SEC, CFTC Seek Comments on Dodd-Frank Swap Proposals by ProQuest

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As part of their work to establish a framework for regulating the over-the counter swaps market, the agencies have published their proposed definitions of the terms "swap dealer," "security-based swap dealer," "major swap participant," "major security-based swap participant," and "eligible contract participant." Those definitions will determine which swap dealers will be subject to registration, margin, capital, and business conduct requirements.

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