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							U.S. Fish & Wildlife Service

Biological Needs
Assessment
National Wildlife
Refuge System
Division of Refuges
July 1998
Mission of the National Wildlife Refuge System

To administer a national network of lands and
waters for the conservation, management, and
where appropriate, restoration of the fish, wildlife,
and plant resources and their habitats within the
United States for the benefit of present and future
generations of Americans.
National Wildlife Refuge System Improvement Act of 1997
(Public Law 105-57, October 9, 1997)
Forward



Significant anniversaries are          This is the context within which the   Both the Division of Refuges and
opportunities for introspection and    Division of Refuges offers the         the Committee on Refuge Biology
assessment. The approach of the        present document, the “National        recognize the many biological
National Wildlife Refuge System’s      Wildlife Refuge System Biological      strengths of the Refuge System:
100th birthday is an ideal time to     Needs Assessment.” Almost two          The dedicated staff which have
look back over the road thus           years of rewarding and sometimes       produced many well-structured
traveled, yet forward to the road      painful self-analysis under the        refuge programs, the productive
ahead. In 1997, the Refuge System      guidance of the Committee on           research, the successful habitat
received a very special centennial     Refuge Biology was necessary           restorations and fruitful efforts to
gift, the long-awaited National        for this, the most comprehensive       restore endangered species. The
Wildlife Refuge System                 review of biological activities ever   “Biological Needs Assessment” is
Improvement Act, which will shape      undertaken by the Refuge               not about strengths, however, but
the System during its second           System. The results of that work—      about needs. It is about work yet to
century of growth. It provides the     recommendations for 36 specific        be done, work that should build on
clearest map of the road before us.    actions the Service should take to     and emulate these successes. It is
                                       strengthen the Refuge Biological       with a desire to improve, in the
Fundamental to the Act is the          Program—were included here only        recognition that wildlife and good
concept of “Wildlife First!” This      after extensive review and comment     biology are the only foundation on
recognizes the wildlife resource as    by the Division of Refuges, the        which the Refuge System can
the underlying reason for              Assistant Regional Directors for       continue to thrive, and in the
developing and maintaining the         Refuges and Wildlife in all seven      recognition of standards set by
Refuge System. So, it follows that     Regions, and by a majority of field    the Refuge Improvement Act,
the System’s Biological Program—       stations within the System.            that the Division presents the
the core activities surrounding                                               “Biological Needs Assessment.”
development, implementation,                                                  The Assessment is the baseline by
and evaluation of management                                                  which we will measure our progress
objectives for the benefit of                                                 as we take the Refuge System into
wildlife—should be at the heart of                                            the 21st Century.
our efforts to guide the System into
its next 100 years.                                                           Richard A. Coleman

                                                                              July 1998

                                                                              Chief, Division of Refuges

                              Table of Contents



Developed by the NWRS         Inroduction                                                              4
Committee on Refuge Biology
                              Definition of Refuge Biological Program                                  5
Region 1: Fred Paveglio
                              Goals and Recommended Actions                                            7
Region 2: Kathy Granillo
                              Address inadequate and inconsistent biological program staffing          7
Region 3: Kevin Brennan
                              Focus biological program activities through goals and objectives         7
Region 4: Don Orr
                              Integrate evaluation and oversight into biological program               8
Region 5: Tom Goettel
          Hal Laskowski       Increase amount and accountability of funding for biological program     8

Region 6: John Cornely        Provide for career and professional needs of biological program staff    9
          Wayne King
                              Meet information needs of the NWRS biological program                   10
Region 7: Mark Bertram
                              Financial Considerations, Priorities and Timetable                      11
Region 9: Bob Adamcik
                              Implementation Proposal                                                 11

                              Table 1: Recommended actions the Fish & Wildlife Service should         13
                              take to address needs of the National Wildlife Refuge System
                              biological program

                              Table 2: Recommended actions the Fish & Wildlife Service should         17
                              take to address needs of the National Wildlife Refuge System
                              biological program, grouped by four implementation mechanisms

                              Appendix                                                                20
Introduction



