collective-schemes_sec by suchenfz

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									                                List of Collective Investment Schemes Registered by the Trinidad and Tobago Securities and E
                                                                   For the period June 1997 – February 28, 2006

No Sponsor                                          Funds Registered
  1 AIC Corporate Fund Inc                          AIC Corporate Fund Inc.(Prospectus
                                                    receipted) AIC Diversified Canada Corporate
                                                    Class, AIC Advantage II Corporate Class, AIC
                                                    Global Focused Corporate Class, AIC Value
                                                    Corporate Class, AIC Canadian Balanced
                                                    Corporate Class, AIC Global Premium
                                                    Dividend Incom

  2 AIC Financial Group Limited                     AIC Trinidad & Tobago Group of Funds
                                                    (Prospectus receipted)
  3 AIC Financial Group Limited                     AIC Trinidad & Tobago Group of Funds
                                                    (Supplementary Prospectus receipted)
  4 ANSA Merchant Bank Limited                      ANSA Secured Fund (Prospectus receipted)

  5 Ansa Merchant Bank Limited                      Ansa US Dollar Secured Fund
  6 Ansa Merchant Bank Limited                      ANSA Euro Income Fund
  7 Barclays International                          Barclays International Funds SICAV; Barclays
                                                    Investment Fund (Luxembourg); Barclays
                                                    Euro Funds SICAV; Barclays Investment
                                                    Funds (Channel Island) Limited

  8 Bourse Securities Limited                       Savinvest India Asia Fund (Prospectus
                                                    receipted)
  9 Bourse Securities Limited                       Savinvest US Dollar denominated Investment
                                                    Income Fund (Prospectus receipted)

 10 Bourse Securities Limited                       Savinvest US $ Capital Growth Fund
                                                    (Prospectus receipted)
 11 Bourse Securities Limited                       Savinvest Individual Retirement Plan
                                                    (Prospectus receipted)
 12 Bourse Securities Limited                       Grace Caribbean Fixed Income Fund
                                                    (Prospectus receipted)
 13 Bourse Securities Limited                       Savinvest Capital Growth Fund (Prospectus
                                                    receipted)
 14 Bourse Securities Limited                       Savinvest Structured Investment Fund
                                                    (Prospectus receipted)
 15 Bourse Securities Limited                       Bourse Capital Growth Fund; Bourse Money
                                                    Market Fund
16 Colonial Life Insurance Company (Trinidad)   Colonial Life Family of Funds; Colonial Life
   Limited                                      Power Fund; Colonial Life Core Fund and
                                                Colonial Life Shield Fund (Prospectus
                                                receipted)
17 Colonial Life Insurance Company (Trinidad)   Colonial Life Power Fund; Colonial Life Core
   Limited                                      Fund; Colonial Life Shield Fund (Prospectus
                                                receipted)
18 Colonial Life Insurance Company (Trinidad)   Clico Optimal Bond Fund (Prospectus
   Limited                                      receipted)
19 DB&G Caribbean - Global Bond Fund Inc        DB&G Caribbean Global Bond Fund
20 Dehring Bunting & Golding                    DB&G Money Market Fund (Prospectus
                                                receipted)
21 Dehring Bunting & Golding                    DB&G Premium Growth Fund
22 FG Funds Management (Cayman) Limited         FG Caribbean Blue Chip Fund (Prospectus
                                                receipted)
23 FG Funds Management (Cayman) Limited         FG Money Market Fund (Prospectus
                                                receipted)
24 FG Funds Management (Cayman) Limited         FG Growth & Income Fund (Prospectus
                                                receipted)
25 FG Funds Management (Cayman) Limited         FG Caribbean/Global Equity Fund
                                                (Prospectus receipted)
26 FG Funds Management (Cayman) Limited         FG Caribbean Bond Fund

27 First Citizens Asset Management Limited      El Tucuche Fixed Income Fund

28 First Citizens Bank Limited                  First Citizens Bank Group Retirement
                                                Provider Plan (Supplementary Prospectus
                                                receipted)
29 First Citizens Bank Limited                  First Citizens Bank Limited Group Retirement
                                                Provider Plan (Prospectus receipted)

30 First Citizens Bank Limited                  First Citizens Bank Retirement Provider
31 First Citizens Merchant Bank Limited         The Abercrombie Fund; The Paria Fund
32 First Citizens Merchant Bank Limited         The Abercrombie Fund; The Paria Fund
33 First Citizens Trust & Asset Management      Immortelle Income and Growth Fund
   Limited                                      (Prospectus receipted)
34 First Citizens Trust & Asset Management      US Dollar denominated First Energy Fund
   Limited                                      (Amended Prospectus receipted)
35 First Citizens Trust & Asset Management      FCB Energy Fund- U.S Dollar denominated
   Limited                                      Energy Fund (Prospectus receipted)

