Bank Financial Consultant Contract Letter

Document Sample
Bank Financial Consultant Contract Letter Powered By Docstoc
					Section 4. Financial Proposal - Standard Forms

Financial Proposal Standard Forms shall be used for the preparation of the Financial Proposal
according to the instructions provided under para. 3.6 of Section 2. Forms FIN-1, FIN-2, FIN-3, F
5, and FIN-6 are to be used whatever is the selection method indicated in para. 4 of the Letter of
Invitation. However, Form FIN-4 shall only be used when the CQS, QBS or SSS method is adopt
as detailed in para. 6.3(i) of Section 2 of the RFP.




FIN-1      Financial Proposal Submission Form

FIN-2      Summary of Costs

FIN-3      Remuneration

FIN-4      Breakdown of Remuneration       (not required)

FIN-5      Breakdown of Reimbursable Expenses

FIN-6      Acknowledgment of Compliance with ADB's Guidelines

Appendix: Instructions for preparing Financial Proposal Forms FIN-1 to FIN-6

Note :     Details in Forms FIN-2, FIN-3 and FIN-5 given here are illustrative and for guidance t
 for the preparation of the Financial Proposal
  3.6 of Section 2. Forms FIN-1, FIN-2, FIN-3, FIN-
tion method indicated in para. 4 of the Letter of
d when the CQS, QBS or SSS method is adopted




oposal Forms FIN-1 to FIN-6

N-5 given here are illustrative and for guidance to complete these Forms
I.      FORM FIN-1 FINANCIAL PROPOSAL SUBMISSION FORM


[Location, Date]
To:

Mr. Ashutosh Joshi, Director (UD)
Ministry of Urban Development
Room No. 212-C,
Nirman Bhawan
New Delhi - 110 011, INDIA

Dear Sirs:

        We, the undersigned, offer to provide the consulting services for [Insert title of assign
        with your Request for Proposal dated [Insert Date] and our Technical Proposal. Our
        Proposal is for the sum of [Insert amount(s) in words and figures1].

        Our Financial Proposal shall be binding upon us subject to the modifications resulting
        negotiations, up to expiration of the validity period of the Proposal, i.e. before the date
        Reference 1.12 of the Data Sheet.

        Fees, gratuities, rebates, gifts, commissions or other payments paid or to be paid by
        to this Proposal and Contract execution, if we are awarded the Contract, are listed be

        Name and Address              Amount and
        of Agents                     Currency




        We understand you are not bound to accept any Proposal you receive.

        We remain,

Yours sincerely,

Authorized Signature [In full and initials]:
Name and Title of Signatory:
Name of Firm:
Address:
1
    Amounts must coincide with the ones indicated under Total in Form FIN-2. This amou
    local taxes, which shall be identified during negotiations and may be added to the abo
    the Client indicates in the Data Sheet of the RFP that the Consultant will be reimburs
    any such taxes paid by the Consultant.
2
    If applicable, replace this paragraph with: "No fees, gratuities, rebates, gifts, commiss
    payments have been given or received in connection with this Proposal."
UBMISSION FORM




onsulting services for [Insert title of assignment] in accordance
rt Date] and our Technical Proposal. Our attached Financial
) in words and figures1].

on us subject to the modifications resulting from Contract
 period of the Proposal, i.e. before the date indicated in Clause


s or other payments paid or to be paid by us to agents relating
we are awarded the Contract, are listed below: 2

            Purpose of Fee, Gratuity, Rebate,
            Gift, Commission or other Payment




pt any Proposal you receive.
ated under Total in Form FIN-2. This amount is exclusive of the
 negotiations and may be added to the above amount, provided
e RFP that the Consultant will be reimbursed by the Client for

No fees, gratuities, rebates, gifts, commissions or other
onnection with this Proposal."
      FIN-2 Summary by Costs
       Loan No.                                 1999-XYZ                    Rehabilitation of Irrigation System
       Asian Development Consulting

       Competitive Components: US$                                          JPY

       Remuneration
      National
      International


       Out-of-Pocket Expenses
      Foreign
      Local



      Sub-Total[1]

      Non-Competitive Components: [2]

       Provisional Sums
          Foreign
          Local



       Contingencies

       Sub-Total

       Total




      Indicate the aggregate costs, net of local taxes, to be fixed by the Client in each currency for remuneration and ou
[1]
      pocket expenses. Such aggregate costs must coincide with the sum of the relevant sub-totals indicated in Form F
      Form FIN-5 provided with the Proposal.