“We will be leaders in applying the      In support of these arguments, the       ■ Integrate evaluation and
best science and technology . . .”       National Wildlife Refuge System          oversight into the biological
(The NWRS, Promises for a                Improvement Act of 1997 (Act)            program
New Century, 1997)                       clearly puts wildlife first within the
                                         National Wildlife Refuge System. It      ■ Increase amount and
Management of National Wildlife          specifically directs the Service to:     accountability of funding for the
Refuges (NWR’s) in the 1990’s is                                                  biological program
complex—and increasingly non-            ■ provide for the conservation of
biological. Good refuge biology          fish, wildlife, and plants on refuges    ■ Provide for career and
often seems a luxury rather than                                                  professional needs of biological
the System’s foundation. Yet             ■ maintain the biological integrity,     program staff
refuges exist for wildlife, and          diversity, and environmental health
biology must be woven throughout         of the System                            ■ Meet information needs of the
their management. Unfortunately,                                                  biological program
more immediate public demands            ■ monitor the status and trends of
and political agendas have intruded      fish, wildlife, and plants.              The document recommends 36
on refuge operations, weakening the                                               specific actions the Service should
System’s connection to its biological    Moreover, the Act requires the           undertake to attain these goals
roots. Wildlife should come first, but   Service to manage the NWRS as a          (Table 1). These actions could be
many stations today find that many       “System,” implying cohesion and          accomplished over the next five
nonbiological considerations drive       consistency in programs across           years—in time for the NWRS 2003
refuge management. A strong              Regions. A strong, consistent,           Centennial—through: (1) changes in
biological program would assure          biological program, with wildlife at     policy; (2) a questionnaire to field
the Service’s compliance with the        its core and with common elements        staff and review of NWRS data in
Refuge Improvement Act. It would         throughout all Regions and               the Refuge Management
assure wildlife remains a primary        administrative levels of the             Information System; (3) various
consideration in all decision-making,    NWRS, is fundamental to meeting          projects developed by special teams
and that wise and defensible             these mandates.                          or work groups; and (4) enhanced
conservation decisions are                                                        focus on the NWRS biological
articulated to a questioning public.     Pursuant to the Act, the present         program in the budget process
                                         document articulates the vision of       (Table 2). Policy changes and many
Refuge activities may often affect       the Division of Refuges regarding        other actions would require no
sensitive populations and habitats,      the recognition of wildlife—and          additional funds. Other actions—
sometimes irreversibly. Such             thus, the related NWRS Biological        staffing, training, equipment, and
actions should be taken with highly      Program—as underlying all elements       data gathering—would require new
trained personnel, up-to-date            of the NWRS. Implementation of           funds and staff solicited through the
equipment, and an understanding          recommendations in this document         Refuge Operating Needs System
of the biological rationale and          would assure the Service meets the       (RONS). The Division of Refuges
consequences. Focused inventory          Act’s mandates through the creation      expects these six goals—and the
and monitoring efforts, reliable and     of a structured and comprehensive        related recommended actions—
management-oriented research,            biological program. This would           will provide the foundation for all
and properly stored and retrievable      occur as the NWRS took actions           subsequent discussions related to
wildlife data would increase the         in pursuit of six general goals:         refuge biological programs and
probability that we make wise                                                     Service implementation of the
resource decisions.                      ■ Address inadequate and                 Refuge Improvement Act.
                                         inconsistent biological program
                                         staffing

                                         ■ Focus biological program
                                         activities through goals and
                                         objectives




4                                                                                                              July 1998
Definition of the Refuge Biological Program




The National Wildlife Refuge          ■ Assess through monitoring the
      ensures that each step is based on
System biological program refers to   outcome of actions taken to meet
     sound biological principles, reflects
the integration of sound principles   objectives 
                          the best biological information
of wildlife management into all                                             available, and provides refuge
levels of refuge operations (See      This sequence—information
            managers with the best information
figure). It entails the collection,   collection and analysis —-> 
         possible to make appropriate
analysis, and application of          setting objective(s) —-> development
 resource decisions. The result is
biological information to:            and application of management
        that sound professional judgement
                                      strategies—-> evaluation of
          drives refuge management. The
■ Support development of goals        outcomes —-> revision of
             Service, the Refuge System, and
and objectives                        management strategies—
               individual refuges each make their
                                      functions collectively as “adaptive
  highest and best contribution to
■ Design and implement habitat        management.” A strong, well-
         wildlife conservation and to the
and wildlife management actions       integrated biological program
        biological integrity, diversity and
                                                                            health of the System.


Figure

Integration of the Bilogical Program into NWRS Adminstration

The National Wildlife Refuge System biological program refers to the collection, analysis, and application
of biological information to: (1) develop goals and objectives; (2) design and implemtent management
actions; and (3) evaluate results. Sound biological judgement is integrated throughout these three elements
of refuge operations.



                                           Determine USFWS
                                           Resource Priorities


                                                                                               ▲
Evalutaion                                                                    Objectives

    Assess/Revise                                                                Determine Regional
    Objectives/Strategies                                                        Resource Priorties


                 ▲
                                                                                               ▲


                                                                                  Write Station Goals and
                                                                          ▲




    Evalutate Outcomes
                                                                                  Objectives (CCPs)

                 ▲
                                                        ▲
                                      Management

                                           Develop and Implement
                                                                            ▲





                                           Management Strategies




July 1998                                                                                                       5
Goals and Recommended Actions




