420 W. 118th Street, Room 420
New York, NY 10027
P: 212-854-4613 • F: 212-854-6190
INVESTMENT BANKING BOUTIQUE FIRMS
A holding company with subsidiaries that perform commercial banking operations, investment banking and other
related financial activities.
Akin Bay Company, LLC
NY-based firm providing advisory, private placement, and merger and acquisition services to public, private, and
family-owned middle market companies.
Alerion Capital Group
Merchant banking firm with a private equity focus on middle market companies.
Allen & Co.
Serves variously as investor, underwriter, and broker to some of the biggest names in entertainment, technology,
Ansley Capital Group
Financial advisory firm focused on private companies in technology, healthcare, and outsourcing industries
seeking to raise capital in the institutional capital markets.
An LA-based investment banking firm offering services including mergers and acquisitions, divesture advisory,
corporate finance, restructuring, and valuation services.
BB & T Capital Markets
Dedicated to delivering world-class corporate banking, investment banking, and capital markets solutions to
commercial clients, corporate clients, and government entities.
BCC Capital Partners
Provides investment banking and financial advisory services to middle market companies.
Bengur Bryan & Co.
Provides private placements, mergers and acquisitions, and venture capital to middle-market companies.
Bentley Associates L.P.
Senior-level investment bankers servicing middle-market companies.
Formed in July 2007 through a merger between The Bank of New York Company, Inc. and Mellon Financial
Corporation of Pittsburgh.
Brookwood Associates, Inc.
Investment banking firm providing mergers and acquisitions, and private financing services to middle market
Brown Gibbons Lang and Company
A leading independent investment bank serving middle market companies and their owners throughout the U.S.
A private investment firm with a distinctive and successful approach to investing.
Capitalink provides investment banking services for middle market and emerging growth companies.
A full service investment bank that provides corporate, government and institutional clients with innovative
solutions to help them raise capital, grow, and invest.
C. K. Cooper & Company
Provides clients with financial and strategic advice, capital formation (public and private), valuation and strategic
analysis and fairness opinions and transaction analysis.
Context Capital Group
Investment banking firm provides corporate finance services to middle market companies.
Corporate Investment Partners, Inc.
Financial advisory firm specializing in merger and acquisition services.
Davis/Chambers & Company, Ltd.
Provides a broad range of financial consulting services to middle market clients.
Decosimo Corporate Finance
Financial advisory services for middle market companies.
Dresner Investment Services
A leading middle-market investment bank providing merger and acquisition services, growth capital, valuations
and general corporate finance advisory.
Dunning Capital LLC
Raleigh, NC-based investment banking firm focused on middle market companies.
Dynasty Capital Advisors
Merger and acquisition consulting, business valuation, and Employee Stock Ownership Plan advisory.
Energy Capital Solutions
An investment banking firm focused on raising private capital and providing merger and acquisition advisory
services to public and private energy companies.
Specializes in mergers, acquisitions, and corporate finance for middle market companies.
Equity Development Systems
Private investment banking, lending compliance, and investment recovery concern.
Seeks to make value-oriented private equity investments in middle-market businesses.
Friedman Billings Ramsey
Focuses on advisory, trading and research efforts in eight broad industry sectors – consumer, diversified
industrials, energy and natural resources, financial institutions, healthcare, insurance, real estate, and technology,
media and telecommunications.
Gateway Partners, Inc.
Executes strategic acquisition searches for well-capitalized acquirers.
A leading independent investment bank providing corporate strategic advice and investment management
Greenhill is not part of any larger financial institution that provide clients with completely objective advice
without conflicts of interest.
Green Tree Capital
Represents sellers of middle market companies, those buying a business or obtaining financing for a middle
Growth Capital Partners, L.P.
Assists middle market companies in the Southwest achieve their growth objectives and increase shareholder
Gulf Atlantic Capital Corporation
Provides capital sourcing, merger and acquisition, debt restructuring, turnaround management and lender services
to middle market companies.
Gulf Star Group, Inc.
Provides investment banking services to middle market clients in the Southwest.
Harris Williams & Co.
Investment banking firm serving middle market companies.
Middle market investment banking firm providing financial services including merger and acquisition, capital
raising (both equity and debt), and advisory services.
Provides a wide range of services, including mergers and acquisitions, financing, financial opinions and advisory
services, and financial restructuring.
