Disolve Agreement
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COMMONWEALTH OF MASSACHUSETTS
SUPREME JUDICIAL COURT
No. SJC-8098
A. Z.,
Plaintiff-Appellee
v.
B. Z.,
Defendant-Appellant
Appeal from Commonwealth of Massachusetts
Probate and Trial Court
AMICI CURIAE BRIEF OF THE CATHOLIC MEDICAL
ASSOCIATION, THE AMERICAN ASSOCIATION
OF PRO-LIFE PEDIATRICIANS, AND
THE NATIONAL CATHOLIC BIOETHICS CENTER
IN SUPPORT OF B.Z., Defendant-Appellant
Luke Stanton, Esq.
B.B.O. # 548619
24 Lexington Street
Waltham, MA 02452
(781) 736-9600
Counsel for Amici
Dated: December 21, 1999
TABLE OF CONTENTS
TABLE OF AUTHORITIES................................ ii
STATEMENTS OF THE ISSUES, CASE & FACTS............... 1
1. Whether the embryos in this case are
human beings according to the leading
authorities in human embryology, and
therefore are persons according to
Massachusetts common law?.................. 1
2. Whether the embryos are "children" under
Massachusetts custody law, whose
interests in implantation, when combined
with the interests of the mother in their
survival, prevail over any contrary
interests asserted by the father?.......... 1
ARGUMENT............................................. 1
I. Introduction.................................... 1
II. As Living Organisms Of The Human Species, The
Embryos In This Case Are Human Beings, And Thus
Under Massachusetts Common Law Must Be Considered
As Persons...................................... 3
III. Davis Is Unreliable Authority Because Unlike
Tennessee Law, Massachusetts Law Recognizes Human
Beings Before Birth As Persons, And Embryologists
Have Rejected Any Supposed Biological Distinction
Between Embryos And "Preembryos"................ 6
IV. The Embryos Are “Children” Whose Personal
Interests In Survival Are Protected Under The
Child Custody Laws In Massachusetts............. 8
V. The Trial Court Failed To Consider The Embryos'
Best Interests In Implantation And Survival.... 12
VI. Conclusion..................................... 15
i
TABLE OF AUTHORITIES
Cases
Commonwealth v. Cass, 392 Mass. 799 (1984)..... 2, 4, 6
Davis v. Davis, 842 S.W.2d 588 (Tenn. 1992).... 6, 7, 8
Feeley v. Baer, 424 Mass. 875 (1997)................. 9
Payton v. Abbott Labs., 386 Mass. 540, 563 (1982).... 9
People v. Estergard, 457 P.2d 698 (Colo. 1969).. 10, 11
R.R. v. M.H., 426 Mass. 501 (1998)................... 9
Thibert v. Milka, 419 Mass. 693(1995)................ 9
Statutes
M.G.L. ch. 208 §§ 19, 28, 28A, 31......... 8, 9, 11, 12
Other Authorities
Erich Blechshmidt, The Beginning of Human Life (1977) 5
Keith L. Moore & T.V.N. Persaud, The Developing Human
(1998).......................................... 5
Lee M. Silver, Remaking Eden: Cloning and Beyond in a
Brave New World (1997).......................... 7
Merriam-Webster's Collegiate Dictionary (10th Ed.
1993)........................................... 4
National Bioethics Advisory Commission, Cloning Human
Beings (1997)................................... 5
Restatement (Second) of Torts § 869 (Comment d (1979) 9
Ronan O'Rahilly & Fabiola Muller, Human Embryology &
Teratology (1996)........................... 5, 7
T.W. Sadler, Langman's Medical Embryology (1990)..... 5
ii
STATEMENTS OF THE ISSUES, CASE & FACTS
In addition to those raised by the Appellant,
your Amici urge this Court to address the following
issues:
1. Whether the embryos in this case are human beings
according to the leading authorities in human
embryology, and therefore are persons according
to Massachusetts common law?
2. Whether the embryos are "children" under
Massachusetts custody law, whose interests in
implantation, when combined with the interests of
the mother in their survival, prevail over any
contrary interests asserted by the father?
Your Amici adopt the Appellant's Statements of
the Case and Facts.
ARGUMENT
I. Introduction.
If this Court decides that a binding contract
between A.Z. (hereinafter the mother) and B.Z.
(hereinafter the father) did not exist or is otherwise
unenforceable, then it must determine whether equity
permits or precludes the implantation of the embryos
in this case.
Your Amici will address two questions relevant to
the equity issue, offering information and raising
points that neither the mother nor the amicus
Massachusetts Citizens For Life has provided.