A comprehensive NWRS biological          Relatively fewer staff have been         Goal: Focus biological program
program would result as the Service      assigned greater responsibilities,       activities through goals and
takes actions to address six goals.      leaving little time to carry out well-   objectives
                                         designed population surveys;
Table 1 lists the goals, as well as 36   monitor, assess and report impacts       Planning policy (602 FW 1-3, and
specific recommended actions and         of management actions; or design,        Writing Refuge Management Goals
strategies the Service might             implement, and evaluate                  and Objectives: A Handbook)
implement to achieve them.               management plans and objectives.         directs that refuge management
                                         There is insufficient time for           stem from clear goals and
Goal: Address inadequate and             writing, training, applying new          objectives. These goals and
inconsistent biological                  technologies, and networking within      objectives are to be derived from
program staffing                         the greater professional community.      broader statements for the
                                         While a dedicated cadre of refuge        landscapes within which stations are
Over the last 25 years, refuge           biologists accomplish a great deal of    found, are to be consistent with
management has embraced much             outstanding work in spite of these       other Service planning initiatives,
change: new technology; new              limitations, many critical needs are     and should derive in part from
statutory obligations; new               not being met, and we can do much        related Service documents.
emphases on endangered species,          better. Additionally, the lack of        Unfortunately, the various larger
fire ecology, neotropical migrants,      consistent regional organization         scale planning documents in effect
biodiversity, and nongame; and           impedes interregional                    for the Service have not been
involvement of biological staff in       communication among biological           translated into consistent and
multiple off-refuge initiatives.         staff, makes career moves across         clearly articulated goals and
Additionally, the public and             regions difficult, and limits            objectives for the System, individual
Congress have demanded more              opportunities for cross-regional         Regions, and many ecosystems.
biological accountability, including     details and other exchanges.             Thus, while Comprehensive
a wildlife monitoring mandate cited                                               Conservation Plans are mandated
in the Refuge Improvement Act.           Actions                                  by the Refuge Improvement Act for
Administrative requirements have                                                  all refuges by 2012, it remains for
also increased considerably.             The Service should:                      individual planning teams and/or
Biological staffing has not kept                                                  refuge managers to decide how
pace, and Regions have addressed         ■ Identify existing regional NWRS        individual stations fit into the bigger
the issues differently. Currently,       staff and staffing organizations         System picture. Different planning
about 310 biological field staff are                                              teams may determine the highest
distributed across 92 million acres.     ■ Assess refuge biological               and best use of a refuge from a local
There is little consistency among        complexity relative to staff on          perspective, rather than in the
regions as to how field staff are        stations                                 context of ecosystem, regional,
distributed, and no assurance that                                                flyway, or national goals.
biological staffing patterns overall     ■ Provide staff to adequately            Additionally, the current CCP
reflect the most critical System         address biological complexity, with a    initiative will not be completed for
needs. Technical support for field       goal of at least one PFT biologist       15 years. In the interim, many
staff differs across Regions, but in     per staffed station                      stations may continue with critical
general is sorely lacking.                                                        planning documents or objective
                                         ■ Establish a regional refuge            statements that are dated,
                                         biologist position in each Regional      incomplete, or even nonexistent.
                                         Office

                                         ■ Create technical assistance
                                         teams to support refuge biological
                                         operations




July 1998                                                                                                               7
The lack of clear and consistent        Goal: Integrate evaluation              Actions
goals and objectives at National and    and oversight into the biological
Regional levels makes it impossible     program                                 The Service should:
to plan refuge activities across the
System that consistently support        Where stations have completed           ■ Ensure that data collection is
critical resource needs of the larger   CCP’s or have functional interim        consistent with station goals and
landscape. Locally focused goals        management objectives in place,         objectives
and objectives, or others that are      there is no Systemwide evaluation
out of date or lacking, make it         process to assure those plans or        ■ Develop and implement a process
difficult to direct and evaluate        objectives are being followed.          for station biological evaluations
station biological activities for the   This, despite clear guidance in
greater good. Standards against         602 FW 2 directing that evaluation      ■ Ensure follow up on biological
which to evaluate station activities,   occur and that Project Leaders          evaluations to establish
measure progress, maintain              and staff be held accountable for       accountability
accountability, or assess the           implementation through
currency and appropriateness of         performance plans. Where                ■ Update and implement Service
programs are inconsistent or            evaluations do occur, there is no       Manual and related policies
lacking. Admirable, but possibly        consistent mechanism to assure          governing habitat management
unfocused or misdirected activities     resulting recommendations are
not addressing the most critical        implemented. This lack of               Goal: Increase the amount and
resource needs may result. Funding      evaluation and/or follow-up also        accountability of funding for
and personnel, already limited, may     encourages pursuit of admirable         the biological program
not be utilized in the most effective   but perhaps inappropriate projects,
or efficient manner. Too, without       weakening the consistency and           Current refuge budgets are
clearly articulated biological goals    focus of biological activities within   inadequate to meet existing
and objectives at all levels, it        the System. Taken together, the         biological needs related to baseline
becomes difficult to defend             lack of national and regional goals,    data, routine monitoring, purchase
controversial actions before a          of well-written station objectives,     and maintenance of equipment, and
questioning public, defend budget       and of a functional evaluation          research. Additionally, most funds
requests, or to promote educated        process is also unfair to project       for refuge biological programs
advocacy for the biological integrity   leaders. They have neither a            are wrapped up in the general
of either the station or the System.    national vision, consistent standards   operational (1260) account. While
                                        for evaluations, an evaluation and      occasional non-1260 funding (such
Actions                                 feedback process, nor a mechanism       as 1230 monies) is sometimes
                                        to encourage implementation of          allocated specifically to a biological
The Service should:                     recommendations where                   activity, 1260 operational funds are
                                        evaluations do occur.                   not clearly earmarked for the
■ Articulate consistent goals for the                                           biological program. Instead,
NWRS at National and Regional                                                   biological activities compete with
levels                                                                          maintenance, public use, and
                                                                                general administrative needs and
■ Consistently base developing                                                  often are less pressing. On refuges
station CCP’s and other planning                                                where fixed expenses such as
efforts on newly articulated                                                    salaries and utilities may constitute
National and Regional goal                                                      more than 90% of the budget,
statements                                                                      monitoring, equipment, and habitat
                                                                                management frequently are lower
■ Develop interim goals and                                                     priority than more immediate
objectives on stations not scheduled                                            administrative needs.
for Comprehensive Conservation
Planning before 2000