36 First Citizens Trust & Asset Management      Paria Fund (Prospectus receipted)
   Limited
37 Fortress Caribbean Property Fund Limited    Class “A” Property Fund shares (Prospectus
                                               receipted)
38 Franklin Templeton Investments              Franklin Templeton Investment Funds
                                               (Prospectus receipted)
39 Franklin Templeton Investments              40 sub-funds of Franklin Templeton
                                               Investment Funds
40 Guardian Asset Management Limited           Guardian Asset Management Limited
                                               International Series of Mutual Funds: The
                                               North American Equity Fund, The European
                                               Equity Fund, The Asia-Pacific Rim Fund, The
                                               Bric Equity Fund, New Economy Equity Fund
                                               and Global Bond Fund

41 Guardian Asset Management Limited           Guardian Asset Management Limited
                                               Caribbean Series of Mutual Funds: The TTD
                                               Monthly Income Fund, The USD Monthly
                                               Income Fund, The Pan Caribbean Balance
                                               Fund, and The Emerging Markets Bond Fund

42 Guardian Life of the Caribbean Limited      GAM Global Fund Solution
43 JMMB Securities Limited                     Jamaica Select Index Fund Limited (formerly
                                               JMMB Select Index Fund Limited)

44 Life Settlements Funds Limited             Life Settlements Wholesale Funds
45 Man AHL Diversified Public Limited Company Participating Shares in Man AHL Diversified
                                              Public Limited Company
46 Pan Caribbean Asset Management Limited Sigma Fund (which encompasses The Sigma
                                              Optima, The Sigma Solution and The Sigma
                                              Liberty Portfolios)
47 Praetorian Property Fund                   Class “A” units (Prospectus receipted)
48 Prumerica Investments Funds Management Prumerica Worldwide Investors; Portfolio
   LLC                                        SICAV
49 RBTT Bank Limited                          RBTT Bank TTD Group Futurecash; RBTT
                                              Bank TTD Individual Futurecash; RBTT Bank
                                              USD Group Futurecash; RBTT Bank USD
                                              Individual Futurecash (Prospectus receipted)

50 RBTT Bank Limited                           Roytrin TT Dollar Income Fund
51 RBTT Bank Limited                           Roytrin US Dollar Income Fund
52 RBTT Bank Limited                           Roytrin Mutual Income and Growth Fund

53 RBTT Bank Limited                           Roytrin Money Market Fund
54 RBTT Bank Limited                           Roytrin Mutual USD Income and Growth
                                               Fund
55 Republic Bank Limited                      Republic US$ Money Market Fund
                                              (Prospectus receipted)
56 Republic Bank Limited                      Republic Global Equity Fund (Prospectus
                                              receipted)
57 Republic Bank Limited                      Republic Caribbean Equity Fund (revised
                                              name of Republic Caribbean Basin Fund)

58 Republic Bank Limited                      Republic Caribbean Basin Fund
59 Republic Bank Limited                      Republic Money Market Fund; Republic
                                              Income Fund; Republic Long Term Investor
                                              Income Fund
60 Royal Skandia Life Assurance Limited       Managed Savings Account; Managed Capital
                                              Account; Managed Pension Account;

61   Sagicor Funds Incorporated               Sagicor Global Balanced Fund
62   Sagicor Funds Incorporated               Sagicor Preferred Income Fund
63   Sagicor Funds Incorporated               Sagicor Select Growth Fund
64   Sagicor Merchant Limited                 Sagicor Merchant Mutual Funds - US Dollar
                                              Global Equity Fund
65 Sagicor Merchant Limited                   Sagicor Merchant Limited - US Dollar Global
                                              Balanced Fund
66 Sagicor Merchant Limited                   Sagicor Merchant Mutual Funds - TT Dollar
                                              Equity Fund
67 Sagicor Merchant Limited                   Sagicor Merchant Mutual Funds - TT Dollar
                                              Fixed Income Fund
68 Schroder Investment Management             Distribution of units of A1 share class of the
   (Luxembourg) S.A.                          Schroder International Selection Fund Global
                                              Energy
69 Scotiabank & Trust (Cayman) Limited        Scotiabank US Growth Fund; Scotiabank
                                              Money Market Fund; Scotiabank US Dollar
                                              Bond Fund (Formerly called Scotiabank
                                              North American Sovereign Fund)