1
First, are the embryos human beings? If they
are, then under Massachusetts law they must be treated
as persons, and not as creatures having some form of
“special status” deemed inferior to personhood. See
Commonwealth v. Cass, 392 Mass. 799, 800 (1984) (the
term “human being” is synonymous with “person”; in
addition, "offspring of human parents cannot
reasonably be considered to be other than a human
being, and therefore a person"). The trial court
refused to recognize the embryos as persons.
Second, are the embryos included in the
references to “child” and “children” found in the
custody provisions of M.G.L. Chapter 208? If they
are, then any custody order in this case must consider
the embryos‟ best interests above and beyond the
interests of the parents. The trial court gave little
weight to the embryos' overriding interests as
children in their implantation and survival.
The trial court‟s order denying custody of the
embryos to the mother for the purpose of implanting
them is erroneous. Scientific opinion, represented by
the leading authorities in human embryology,
establishes that the human organism is formed at
2
conception, and thus as a biological matter, the
embryos in this case are human beings.
In Massachusetts, at least, and notwithstanding
the jurisprudence in Tennessee or any other state,
biological existence as a human being is the only
requisite for prenatal personhood outside the abortion
context. Therefore, as persons and as children, the
embryos in this case possess cognizable interests in
sustenance and survival under Massachusetts custody
law. These interests, combined with the mother‟s
interests in nurturing her children, outweigh any
interest in the embryos‟ destruction or abandonment
asserted by the father.
II. As Living Organisms Of The Human Species, The
Embryos In This Case Are Human Beings, And Thus
Under Massachusetts Common Law Must Be Considered
As Persons.
The four embryos were frozen two days after their
conception, and each entity consists of four cells in
suspended animation. Record Appendix (hereinafter
“R.A.”) at 13, 16. This Court has not considered the
legal status of human offspring in Massachusetts at
this stage of development. Your Amici urge this Court
to recognize that the embryos are human beings and,
3
according to the reasoning in Cass, are synonymous
with persons.
Human embryology is the scientific study of the
origin and development of the human offspring. For
human embryologists, the concept of "organism", not
“person”, governs their inquiry and defines their
subject. This approach is dictated by the fact that
embryology is a branch of biology, the study of
“life”.
Thus, through the lens of an embryologist, a
“human being” is less a metaphysical construct and
more the identification of a functioning organism in
the human species. The Merriam Webster Dictionary
defines an organism as "an individual constituted to
carry on the activities of life by means of organs
separate in function but mutually dependent: a living
being". Merriam-Webster's Collegiate Dictionary 819
(10th Ed. 1993).
According to the leading authorities on human
embryology and obstetrics, conception or fertilization
marks the beginning of the human organism:
“Zygote. This cell results from the union
of an oocyte and a sperm. A zygote is the
beginning of a new human being (i.e., an
4
embryo)." Keith L. Moore and T.V.N. Persaud,
The Developing Human 2 (1998).
"The development of a human being begins
with fertilization." T.W. Sadler, Langman's
Medical Embryology 3 (1990).
"Fertilization is an important landmark
because, under ordinary circumstances, a new
genetically distinct human organism is
thereby formed." Ronan O'Rahilly & Fabiola
Muller, Human Embryology & Teratology 8
(1996).
"To be a human being is decided for an
organism at the moment of fertilization of
the ovum." Erich Blechshmidt, The Beginning
of Human Life 17 (1977).
The “embryo” is “the developing organism
from the time of fertilization”. National
Bioethics Advisory Commission, Cloning Human
Beings, Appendix at 2 (1997).
These authorities provide sufficient
justification for identifying the embryos in this case
as human organisms or human beings. As such, they
deserve respect as persons under Massachusetts law.
5
III. Davis Is Unreliable Authority Because Unlike
Tennessee Law, Massachusetts Law Recognizes Human
Beings Before Birth As Persons, And Embryologists
Have Rejected Any Supposed Biological Distinction
Between Embryos And "Preembryos".
The trial court heard no evidence to dispute the
scientific observation that conception, rather than
some later event, marks the beginning of human beings.
Instead, the trial court referred largely to Davis v.
Davis, 842 S.W.2d 588 (Tenn. 1992), and adopted the
arguments found therein as bases for characterizing
the embryos in this case as non-persons. For the
following reasons, your Amici believe that any
reliance on Davis is erroneous.