8                                                                                                            July 1998
The link between funding and          Goal: Provide for career and              Actions
accomplishment of a station’s         professional needs of biological
habitat and wildlife management       program staff                             The Service should:
objectives is a critical one. Until
the recent implementation of the      Continuing education and active           ■ Provide advancement
Refuge Comprehensive                  involvement in the larger                 opportunities for biological positions
Accomplishment Reporting System       professional community is required        at all levels
(RCAR), managers could not track      for professional refuge biological
expenditures on biological program    program staff. Yet existing policy        ■ Upgrade selected biological
activities and report successes.      discourages attendance at                 program positions to reflect current
This made it difficult to identify    professional meetings and largely         responsibilities
biological funding needs, evaluate    assimilates training, career
progress towards meeting              advancement, and other personnel          ■Determine NWRS biological staff
those needs, and document             needs of biological staff into those of   needs regarding education and
accomplishments. Yet, the System      other refuge staff. Regional efforts      career development
must remain accountable for           vary, but there are limited means
commitments it makes towards          for refuge biologists to                  ■ Develop core competency
these ends, particularly as we are    communicate within and across             training guidelines for biological
now bound by law to put wildlife      regions, and opportunities for            program staff
first in managing refuges. RCAR       career advancement in the field
can resolve this, assuming specific   beyond the GS-11 level are few. It is     ■ Adopt 40-hour minimum in-
biological commitments are            also difficult to implement new           service training requirement for
identified in RONS and the            policies or handbook guidances (e.g.,     biological staff
Maintenance Management System         those relating to wildlife inventories
(MMS), and subsequent                 or management objectives) without         ■ Develop core training module of
accomplishments reviewed during       consistent, Systemwide training.          biological program administrative
station evaluations.                                                            material
                                      The professional isolation of many
Actions                               refuge biologists limits management       ■ Develop mechanism to teach new
                                      perspectives and promotes a low           core training module to biological
The Service should: 
                 profile for the NWRS within the           program staff
■ Enhance funding for biological
     larger scientific community. This
program needs using RONS 
            costs the System new approaches to        ■ Facilitate opportunities for
and MMS
                              management issues, critical review        biological staff to pursue advanced
                                      of Service activities, and                degrees
■ Use RCAR to track biological
       opportunities for research. Stability
program expenditures 
                and long-term knowledge at field          ■ Facilitate opportunities for
                                      stations is lost as individuals leave     biological staff to engage in
■ Incorporate review of biological
   seeking advancement and take with         cross-regional and cross-program
program expenditures into station
    them personal insights and                details or exchanges
evaluations
                          specialized expertise. Yet biologists
                                      work in an evolving field and a           ■ Revise as possible Service and
                                      public forum, often risking               Departmental policies governing
                                      professional integrity and public         official participation in professional
                                      credibility in the work they do. The      organizations and attendance at
                                      System cannot afford to base              technical meetings.
                                      critical and controversial
                                      recommendations on superficial or         ■ Develop “refuge biological
                                      out of date professional knowledge,       program forum” in conjunction
                                      sometimes without feedback from           with TWS meetings
                                      the larger Service and professional
                                      communities. By law, we are               ■ Promote publication of
                                      required to make sound                    peer-reviewed articles by refuge
                                      professional judgements based on          biological program staff
                                      sound biology. To do otherwise will
                                      risk loss of public confidence and
                                      support.




July 1998                                                                                                                9
Goal: Meet information needs of        The capability of effective electronic
the biological program                 communication and access to
                                       various on-line information sources
The Refuge Improvement Act             is still inadequate for many refuge
contains an explicit mandate for       biologists. These electronic tools—
monitoring within the NWRS, yet a      list servers, web-pages, or other
host of issues impede our ability to   means of information exchange—
do that well. Existing baseline data   function best if each individual has a
on refuge biotic communities are       fully modern personal computer,
inadequate for monitoring trends in    personal e-mail, and Internet
those communities. Instead, we         access. Yet, these basic tools are
intensively manipulate refuge          lacking for many biological staff.
habitats without knowing the full
complement of resources affected.      Actions
Additionally, new data needs
mandated by the Act are coupled        The Service should:
with existing weaknesses in
traditional data gathering.            ■ Design and adopt core baseline
Resolving these issues will require    biotic data standards applicable to
funding to support new inventories     all refuges
and surveys, improved standards,
technology, oversight, and training.   ■ Determine stations’ existing
While the Department of Interior       baseline biotic information
has adopted the vegetative
classification standards recently      ■ Incorporate baseline data needs
developed by the Federal               into RONS
Geographic Data Committee
(FGDC), it remains for NWRS to         ■ Implement Systemwide standards
implement that standard. Also,         for GIS projects
other protocols—such as those for
shoreline and other types of earth     ■ Provide and maintain equipment
cover—are not yet endorsed. Such       to gather, store, and analyze
GIS technology and protocol            biological data
standards are critical to compatibly
mapping resource data across           ■ Develop electronic formats for
refuges, regions, and other land       wildlife data storage and analysis
management agencies. Until many
of these needs are met, the Service    ■ Develop a Refuge Management
cannot produce a reliable index to     Information System (RMIS)
vegetation, biodiversity, and long-    module to profile biological
term change on Service lands.          resources and current status on
Finally, the System lacks a            stations
functional means of identifying
research and other biological          ■ Provide personal cc:Mail and
information needs to complement        Internet access to all biological
ongoing data gathering. This           program staff
obstructs communication with
research sources such as the U.S.      ■ Develop a biological information
Geological Survey’s Biological         needs process
Resources Division, other agencies,
and universities.




