoming       Other/Non U.S.
Property

Beginning of Year:
Land
Buildings (original cost)
  Accumulated Depreciation
Other Depreciable Assets (original cost)
  Accumulated Depreciation
Depletable Assets, Net
Other Tangible Assets
CIP
Inventory
Total Beginning                                        -                  -                   -              -            -              -                -             -              -


End of Year
Land
Buildings (original cost)
  Accumulated Depreciation
Other Depreciable Assets (original cost)
  Accumulated Depreciation
Depletable Assets, Net
Other Tangible Assets
CIP
Inventory
Total Ending                                           -                  -                   -              -            -              -                -             -              -


Rent Expense

Payroll (Compensation paid during the year).

Total Payroll

Sales
Gross Rental Receipts
Interest Income
Sales of Tangible Property and Services
Royalty Income
Gains
Other Receipts

Total Receipts                                         -                  -                   -              -            -              -                -             -              -
Yale University Tax Questionnaire
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
State Filings Schedule
STATE PARTNERSHIP / EQUIVALENT INFORMATION RETURN FILINGS

FUND NAME:              0


Instructions: Please indicate the states in which the fund filed state partnership or equivalent information returns
in the current year.
If the Fund provided any apportionment factors for a state where it did not file an information return, please
indicate in the notes section, the reason no return was filed.
  STATE OR OTHER            PARTNERSHIP/
   JURISDICTION              EQIVALENT
                            RETURN FILED
                                 (X)                                        NOTES
Alabama
Alaska
Arizona
Arkansas
California
Colorado
Connecticut
District of Columbia
Delaware
Florida
Georgia
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maryland
Maine
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
Montana
Nebraska
New Jersey
New Hampshire
New Mexico
New York
New York City
North Dakota
Nevada
Ohio
Oklahoma
Oregon
North Carolina
Pennsylvania
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Wyoming
Yale University Tax Questionnaire
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009

STATE WITHHOLDING SCHEDULE

FUND NAME:            0                                      Partner Name:

Instructions: Please complete the following schedule for Yale and each Yale affiliate that is a
partner in the Fund and fax to theYale University Tax Department FAX # (203) 432-5577 or
email to tax@yale.edu copies of state withholding statements

Note: If withholding occurred at a lower tier level, please provide information related to each
lower tier entity's share of tax withheld.

                                                                                  Amount of
                                                                Amount of      Composite State
Name of Withholding                                            Income Tax        Income Tax
       Fund                   EIN                State         Withholding        Payments
Yale University Tax Questionnaire
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009

Fund Name:              0
Transfer to Foreign LPs Schedule
FORM 8865 DISCLOSURE INFORMATION
TRANSFERS REPORTABLE UNDER IRC SECTION 6038B

Please list Capital Contributions for the Tax Year July 1, 2008 to June 30, 2009 made directly to
the Fund or made to an underlying non U.S. partnership of the Fund (please specify):
Note: If more than one Yale entity invests in this Fund, please complete a separate column for
each Yale partner. Please list Partner's gross capital contributions (not including
management fees).

                              Partner Name:          Partner Name:            Partner Name:
YALE ENTITY PARTNER:
   Date of Transfer         Capital Contribution   Capital Contribution     Capital Contribution
     (MM/DD/YY)             (Indicate Currency)    (Indicate Currency)      (Indicate Currency)
Yale University Tax Questionnaire
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
FOREIGN TAX WITHHOLDING SCHEDULE

Note: If more than one Yale entity invests in this Fund, please complete a separate
form for each Yale partner.