[2]   The amounts provided for these items must correspond to the exact amount specified in the Data Sheet and thes
      discussed during the contract negotiations
ion of Irrigation Systems


             Euro


                                         0




                                         0
                                         0




rency for remuneration and out-of-
sub-totals indicated in Form FIN-3 and



ed in the Data Sheet and these will be
FIN-3 Remuneration
LOAN No 1999-XYZ                         Rehabilitation of Irrigation Systems
Asian Development Consulting

International
                                                   Birth Date          Employment                   Home Ofc
                                                                                1
Expert                                 Citizenship (dd/mm/yy)          Status         Currency        (per mo
Harold B                                   USA         10/11/50           FT            USD           24,500
Civil Engineer

John D                                     AUS         14/07/52           OS            JPY              0
Community Development Specialist

Mike A                                     GER         12/09/46           FT            EUR           23,500
Irrigation Specialist


National
                                                       Birth Date      Employment                  Home Ofc R
                                                                               1
Expert                                 Citizenship     (dd/mm/yy)      Status         Currency       (per mo)
Khan, N                                    AFG                                          USD
Irrigation Specialist




1
    Full-time (FT) – employee of the lead firm or joint venture partner or sub-Consultant; Other Source (OS) – a
    not a joint venture partner or a Sub-Consultant firm; Independent Expert (IP) – independent, self-employed ex
Systems



nt               Home Ofc Rate                   Field Rate                      Sub-
     Currency      (per mo)    Months            (per mo)           Months       Total
      USD          24,500              5           25,400             10         376,500


      JPY             0                0           28,500              15        427,500


      EUR          23,500              20          24,500             50        1,695,000




nt              Home Ofc Rate                    Field Rate                      Sub-
     Currency     (per mo)          Months       (per mo)           Months       Total
      USD                              0           1,500              15         22,500




                                                   Fin-1 1999-XYZ    29/09/06   Page 1 of 1




ultant; Other Source (OS) – an expert provided by another source that is
ndependent, self-employed expert.
                                                                                      FIN-4        BREAKDOWN OF REMUNERATION1

LOAN NO./TITLE:
                                                                                                                 1              2          3          4

                                                                                                        B asic M o nthly      So cial   Overhead Sub-To tal

                                             EXP ER T                                                        Salary        Charges

           P o sitio n           Firm 1/    Citizenship     Date o f       Type2/      Catego ry3/         Currency4/      A mo unt     A mo unt   A mo unt

          Full Name                                           B irth                                                          %of 1      %of 1     (1+2+3)




1/
     Initials o f lead firm o r asso ciated firm (pls indicate in the bo x, the firm represented by initials);
2/
     I=Internatio nal,   N=Natio nal                                    IN IT IA LS                          F IR M N A M E
3/
     FT - Full time with lead firm o r asso ciate firm
     OS - Other so urce (o ther than lead firm o r asso ciate firm)

     IP - Independent co nsultant/free lancer
4/
     Currency o f the firm's co untry
5/
     If applicable, pls. pro vide explanatio ns.




1
       Required to be completed for CQS, QBS and SSS methods.
N OF REMUNERATION1


         2          3          4            5                 6         7              8                9            10
                                                                              5/
       So cial   Overhead Sub-To tal       Fee        Ho me Office   Others        Field Rate       M ultiplier    Suppo rt

   Charges                                                   Rate                   /M o nth                      Do cuments

   A mo unt      A mo unt   A mo unt    A mo unt         /M o nth    A mo unt

       %of 1      %of 1     (1+2+3)      %of 4               (4+5)    %of 1          (6+7)            (8/1)




AM E                                   CERTIFIED A S CORRECT                                    :

                                       Name                                                     :

                                       P o sitio n in Firm                                      :

                                       Date                                                     :
              FIN-5 Breakdown of Reimbursable Expense
Loan 1999-XYZ             Rehabilitation of Irrigation Systems