10                                                                              July 1998
Financial                              Implementation
Considerations,                        Proposal
Priorities and
Timetable
The recommendations made in this       This document provides a basis for
document are not amenable to           all subsequent discussions or
simple ranking. Some low or no         initiatives regarding the biological
cost items could be implemented        integrity of the NWRS. Immediate
immediately, while others would        mechanisms to be considered are
await funding (Table 2). Many items    policy teams chartered under the
are related and must occur in          Refuge Improvement Act
sequence. For example, a defensible    Implementation Committee, as well
assessment of staffing needs must      as the various groups developing
derive from the analysis of station    vision and strategy statements in
complexity and a review of current     preparation for the 1998 National
staff distribution. Other actions      Wildlife Refuge System Conference.
could occur simultaneously rather      As many recommended actions are
than in some ranked order. Some        complex and interrelated and
would have to await additional         somewhat conceptual at this point,
increases to NWRS base funding.        considerable coordination and
Specific priorities, timetables, and   communication will be necessary
funding initiatives would need to be   among the various groups to assure
developed as appropriate by            that the recommendations
working groups or individuals          presented here are adequately
pursuing implementation of this        addressed. In the long term,
document.                              however, the Service should develop
                                       a mechanism to provide continual
                                       oversight of the NWRS biological
                                       program, to assure that the
                                       biological integrity achieved
                                       through implementation of this
                                       document is maintained. That
                                       oversight may be provided by a
                                       permanent standing committee on
                                       refuge biology or any other group
                                       chartered to assure that wildlife,
                                       and thus biology, remains a
                                       fundamental concern of the NWRS.




July 1998                                                                     11
Table 1




Recommended actions the U.S. Fish & Wildlife Service should take to address needs of the National Wildlife
Refuge System biological program. Unranked.



 Goal: Address inadequate and inconsistent biological program staffing

Recommended Action                                         Strategy

Identify existing regional National Wildlife Refuge        Survey regional and field station biological staff to
System (NWRS) staff and staffing organizations             identify current staffing and biological effort relative to
                                                           acres managed, program complexity, and numbers of
                                                           field stations.

Assess refuge biological complexity relative to staff      Develop standard criteria to assess biological
on stations                                                complexity at field stations. Use results to determine
                                                           biological staffing needs at each station.

Provide staff to adequately address biological             Stations meeting certain complexity criteria will be
complexity, with a goal of at least one PFT biologist      staffed at recommended levels, with a preferred goal
per staffed station                                        of one GS-9 or higher biologist on each staffed station.

Establish regional refuge biologist position in each       Provide dedicated position in each RO as biological
Regional Office (RO)                                       liaison between field stations, technical assistance
                                                           teams, and refuge supervisors.

Create technical assistance teams to support refuge        Establish field support offices with dedicated positions,
biological operations                                      where biological specialists share expertise to assist
                                                           field stations.


 Goal: Focus biological program activities through goals and objectives

Recommended Action                                         Strategy

Articulate consistent goals for the NWRS at National       Describe habitat and species priorities for NWRS using
and Regional levels                                        existing documents and policies. Derive goal and/or
                                                           objective statements for the System and each Region
                                                           from these priorities.

Consistently base developing station Comprehensive         CCP’s or interim station objectives will step-down
Conservation Plans (CCP’s) and other planning              from National and Regional goals/objectives. All
efforts on newly articulated National and Regional         planning staff plan from these statements, rather than
goal statements.                                           independently interpret various Service documents or
                                                           plan from local perspectives.

Develop interim goals and objectives on stations not       Use new National and Regional goal statements and
scheduled for CCP’s before 2000                            “Writing Refuge Management Goals and Objectives”
                                                           handbook to put interim management objectives in
                                                           place on these stations.



July 1998                                                                                                             13
 Goal: Integrate evaluation and oversight into the biological program

Recommended Action                                         Strategy

Ensure that data collection is consistent with station     Create and follow a schedule to revise all station wildlife
goals and objectives                                       inventory plans according to 701 FW 2, ensuring data
                                                           collection relates directly to station objectives.

Develop and implement process for station                  Establish team to produce handbook that guides
biological evaluations                                     station biological evaluations. Once CCP’S or interim
                                                           goals and objectives are in place, complete evaluation
                                                           for all stations.

Ensure follow up on biological evaluations to              Utilize existing accountability mechanisms to
establish accountability                                   ensure implementation of recommendations from
                                                           biological evaluations.

Update and implement Service Manual and related            Review, revise as necessary, and implement 620 FW 1
policies governing habitat management                      and supporting chapters or other guidelines related to
                                                           habitat management on refuges.



 Goal: Increase the amount and accountability of funding for the biological program

Recommended Action                                         Strategy

Enhance funding for biological program needs using         Recognize the increased funding required to implement
the Refuge Operating Needs System (RONS) and               biological program needs, and include those needs in
Maintenance Management System (MMS)                        RONS and MMS.

Use Refuge Comprehensive Accomplishment                    Use RCAR to identify and track expenditures and
Reporting (RCAR) system to track biological                accomplishments for all elements of the NWRS
program expenditures                                       biological program.

Incorporate review of biological program expenditures      As evaluations of station biological programs are
into station evaluations                                   implemented, assure that biological program
                                                           expenditures proposed in RONS and MMS support
                                                           station objectives, and biological projects identified
                                                           are implemented.