70 Scotiabank & Trust (Cayman) Limited        Scotiabank Global Growth Fund (replaces
                                              The Scotia Offshore Global Growth Fund);
                                              Scotiabank Canadian Growth Fund (replaces
                                              The Scotia Canadian Equity Growth Fund );

71 TD Asset Management Inc.                   TD Greenline Family of Mutual Funds

72 The Home Mortgage Bank                     Mortgage Participation Fund
73 Trinidad & Tobago Unit Trust Corporation   UTC Energy Fund
   Limited
74 Trinidad and Tobago Unit Trust Corporation Chaconia Income and Growth Fund
                                              (Prospectus receipted)
75 Trinidad and Tobago Unit Trust Corporation First Unit Scheme (Income and Growth Fund)
                                              (Prospectus receipted)
76 Trinidad and Tobago Unit Trust Corporation TT$ Income Fund (formerly Second Unit
                                              Scheme /Money Market Fund)
77 Trinidad and Tobago Unit Trust Corporation US$ Income Fund (formerly US$ Money
                                              Market Fund)
78 Trinidad and Tobago Unit Trust Corporation Universal Retirement Fund

79 Trinidad Select Index Fund Limited        Trinidad Select Index Fund
80 UTC Mutual Funds SPC Limited              UTC Global Bond Fund; UTC Latin American
                                             Fund; UTC Asia Pacific Fund; and UTC
                                             European Fund
81 VT Umbrella Fund PCC Limited              VT Caribbean Property Fund #1
the Trinidad and Tobago Securities and Exchange Commission
e 1997 – February 28, 2006

            Local Agent                                   Effective Date of Registration
            AIC Capital Market Brokers Limited                                     8/3/2004




                                                                                 8/3/2004

                                                                                7/14/2005

                                                                                7/14/2005

                                                                                4/20/2007
                                                                                8/27/2009
            FirstCaribbean International Bank (Trinidad                         2/22/2001
            and Tobago) Limited




                                                                                8/22/2005

                                                                                1/13/2005


                                                                                6/21/2004

                                                                                10/2/2003

                                                                                 2/6/2003

                                                                                1/16/2003

                                                                                1/16/2003

                                                                                 4/5/2001
                                        5/27/2004




                                        1/16/2003


                                        5/22/2003

Dehring, Bunting and Golding Limited   11/15/2007
Reliance Stockbrokers Limited            7/8/2003

Reliance Stockbrokers Limited            7/8/2003
                                        4/14/2005

                                        4/14/2005

                                        4/14/2005

                                        4/14/2005

                                        4/14/2005

                                        9/18/2008

                                       10/12/2004


                                         7/5/2004


                                        1/14/1999
                                        9/18/1998
                                       11/14/1997
                                        6/27/2005

                                        10/7/2004

                                         8/3/2004


                                        6/21/2004
                                             10/25/2001

Guardian Asset Management Limited              7/4/2002

                                               7/4/2002

                                             10/13/2005




                                             10/13/2005




                                              2/13/2007
                                               7/4/2005


Global Financial Brokers Limited              11/9/2006
IFAS Limited                                   5/8/2006

Sagicor Life Incorporated                    11/15/2007


                                              8/15/2002
Colonial Life Insurance Company (Trinidad)    6/29/2000
Limited
                                              8/15/2002




                                             11/13/1997
                                               2/8/2001
                                             10/16/1997

RBTT Asset Management Limited                  2/9/2010
                                               1/8/2001
                                             5/22/2003

                                             12/6/2001

                                             8/19/1999


                                            12/16/1998
                                              2/3/1998


International Wealth and Investment          2/22/2001
Network Limited

Sagicor Life Incorporated                    6/16/2000
Sagicor Life Inc.                            11/9/2006
Sagicor Life Inc.                            11/9/2006
Sagicor Merchant Limited                     4/10/2008

Sagicor Merchant Limited                     4/10/2008

Sagicor Merchant Limited                     4/10/2008

Sagicor Merchant Limited                     4/10/2008

M. Hamel -Smith & Company                   11/30/2007


Scotiabank Trinidad and Tobago Limited       6/29/2000




Scotiabank Trinidad and Tobago Limited       6/29/2000




Royal Bank of Trinidad and Tobago Limited    6/24/1999

                                             8/17/2001
Trinidad & Tobago Unit Trust Corporation     5/10/2007
Limited
                                             11/23/2001

                                              9/20/2001

                                              9/20/2001

                                              3/17/2000

                                             12/12/1997

CMMB Securities                               11/9/2006
Trinidad and Tobago Unit Trust Corporation   12/13/2007


Caribbean Investment Management               2/26/2009
Company (Trinidad) Limited

								
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