Hughes Group Carolinas
Assists middle market clients in mergers and acquisitions, valuations, and financing.
Focused on mergers and acquisitions in the information technology, communications and media sectors.
A full-service investment bank and institutional securities firm focused on growing and midsized companies and
Provides investment banking services to middle market companies.
Jordan Knauff & Company
The investment bank works with the lower middle market, helping successful entrepreneurs to sell businesses,
raise capital or undertake acquisitions.
A diversified financial services organization headquartered in Philadelphia, PA.
Matrix Capital Markets Group
An investment bank specializing in providing merger and acquisition advisory services to companies with
revenues from $10 million to $100 million.
Provides leading investment banking services to middle-market companies and financial institutions.
A diversified financial services firm headquartered in Chicago.
Middelton, Limburg & Company
Company specializing in mergers, acquisitions, business valuations, and other financial advisory services
beneficial to middle market business owners.
A leading financial services company providing a full spectrum of investment products through independent
financial professionals nationwide.
A full service investment banking firm with over 140 employees and seven offices in seven cities dedicated to
serving middle market companies.
Founded in 1845 and headquartered in Cleveland, Ohio, a financial holding company with assets of over $100
Newbury, Piret & Co.
A Boston investment banking firm providing corporate finance services to technology companies.
Pacific Growth Equities
Their investment mission is to create better companies and finance new industries.
A leading middle market investment bank and institutional securities firm.
Prairie Capital Advisors, Inc.
Provides financial advisory services to owners of middle market companies.
Focused on management led leveraged buyouts in the lower middle market.
Robert W Baird
A wealth management, capital markets and asset management firm with offices in the United States, United
Kingdom, Germany and China.
Roseview Capital Partners
Providing capital advisory services to mid-sized, privately held companies.
Advisory firm that offers to develop and implement new growth strategies for small and midsize companies.
Has 176 offices throughout the U.S. and Europe and has over 1,500 financial professionals providing financial
advice and innovative solutions to individuals, institutions and corporate clients.
A New York City based investment banking firm that maintains offices in New York City, Atlanta, Boston,
Chicago, and San Francisco.
Savoy Capital Advisors
Boutique investment banking firm providing mergers, acquisitions and financial advisory services.
Represents the global corporate and investment banking, and capital markets businesses of the Scotiabank Group,
providing full service coverage in Canada and servicing selected niche markets globally.
Provides investment banking, financial advisory, restructuring, software development and consulting services for
all segments of the transportation and logistics industries, as well as for the travel, technology, real estate, and
Seidman & Co Inc
Investment banking firm that principally services small and middle market companies.
Shields & Company, Inc.
Boston-based firm assisting middle market companies with mergers and acquisitions, capital raising, business
valuations, and financial advisory services.
Aims to be a leading European corporate and investment bank, offering excellence of service to its clients, strong
profitability to the Group and its shareholders, and to be an employer of choice for its employees.
Sperry, Mitchell and Company
Investment bank specializing in mergers and acquisitions involving private companies.
A full service, privately owned investment bank headquartered in Little Rock, Arkansas, with offices across the
country in key markets, as well as abroad in London.
SunTrust Robinson Humphrey
Based in Atlanta, Georgia and provides comprehensive capital raising, strategic advisory, risk management, and
investment solutions to serve the needs of corporate clients across the nation.
The Capital Corporation
Assists middle-market companies in mergers, acquisitions and business financing.
CCC Investment Banking
Financial advisory firm and merchant bank to the North American mid-market.
The DAK Group, Ltd.
Merger and acquisition and valuation for the middle market business owner.
The Greystone Group LLC
A specialty middle market investment banking firm based in La Jolla, CA focused on the cement and construction
The McFaddin | Metis Group LLC
Mergers and acquisitions firm focused on the professional services industry.
US Capital Partners LLC
Private investment banking firm, formed to provide middle-market companies first class investment banking
services by senior professionals who have significant Wall Street and operating experience.
A Chicago-based investment firm offering investment banking, asset management, equity research, institutional
and private brokerage, and private capital to individual, institutional, and issuing clients.
Woodbridge Group, Inc.
Middle market investment bankers serving companies located in the Northeast and Middle Atlantic States.
Working for business owners with businesses that have achieved revenue between $5 million and $50 million.