 Goal: Provide for career and professional needs of biological program staff

Recommended Action                                         Strategy

Provide advancement opportunities for biological           Working with the Personnel Office, develop
positions at all levels                                    mechanisms to upgrade ladders in all NWRS biological
                                                           positions, adjusting maximum grade to position
                                                           complexity and technical expertise. e.g., “7/9/11” and
                                                           “9/11/12” at stations; “11/12/13” in zone or regional
                                                           positions; and “12/13/14” in Washington Office.

Upgrade selected biological program positions to reflect   Examine existing positions for complexity and grade,
current responsibilities                                   integrate where appropriate into the career ladder
                                                           concept, and pursue upgrades where merited.




14                                                                                                          July 1998
 Goal: Provide for career and professional needs of biological program staff (continued from previous page)

Recommended Action                                           Strategy

Determine NWRS biological staff needs regarding              With NCTC participation, survey biological staff to
education and career development                             develop profiles of existing personnel. Survey would
                                                             include: grade and position; years with Service;
                                                             degrees; year obtained; training since graduation;
                                                             current training needs; and interest in pursuing
                                                             advanced degrees, technical exchanges, or other
                                                             types of training.

Develop core competency training guidelines for              Work with NCTC to develop policy outlining minimum
biological program staff                                     training required at increasing grade levels (e.g.,
                                                             following National Park Service or other model)

Adopt 40-hour minimum in-service biological training         Require 40-hour minimum annual training, using
requirement for biological staff                             “core competency” standards as guidance for choosing
                                                             material. Training may come from NCTC, universities,
                                                             other courses, details/exchanges, Refuge Academy, or
                                                             other sources as negotiated with refuge manager.

Develop core training module of biological program           Work with NCTC to create module containing
administrative material                                      biology-related policy and administration training
                                                             applicable throughout the System: writing management
                                                             objectives and inventory plans; ESA and NEPA
                                                             compliance; complying with NWRS data standards;
                                                             using Refuge Management Information System
                                                             (RMIS) modules; meeting baseline data needs; survey
                                                             and study design; etc.

Develop mechanism to teach new core training module          Work with NCTC to create regional workshops,
to biological program staff                                  Refuge Academy “add- on,” or other means to reach
                                                             all biological staff with newly developed module of
                                                             administrative material.

Facilitate opportunities for biological staff to pursue      Work with NCTC to establish process, with a range
advanced degrees                                             of work and leave options, to enable biological staff to
                                                             obtain higher degrees.

Facilitate opportunities for biological staff to engage in   Work with NCTC to establish process to enable
cross-regional and cross-program details or exchanges        biologists to participate in exchanges or details across
                                                             stations, regions, and programs.

Revise as possible Service and Departmental policies         Current policies restrict official participation in
governing official participation in professional             organizations, and generally require approval for
organizations and attendance at technical meetings.          meeting attendance by Regional Directors or higher.
                                                             New policy would (1) facilitate employee participation
                                                             in professional organizations and (2) delegate authority
                                                             to approve meeting attendance to a lower level.

Develop forum on Refuge Biology in conjunction with          Implement a periodic technical meeting featuring
TWS meeting                                                  papers and other presentations on NWRS biology, by
                                                             and for biological staff to be held in conjunction with
                                                             annual meeting of The Wildlife Society.

Promote publication of peer-reviewed articles by refuge      Provide funding for costs of publications by field station
biological program staff                                     staff. Establish policy of granting extended LWOP   ,
                                                             administrative leave, modified work-at-home, or other
                                                             policies to permit staff to prepare technical papers for
                                                             peer review and publication.




July 1998                                                                                                               15
 Goal: Meet information needs of the biological program

Recommended Action                                         Strategy

Design and adopt core baseline biotic data needs           Develop standards outlining minimal baseline biotic
applicable to all refuges                                  data that each station needs (e.g., vegetation and
                                                           community maps, soils maps, species lists, population
                                                           estimates of key species).

Determine stations’ existing baseline biotic information   Survey all field stations to determine gap between
                                                           existing information and that needed to meet newly
                                                           designed standards.

Incorporate baseline data needs into RONS                  With standards in place and needs documented,
                                                           implement funding initiative to bring all stations up
                                                           to minimal standards.

Implement Systemwide standards for GIS projects            Work with Division of Information Resources
                                                           Management, Federal Geographic Data Committee,
                                                           Regional GIS coordinators, and others to adopt and
                                                           implement software, hardware, training, and technical
                                                           support, and data standards for GIS.

Provide and maintain equipment to gather, store, and       Identify and provide purchase, maintenance, and
analyze biological data                                    replacement funds for minimal biological equipment at
                                                           each station, including computer and global positioning
                                                           system hardware, specialized software, scopes, vehicles,
                                                           and specialty items.

Develop electronic formats for wildlife data storage       Identify, develop, and adopt common databases or
and analysis                                               information modules to store and retrieve wildlife
                                                           inventory and survey data on field stations. Establish
                                                           national coordinator to maintain system, and develop
                                                           training for its use. Implementation mechanisms
                                                           include RMIS program or Region 5 model.

Develop Refuge Management Information System               Create a module in RMIS to make information on
(RMIS) module to profile biological resources and          station inventories, management and monitoring
current status on stations                                 programs, specialized staff, and other data available to
                                                           others.

Provide personal cc:Mail and Internet access to all        Assure each individual has personal computer
biological program staff                                   with personal cc:Mail address and Net browsing
                                                           software, including upgraded phone lines to stations
                                                           where necessary.