In Davis, the Tennessee Supreme Court concluded
that as a matter of Tennessee law the status of
personhood applied only to human beings after live
birth. Id. at 594-95. As construed in Davis
therefore, Tennessee law differs from Massachusetts
law, which recognizes that outside the abortion
context legal personhood inheres to human beings
before birth. See Cass. Thus, the central holding in
Davis denying legal personhood to embryos in Tennessee
because of their gestational age does not control this
case. The issue in Massachusetts is not whether the
6
embryos are born (or otherwise are of sufficient
gestational age) but whether they are human beings.
In addition, the Davis opinion relied almost
exclusively on a now discredited distinction between
"preembryos" and embryos. Id. at 593-97. The
distinction has no scientific meaning, especially when
applied to human embryos, and lacks any credible
support among human embryologists and other scientific
authorities.
The leading treatise on human embryology refuses
to use the term preembryo because it is "ill-defined
and inaccurate". Ronan O‟Rahilly & Fabiola Muller,
Human Embryology & Teratology 55 (1996). None of the
other major treatises uses the term. In addition,
Professor Lee Silver of Princeton University, an
advocate for cloning and embryo research, has reported
that IVF researchers embraced the term preembryo “for
reasons that are political, not scientific”. Lee M.
Silver, Remaking Eden: Cloning and Beyond in a Brave
New World 39 (1997).
From its conception, the human offspring starts
an uninterrupted course of development consistent with
its biological status as an organism. This scientific
reality has lead embryologists to reject the
7
metaphysical theories of delayed development espoused
in Davis, and speaks against the creation of any
arbitrary dividing line between "preembryos" and
embryos for the purposes of this case.
Massachusetts jurisprudence, which equates the
human person with the human being, should take into
account the scientific findings of embryologists
unconcerned with political agendas. Because the
embryos in this case are human beings, they should be
treated as legal persons.
IV. The Embryos Are “Children” Whose Personal
Interests In Survival Are Protected Under The
Child Custody Laws In Massachusetts.
The law governing custody disputes in
Massachusetts divorce proceedings refers repeatedly to
a "child" and the "children". The relevant provisions
of Chapter 208 guarantee that a child‟s best interests
will determine custody disputes. See M.G.L. ch. 208
§§ 19, 28, 28A, 31. The Chapter nowhere mentions
creatures of a non-personal nature with an ephemeral
"special status".
Either the embryos in this case are children or
they are not. If they are children, then any private
agreement between the parents touching upon the
8
embryos' welfare or any balancing of parental equities
by the judiciary must comport with the embryos' best
interests in remaining in the custody of the mother
who cares for them.
The question of whether embryos are “children”
under Chapter 208 is an issue of first impression in
Massachusetts. The developmental prematurity of the
embryos should not exclude them from consideration as
"children". In numerous cases, this Court has
referred to "unborn children" as a matter of course
(in at least 22 cases), indicating that prematurity
and the status of childhood are not mutually exclusive
categories. See, e.g., R.R. v. M.H., 426 Mass. 501,
505 (1998); Feeley v. Baer, 424 Mass. 875, 877 n.3
(1997); Thibert v. Milka, 419 Mass. 693, 694 (1995).
Moreover, this Court has recognized that
individuals in Massachusetts may recover damages for
“any [prenatal] injury occurring at any time after
conception”. Payton v. Abbott Labs., 386 Mass. 540,
563 (1982) (quoting Restatement (Second) of Torts §
869 (Comment d (1979))(emphasis added). Thus,
conception, and not some later stage in prenatal
development, marks the time when legally cognizable
9
interests of a personal nature arise in the
Commonwealth.
While no other Massachusetts case has addressed
the meaning of "child" in the context of a custody
dispute, your Amici calls this Court's attention to
People v. Estergard, 457 P.2d 698 (Colo. 1969).
There, the Colorado Supreme Court held that a
provision of the state paternity and support law
included human offspring “upon conception and during
pregnancy” when it referred to the “child”. Id. at
699.
According to the court in Estergard, such a
construction of "child" served the law‟s overall
purpose. The court recognized that “the months of
prenatal existence are tremendously important ones
from the standpoint of human welfare. The physical
and mental conditions of the expectant mother are
vital factors in the unfolding life of the child
itself.” Id.
The Colorado law authorized the courts to issue
orders providing for the protection, support, and
prenatal care of children. Because the Colorado
courts had no jurisdiction over putative fathers who
left the state, “[t]o construe „child‟ so as to
10
exclude an unborn child would permit the father of an
unborn child to evade his responsibility of support by
leaving the state at any time prior to the birth of
the child.” Id.
