SEC and Swaps: More Enforcement to Come

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					 Enforcement & Litigation




SEC and Swaps: More Enforcement to Come
By Bruce T. Carton                             was the lead unde
				
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Description: SEC alleged that [Jon-Paul Rorech] learned information from Deutsche Bank investment bankers about changes to a proposed bond offering from European media business VNU. Those changes were expected to increase the price of credit default swaps for VNU bonds. Deutsche Bank was the lead underwriter for a proposed bond offering by VNU.
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