FUND NAME:      0                                     Partner Name:




                                                                                          Is Fund
                                                                                       requesting a    If refund not
                      Type of        Amount Subject Amount of Tax        Withholding     refund of      requested,
    Country         Withholding      to Withholding   Withheld            Tax Rate     withholding?   please explain.
Yale University Tax Questionnaire
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
Form 926 Disclosure Information
FUND NAME:                         0
                                                                                                                              Country of
                                                                                                                             Organization                                              Date of     Fair market
                                     EIN of      Name of Transferee Foreign    Transferee                                        or           Foreign law        CFC        PFIC       Transfer   value on date
  Name of Partnership Transferor   Partnership          Corporation           Identifying #   Address (including country)   Incorporation   Characterization   (yes/no)   (yes/no)   (dd/mm/yy)    of transfer
Yale University Tax Questionnaire
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
Form 926 Disclosure Information
FUND NAME:
                                                                                                                                                   % Interest in    % Interest in
                                                                                                    Type of nonrecognition transaction that           foreign          foreign
                                   Cost or other   Description of Property Transferred (If cash,   gave rise to the reporting obligation (e.g.,    corporation       corporation
  Name of Partnership Transferor      basis                  please note currency )                  IRC Section 332, 351,354,356,or 361)         before transfer   after transfer
Yale University Tax Questionnaire
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009

      FUND NAME:                                           0


Form 5471 Filing Analysis




                                                                                  Yes                No
    1 Is the Fund a non U.S. Corporation?
    2 If the Fund is a partnership, does the partnership
      own a direct or indirect interest in a non U.S.
      corporation?
                                                                                               If no, stop and
                                                                            If yes, complete   return to
                                                                                  below        questionnaire
      Enter name of non U.S. corporation:


                                                                          Beginning of Year     End of Year
      Enter Fund's % ownership of non U.S. Corporation
    3 If the Fund is a partnership, and you answered "Yes" to the
      previous question, to your knowledge, has the partnership filed a
      Form 5471 for its interest in the non U.S. corporation?
                                                                          If yes, please       If no, stop and
                                                                          complete the         return to
                                                                          information, below   questionnaire

      Name of partnership filing Form 5471:
      IRS Service Center where filed:
Yale University Tax Questionnaire
Calendar Year 2008 or Year Ended on or Within the Fiscal Year Ended June 30, 2009
State Form 8886 Analysis

       FUND NAME:                                               0


Reportable Transactions - California, New York and Oregon




                                                                                         Yes                       No
     1 To the extent that a partnership conducts business activities in
       California, please disclose whether any reportable transactions were
       engaged in as per the California Tax Shelter Disclosure Regulations
       on Reportable Transactions.1

       Based on a review of CA Tax Shelter Disclosure Regulations on
       Reportable Transactions, did the Fund engage in any reportable
       transactions during the 2008 tax year ?                                  If yes, provide details
                                                                                  below. Then go to            If no, go to
                                                                                      question 2               question 2
       Description:




     2 To the extent that a partnership conducts business activities in New
       York, please disclose whether any reportable transactions were
       engaged in as per the New York Reportable Transactions
       Regulations.2
       Based on a review of New York Tax Shelter Disclosure Regulations
       on Reportable Transactions, did the Fund engage in any reportable
       transactions during the 2008 tax year?

                                                                                If yes, please provide        If no, go to
                                                                                 a completed copy of          question 3.
                                                                                New York Form DTF-
                                                                                    686. Then go to
                                                                                      question 3.

     3 To the extent that a partnership conducts business activities in
       Oregon, please disclose whether any reportable transactions were
       engaged in as per the Oregon Reportable Transactions
       Regulations.3
       Based on a review of Oregon Tax Shelter Disclosure Regulations on         If yes, please check     If no, please return
       Reportable Transactions, did the Fund engage in any reportable              here and provide         to questionnaire.
       transactions during the 2008 tax year?                                     details below, then
                                                                                        return to
                                                                                     questionnaire..

       Description:




1 Please refer to http://www.ftb.ca.gov/law/tax_shelter/ats_faq.shtml or consult your tax advisor for additional information
regarding CA reportable transactions.

2 Please refer to http://www.tax.state.ny.us/nyshome/tax_shelter.htm or consult your tax advisor for additional information
regarding NY reportable transactions.

3 Please refer to http://www.leg.state.or.us/ors/314.html or consult your tax advisor for additional information regarding
Oregon reportable transactions.

				
DOCUMENT INFO
Description: Financial Advisor Investor Questionnaire document sample