Asian Development Consulting

Foreign                                               Unit     Currency   Unit Cost   Qty   Co

Per Diem                                              Day        USD         135      90    12,

International Air Travel
          London/Kabul: Mike A                        RT         USD        4,010     6     24,
          San Francisco/Kabul: Harold B               RT         USD        3,500     6     21,
          Tokyo/Kabul: John D                         RT         USD        2,500     6     15,
Communications                                       Month       USD         6,000    1     6,0

Report Preparation, Production and                 lump sum      USD        6,000     1     6,0

Provisional sums
          Equipment                                lump sum      USD       150,000    1     150



Local                                                 Unit     Currency   Unit Cost   Qty    Co

National Air Travel                                   RT         USD         100      5      5

Office Operations, LC (Office Supplies, Support Staff) Month     USD         350      6     2,1

Provisional sums
         Seminars                                  lump sum      USD        3,500     1     3,5
         Workshops                                 lump sum      USD        5,000     1     5,0
Bi-lingual Secretary                                 Month       USD        4,000     3     12,
e Expense




nit Cost   Qty   Cost

  135      90    12,150



 4,010     6     24,060
 3,500     6     21,000
 2,500     6     15,000
 6,000     1      6,000

 6,000     1      6,000



150,000    1     150,000



nit Cost   Qty    Cost

  100      5      500

  350      6      2,100



 3,500     1      3,500
 5,000     1      5,000
 4,000     3     12,000
FORM FIN-6 [1]
DECLARATION

      ACKNOWLEDGEMENT OF COMPLIANCE WITH ADB'S GUIDELINES ON THE USE




      A.   I, ________________________ [name and position of authorized signatory
           authorized by __________________________ [name of Consulting firm/Joint V
           Partner] ("Consultant") hereby certify on behalf of the Consultant and myse
           information provided in the Technical and Financial Proposals (collectively "Prop
           submitted by the Consultant for Loan No.-Country: Title ("Project") is true, corr
           accurate to the best of my knowledge and belief. I further certify that on behal
           Consultant that (i) the Proposals have been prepared and submitted in complian
           the terms and conditions set forth in the ADB's Guidelines on the Use of Consul
           Asian Development Bank and its Borrowers (Guidelines), (ii) the Consultant h
           taken any action which is or constitutes a corrupt, fraudulent, collusive or c
           practice and is not subject to any conflict of interest as defined in ADB's antico
           policy and as reflected in Sections 1.10-1.11 and 1.23-1.25 of the Guidelines;
           the Consultant agrees to allow the ADB, at its option, to inspect and audit all ac
           related documents, and records relating to the Proposals and, if the Consu
           engaged, to the ensuing contract.


      B.
           I certify that neither the Consultant nor any Sub-Consultant or Joint Venture Par
           expert nominated by the Consultant in these Proposals has been sanctioned by th


      C.
           I further certify on behalf of the Consultant that, if selected to undertake con
           services in connection with the Project, we shall carry out such services in co
           compliance with the terms and conditions of the Guidelines.



                                                          _____________________________
                                                                     AUTHORIZED SIGNATO
                                                          For and on behalf of the Consultant

                                                          Date: ________________________


[1]
           Failure to complete this form will result in disqualification of the Financial Proposa
DELINES ON THE USE OF




 of authorized signatory] duly
of Consulting firm/Joint Venture
 e Consultant and myself that
 posals (collectively "Proposals")
e ("Project") is true, correct and
 her certify that on behalf of the
 nd submitted in compliance with
es on the Use of Consultants by
 s), (ii) the Consultant has not
 audulent, collusive or coercive
  defined in ADB's anticorruption
 1.25 of the Guidelines; and (iii)
o inspect and audit all accounts,
osals and, if the Consultant is




tant or Joint Venture Partner, or
 as been sanctioned by the ADB.



lected to undertake consulting
out such services in continuing
es.



____________________
AUTHORIZED SIGNATORY
behalf of the Consultant

 ____________________


 of the Financial Proposal.

				
DOCUMENT INFO
Description: Bank Financial Consultant Contract Letter document sample