Develop biological information needs process               Create electronic database to solicit and track NWRS
                                                           needs related to baseline data, inventory, monitoring,
                                                           research, or other biological information.




16                                                                                                         July 1998
Table 2




Recomnmended actions the Fish & Wildlife Service should take to address needs of the National Wildlife Refuge
System biological program, grouped by four implementation mechanisms. Actions in the first three groups are
NO COST or LOW COST, and in many cases are prerequisite to going forward with funding requests. Only
actions in the last group would require MAJOR NEW FUNDING OR FTE’s. This table must be read in the
context of the text and Table 1.



 Implementation Mechanism: Policy change by directive or other means

Recommended       Ensure that data collection is consistent with station goals and objectives: Implement existing
Action            701FW2 Systemwide. Develop training module around this chapter.

                  Implement process for biological station evaluations: After handbook guidance is developed,
                  implemement policy directing periodic evaluations.

                  Ensure follow up on biological station evaluations to establish accountability : Develop
                  performance standards requiring implementation of recommended changes once station
                  evaluations begin. Use Refuge Operating Needs System (RONS) and Refuge Comprehensive
                  Accomplishment Report (RCAR) system, where applicable, to commit stations to action.

                  Implement Service Manual and related policies governing habitat management:
                  Implement existing policy in 620FW and related existing policies or guidelines Systemwide.

                  Use RCAR to track biological program expenditures: Track accomplishments through RCAR,
                  and incorporate RCAR review into guidance for station biological program evaluations.

                  Incorporate review of biological program expenditures into station evaluations: Add this
                  element as guideline in new handbook to guide station biological evaluations.

                  Provide advancement opportunities for biological positions at all levels: Incorporate biological
                  positions into ongoing NWRS position review. Audit/upgrade selected positions, advertise new
                  ones as ladders.

                  Adopt 40-hour minimum in-service biological training requirement for biological staff:
                  Implement via Service Manual Chapter or Directive.

                  Revise as possible Service and Departmental policies governing official participation in
                  professional organizations and attendance at technical meetings: Negotiate within the
                  Department and Service to liberalize meeting attendance via Directive or changes in
                  Departmental and/or Service Manuals.

                  Promote publication of peer-reviewed articles: Develop supporting policies via Service Manual
                  or Directive.

                  Adopt core set of baseline biotic data needs applicable to all refuges: Once team agrees on core
                  needs, adopt standard via Service Manual chapter or Directive.

                  Implement Systemwide standards for GIS projects: Federal Geographic Data Committee
                  (FGDC) standards have been adopted by Department of Interior. Implement for Service by
                  Directive. Once hardware/software standards are developed with Division of Information
                  Resources Management (IRM), adopt via Service Manual Chapter or Directive.


July 1998                                                                                                        17
 Implementation Mechanism: Staff Questionnaire and Existing RMIS Documents

Recommended      Identify existing regional NWRS staff and staffing organizations: Use Refuge Management
Action           Information System (RMIS) data, interviews of Regional Office (RO) staff, and simple
                 questionnaire to field staff.

                 Assess refuge biological complexity relative to staff on stations: Use RMIS data, similar or
                 same questionnaire as above to field staff to score or otherwise rank stations relative to
                 complexity.

                 Determine NWRS biological staff needs regarding education and career development: Staff
                 questionnaire, perhaps same as above.

                 Determine stations’ existing baseline biotic information: Questionnaire to field stations,
                 perhaps same as above.


 Implementation Mechanism: Work Groups or Teams

Recommended      Articulate consistent goals for the NWRS at national and regional levels: Use Government
Action	          Improvement and Results Act statements, existing North American Waterfowl and Wetlands
                 Management Plan, Partners in Flight plans, waterfowl goals, ecosystem goals, etc. to develop
                 Systemwide and Regional goal statements. Possibly work with Comprehensive Conservation
                 Plan (CCP) planning teams

                 Consistently base developing station CCP’s and other planning efforts on newly articulated
                 national and regional goal statements: Work with CCP planning teams to assure this, using
                 goal statements developed above.

                 Develop interim goals and objectives on stations not scheduled for CCP’s before 2000:
                 Individual stations develop these statements with planners.

                 Develop and implement process for station biological evaluations:
                 Write handbook to prepare for evaluations when funded.

                 Review and update as necessary Service Manual and related policies governing habitat
                 management: Review and revise as necessary 620 FW 1 and supporting chapters or other
                 guidelines related to habitat management on refuges.

                 Develop core competency training guidelines for biological program staff: With NCTC
                 coordination, develop schedule of courses expected of biological staff at different grade levels.

                 Develop core training module of biological program administrative material: With NCTC
                 coordination, develop a module of courses to teach consistent implementation of existing policy,
                 statutory mandates, and other policy issues.

                 Design core set of baseline biotic data needs applicable to all refuges: Create set of required
                 baseline data needs common to all stations.

                 Develop Systemwide standards for GIS projects: Develop hardware/ software standards with
                 IRM.

                 Develop RMIS module to profile biological resources and current status on stations: Work
                 within existing RMIS structure.

                 Develop biological information needs process: Create System to develop and track research
                 and other needs, perhaps within RMIS structure.




18                                                                                                        July 1998
 Implementation Mechanism: Potential Funding Initiative *

Recommended       Provide staff to adequately address biological complexity, with goal of at least one PFT
Action	           biologist per staffed station: Stations meeting certain complexity criteria will be staffed
                  at recommended levels, with a desired target of one GS-9 or higher biologist on each
                  staffed station.