Chapter 208 promotes similar purposes by
authorizing a court in a divorce proceeding to issue
orders concerning a child's care. M.G.L. ch. 208 §
19. Upon a determination for divorce, the court may
continue to issue such orders, and even award sole
legal custody to one parent “to make major decisions
regarding the child's welfare including matters of
education, medical care and emotional, moral and
religious development.” M.G.L. ch. 208 §§ 28, 28A,
31.
From conception onward, developing human
offspring exhibit fundamental biological needs, and in
the case of frozen embryos, the need to implant in the
mother's womb is of paramount importance. This Court
should not allow fathers to evade their
responsibilities towards their offspring by taking
advantage of an excessively narrow interpretation of
the term "child". For the same reasons that the
Colorado court rejected the employment of a narrow
definition of "child" in that state's custody law,
11
this Court should reject a restrictive definition of
"child" that excludes frozen embryos from the
protections of Chapter 208.
V. The Trial Court Failed To Consider The Embryos'
Best Interests In Implantation And Survival.
Chapter 208 requires any judicial orders
concerning the custody and welfare of minor children
to be based on the children's best interests. Nowhere
in the trial court's discussion of contract principles
and common law equities were the exact interests of
the embryos fully described or exhaustively
considered. The only claim assigned to the embryos by
the trial court was the purported interest in avoiding
the supposedly "unfair" circumstance of "enter[ing]
the world unwanted by one of [their] parents." R.A.
at 344.
Should continued life for the embryos be judged
as too burdensome to be worth living only because the
father does not want them and regardless of the
mother's desire to nurture them? Such a view fails to
take into account the weight of the mother's
commitment to the embryos' well-being, and the
embryos' interest in survival. Any theoretical
burdens on the embryos arising from the father‟s
12
disinterest do not justify denying the embryos every
chance to survive and ultimately to experience the
mother‟s love. Thus, full consideration of all the
equities leads to the conclusion that awarding sole
legal custody to the mother furthers the embryos‟ best
interests in implantation and nurture.
The respective interests of the father and
mother, independent from those of the embryos, do not
change this conclusion. The biological parent who
wants the children should possess a stronger claim to
becoming the physical or legal custodian than the
parent who does not want the children.
The trial court reversed this common sense
presumption by holding that the parent who does not
want the embryos, and thus who directly interferes
with their supposed interest in being wanted by both
parents, should prevail by having the embryos
destroyed or abandoned. For the following reasons,
this result appears neither right nor fair.
This is not an abortion case, involving a mother
unwilling or unable to bear any longer the unique
burdens of pregnancy. The mother here wants very much
to nurture the embryos by accepting the burdens of
pregnancy. Instead, this case is one of paternal
13
abandonment, involving a father who wants to avoid the
responsibilities of parenthood by preventing the
embryos from developing further.
Nor would the mother's decision to carry the
embryos to term violate the father's bodily integrity
or procreative freedom. The "pro-creation" involving
the father's bodily donation of sperm has already
occurred with the father's consent, resulting in the
conception of embryos. Preventing implantation in the
mother will not change the reality of the embryos'
creation and existence. They rest in frozen storage,
real, not imaginary products of the father's
consensual participation in their beginning. Any
paternal interest in "avoiding" procreation loses its
force when the interest in procreative choice has
already been exercised.
The only remaining interests at stake for the
father are the same emotional and financial concerns
any father brings to a custody determination
proceeding. Such interests fail to override the
mother's concern for the very survival of her children
and the children's interest in receiving the mother's
love, care and support.
14
In sum, the strength of either parent‟s claim to
effectuate a desired outcome regarding the embryos‟
disposition is measured not only by each parent's role
as “gamete provider” but also by each parent's
responsibility to act in his and her children‟s best
interest. Should one parent, as is the case here,
desire an outcome contrary to the children‟s best
interest, then that parent‟s equal stake is
compromised, and reasonably so.
Thus, the embryos' claim to the custody of a
mother who wants them and who will optimize their
chance of survival by implanting them represents their
best interest, even and especially in the face of the
father's disinterest. Otherwise, any child involved
in a custody dispute could and must be denied
nurturing maternal custody, and illogically so, by the
mere fact that the child is unwanted by the father.
VI. Conclusion
Based on the foregoing, this Court should reverse
the trial court, dissolve the injunction, and permit
the mother to implant the embryos.
15
RESPECTFULLY SUBMITTED:
_____________________
Luke Stanton, Esq.
B.B.O. # 548619
24 Lexington Street
Waltham, MA 02452
(781) 736-9600
Counsel for Amici
16
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