                  Establish regional refuge biologist position in each Regional Office: Provide dedicated
                  position in each RO as biological liaison between field stations, technical assistance teams, and
                  refuge supervisors.

                  Create technical assistance teams to support refuge biological operations: Establish field
                  support offices with dedicated positions, where biological specialists share expertise to assist
                  field stations.

                  Implement process for station biological evaluations: Implement guidance when developed to
                  assure periodic review of biological program on individual stations.

                  Upgrade selected biological program positions to reflect current responsibilities: Examine
                  selected positions for complexity and grade, integrate where appropriate into the career
                  ladder concept.

                  Develop mechanism to teach new core training module to biological program staff: Work with
                  NCTC to create regional workshops, Refuge Academy sessions or other means to reach all
                  biological staff with newly developed module of administrative material.

                  Facilitate opportunities for biological staff to pursue advanced degrees: Opportunities now
                  exist. Assign coordination responsibilities to NCTC pending additional NCTC staff and funds.

                  Facilitate opportunities for biological staff to engage in cross-regional and cross-program
                  details or exchanges: Opportunities now exist. Assign coordination responsibilities to NCTC,
                  pending additional NCTC staff and funds.

                  Develop forum on refuge biology in conjunction with TWS meeting: Implement a periodic
                  technical meeting featuring papers and other presentations on NWRS biology, by and for
                  biological staff to be held in conjunction with annual meeting of The Wildlife Society.

                  Incorporate baseline data needs into RONS: With standards in place and needs documented,
                  implement funding initiative to bring all stations up to minimal standards.

                  Provide and maintain equipment to gather, store, and analyze biological data: Provide funds
                  for the purchase, maintenance, and replacement of fundamental biological equipment at each
                  station, including computer and global positional system hardware, specialized software,
                  scopes, vehicles, and specialty items.

                  Develop electronic formats for wildlife data storage and analysis: Identify, develop, and adopt
                  common databases or information modules to store and retrieve wildlife inventory and survey
                  data on field stations. Establish national coordinator to maintain system, and develop training
                  for its use. Implementation mechanisms include RMIS program or Region 5 model.

                  Provide personal cc:Mail and Internet access to all biological program staff: Purchase
                  necessary hardware and software to accomplish this, in some cases included upgraded
                  phone lines.



                  * Actions in this last group would require MAJOR NEW FUNDING OR FTE’s.




July 1998                                                                                                            19
Appendix



Evolution of the “NWRS Biological       The present document is the result     Relationship to the National
Needs Assessment”                       of extensive Regional ARW and          Wildlife Refuge System
                                        field station reviews. The original    Improvement Act of 1997:
In 1996, Assistant Regional             draft was submitted to the ARW         Development of the present
Directors for Refuges and Wildlife      Program ARD’s and circulated           document was overtaken by
(ARD’s), Regions 1-7, chartered a       widely among field station             passage in October, 1997, of the
group to develop a budget initiative    managers and biological staff          Refuge Improvement Act. While
for the biological program of the       throughout the Refuge System for       originally unrelated, the biological
National Wildlife Refuge System         comment. Comments from that            needs assessment effort so
(NWRS). Eleven participants from        review were compiled by the ARD’s      complemented the Act that the
all regions met in New Mexico in        and forwarded back to the              Committee immediately employed
September, 1996. Collectively, the      Committee. In October, 1997, they      the Act to strengthen the present
group represented 182 years of          were recorded in a second              document. The Division of Refuges
service within the U.S. Fish &          document, “NWRS Biological             now views the final “Biological
Wildlife Service (FWS) and the          Needs Assessment, Final Draft:         Needs Assessment” as a clear
National Wildlife Refuge System         Compilation of Comments.” Based        baseline from which to measure
(NWRS), as well as many additional      on those comments, the Committee       progress at implementing the
years with other land management        convened again in Oregon in            biological mandates of the Act.
agencies. Several had significant       October, 1997, to modify the draft
experience as wildlife biologists at    document by incorporating ARD
station, zone, regional, or national    and field station concerns.
levels; at least five had been or are   Significant changes were made to
currently refuge managers; and one      the original document. Ultimately,
is a regional migratory bird            the group consolidated Tables 1, 2,
coordinator.                            and 3 of the original draft document
                                        into a single Table of specific
The group reviewed refuge               recommendations, and circulated it
biological issues and explored          for review among ARD’s in
resolutions to long-recognized          November, 1997. Their comments
concerns. They determined that          led to further changes. Specific
many of the most fundamental,           regional concerns were resolved
longstanding concerns were              through individual dialogues with
unrelated—or only peripherally          ARD’s or their staff in those
related—to funding. Instead, it         regions. The results of this process
appeared the issue of refuge biology    were incorporated into Table 1 of
was best addressed through a            the present document.
comprehensive assessment of all
elements related to administration
of the NWRS biological program.
They proceeded by listing historical
concerns, appending new ones,
and proposing specific resolutions.
Some were related to funding,
but many were not. They completed
an initial document “Biological
Needs Assessment, Final Draft”,
in March, 1997.




20                                                                                                         July 1998
Division of Refuges
U.S. Fish & Wildlife Service
4401 N. Fairfax Drive, Rm. 670
Arlington, VA 22203

July 1998